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Compact Kahler Hodge Foundations

1 · Prerequisites

2 · Summary

This page fixes the conventions and proves the foundational theorems of Hodge theory on a compact Kähler manifold. The opening definition sets the fundamental form in the orientation convention ω=∑jej∧fj for a metric-adapted coframe, the normalisation ωn/n!=dV, the complex-valued forms and the operators L,Λ,∂,∂ˉ,d with their formal adjoints and Laplacians, and the rational pure Hodge structures with Weil operator, polarization, sub-structures and Tate shift that the type decomposition below produces. It also records the standing Axiom of Choice of the page, used by the analytic and cohomological suppliers and propagated item by item; the definitional content itself is choice-free.

Pointwise, the Hermitian exterior algebra carries an sl2-action: [L,Λ]=H, H=(k−n) on degree k, the primitive decomposition, the factorial formula for ΛsLr on primitives, the hard-Lefschetz isomorphism Ln−k below the middle degree, and the Weil operator identity W=ϵ(k)J⋆, with the primitive star formula as its consequence. The global consequences are the Kähler identities [Λ,∂]=i∂ˉ∗, [Λ,∂ˉ]=−i∂∗, [∂ˉ∗,L]=i∂, [∂∗,L]=−i∂ˉ, the vanishing of the mixed anticommutators, Δd=2Δ∂=2Δ∂ˉ, and the preservation of each bidegree by the Laplacian.

Two comparison results prepare the global theorem. On a compact smooth manifold the natural coefficient maps Hk(X;Q)⊗QF→Hk(X;F) are isomorphisms for every characteristic-zero field F, finite-dimensional in each degree, natural and multiplicative; for F=R,C this identifies singular cohomology with de Rham cohomology and supplies the rational structure. On a compact oriented boundaryless manifold the integral of a top form equals the fundamental-class evaluation of its de Rham class, which is the pairing used for polarizations.

The main theorem then gives every de Rham class a unique smooth harmonic representative, decomposes Hk(X;C) into the bidegrees Hp,q(X) with conjugation symmetry, identifies them with the sheaf cohomology Hq(X,ΩXp), and proves that the holomorphic-degree filtration of the de Rham complex induces the Hodge filtration with E1p,q=Hq(X,ΩXp) and degenerates at E1. Pullback along holomorphic maps and the cup product preserve Hodge type, so every Hk(X;Q) is a functorial rational pure Hodge structure. The elliptic and sheaf-theoretic inputs, and the countable-choice consequences they require, are propagated explicitly in the dependency records.

3 · Logical flowchart

4 · Definitions, theorems and proofs

DefinitionDefinition: Literature-sourcedProof: Not applicableOpen item page →

Compact Kähler and rational Hodge polarization conventions

Definition

Throughout this page, assume the Axiom of Choice (The Axiom of Choice): the analytic and cohomological suppliers invoked by the results below assume full AC, and each item records its exact use. The definitional content below uses no choice.

(1) Compact Kähler manifolds. Let n≥1. A Kähler manifold is a complex manifold X of complex dimension n (Complex manifolds, holomorphic vector bundles and Hermitian metrics) with complex structure J and a Hermitian metric g — a Riemannian metric (Riemannian metric and riemannian manifold) satisfying g(Jv,Jw)=g(v,w) for all tangent vectors v,w — whose real fundamental form ω(v,w)=g(Jv,w) is

  • a smooth real 2-form, the section of Λ2T∗X obtained by alternating g(J⋅,⋅);
  • positive: ω(v,Jv)=g(Jv,Jv)>0 for every nonzero tangent vector v;
  • closed: dω=0.

The manifold is compact Kähler when the topological space X is compact.

Orientation. For a complex basis (v1,…,vn) of a tangent space TxX, the ordered real basis (v1,Jv1,…,vn,Jvn) is declared positive. This is well defined: two complex bases differ by a complex-linear automorphism, whose real determinant is the square of the modulus of its complex determinant and so is positive, and the local orientations therefore glue along holomorphic charts to a global orientation of X. Let v1,…,vn be a g-orthonormal complex frame, so g(vj,vk)=δjk and g(vj,Jvk)=0, and let ej=g(vj,⋅) and fj=g(Jvj,⋅) be the metric-dual covectors. Then (e1,f1,…,en,fn) is a positively oriented g-orthonormal coframe, fj=−Jej for the pullback action (Jα)(v)=α(Jv) of J on covectors, and

ω=∑j=1nej∧fj.

The oriented volume form is the top form

dV:=ωnn!=e1∧f1∧⋯∧en∧fn,

which evaluates to 1 on each positively oriented g-orthonormal frame.

Complex dimension zero. For n=0 a complex manifold is a discrete space and compactness makes it a finite set of points with its unique complex structure; there are no tangent vectors and no forms of positive degree, ω=0, and the operators L,Λ,∂,∂ˉ,d,∂∗,∂ˉ∗,d∗ and all Laplacians introduced below are zero. The Hodge star is the identity on degree zero, and dV is the counting measure.

(2) Complex-valued forms and Kähler operators. Let X be compact Kähler. Write Ωk(X;C) for the complex-valued smooth k-forms, the complex-linear extension of the real forms of A smooth differential k-form; the Hodge star ∗ of Riemannian hodge star extends complex-linearly, and for α,β∈Ωk(X;C) the integral inner product

⟨α,β⟩=∫Xα∧∗βˉ

is complex-linear in the first variable and conjugate-linear in the second; the integral is that of Integral of a compactly supported top form and the integrand is ∣α∣2 dV when β=α, so the pairing is a positive definite Hermitian form. In holomorphic charts

Ωk(X;C)=⨁p+q=kΩp,q(X),d=∂+∂ˉ,

with ∂ and ∂ˉ of bidegree (1,0) and (0,1) (Bigraded complex forms and the Dolbeault operators); the decomposition is independent of the holomorphic chart because holomorphic chart changes preserve bidegree.

Put L=ω∧, so that L:Ωk(X;C)→Ωk+2(X;C), and let Λ,∂∗,∂ˉ∗,d∗ be the formal adjoints of L,∂,∂ˉ,d with respect to ⟨ ,⟩; existence and uniqueness are supplied by Formal adjoints of differential operators on metric vector bundles, applied to the bundle of complex-valued forms with the metric of Riemannian metrics induce metrics on dual tensor and exterior bundles and the density dV. The Laplacians are

Δd=dd∗+d∗d,Δ∂=∂∂∗+∂∗∂,Δ∂ˉ=∂ˉ∂ˉ∗+∂ˉ∗∂ˉ,

and ϵ(k)=(−1)k(k−1)/2.

(3) Rational pure Hodge structures. Let k∈Z. A rational pure Hodge structure of weight k is a finite-dimensional Q-vector space V together with a direct-sum decomposition by C-subspaces

VC=V⊗QC=⨁p+q=kVp,q,Vp,q‾=Vq,p,

where conjugation is the C-antilinear involution v⊗λ↦v⊗λˉ. The sum is finite because VC is finite dimensional, and it is direct by definition. The Weil operator C is the C-linear endomorphism of VC acting as ip−q on Vp,q; the conjugation symmetry makes C commute with conjugation, so C is the complexification of a real-linear endomorphism of VR=V⊗QR. It need not preserve V.

A polarization of such a Hodge structure is a nondegenerate Q-bilinear form Q:V×V→Q, extended C-bilinearly to VC, such that

  • Q(y,x)=(−1)kQ(x,y) for all x,y;
  • Q(Vp,q,Va,b)=0 unless (a,b)=(q,p);
  • h(x,y)=Q(Cx,yˉ) is a positive definite Hermitian form on VC.

A rational sub-Hodge structure is a Q-subspace U⊆V with UC=⨁p+q=k(UC∩Vp,q). The Tate shift V(−r), for r∈Z, keeps the underlying Q-vector space, the Weil operator and Q as they are and moves the bidegrees to (p+r,q+r), so that the weight becomes k+2r; equivalently, (V(−r))p,q=Vp−r,q−r.

