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Logarithmic construction of smooth-open mixed Hodge structures

Statement

Assume AC. Let U be smooth quasiprojective over C, and choose an SNC smooth projective compactification j:U↪X, boundary D. The logarithmic de Rham complex with Hodge filtration by degree and pole-count weight filtration constructs a functorial rational mixed Hodge structure on Hn(U,Q), independent of the compactification. Its weights are at least n, and WnHn(U,Q)=im⁡(Hn(X,Q)⟶Hn(U,Q)).

Facts & Assumptions

Given: The Axiom of Choice; a smooth quasiprojective complex variety U of pure dimension d; an SNC smooth projective compactification j:U↪X with reduced boundary D a simple normal crossings divisor (Simple normal crossings divisors and simultaneous normal crossings position, SNC projective compactifications of smooth quasiprojective varieties); the irreducible components D1,…,Dr of D and, for a≥0, the smooth projective scheme D[a] equal to X for a=0 and to the disjoint union of the a-fold intersections Di1∩⋯∩Dia for a≥1, with its natural map ia:D[a]→X (each summand maps by a closed immersion; the disjoint union need not embed in X). Cohomology is singular cohomology of the analytic spaces on the analytic topology of Analytic topology and finite smooth algebraic stratifications of complex varieties.

[F1]

Analytification (Smooth projective analytifications have rational Kähler forms, Analytic topology and finite smooth algebraic stratifications of complex varieties, Compact Kähler and rational Hodge polarization conventions). X is a compact complex manifold of dimension d with a canonical orientation, D is a reduced divisor with normal crossings, and near every point of D there are holomorphic coordinates z1,…,zd in which D is {z1⋯zs=0} for some s=s(p); each D[a] is a smooth projective complex variety of pure dimension d−a (empty for a>r), a morphism of complex varieties induces a holomorphic map, and U=X∖D is an open complex submanifold of dimension d. Complex-valued smooth forms, the bidegree decomposition, d=∂+∂ˉ and type are those of Bigraded complex forms and the Dolbeault operators, and holomorphic functions on polydiscs are those of Holomorphic functions on an open subset of Cm.

[F2]

The de Rham comparison (The de Rham theorem, AC implies DC implies countable choice). For every finite-dimensional Hausdorff second-countable smooth manifold M, integration of smooth forms on smooth simplices is a natural isomorphism HdR∗(M)≅Hsing∗(M;R) under ACω, which AC supplies. It applies to the real manifolds underlying X, the strata D[a] and U, and is compatible with the coefficient extension to C.

[F3]

Hodge theory of the compact strata (Compact Kähler Hodge decomposition from elliptic harmonic forms, Smooth projective analytifications have rational Kähler forms, Compact Kähler and rational Hodge polarization conventions). Let V be a smooth projective complex variety of pure dimension m. Then Hk(V;Q) carries a functorial rational pure Hodge structure of weight k, whose Hodge filtration is the filtration induced by the holomorphic-degree filtration ΩV≥p of the holomorphic de Rham complex; there is a Hodge decomposition Hk(V;C)=⨁p+q=kHp,q(V) with Hp,q(V)≅Hq(V,ΩVp); the Hodge-de Rham spectral sequence degenerates at E1; and pullback along a morphism and cup product preserve type. In particular Hk(V;Q) is finite-dimensional over Q.

[F4]

Local analytic inputs (The local Dolbeault lemma on nested polydiscs, Cohomological Kunneth isomorphism under finite free hypotheses, Homology of spheres, Cohomology over a field is dual to homology over that field, Locally contractible metric spaces have singular constant sheaf cohomology). On a polydisc P⊆Cm, every ∂ˉ-closed smooth (p,q)-form with q≥1 is ∂ˉ-exact on every smaller relatively compact polydisc. Holomorphic coefficients are continuous and separately holomorphic (A holomorphic function of several variables is continuous and separately holomorphic), admit absolutely normally convergent power series on smaller polydiscs (A continuous separately holomorphic function is the sum of an absolutely convergent power series with Cauchy-integral coefficients on every smaller polydisc), and these series can be differentiated termwise there (An absolutely convergent multi-indexed power series is holomorphic and differentiates termwise). For a product of circles the Kunneth theorem computes the cohomology as the exterior algebra on the degree-one generators, with each factor contributing one generator because the homology of the circle is Q in degrees 0 and 1; over the field Q the Kronecker evaluation identifies a cohomology group with the full dual of homology, so the classes are detected by their values on the torus cycles.

