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Separable H1-zero space and compact L2 inclusion on a cube
Statement
Assume Countable Choice and let , . Then is a separable real Hilbert space. It satisfies Moreover, every sequence bounded in has a subsequence converging in . These conclusions use Countable Choice only; no Axiom of Choice or Dependent Choice is needed in the proof below.
Facts & Assumptions
Given: Countable Choice, the unit cube , and the Sobolev-closure convention for .
Zero-boundary Sobolev space as a norm closure: is the -norm closure of , and Integer-order Sobolev spaces and their norms gives ; coordinate derivatives are indexed by ( maps and multi-index derivative notation in Euclidean space).
The Sobolev space is a Hilbert space: under Countable Choice, is Hilbert and is its closed Hilbert subspace.
Rational box-step functions form a countable dense subset of for : rational box-step functions give a countable dense family in .
The Fourier basis and Parseval's identity on the finite torus: on a finite torus, Fourier characters are a complete orthonormal basis and Parseval holds.
Bolzano-Weierstrass: every bounded real sequence has a convergent subsequence: every bounded real sequence has a convergent subsequence.
If is differentiable with integrable then ; and a bounded derivative makes Lipschitz, Holder's inequality for integrals, including the endpoint cases, and Tonelli's theorem for nonnegative measurable functions on a sigma-finite product: the coordinate fundamental theorem, Cauchy--Schwarz for integrals, and iterated integration apply to the smooth cube calculations.
Affine pullback of weak derivatives and Sobolev seminorms and A C^1 diffeomorphism satisfies the change-of-variables formula for nonnegative Lebesgue measurable functions: affine rescaling preserves Sobolev membership, transforms weak derivatives by the affine chain rule, and changes integrals by its determinant.
Proof
Let and write with first library coordinate and (the empty tuple when ). For fixed and , the one-dimensional fundamental theorem gives . Cauchy--Schwarz and imply . Integrating first in and then in gives . By [F1], approximating any in and passing to the limit proves the displayed Poincaré bound.
The map , , is an isometry for the Sobolev norm by [F1]. The target is separable: extend each coordinate by zero to and restrict the countable dense rational-box family [F3]. The image and its subset are separable subspaces of a second-countable metric space: intersect a countable base with the subspace and choose one point from each nonempty basic set, a countable selection allowed by Countable Choice. Thus is separable.
For , extend it by zero to and identify opposite faces of to obtain a smooth function on the torus of side length . The extension preserves the norms. By [F1], for every choose test functions converging to in ; their periodic zero extensions are Cauchy in on this torus, so the extension is in periodic and the same norm bound holds.
Rescale affinely to the unit torus using [F7]; the characters on the side-length- torus are . For a periodic function , integration by parts on smooth periodic approximants and passage in give for . The zero extension in step 1.3 is supported away from the identified faces, so its weak derivatives on the torus are exactly its zero-extended weak derivatives on . Parseval [F4] therefore yields , with a fixed constant accounting for the side length . Hence for every integer , .
Let be bounded in , and write for the periodic zero extensions from step 1.3. For each fixed Fourier mode , the complex coefficients are bounded, so their real and imaginary parts are bounded real sequences. Use the following fixed extraction rule for any bounded real sequence : let be the least positive integer bounding all , start with , and bisect repeatedly, keeping the left closed half if it contains infinitely many terms and otherwise the right closed half. At stage take the least index larger than the previous index whose term lies in the retained interval. Each such index exists, and the selected terms are Cauchy because the intervals are nested with lengths tending to zero; [F5] then implies they converge. This defines a unique subsequence from the input sequence, without choice. Enumerate the real and imaginary parts of the Fourier modes, recursively apply this fixed rule to the current subsequence for the next coordinate, and let be the th index of the th nested subsequence. These diagonal indices increase strictly and form a tail subsequence of every fixed earlier extraction, so every coefficient converges; this recursion uses a specified function, not Dependent Choice. If its terms are , then for fixed the sum of squared coefficient differences over tends to zero as , while by step 2.1 the sum over is at most uniformly in . First choose large, then large; Parseval shows is Cauchy in . Completeness gives an limit, and restriction to gives the required convergence.
Depends on
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- Integer-order Sobolev spaces and their norms
- $C^k$ maps and multi-index derivative notation in Euclidean space
- Zero-boundary Sobolev space as a norm closure
- The Sobolev space $H^1$ is a Hilbert space
- Rational box-step functions form a countable dense subset of $L^p(\mathbb{R}^n)$ for $1 \le p < \infty$
- The Fourier basis and Parseval's identity on the finite torus
- Bolzano-Weierstrass: every bounded real sequence has a convergent subsequence
- If $f : [a,b] \to \mathbb{R}^m$ is differentiable with integrable $f'$ then $\int_a^b f' = f(b)-f(a)$; and a bounded derivative makes $f$ Lipschitz
- Holder's inequality for integrals, including the endpoint cases
- Tonelli's theorem for nonnegative measurable functions on a sigma-finite product
- Affine pullback of weak derivatives and Sobolev seminorms
- A C^1 diffeomorphism satisfies the change-of-variables formula for nonnegative Lebesgue measurable functions
Used by
- Strong L2 convergence in periodic Dirichlet homogenization Corollary
- Two-scale structure of bounded H1-zero gradients Lemma
- Well-posedness of the finite FE-HMM micro solves Lemma
- Boundary-cutoff corrector estimate for regular periodic data Theorem
- FE-HMM macro, micro, and sampling error separation Theorem
- Periodic scalar Dirichlet homogenization on the unit cube Theorem
Dependency tree · two levels
105 results within two dependency steps of this one, each drawn at its shortest distance from it. An arrow runs from a result to what uses it, so the chart reads left to right and ends at this result, which carries a heavier outline. Every node is a link to that result. Click elsewhere on the chart to enlarge it.
Sources
- Zhongwei Shen, Lectures on Periodic Homogenization of Elliptic Systems (standard reference, not scraped)
- Grégoire Allaire, Introduction to Homogenization Theory, Lecture 1 (standard reference, not scraped)