Remarks

The orientation convention is exactly Deligne's ori(X) for the choice of square root of −1 implicit in J; replacing i by −i reverses the orientation in odd complex dimension and preserves it in even dimension.

The normalization of ω above is the one in which a g-orthonormal complex frame has ∣ζj∣2=2: at a point, write ζj=ej+ifj for the associated type-(1,0) coframe. Then ω=i2∑j=1nζj∧ζˉj. Some references instead write ω=i∑jζj∧ζˉj with ∣ζj∣=1; that is the same geometric structure with the rescaled metric 2g, under which all four operator identities of the Kähler commutator lemma below are invariant, but the two normalizations must not be mixed inside one computation.

The declared The Axiom of Choice records the standing assumption of this page and not a use in the definitional content, which is choice-free.

LemmaStatement: Literature-sourcedProof: AI-adaptedprecheck passjudge pass (gpt-6.1-sol)Open item page →

Rational cohomology scalar comparison on compact smooth manifolds

Statement

Assume AC. For a compact smooth manifold X, the natural coefficient maps induce isomorphisms Hk(X;Q)⊗QF≅Hk(X;F) for every characteristic-zero field F, finite-dimensional in each degree. For F=R,C these identify singular cohomology with the real or complex de Rham cohomology. They preserve cup products and are natural for maps between such manifolds. No ordered-field or positivity structure is asserted for a general F.

Facts & Assumptions

Given: The Axiom of Choice and a compact smooth manifold X; all homology and cohomology below is singular with the stated coefficients.

[F1]

Under AC the countable choice principle ACω holds, and every compact smooth manifold has the homotopy type of a finite CW complex (AC implies DC implies countable choice, Compact smooth manifolds have finite CW models under countable choice).

[F2]

Homotopic maps induce the same homomorphism on singular homology with any coefficients (Homotopic maps induce the same map on singular homology).

[F3]

For every CW complex K and abelian group G, cellular homology computes singular homology, Hncell(K;G)≅Hn(K;G), naturally for cellular maps (Cellular homology computes singular homology); the cellular chain groups are Cncell(K;G)=Hn(Kn,Kn−1;G), a direct sum of one copy of G per n-cell, and Hncell=ker⁡dn/im⁡dn+1 (Oriented cellular chain group, Cellular homology).

[F4]

Singular chains with coefficients are Cn(X;G)=Cn(X;Z)⊗ZG (Singular simplices and singular chain groups with coefficients); singular cochains are Cn(X;G)=Hom⁡Z(Cn(X;Z),G) with coboundary δφ=φ∘∂ and Hn(X;G)=ker⁡δn/im⁡δn−1 (Singular cochain complex with coefficients, Singular cohomology with coefficients). For modules the tensor product is associative, (M⊗RN)⊗SP≅M⊗R(N⊗SP) naturally (Associativity of tensor products for compatible bimodules).

[F5]

For a field κ and any space, evaluation is a natural isomorphism Hn(X;κ)≅Hom⁡κ(Hn(X;κ),κ) (Cohomology over a field is dual to homology over that field).

[F6]

The singular cup product is defined on cochains by the front/back formula (φ⌣ψ)(σ)=φ(σ[0,…,p]) ψ(σ[p,…,p+q]), R-bilinearly for a commutative unital coefficient ring R (Singular cup product on cochains); cup product is associative and pullback is a unital graded-ring homomorphism (Cup product is natural, unital and associative).

[F7]

Assume ACω. Integration of forms gives a natural isomorphism of unital graded real algebras from real de Rham cohomology to Hsing∗(X;R) (The de Rham theorem); on any smooth manifold, real forms are smooth sections of the real exterior cotangent bundle (A smooth differential k-form). Each smooth section α of its complexification has unique smooth real and imaginary parts, α=Re⁡α+iIm⁡α. Thus η⊗(a+ib)↦aη+ibη identifies ΩR∗(X)⊗RC with the complex de Rham complex; coordinate differentiation acts on the two parts separately, so its differential is d⊗1.

Proof

1.1F1F2F3givenalgebra

By [F1] there are a finite CW complex K and maps h:X→K, g:K→X with g∘h homotopic to idX and h∘g homotopic to idK. Homotopy invariance [F2] gives g∗h∗=(g∘h)∗=id and h∗g∗=(h∘g)∗=id on singular homology with any coefficients, so h∗:Hn(X;κ)→Hn(K;κ) is an isomorphism for every n and every coefficient field κ. For a field κ each cellular chain group Cncell(K;κ) is a direct sum of one copy of κ per n-cell [F3], and the finite CW complex K has finitely many cells, so Cncell(K;κ) is a finite-dimensional κ-vector space and its subquotient Hncell(K;κ)=ker⁡dn/im⁡dn+1 is finite-dimensional as well [F3]; by cellular homology equals singular homology [F3], Hn(K;κ) and hence Hn(X;κ) are finite-dimensional. In particular Hn(X;Q) and Hn(X;R) are finite-dimensional for every n.

1.2F4givenchoosealgebra

Let k be a field, let F be a k-vector space, and let D∗ be a chain complex of k-vector spaces with differential ∂, cycles Zn=ker⁡∂n and boundaries Bn=im⁡∂n+1. Under AC choose k-linear complements An,Tn with Zn=Bn⊕An and Dn=Zn⊕Tn; then ∂n maps Tn isomorphically onto Bn−1, because it is injective (Tn∩Zn=0) and ∂n(Dn)=Bn−1=∂n(Tn). Tensoring these supplied splittings preserves them: tensor the inclusions and projections, whose composites are identities or zero and whose sum is the identity. Thus Dn⊗kF=(Bn⊗kF)⊕(An⊗kF)⊕(Tn⊗kF), and the boundary is zero on the first two summands and an isomorphism from the third onto Bn−1⊗kF. Consequently ker⁡(∂n⊗1)=Zn⊗kF, im⁡(∂n+1⊗1)=Bn⊗kF, and Hn(D∗⊗kF)≅An⊗kF≅Hn(D∗)⊗kF, the isomorphism sending the class of z⊗μ to [z]⊗μ. For D∗=C∗(X;Q) and k=Q the chain-level identification C∗(X;Q)⊗QF≅C∗(X;F) is the associativity and unit isomorphism for Cn(X;Z)⊗ZQ⊗QF≅Cn(X;Z)⊗ZF [F4], so Hn(X;Q)⊗QF≅Hn(X;F) canonically by the map induced by c↦c⊗1.

2.1step 1.1step 1.2F4F5givenalgebra

Fix a characteristic-zero field F and a degree n, and put V=Hn(X;Q), finite-dimensional by step 1.1. Evaluation gives natural isomorphisms Hn(X;κ)≅Hom⁡κ(Hn(X;κ),κ) for κ=Q and κ=F [F5]; choosing a finite Q-basis (vi) of the finite-dimensional space V with dual basis (fi), the map fi⊗μ↦(vj↦δijμ) identifies Hom⁡Q(V,Q)⊗QF with Hom⁡Q(V,F), and ψ↦(v⊗μ↦ψ(v)μ) identifies Hom⁡Q(V,F) with Hom⁡F(V⊗QF,F), with inverse χ↦(v↦χ(v⊗1)). Composing these isomorphisms with the identification V⊗QF≅Hn(X;F) of step 1.2 and the two evaluation isomorphisms gives a natural isomorphism Hn(X;Q)⊗QF≅Hn(X;F); on a cocycle φ and a chain z⊗μ the image of [φ]⊗1 evaluates to φ(z)μ, exactly as the coefficient-change cochain c⊗μ↦φ(c)μ does, so the isomorphism is the natural coefficient map [φ]⊗1↦[φ⊗1]. Hence Hn(X;Q)⊗QF≅Hn(X;F) for every characteristic-zero field F, and Hn(X;F) is finite-dimensional because Hn(X;F)≅V⊗QF is.