[F5]

Mixed Hodge machinery (Rational mixed Hodge structures, Cohomological mixed Hodge complexes, Mixed Hodge complex cohomology and simplicial weights, Strictness of mixed Hodge morphisms). A rational mixed Hodge structure is a Q-vector space with a finite increasing weight filtration W and a finite decreasing Hodge filtration F on the complexification, opposed on every weight-graded piece; a rational cohomological mixed Hodge complex is a filtered pair (KQ,(KC,W)) with a comparison whose graded pieces are quasi-isomorphisms and whose weight-graded complexes have finite-dimensional cohomology with strict differentials and pure Hodge cohomology of weight r+w; a morphism of such complexes induces morphisms of the resulting structures; morphisms of mixed Hodge structures are strict for W and F, and the image of a morphism is both a sub- and a quotient structure.

[F6]

Sheaves and derived global sections (Sheaf cohomology as right derived global sections, Enough injective sheaves of modules, Algebraically constructible complexes of analytic field sheaves, Locally contractible metric spaces have singular constant sheaf cohomology). Sheaf cohomology is the right derived global-sections functor computed from a supplied functorial injective resolution datum, independent of the datum up to natural isomorphism; for a bounded-below complex of sheaves the same construction is applied to a filtered injective resolution and computes the hypercohomology. On a metric space with a neighbourhood basis of contractible open sets, constant-sheaf cohomology agrees with singular cohomology on every open subset.

[F7]

Compactification and modification (SNC projective compactifications of smooth quasiprojective varieties, Modification preserves open cohomology images). Any finite family of smooth projective compactifications of U is dominated by a smooth projective compactification with reduced SNC boundary restricting to the identity over U; a proper morphism of smooth projective varieties of equal pure dimension that is the identity over U does not change the image of Hn(−;Q) in Hn(U;Q).

[F8]

Coordinate and divisor inputs. A holomorphic map with invertible complex Jacobian is a local biholomorphism (The holomorphic inverse function theorem in several complex variables). Every regular local ring is a UFD (Regular local rings are unique factorization domains), so a nonzero regular germ on smooth X whose zero set is contained in the SNC boundary factors as a unit times powers of its local boundary equations: each irreducible factor is prime; containment of its zero set in the union of the coordinate divisors implies it divides their product, hence one of those equations.

[A1]

AC is assumed in the statement and is consumed through [F1] (analytification and orientation), [F2] (the de Rham comparison and its ACω), [F3] (the compact Kaehler machine), [F4] (the polydisc Dolbeault transform), [F6] (injective resolution data) and [F7] (resolution, principalization and the duality comparison of the modification lemma). AC is also inherited through the local-factoriality supplier of [F8]. The residue, power-series and filtration bookkeeping below is otherwise choice-free. (The Axiom of Choice)

Proof

technique · direct
1.1F1F3F7F8givenconstruct

(Compactification and strata.) By [F7] choose the SNC smooth projective compactification; the constructions below apply separately to its finitely many smooth connected components when dimensions differ. At a closed point of X, the SNC equations are a subset of a regular system of parameters; their differentials extend to a cotangent basis in a smooth chart. The parameter map has invertible complex Jacobian, so [F8] makes these parameters holomorphic coordinates, giving the coordinate divisor model of [F1]. Order the finitely many boundary components to fix residue signs. Their a-fold intersections and disjoint unions D[a] are smooth projective by [F1], so [F3] applies to each component. Empty strata contribute zero.

1.2F1givenconstructalgebra

(Logarithmic forms and the pole filtration.) Put ei=dzi/zi for the s local boundary coordinates. The logarithmic complex L=ΩX∙(log⁡D) is locally generated by e1,…,es,dzs+1,…,dzd over holomorphic functions; regular normal differentials are included because dzi=ziei. Define in degree k the pole-count filtration by WaLk=∑∣I∣≤aeI∧ΩXk−∣I∣, with arbitrary regular holomorphic forms in the second factor, not merely tangential forms. Thus W0L=ΩX∙, WaL=0 for a<0, and WdL=L. Changing a boundary equation by a unit adds a regular dlog⁡u, so this definition is intrinsic. Since dei=0 and differentiating a regular coefficient produces a regular form, d preserves W. The degree filtration FpL=ΩX≥p(log⁡D) is also a finite filtration by subcomplexes.