3.1step 2.1F6givenalgebra

By [F6] the cup product on singular cochains with coefficients in a commutative unital ring is given by the front/back formula, and the coefficient-change map φ↦φ⊗1 satisfies ((φ⌣ψ)⊗1)(σ)=(φ⊗1)(σ[0,…,p])⋅(ψ⊗1)(σ[p,…,p+q]) on every singular simplex by multiplying the two coefficient values inside F, with 1⊗1=1; hence coefficient change is a unital homomorphism of graded rings, and the isomorphism of step 2.1, being its F-linear extension, satisfies ΦF((a⌣b)⊗μ)=ΦF(a⊗1)⌣ΦF(b⊗μ) for cohomology classes a,b and scalars μ, so the comparison isomorphisms preserve cup products. For a map f:X→Y of compact smooth manifolds the cochain identity f∗(φ⊗1)=(f∗φ)⊗1 holds because both sides send a simplex σ to φ(f∘σ), and pullback is a unital graded-ring homomorphism [F6]; hence the isomorphisms of step 2.1 commute with pullback and are natural for such maps, and multiplicativity is preserved as well.

4.1step 1.2step 2.1step 3.1F1F5F7givenalgebra∎

The de Rham theorem [F7] gives the natural isomorphism of graded real algebras HdR∗(X)≅Hsing∗(X;R), so composing with step 2.1 for F=R identifies Hn(X;Q)⊗QR with real de Rham cohomology; the real de Rham theorem assumes ACω, which AC supplies through [F1]. For F=C the complex de Rham complex is ΩR∗(X)⊗RC with differential d⊗1 [F7], and the argument of step 1.2 applied degreewise to this complex over the field extension R⊆C gives HdRn(X;C)≅HdRn(X;R)⊗RC; likewise Hn(X;C)≅Hn(X;R)⊗RC, either by the same base change and duality [F5] or by associativity from Hn(X;Q)⊗QC≅Hn(X;Q)⊗QR⊗RC via step 2.1 for F=R and F=C. Hence the complex de Rham comparison is the complexification of the real one, and the identification with real or complex de Rham cohomology holds for F=R,C as asserted, with naturality and cup-product compatibility from steps 2.1 and 3.1.

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Top de Rham integration equals fundamental-class evaluation

Statement

Assume the Axiom of Choice. Let M be a compact oriented smooth boundaryless m-manifold and let α∈Ωm(M) be a smooth real or complex top form. Let JM:HdRm(M)→Hsingm(M;R) be the de Rham comparison of The de Rham theorem for real forms, extended complex-linearly with codomain Hsingm(M;C) for complex forms. Use the smooth-orientation normalization: a positively oriented affine m-simplex represents the positive local homology generator at each interior point. Let [M]∈Hm(M;R) be the real fundamental class of Fundamental class of a compact oriented manifold, and let ⟨ ,⟩ be the Kronecker evaluation pairing (Kronecker evaluation pairing). Then

⟨JM[α],[M]⟩=∫Mα.

Consequently, if c1,…,cr∈HdR∗(M) with ∑ideg⁡ci=m are represented by closed smooth forms αi, then

⟨JM(c1)⌣⋯⌣JM(cr),[M]⟩=∫Mα1∧⋯∧αr.

Facts & Assumptions

Given: The oriented manifold, the top form and the normalization of AC; by AC implies DC implies countable choice the Axiom of Choice supplies the countable choice ACω used by the de Rham comparison and by smooth partitions of unity.

[F1]

JM=rM−1IM on each degree, where IM(ω)(σ)=∫σω is the integration cocycle of De Rham integration cochain and rM restricts continuous to smooth singular cochains; JM is a unital graded algebra isomorphism (The de Rham theorem).

[F2]

Smooth singular chains compute singular homology, naturally for smooth maps (Smooth singular chains compute singular homology), and the Kronecker evaluation ⟨[φ],[c]⟩=φ(c) is independent of cocycle and cycle representatives (Kronecker evaluation pairing, The kronecker pairing is independent of cocycle and cycle representatives).

[F3]

The fundamental class restricts at every point to the local orientation class (Fundamental class of a compact oriented manifold); a smooth germ with invertible differential multiplies local orientation classes by sgn⁡(dFp) (Smooth orientation sign is the local integral homology multiplier, Local orientation sign of a regular preimage); and excision identifies the relative groups after removing a closed set contained in the complement of a point (Excision for singular homology).

[F4]

Sard's theorem gives null critical value sets for Euclidean chart expressions (Morse-Sard for Euclidean maps), and the inverse function theorem gives local inverse branches at invertible differentials (The Euclidean inverse function theorem).

[F5]

Change of variables for orientation-preserving or reversing diffeomorphisms (Change of variables on oriented manifolds), smooth partitions of unity subordinate to countable locally finite covers (Smooth partitions of unity exist on manifolds), monotone convergence for nonnegative measurable functions (Monotone convergence for the integral), the equality of bounded Borel Riemann and Lebesgue integrals on boxes (Borel Darboux integrands in finite dimension), and the definition of the manifold integral including dimension zero (Integral of a compactly supported top form).

[F6]

The long exact sequence of a pair has connecting map induced by the chain boundary (Long exact sequence of a pair). The affine simplex chain map induces the canonical simplicial-to-singular homology isomorphism (Simplicial and singular homology agree), and homology of a disjoint union is the direct sum (The singular homology of a disjoint union is the direct sum).

Proof

1.1F1F2given

Assume first that α is real and m≥1. By [F2] choose a smooth singular cycle z=∑j=1Najσj representing the image of [M] in Hm(M;R), and choose a continuous cocycle φ representing the class JM[α]=rM−1[IMα] with rMφ−IMα=δψ for a smooth cochain ψ; evaluating on the smooth cycle z gives ⟨JM[α],[M]⟩=φ(z)=IMα(z)+ψ(∂z)=IMα(z)=∑j=1Naj∫Δmσj∗α by [F1] and the definition of IM. It therefore remains to prove ∑jaj∫Δmσj∗α=∫Mα for this smooth cycle.

1.2F4givenalgebra

Each σj extends smoothly to an open neighbourhood of Δm. Applying [F4] in finitely many charts covering the compact images, the critical values of all σj and the images of all faces of all Δm form a set N⊆M that is null in every smooth chart. For y∉N every preimage x∈σj−1(y) is an interior regular point of σj, and there are only finitely many of them, because a regular point has a neighbourhood on which σj is injective and Δm is compact; put μj(y)=∑x∈σj−1(y)sgn⁡(dσj(x)) and μ(y)=∑jajμj(y) for y∉N.

2.1F3F6step 1.2givenalgebra

The orientation normalization can be computed on the standard simplex. For an interior point x∈Δm, radial projection from x retracts Δm∖{x} onto ∂Δm. Since Δm contracts, [F6] identifies Hm(Δm,Δm∖{x};Z) with H~m−1(∂Δm;Z) and sends the identity simplex to its alternating boundary. In the simplicial boundary complex this alternating boundary generates top reduced homology: there are no m-simplices, and the cycle equations at each codimension-two face force the signed coefficients of adjacent facets to agree. For m=1 the generator is the endpoint difference. The simplicial comparison in [F6] therefore makes the identity simplex a local generator, whose sign fixes the positive Euclidean generator used in [F3]. Fix now y∉N and Fj=σj−1(y), a finite interior set by step 1.2. The identity simplex is a relative cycle for (Δm,Δm∖Fj), and σj is a map from this pair to (M,M∖{y}). Excision and the disjoint-union formula [F3, F6], using disjoint small neighbourhoods of the points of Fj, identify its relative class with the tuple of positive local generators just computed. The local multiplier formula [F3] consequently sends its class to μj(y)μy. If Fj is empty its relative class is zero. Summing with aj shows that the point restriction of [z] is μ(y)μy. The restriction of [M] is μy, so their equality in the one-dimensional real local homology group forces μ(y)=1.

2.2F4F5step 1.2givenalgebra

Fix j and let Rj be the regular set in the interior of Δm, with its standard orientation. The pullback coefficient of α vanishes on the critical set because it contains the factor det⁡Dσj, and the boundary of the simplex has measure zero, so ∫Δmσj∗α=∫Rjσj∗α. Using a countable Euclidean basis and [F4], cover Rj by connected relatively compact open inverse-branch neighbourhoods Vi and choose a locally finite smooth partition (ρi) subordinate to them by [F5]. Each ρi has compact support in Vi. Put fi=ρi∘(σj∣Vi)−1 on σj(Vi), extended by zero, and let εi be the constant differential sign on Vi. The change-of-variables formula gives ∫Viρiσj∗α=εi∫Mfiα. To bound the series, construct a smooth positive top form ν by patching positive chart volume forms with [F5], and choose B with ∣α/ν∣≤B on compact M. Put β=Bν. Smooth signed change of variables gives ∫Mfiβ=εi∫Viρiσj∗β=∫Viρi∣σj∗β∣. Monotone convergence [F5] sums the latter nonnegative coefficients to ∫Rj∣σj∗β∣<∞, since the pullback coefficient is bounded on the compact simplex. Therefore ∑i∫M∣fiα∣≤∑i∫Mfiβ<∞. The Riemann–Lebesgue comparison in [F5] identifies the continuous compact-simplex coefficient integrals with these Lebesgue integrals. Thus positive and negative parts may be summed under the integral. For y∉N, the pointwise signed weight is ∑iεifi(y)=∑x∈Fj∑i:x∈Visgn⁡(dσj(x))ρi(x)=μj(y), since the partition sums to one at each preimage. Therefore ∫Δmσj∗α=∫Mμjα, with arbitrary values on the null set N.

3.1step 1.1step 2.1step 2.2F1F5given∎

Summing the identity of step 2.2 with the coefficients aj and using μ=1 outside N from step 2.1 gives, for real α and m≥1, ∑j=1Naj∫Δmσj∗α=∫Mμ(y)α(y)=∫Mα(y), which combined with step 1.1 proves ⟨JM[α],[M]⟩=∫Mα. For complex α apply the real case to Re⁡α and Im⁡α and use the complex-linear extension of JM, of the Kronecker pairing and of the integral. For m=0 the manifold is a finite set of points with orientation signs ε(p), the fundamental class is [M]=∑pε(p)[p], the degree-zero comparison sends the class of a function f to the evaluation classes [f]=∑pf(p)[p]∗, and both sides of the identity are ∑pε(p)f(p) by the zero-dimensional convention in [F5]; the empty manifold gives 0=0. The multiplicative consequence follows from the algebra isomorphism property of [F1] applied to the closed representatives. AC enters only through the ACω recorded in the Given, which the de Rham comparison, smooth partitions of unity, smooth-chain comparison, manifold integration and Riemann–Lebesgue comparison require; Sard, excision, change of variables, monotone convergence and the local multiplier computation are choice-free.

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Hermitian exterior Lefschetz decomposition and Weil star identity

Statement

Let n≥0, let V be a real inner product space of dimension 2n, and let J:V→V be a compatible complex structure (J2=−id and g(Jv,Jw)=g(v,w) for all v,w). Let ω∈⋀2V satisfy ω(v,w)=−g(Jv,w) for all v,w, and orient V so that ωn/n! is a positive volume form. These are the form-side conventions of Compact Kähler and rational Hodge polarization conventions: V is the cotangent space at a point, J acts on forms by pullback, and ω is the fundamental form. Write h for the induced determinant pairing on the complexified exterior algebra ⋀∙VC, extended sesquilinearly from g with distinct degrees orthogonal and conjugate-linearity in the second variable, put L=ω∧, let Λ=L∗ be the adjoint with respect to h, and put H=[L,Λ] and W=exp⁡Lexp⁡(−Λ)exp⁡L. Degrees of exterior powers below range over 0≤k≤2n (exterior powers outside this range are zero). Let J also denote the algebra endomorphism J(x∧y)=Jx∧Jy of ⋀∙VC, let ⋀p,qVC be the span of p-fold wedges of V1,0=ker⁡(J−i) with q-fold wedges of V0,1=ker⁡(J+i), and let ∗ be the complex-linear extension of the Hodge star of V and ϵ(k)=(−1)k(k−1)/2.

Then the following hold.

  1. H=[L,Λ] satisfies [L,Λ]=H, H=(k−n)id on ⋀kVC, [H,L]=2L and [H,Λ]=−2Λ.
  2. Every α∈⋀kVC has a unique decomposition α=∑r≥max⁡(0,k−n)Lrur with Λur=0 and ur∈⋀k−2rVC; all but finitely many terms vanish, and the projections α↦ur are rational polynomials in L,Λ on each fixed degree.
  3. If 0≤t≤n and u∈⋀tVC is primitive (Λu=0) of degree t, then Ln−t+1u=0 and ΛsLru=r!(r−s)!(n−t−r+s)!(n−t−r)!Lr−su(0≤s≤r≤n−t); no nonzero primitive element has degree t>n; for k≤n an element of ⋀kVC is primitive exactly when Ln−k+1u=0; and Ln−k:⋀kVC→⋀2n−kVC is an isomorphism for k≤n.
  4. J=ip−q on ⋀p,qVC, and Wα=ϵ(k)J∗α for every α of degree k. If 0≤k=p+q≤n and u is primitive of type (p,q), then ∗u=ϵ(k)iq−p(n−k)!Ln−ku.

Facts & Assumptions

Given: The data and hypotheses of the Statement.

[F1]

The star is characterized by α∧⋆βˉ=h(α,β)vol⁡ and on a positively oriented orthonormal basis is ⋆eI=ϵIeIc, where ϵI is the sign of the permutation listing I followed by its complement (The Hodge star on an oriented finite-dimensional real inner-product space, The Hodge star exists uniquely and is given by the complementary-basis formula in an oriented orthonormal basis).

[F2]

The star is an isometry of the Gram pairing and ⋆∘⋆=(−1)k(2n−k)id on ⋀kV (The Hodge star is an isometry and satisfies ⋆2=(−1)k(n−k) on ΛkV).

Proof

1.1givenF1algebra

Suppose n=1. Choose a unit vector e1 and put e2=−Je1; then g(e1,e2)=0, g(e2,e2)=1, Je1=−e2, Je2=e1, and ω(e1,e2)=−g(Je1,e2)=g(e2,e2)=1, so ω=e1∧e2 is the positive unit volume form and (e1,e2) is positively oriented. The basis 1,e1,e2,ω of ⋀∙VC is orthonormal for h, and [F1] gives the star table ⋆1=ω, ⋆e1=e2, ⋆e2=−e1, ⋆ω=1. Hence L(1)=ω and L kills e1,e2,ω, while the adjoint Λ satisfies Λω=1 and kills 1,e1,e2. Therefore [L,Λ]=H is −id, 0, 0, id on degrees 0,1,1,2, that is H=(k−1)id on ⋀k, and evaluating HL−LH and HΛ−ΛH on the four basis elements gives [H,L]=2L and [H,Λ]=−2Λ. Evaluating the exponentials gives W(1)=ω, W(e1)=e1, W(e2)=e2, W(ω)=−1, while J(1)=1, Je1=−e2, Je2=e1, Jω=ω give ϵ(0)J⋆1=ω, ϵ(1)J⋆e1=e1, ϵ(1)J⋆e2=e2 and ϵ(2)J⋆ω=−1; since both sides are complex linear, W=ϵ(k)J⋆ on ⋀kVC for n=1.