2.1F1step 1.2constructalgebra

(Residues, signs and the Hodge shift.) For each ordered set I of a distinct components, write a term of WaLk as eI∧ηI with ηI regular, and restrict ηI to DI. These are separate residue coordinates on the separate summands of D[a]. Terms with fewer poles restrict to zero in Gr⁡aW; a regular normal differential restricts to zero, and a coefficient vanishing on DI lies in the ideal generated by its normal coordinates, each factor zi converting ei to the regular form dzi and reducing the pole count. These observations prove that the kernel of the residue map on Wa is exactly Wa−1. Conversely every regular stratum form extends locally in the normal coordinates and lifts as eI∧ηI, proving surjectivity. Changes of local equations add only lower-pole terms, so these maps glue. The differential is d(eI∧ηI)=(−1)aeI∧dηI, agreeing with the differential of the shifted complex [−a]. Hence Gr⁡aWL≅ia∗ΩD[a]∙[−a], and Fp corresponds to the stratum degree filtration Fp−a, the shift appropriate to a Tate twist (−a).

2.2F1F4step 1.2constructalgebra

(A pole-preserving local contraction.) Work on a smaller polydisc centered at a boundary point with s normal coordinates. For tangential coordinates w, put ϕt(z,w)=(z,tw) and R=∑jwj∂wj. Set hη=∫01t−1ϕt∗(ιRη) dt. Differentiating coefficients and basis differentials gives ddtϕt∗η=t−1ϕt∗(dιR+ιRd)η; integration yields dh+hd=id−ϕ0∗. The integrand has a finite limit at t=0 because contraction and pullback supply at least one tangential factor of t, and the power-series bounds of [F4] justify differentiation and integration on smaller polydiscs. This preserves every pole level, since it affects only regular tangential forms. What remains is the normal logarithmic complex with holomorphic coefficients f(z)=∑ν∈Nscνzν and differential d(zνeI)=zν(∑iνiei)∧eI. For a nonzero multiindex ν, choose the first index i with νi>0 and put hν=νi−1ιi, contraction of the exterior algebra with the i-th basis vector. The identity (∑jνjej)∧hν+hν(∑jνjej)∧=id contracts that entire monomial summand. This also preserves W: in an eI monomial a logarithmic index with νi>0 can be written as a regular differential by factoring zi, so its effective pole count is precisely the number of indices j∈I with νj=0; hν removes only a positive-exponent index. Partitioning the series into the finitely many sectors specified by this first positive index and dividing coefficients by νi≥1 preserves normal convergence on each smaller polydisc, so these operators define a holomorphic homotopy. The single all-zero multiindex is left unchanged: its surviving complex is the exterior algebra on the ei, with zero differential and Wa equal to the span of wedges of degree at most a. This handles every pattern of simultaneous zero exponents and proves Hq(WaL)p=⋀qCs for 0≤q≤a, and zero otherwise; inclusion WaL→L induces the identity on these spaces.

3.1F2F4F6step 2.1step 2.2constructalgebra

(Every canonical truncation and the rational normalization.) Take the sheafification SU∙ of smooth singular cochains on U. The flasque-resolution construction of [F6] applies to smooth simplices as well: barycentric subdivision and its prism operators preserve smoothness, local polydisc contractions are smooth, and the global small-simplex representative argument is unchanged. Thus SU∙ resolves CU and its terms are acyclic on every open subset. They are therefore j∗-acyclic, and j∗SU∙ represents Rj∗CU. Integration of logarithmic forms on smooth simplices in U, with the cochain map and normalization of [F2], gives the chain map L→j∗SU∙. On the polydiscs of step 2.2 the target stalk cohomology is the cohomology of (Δ∗)s×Δd−s, the exterior algebra on meridians by [F4]. Integration gives ∫γiej=2πiδij, so the comparison is an isomorphism on every cohomology sheaf. Let τ≤a denote the canonical truncation, with degree a equal to the kernel of the next differential. Since every degree-k logarithmic form has at most k poles, the identity gives a genuine chain inclusion τ≤aL→WaL. By step 2.2 it induces an isomorphism in degrees at most a and both sides have no cohomology above a, hence is a quasi-isomorphism for every a. These inclusions commute with the maps as a increases. We therefore have the filtered comparison zigzag (Rj∗QU⊗C,τ)→(Rj∗CU,τ)←(L,τ)→(L,W), all arrows graded quasi-isomorphisms; exact scalar extension and the local finite torus cohomology establish the first arrow. On each graded sheaf the rational meridian wedge corresponds to (2πi)−aeI, which pairs by 1 with the degree-a meridian torus, not a degree-2a class. Ordered residues thus identify Raj∗QU with ia∗QD[a] and place its comparison lattice in (2πi)−aQ, exactly the rational Tate normalization (−a).