2.1step 1.1F1F2givenalgebrainduction

Let V=V1⊕V2 with V1,V2 g-orthogonal and J-stable, oriented so that the positive volume form is vol⁡1∧vol⁡2; write ωi=ω∣Vi, so ω=ω1+ω2, and let Li,Λi,Wi,Ji be the corresponding operators on the factors. Under the linear isomorphism ⋀∙V1,C⊗⋀∙V2,C→⋀∙VC, a⊗b↦a∧b, a check on orthonormal wedge bases gives the tensor rules h(a∧b,a′∧b′)=h1(a,a′)h2(b,b′), ⋆(a∧b)=(−1)deg⁡adeg⁡b(⋆1a)∧(⋆2b) and J(a∧b)=J1a∧J2b for homogeneous a,a′ and b,b′, the middle one being forced by the characterizing property [F1] and consistent with the isometry property [F2]. Consequently L=L1+L2, Λ=Λ1+Λ2 (the adjoint of a sum of operators acting on the two tensor factors is the sum of the adjoints), H=H1+H2 where Hi=(deg⁡−ni)id on the i-th factor with ni=dim⁡Vi/2, and W=W1W2, J=J1J2, because operators on the two factors commute. If the three commutator relations and the identity W=ϵ(k)J⋆ hold on both factors, then they hold on V: the commutator relations split termwise, and for homogeneous a,b the identity gives W(a∧b)=ϵ(deg⁡a)ϵ(deg⁡b)(J1⋆1a)∧(J2⋆2b), which equals ϵ(deg⁡a+deg⁡b)J⋆(a∧b) because ϵ(m+ℓ)=(−1)mℓϵ(m)ϵ(ℓ) and the sign (−1)deg⁡adeg⁡b of the star rule cancels against (−1)mℓ. Splitting off a two-plane W=span(e1,−Je1) with V2=W⊥ and iterating the base case 1.1 proves the three relations of part 1 and the identity of part 4 for every n≥0: the degenerate factor V2=0 has ⋀∙V2=C in degree zero, where all operators are the identity or zero and the relations are immediate, and for n=0 both sides of W=ϵ(k)J⋆ are the identity on this one-dimensional space.

3.1step 2.1givenalgebrainduction

Let u≠0 be primitive of degree t, so Λu=0. From [L,Λ]=H and H=(t+2r−n)id on degree t+2r we get, by induction on r≥0, the recurrence ΛLru=r(n−t−r+1)Lr−1u: indeed ΛLru=LΛLr−1u−(t+2(r−1)−n)Lr−1u and substituting the induction hypothesis for r−1 gives the claim. Iterating gives the displayed factorial formula. Let N be the largest index with LNu≠0, which exists because Lru=0 once t+2r>2n. Then LN+1u=0, so the recurrence with r=N+1 gives 0=ΛLN+1u=(N+1)(n−t−N)LNu; since N+1≠0 and LNu≠0, we get N=n−t. Hence n−t≥0, so no nonzero primitive element has degree t>n; moreover Ln−tu≠0 and Ln−t+1u=0, and all coefficients in the factorial formula are nonzero for 0≤s≤r≤n−t.

4.1step 3.1givenalgebrainduction

Let α∈⋀kVC. Since Λ=L∗ on the finite-dimensional space ⋀kVC, the image of L:⋀k−2VC→⋀kVC is the orthogonal complement of ker⁡Λ on ⋀kVC, so α=u0+Lα1 with Λu0=0 and α1∈⋀k−2VC. Inducting on k (the cases k=0 and k=1 have no L-term) writes α=∑rLrur with each ur primitive; terms with deg⁡ur>n vanish by step 3.1, and Lrur=0 when r>n−deg⁡ur, equivalently r<k−n. Discarding these zero terms gives the stated range r≥max⁡(0,k−n). For uniqueness, suppose ∑r=r0sLrur=0 with each ur primitive and us≠0. Put cr=r!(n−k+2r)!/(n−k+r)!, which is a positive integer in this range. The factorial formula gives ΛsLsus=csus, while for r<s it gives ΛsLrur=Λs−r(crur)=0 because Λur=0; applying Λs to the sum gives csus=0, a contradiction. For the projections start with the fixed index s=⌊k/2⌋, allowing zero coefficients: us=cs−1Λsα. Subtract Lsus and repeat with s−1 down to max⁡(0,k−n). This expresses each ur by a fixed rational linear combination of compositions of L,Λ, without choices.

5.1step 3.1step 4.1givenalgebra

Choose a basis (uα) of the direct sum P=⨁jPj of primitive spaces Pj=ker⁡Λ∩⋀jVC, a finite direct sum of finite-dimensional spaces. By step 4.1 every element of ⋀∙VC has a unique expression as a finite sum of string elements Lruα with 0≤r≤n−deg⁡uα; hence these string elements form a basis, and the string of uα occupies each degree tα,tα+2,…,2n−tα. Fix k≤n and let tα=deg⁡uα. Multiplication by Ln−k sends the string element at position r to position r+n−k, which is a valid position of the same string because r+n−k≤n−tα follows from k=tα+2r; conversely position r′ of a degree-2n−k element of the string is the image of r=r′−(n−k) with k=tα+2r≥0. On the direct sum of strings, Ln−k is therefore a bijection from the degree-k part onto the degree-2n−k part, an isomorphism Ln−k:⋀kVC→⋀2n−kVC. Similarly, Ln−k+1Lruα=Lr+n−k+1uα is zero exactly when r=0, and for r≥1 it is a nonzero string element; expanding u=∑r≥0,αcr,αLruα in degree k and using basis independence, Ln−k+1u=0 forces cr,α=0 for every r≥1, so u=∑αc0,αuα is primitive. The converse is step 3.1.

6.1step 2.1step 3.1givenalgebra∎

Since J acts as i on V1,0 and −i on V0,1 and is multiplicative, J=ip−q on ⋀p,qVC. Let u≠0 be primitive of degree k and type (p,q), put m=n−k≥0, and apply W=exp⁡Lexp⁡(−Λ)exp⁡L to exp⁡(−L)u: since Λu=0 we get Wexp⁡(−L)u=exp⁡(L)exp⁡(−Λ)u=exp⁡(L)u. Expanding exp⁡(−L)u and comparing the components of degree 2n−k, of which the left side has exactly Wu (all other terms are mapped to lower degrees by W, which reverses the H-weight) and the right side exactly Lmu/m!, gives Wu=Lmu/m!. Substituting into the identity Wu=ϵ(k)J⋆u of step 2.1 and applying J−1, which acts on Lmu by i−(p−q)=iq−p because Lmu has type (p+m,q+m), gives ⋆u=ϵ(k)iq−pLmu/m!, which is the displayed formula. For n=0 both sides are the identity and the formula is ∗1=1.

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Kähler commutators and preservation of harmonic types

Statement

Assume the Axiom of Choice. Let X be a compact Kähler manifold with the conventions of Compact Kähler and rational Hodge polarization conventions. Then the formal adjoints satisfy

[Λ,∂]=i∂ˉ∗,[Λ,∂ˉ]=−i∂∗,[∂ˉ∗,L]=i∂,[∂∗,L]=−i∂ˉ.

One has Δd=2Δ∂=2Δ∂ˉ, the mixed anticommutators ∂∂ˉ∗+∂ˉ∗∂ and ∂ˉ∂∗+∂∗∂ˉ vanish, and Δd commutes with L,Λ,∂,∂ˉ,∗, and preserves each bidegree Ωp,q(X).

Facts & Assumptions

Given: The compact Kähler manifold and its operators L,Λ,∂,∂ˉ,∂∗,∂ˉ∗,d∗ and Laplacians; by AC implies DC implies countable choice the Axiom of Choice supplies the countable choice used by the general Stokes theorem and the smooth partition data behind the formal adjoints.

[F1]

The operators and Laplacians are as in Compact Kähler and rational Hodge polarization conventions: Λ,∂∗,∂ˉ∗,d∗ are the formal adjoints of L,∂,∂ˉ,d for the integral inner product ⟨α,β⟩=∫Xα∧∗βˉ, and on the complexified exterior algebra the pointwise operators and star are those of Hermitian exterior Lefschetz decomposition and Weil star identity.

[F2]

The formal adjoint of a differential operator of order at most two on a metric vector bundle has the local formula P⋆v=∑∣α∣≤2(−1)∣α∣γ−1Dα(γ aα∗v) in a chart with density coefficient γ and orthonormal frames, and it is characterized by ∫⟨Pu,v⟩ dμ=∫⟨u,P⋆v⟩ dμ for compactly supported smooth sections (Formal adjoints of differential operators on metric vector bundles).

[F3]

In holomorphic charts Ωk(X;C)=⨁p+q=kΩp,q(X) and d=∂+∂ˉ with ∂,∂ˉ of bidegree (1,0) and (0,1) (Compact Kähler and rational Hodge polarization conventions), and the local identities ∂2=∂ˉ2=∂∂ˉ+∂ˉ∂=0 hold (The d, partial and dbar identities); since the Kähler form has bidegree (1,1) and dω=0, directness of the bidegree decomposition gives ∂ω=∂ˉω=0.

[F4]

The general Stokes theorem holds on compact oriented manifolds (The general Stokes theorem), and the holomorphic inverse function theorem in several variables gives local inverse branches of a holomorphic map with invertible Jacobian (The holomorphic inverse function theorem in several complex variables).

Proof

1.1F1F2F3F4givenalgebraconstruct

For n≥1, fix x0∈X and choose holomorphic coordinates with habˉ(0)=12δab, where habˉ=gC(∂za,∂zˉb) for the complex-bilinear extension of g. Then ω=i∑a,bhabˉ dza∧dzˉb, and dω=0 implies ∂chabˉ=∂ahcbˉ. Put Γacb=2∂ahcbˉ(0) and make the symmetric quadratic change zb=wb−12∑a,cΓacbwawc. Its derivative at zero is the identity, so [F4] makes it a holomorphic coordinate change near zero. In the transformed matrix habˉ′=∑i,jhijˉ(z(w))(∂zi/∂wa)(∂zj/∂wb)‾, one has ∂chabˉ′(0)=∂chabˉ(0)−12Γacb=0. The antiholomorphic derivatives vanish by the Hermitian symmetry. Thus h′=12I+O(∣w∣2), and the induced form metric, its inverse and the volume density have vanishing first derivatives at zero. Formula [F2] therefore gives the flat adjoint formulas at this point. When n=0 the claimed identities are immediate from [F1]; assume n≥1 below.

2.1F1F2step 1.1givenalgebra

Work at such a normal point with the constant-coefficient operators on the coframe dzj,dzˉj: write aj=dzj∧, bj=dzˉj∧ and let cj=aj∗, dj=bj∗ be the pointwise adjoints of [F1], so that {cj,ak}=2δjk, {dj,bk}=2δjk and the mixed anticommutators {cj,bk}, {dj,ak} vanish (the factor two is h(dzj,dzj)). Then ∂=∑jaj∂zj, ∂ˉ=∑jbj∂zˉj, ∂∗=−∑jcj∂zˉj, ∂ˉ∗=−∑jdj∂zj, L=i2∑jajbj and Λ=−i2∑jdjcj, and direct expansion using the anticommutation relations gives Λ∂−∂Λ=−i∑jdj∂zj=i∂ˉ∗ (the mixed pairs [djcj,ak]=2δjkdj), Λ∂ˉ−∂ˉΛ=i∑jcj∂zˉj=−i∂∗, ∂ˉ∗L−L∂ˉ∗=i∑jaj∂zj=i∂ and ∂∗L−L∂∗=−i∑jbj∂zˉj=−i∂ˉ. Every one of these operators is a differential operator of order at most two whose coefficients involve at most first derivatives of the metric, so equality at every normal point proves the four identities globally; the normalization enters only through the factor h(dzj,dzj)=2, and both sides scale the same way if the metric is rescaled by a constant, so no normalization is mixed inside the computation.

3.1step 2.1F3givenalgebra

Use the graded bracket, for which the bracket of two odd operators is their anticommutator and [Λ,∂]=i∂ˉ∗ reads ∂ˉ∗=−i[Λ,∂]. By [F3] the operators ∂,∂ˉ are odd and satisfy ∂2=∂ˉ2=∂∂ˉ+∂ˉ∂=0, while Λ is even. Graded Jacobi applied to ∂,Λ,∂ gives [∂,[Λ,∂]]=0 because the two middle terms cancel and ∂2=0, hence [∂,∂ˉ∗]=−i[∂,[Λ,∂]]=0, and its adjoint gives [∂ˉ,∂∗]=0; these are exactly the two vanishing mixed anticommutators. Graded Jacobi applied to ∂ˉ,Λ,∂ gives [∂ˉ,[Λ,∂]]=[∂,[∂ˉ,Λ]], hence [∂ˉ,∂ˉ∗]=−i[∂ˉ,[Λ,∂]]=−i[∂,[∂ˉ,Λ]]=i[∂,[Λ,∂ˉ]]=[∂,∂∗], using the second identity of step 2.1; that is Δ∂ˉ=Δ∂. Expanding d=∂+∂ˉ and d∗=∂∗+∂ˉ∗ with the two mixed anticommutators gives Δd=Δ∂+Δ∂ˉ=2Δ∂=2Δ∂ˉ.

4.1step 2.1step 3.1F1F2F3F4givenalgebra∎

For the remaining commutation relations: [∂,L]=∂ω∧=0 and [∂ˉ,L]=0 by [F3]; then [Δ∂,L]=∂[∂∗,L]+[∂,L]∂∗+[∂∗,L]∂+∂∗[∂,L]=−i(∂∂ˉ+∂ˉ∂)=0, where the first equality uses Δ∂=∂∂∗+∂∗∂ and [∂∗,L]=−i∂ˉ, and adjunction gives [Δ∂,Λ]=0; since Δd=2Δ∂, Δd commutes with L and Λ. Commutation with ∂ and ∂ˉ follows from ∂2=∂ˉ2=0 and Δd=2Δ∂=2Δ∂ˉ. For the star: for α of degree k−1 and β of degree k the formal-adjoint identity of [F2] for d and the characterizing property α′∧∗βˉ=⟨α′,β⟩ dV of the star give ∫α∧∗d∗β‾=(−1)k∫α∧d∗βˉ, hence, since this holds for all α, the operator identity ∗d∗=(−1)kd∗ on degree k; substituting it and ∗2=(−1)k(m−k) with m=2n into Δd=dd∗+d∗d shows ∗Δd=Δd∗ on every degree, because the adjacent-degree relations are ∗d∗=(−1)kd∗ and ∗d=(−1)k+1d∗∗ on degree k, and hence ∗dd∗=d∗d∗ and ∗d∗d=dd∗∗. Finally Δ∂ˉ=Δd/2 has bidegree (0,0) because ∂ˉ and ∂ˉ∗ shift bidegree by (0,±1), so Δd preserves each Ωp,q(X). For n=0 every operator but the star is zero and all assertions are immediate.

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Compact Kähler Hodge decomposition from elliptic harmonic forms

Statement

Assume AC. For a compact Kähler manifold X in the sense of Compact Kähler and rational Hodge polarization conventions, every de Rham class has a unique smooth harmonic representative and Hk(X;C)=⨁p+q=kHp,q(X),Hp,q(X)‾=Hq,p(X). Here Hp,q(X) is precisely the set of classes with a d-closed smooth representative of type (p,q), so the decomposition is independent of the Kähler metric. Writing ΩXp for the sheaf of holomorphic p-forms (the kernel of ∂ˉ on the sheaf Ap,0 of smooth (p,0)-forms), Hp,q(X) is isomorphic to Hq(X,ΩXp), the sheaf cohomology of Sheaf cohomology as right derived global sections. The Hodge filtration Fa=⨁p≥aHp,k−p of Hk(X;C) equals the filtration induced by the holomorphic-degree filtration of the de Rham complex, whose spectral sequence has E1p,q=Hq(X,ΩXp) and degenerates at E1. Pullback by holomorphic maps of compact Kähler manifolds and cup product preserve Hodge type, so Hk(X;Q) is a functorial rational pure Hodge structure.