4.1F6A1step 3.1constructalgebra

(Actual filtered global-section models and a single comparison.) The sheaf comparison in step 3.1 is a zigzag, so it must not be treated as a nonexistent direct sheaf map in the opposite direction. Resolve the complexes and their filtrations by the exact Godement construction: C0(A)(V)=∏x∈VAx, with the natural embedding and successive cokernels. Stalks and products are exact for vector spaces under AC. Moreover C0(A)=∏x∈Xix∗Ax is an injective sheaf of field-vector spaces: each Ax is injective over its field by extension of linear maps along a chosen complement, the exact stalk functor is left adjoint to ix∗, and a product of injectives is injective because the component extension maps can be chosen simultaneously under AC. The successive cokernel construction therefore gives an actual injective resolution. Exactness of C0 and the short exact augmentation sequences give exactness of each successive cokernel functor by the snake lemma, so the resulting functorial resolution is exact on filtration levels, their finite intersections and both associated gradings; its global-section total computes derived global sections. Apply it to L with W,F and to the other weight-filtered models in the zigzag. Replace the rational and comparison models by τ≤d first; their cohomology sheaves above d vanish by the local torus calculation, so this is a quasi-isomorphism and leaves a finite weight range 0≤a≤d. After resolution and global sections the complex-coefficient arrows in the zigzag are maps of weight-filtered vector-space complexes with graded quasi-isomorphisms. For the rational scalar-extension arrow, the global graded comparison is the isomorphism Hr−a(D[a];Q)⊗C→Hr−a(D[a];C) from [F3], with the normalization of step 3.1; this proves it is a graded quasi-isomorphism without interchanging tensor product with an infinite product of stalks. Such a map admits a weight-filtered homotopy inverse: its cone has acyclic weight-graded complexes; a cycle in Wa has a leading graded preimage, and subtracting its differential lowers the cycle to Wa−1, so finite induction supplies a preimage in Wa. Thus the cone is acyclic with a W-strict differential. Choose filtration-compatible complements of its cycles and right inverses of its differential; the resulting degree-minus-one homotopy contracts the cone and preserves W, and the cone homotopy equations give a W-filtered homotopy inverse of the original map. AC permits these linear complements. Inverting the leftward comparison in step 3.1 and composing the remaining arrows gives an actual W-filtered chain map KQ⊗C→KC, with KC=Γ(X,C∙(L)) carrying the original W,F. Its graded maps are quasi-isomorphisms. Different inverse choices are filtered-homotopic, so their induced comparison and image filtrations on cohomology agree. These are bounded-below degreewise-finite filtered models of the type required in [F5].

5.1F3F5step 2.1step 3.1step 4.1constructalgebra

(Strictness on the weight-graded global models.) Exactness of the resolution and step 2.1 identify Gr⁡aWKC with a global-section resolution of ΩD[a]∙[−a], with its degree Hodge filtration shifted by a. Its Hodge spectral sequence degenerates at E1 by [F3]. This implies strictness of the differential of this actual filtered vector-space complex: if dx belongs to Fp, take the leading F index b<p of x; its class in the associated-graded complex is a cycle. Degeneration means this E1 class lifts to an actual cycle y∈Fb, up to an element of Fb+1 and a boundary in Fb. Subtract that cycle and boundary from x, preserving dx and raising the filtration index of the preimage. Repeat through the finite filtration until a preimage of dx lies in Fp. Thus im⁡d∩Fp=d(Fp). Moreover its degree-r cohomology is Hr−a(D[a];Q)(−a) under the comparison of step 3.1, with the induced F, pure of weight r−a+2a=r+a and finite-dimensional by [F3]. Hence the global comparison models of step 4.1 satisfy every graded axiom of a rational cohomological mixed Hodge complex, including strictness and the full induced Hodge filtration.