Facts & Assumptions

Given: The Axiom of Choice; a compact Kähler manifold X of complex dimension n with the conventions of Compact Kähler and rational Hodge polarization conventions, with its Kähler metric and the induced Riemannian structure.

[F1]

Complex-valued forms, the bidegree decomposition, d=∂+∂ˉ, the integral inner product, the formal adjoints ∂∗,∂ˉ∗,d∗ and the Laplacians Δd,Δ∂,Δ∂ˉ with Δd=dd∗+d∗d are as in Compact Kähler and rational Hodge polarization conventions; a complex manifold of positive dimension is boundaryless, and the definitions of a second-order operator of Laplace type, of its principal symbol σ2 and of formal symmetry are those of Second-order Laplace-type operators on metric vector bundles; formal adjoints of order-≤2 operators exist uniquely and satisfy (P∗)∗=P (Formal adjoints of differential operators on metric vector bundles); de Rham cohomology is that of De rham cohomology.

[F2]

The Kähler identities hold: Δd=2Δ∂=2Δ∂ˉ, the mixed anticommutators of ∂,∂ˉ,∂∗,∂ˉ∗ vanish, Δd commutes with L,Λ,∂,∂ˉ,∗ and preserves each bidegree Ωp,q(X) (Kähler commutators and preservation of harmonic types).

[F3]

Assume AC. Let M be compact boundaryless smooth of real dimension at least two with a smooth positive density, E a finite-rank complex Hermitian smooth bundle, and P a smooth second-order Laplace-type operator on E, formally symmetric with scalar positive-definite principal symbol. Then ker⁡P is finite-dimensional and smooth, Π is the orthogonal projection onto it, L2(M,E)=ker⁡P⊕⊥ran⁡P, and there is a unique linear G:L2→H2∩(ker⁡P)⊥ with PG=I−Π on L2, GP=I−Π on H2 and GΠ=ΠG=0, bounded Hk→Hk+2 and preserving smooth sections; moreover Hk=ker⁡P⊕P(Hk+2) and C∞=ker⁡P⊕P(C∞) for every k≥0, and Π is smoothing (Compact Laplace-type operators: smooth kernel, closed range and Green inverse). Nonnegativity of the energy ⟨Pu,u⟩2 holds here and gives nonnegative P and G.

[F4]

The coefficient comparison Hk(X;Q)⊗QC≅Hk(X;C) and the identification of singular with real and complex de Rham cohomology are those of Rational cohomology scalar comparison on compact smooth manifolds; integration of forms gives a natural isomorphism of unital graded real algebras HdR∗(X)→Hsing∗(X;R) under which wedge of form classes is the cup product (The de Rham theorem). Pullback of forms is smooth, functorial, preserves wedge products and carries closed forms to closed forms (The pullback of a differential form, Pullback of forms is smooth functorial and preserves wedges, Pullback carries closed forms to closed forms and exact forms to exact forms); for a holomorphic map between complex manifolds the local coordinate expression is holomorphic (Complex manifolds, holomorphic vector bundles and Hermitian metrics).

[F5]

Assume AC. On a polydisc P′⊂⊂P⊆Cn with n≥1, every ∂ˉ-closed smooth (p,q)-form with 1≤q≤n is the ∂ˉ of a smooth (p,q−1)-form on P′ (The local Dolbeault lemma on nested polydiscs).

[F6]

Hq(X,F) is the right derived functor of global sections relative to the supplied injective resolution datum, with degree zero the global sections (Sheaf cohomology as right derived global sections).

[F7]

Assume AC. Every sheaf of modules over the sheaf of smooth functions on a smooth manifold is acyclic: all higher cohomology on every open set vanishes (Sheaves of smooth-function modules are cohomologically acyclic); and assume DC. The right derived functors of a left exact functor are computed by any acyclic resolution (The acyclic-resolution theorem for right derived functors); AC implies DC (AC implies DC implies countable choice).

[F8]

The spectral sequence of a filtered chain complex with finite filtration on every chain object stabilizes pointwise and naturally abuts to the homology with its image filtration, which is finite, exhaustive and separated (Bounded filtered complex spectral sequence abuts to filtered homology), with pages and abutment as in R page of the spectral sequence of a filtered complex and Abutment to a filtered object; each page is the homology of the preceding one, naturally (The next page is the homology of the current page).

Proof

1.1F1F6F7F8givenalgebra

Suppose n=0. Then compactness makes X a finite discrete set of points; there are no forms of positive degree, every Laplacian is zero, and every function is smooth, so the de Rham cohomology is H0(X;C)=Cπ0(X) in degree zero and zero above, the harmonic forms are exactly the locally constant functions, and H0,0(X)=H0(X;C) while Hp,q(X)=0 otherwise, with the statement's conjugation symmetry, uniqueness and metric-independence vacuous. Here ΩX0 is the kernel of ∂ˉ on smooth functions, i.e. the sheaf C‾X of locally constant functions, and H0(X,C‾X)=Γ(X,C‾X)=Cπ0(X) with Hq(X,C‾X)=0 for q>0 because C‾X is a sheaf of modules over the sheaf of smooth functions [F6, F7]; the holomorphic-degree filtration is concentrated in degree zero, so it induces the trivial filtration and the spectral sequence degenerates at E1 with E1p,q=Hq(X,ΩXp) [F8]. Hence assume n≥1 from now on, so the real dimension of X is 2n≥2.

1.2F1F2F3givenalgebra

For each degree k let E be the complex Hermitian bundle of complex-valued k-forms and P=Δd=dd∗+d∗d, whose bundles we are given by [F1]. In local coordinates d has leading symbol iε(ξ), exterior multiplication by ξ, and d∗ has leading symbol −i⌟ξ, contraction against ξ; since ε(ξ)⌟ξ+⌟ξε(ξ)=∣ξ∣2id, the principal symbol of Δd is σ2(Δd)(x,ξ)=∣ξ∣2id, a scalar positive-definite quadratic form, so Δd is Laplace type; moreover ⟨Δdu,u⟩=⟨d∗u,d∗u⟩+⟨du,du⟩=∥du∥2+∥d∗u∥2 for smooth u by the defining adjoint property of d∗ [F1], so the energy is nonnegative, and the same computation read backwards gives ⟨Δdu,v⟩=⟨u,Δdv⟩, so Δd is formally symmetric. The bounds and elliptic hypotheses of [F3] are therefore met on the compact boundaryless manifold X of real dimension 2n≥2; let Hk=ker⁡(Δd) on k-forms, Πk its orthogonal projection and Gk the Green operator. For a smooth d-closed k-form u one has u=Πku+ΔdGku; since Δd commutes with d [F2], Δd(dGku)=d(ΔdGku)=d(u−Πku)=0, so dGku is harmonic, and it is exact, so ∥dGku∥2=⟨Gku,d∗(dGku)⟩=0 because a harmonic form has vanishing adjoint by the energy identity above; hence dGku=0 and u=Πku+dd∗Gku. Thus every de Rham class has the smooth harmonic representative Πku, and it is unique: if h is harmonic and h=dβ for a smooth β, then ∥h∥2=⟨β,d∗h⟩=0, so h=0.

2.1F1F2step 1.2givenalgebra

By [F2] Δd=2Δ∂ˉ and Δd preserves each bidegree, so Hk=⨁p+q=kHp,q with Hp,q=ker⁡(Δd)∩Ωp,q(X), an orthogonal sum for the pointwise metric; hence Πk preserves each bidegree. The Green operator Gk does too: if u has pure type, decompose the smooth form Gku into types. Each component orthogonal to Hk solves the corresponding component of ΔdGku=u−Πku; all other-type components solve the homogeneous equation and are therefore both harmonic and orthogonal to the harmonic space, hence zero. Define Hp,q(X) as the image in Hp+q(X;C) of the d-closed forms of type (p,q). A class in Hp,q(X) has harmonic representative Πp+qα of type (p,q) by bidegree preservation, and conversely a class whose harmonic representative has type (p,q) lies in Hp,q(X); since the harmonic representative is unique and additive, Hk(X;C)=⨁p+q=kHp,q(X) with Hp,q(X)≅Hp,q via h↦[h]. Complex conjugation of complex-valued forms is the conjugate-linear involution induced by the real forms [F1]; it commutes with d and d∗, which have real coefficients, hence with Δd, and it exchanges dzj with dzˉj, hence Ωp,q(X) with Ωq,p(X) and Hp,q with Hq,p; therefore Hp,q(X)‾=Hq,p(X). Finally Hp,q(X) is defined by a closed representative of type (p,q) alone, so it does not depend on the Kähler metric, and the decomposition just proved for one Kähler metric is a decomposition into these metric-free subspaces.

3.1F1F4step 2.1givenalgebra

Let f:X→Y be a holomorphic map of compact Kähler manifolds. Pullback of forms is functorial, preserves wedge products and commutes with d [F4], and in holomorphic coordinates f∗(dzj) and f∗(dzˉj) are holomorphic respectively conjugate-holomorphic linear combinations of dzk,dzˉk [F4]; hence f∗Ωp,q(Y)⊆Ωp,q(X) and f∗ carries d-closed (p,q)-forms to d-closed (p,q)-forms. Therefore f∗Hp,q(Y)⊆Hp,q(X), so pullback preserves Hodge type; by the naturality in [F4] it is a morphism of the rational structures. For classes a∈Hp,q(X), b∈Hr,s(X) represented by d-closed forms α,β, the form α∧β is d-closed of type (p+r,q+s) because d is a graded derivation and ∂,∂ˉ have bidegrees (1,0) and (0,1) [F1], and it represents the cup product a⌣b under the de Rham isomorphism [F4]; hence cup product preserves Hodge type. With V=Hk(X;Q) finite-dimensional and VC≅Hk(X;C) as in [F4], the decomposition VC=⨁p+q=kHp,q(X) with conjugation symmetry of step 2.1 and the functoriality just proved make Hk(X;Q) a functorial rational pure Hodge structure in the sense of [F1].

3.2F2F5F6F7step 1.2step 2.1givenalgebra

Define the sheaves Ap,q of smooth (p,q)-forms on X and ΩXp=ker⁡(∂ˉ:Ap,0→Ap,1); the sections of ΩXp over an open set are exactly the holomorphic p-forms, since ∂ˉf=0 is the Cauchy-Riemann condition on the coefficients in degree zero. At each point, the polydisc lemma [F5] provides, for q≥1, a local primitive of every ∂ˉ-closed (p,q)-form on a smaller polydisc, so the stalk sequence 0→ΩXp→Ap,0→∂ˉAp,1→∂ˉ⋯→∂ˉAp,n→0 is exact: exactness at Ap,0 holds by the definition of ΩXp, and exactness at Ap,q for 1≤q≤n is exactly the local solvability supplied by [F5]. Each Ap,q is a sheaf of modules over the sheaf of smooth functions (real-valued functions acting by multiplication), and its global sections are the smooth (p,q)-forms, so it is acyclic for global sections by [F7], and the acyclic resolution theorem [F7], whose DC hypothesis follows from AC [F7], therefore identifies Hq(X,ΩXp) [F6] with the cohomology of the deleted complex of global sections Ωp,0(X)→∂ˉΩp,1(X)→∂ˉ⋯, i.e. with the global Dolbeault cohomology H∂ˉp,q(X)=ker⁡∂ˉ/im⁡∂ˉ in degree q. For a ∂ˉ-closed smooth (p,q)-form α the identity α=Πα+2Δ∂ˉGα holds because Δd=2Δ∂ˉ [F2]; here ∂ˉ(ΔdGα)=Δd(∂ˉGα) by [F2] and equals ∂ˉ(α−Πα)=0, so ∂ˉGα is harmonic, and for any harmonic v, 0=⟨Δdv,v⟩=2(∥∂ˉv∥2+∥∂ˉ∗v∥2) by [F2] and adjunction. Thus ∂ˉ∗∂ˉGα=0; hence α=Πα+2∂ˉ(∂ˉ∗Gα) with Πα harmonic of type (p,q) by step 2.1, and every Dolbeault class has the harmonic representative Πα, unique because a harmonic form that is ∂ˉ-exact has zero norm. Therefore Hq(X,ΩXp)≅Hp,q≅Hp,q(X) by steps 1.2 and 2.1.

4.1F1F8step 3.2step 2.1givenalgebra∎

Filter the de Rham complex by holomorphic degree, FaΩk(X;C)=⨁r≥aΩr,k−r(X); both ∂ and ∂ˉ map Fa into Fa by their bidegrees [F1], so the filtration is compatible with d and finite on each degree (Fa=0 for a>k, Fa=Ωk for a≤0). Reindex to the homology convention of [F8] by setting Cm=Ω−m(X;C) and the increasing filtration GpCm=F−pΩ−m(X;C); [F8] then supplies a spectral sequence with pages E~p,qr and differentials d~r:E~p,qr→E~p−r,q+r−1r, stabilizing pointwise and abutting to Hm(C∙)=H−m(X;C) with the image filtration. Writing Era,q=E~−a,−qr for the cohomological indexing, we get E1a,q=Ha+q(Fa/Fa+1)=Hq(Ωa,∙,∂ˉ)=H∂ˉa,q(X)≅Ha,q(X) by step 3.2, and dr:Era,q→Era+r,q−r+1 is induced by d. Each E1a,q is finite-dimensional by steps 2.1 and 3.2. For a class in E1a,q represented by the harmonic form h of step 3.2, dh=∂h+∂ˉh=0 with ∂ˉh=0 gives ∂h=0, so d1=0. By [F8] each page is naturally the homology of the preceding one, so Er is a subquotient of E1 and the dimensions are non-increasing in r; explicitly dim⁡Er+1a,q=dim⁡Era,q−rank⁡(dra,q)−rank⁡(dra−r,q+r−1). The abutment identifies gr⁡aHk(X;C)≅E∞a,k−a, so ∑a+q=kdim⁡E∞a,q=dim⁡Hk(X;C), while steps 2.1 and 3.2 give ∑a+q=kdim⁡E1a,q=∑a+q=kdim⁡Ha,q(X)=dim⁡Hk(X;C); since dim⁡E∞a,q≤dim⁡E1a,q for every (a,q), the diagonal sums being equal forces dim⁡E∞a,q=dim⁡E1a,q termwise, hence every rank vanishes and dr=0 for all r≥1 with E∞=E1, whence gr⁡aHk(X;C)≅Ha,k−a(X) and the spectral sequence degenerates at E1 with E1a,q=Hq(X,ΩXa). Finally the image filtration is FaHk(X;C)=im⁡(Hk(FaΩ∙)→Hk(X;C)) [F8], which is the set of classes with a d-closed representative in ⨁r≥aΩr,k−r(X); it contains ⨁r≥aHr,k−r(X) because such a class has a closed representative of pure type, and its successive graded quotients are gr⁡rHk≅Hr,k−r(X), so the finite filtrations have equal dimensions and FaHk(X;C)=⨁r≥aHr,k−r(X), as asserted.

5 · Examples, counterexamples and false statements

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