6.1F5F6step 3.1step 4.1step 5.1algebra

(The mixed structure and its spectral sequence.) Apply the full conclusion of [F5] to the proved mixed Hodge complex of step 5.1. Its cohomology is Hn(U;Q) by steps 3.1-5.1 and [F6], and it carries the image Hodge filtration and shifted weight filtration WmHn(U)=im⁡(Hn(Wm−nK)→Hn(K)). The weight spectral sequence is E1−a,q=Hq−2a(D[a];Q)(−a), pure of weight q, degenerates at E2, and gives Gr⁡mWHn(U)≅E2n−m,m with its induced Hodge filtration. In particular this step uses the supplied recurrent-to-image-filtration proof, not an assumption that higher differentials preserve the desired filtration.

7.1F2F3F6step 1.2step 3.1step 6.1algebra

(Lower weight bound and compactification image.) The pole index a is nonnegative, so a term contributing to total degree n=q−a has weight q=n+a≥n. Hence step 6.1 gives Wn−1Hn(U)=0. Also WnHn(U) is the image of Hn(W0K). On the complex side W0L=ΩX∙ by step 1.2; on the rational side τ≤0Rj∗QU=QX, since a punctured-coordinate polydisc is connected. Its map to Rj∗QU is restriction. Thus both sides identify WnHn(U) with the actual image of j∗:Hn(X;Q)→Hn(U;Q), compatibly with the rational comparison and Hodge filtration.

8.1F5F7F8step 4.1step 6.1step 7.1constructalgebra

(Functoriality and independence.) A compactified extension f:(X,D)→(Y,E) of an open morphism satisfies f−1(E)⊆D. A target boundary equation pulls back to a nonzero regular germ on each source component, since the dense open source maps into the target open. Its zero set is contained in D, so [F8] factors it locally as a unit times powers of source boundary equations with nonnegative integer exponents, so f∗dlog⁡t=dlog⁡u+∑imidlog⁡zi. Wedges preserve pole count and degree, hence f∗ preserves W,F on the logarithmic complexes and is compatible with the rational meridian comparison. The functorial resolutions and filtered comparison homotopies of step 4.1 produce the same natural pullback on cohomology; [F5] therefore makes it a mixed Hodge morphism. The graph-extension construction in [F7] supplies such compactified extensions after modifying the source. For two SNC compactifications of one U, a common SNC domination gives pullback comparison maps between their logarithmic mixed Hodge structures on Hn(U), whose underlying rational maps are the identity. Strictness in [F5] makes these identity maps isomorphisms for both filtrations, proving independence. For any smooth projective compactification with arbitrary boundary, the modification-image clause of [F7] identifies its restriction image with the SNC one, so the formula of step 7.1 holds for it too.

9.1A1step 1.1step 4.1step 6.1step 7.1step 8.1algebra∎

(Choice and boundary cases.) AC is inherited through the typed suppliers in [A1] and is also used exactly in step 4.1 for exact products in the Godement resolution and filtration-compatible vector-space complements to strictify the comparison zigzag. The monomial contractions, residues, rational meridian normalization, finite filtrations and weight bookkeeping are otherwise choice-free. With empty boundary L=ΩX∙ and W0=L, recovering the pure projective structure; empty U may be represented by empty compactification and has zero cohomology, while the SNC compactification hypotheses already require density on every nonempty component. Components of differing dimensions are handled separately, empty strata vanish, and degrees outside the cohomological range give zero groups. This completes the retained full mixed Hodge, functoriality, independence, lower-weight and image claims.

Source notes

Deligne II (3.1.5), (3.1.8)-(3.1.9) and (3.2.3) were actually read for the residue signs, filtered canonical-truncation zigzag, meridian Tate normalization and exact Godement resolution. Steps 2.2-5.1 supply the local monomial contractions, each truncation comparison, the actual global filtered models and the strictness correction explicitly. The full cohomological MHC conclusion is supplied by the local recurrent/image-filtration proof in Mixed Hodge complex cohomology and simplicial weights. These source readings and this reconstruction are not independent audit stamps.

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