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Existence of a universal development: the quotient of the set-sized family of canonical developments along pairwise maximal common developments
Statement
Assume the Axioms of Countable Choice and Dependent Choice (The Axiom of Countable Choice (), The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain). Fix the data of Smooth developments of constrained initial data, data-fixing isometries, development embeddings and maximality: a smooth three-manifold with smooth Riemannian metric , smooth symmetric tensor , one fixed admissible covariant matter model with its complete smooth Cauchy data , and constants . The model and its complete data, including all required initial derivatives and prescribed fields on empty regions, are fixed throughout. Assume the supplied complete-data local existence and geometric uniqueness hypotheses apply on every spacelike restart surface occurring in comparisons, as required by that definition. Assume that at least one development of these data exists. Write and let , .
(a) The set-sized family. Let be the collection of all tuples such that is an open neighbourhood of in , is a smooth Lorentzian metric on , a time orientation and matter fields of the sector on , and is a development of the data in the sense of Smooth developments of constrained initial data, data-fixing isometries, development embeddings and maximality clause (a). Then is a set, and it is nonempty provided at least one development of the data exists.
(b) Identifications. For and let be their maximal common development, regarded as a subset of (Existence and uniqueness of the maximal common development of two developments, Common subdevelopments, maximal common developments and corresponding boundary points; in the convention of the definition it is realised inside the first member). Let and let be the equivalence relation on generated by the relations for and (a finite chain of such steps, in either order). Then the classes of two points , coincide if and only if and .
(c) The quotient. Let with quotient map . Then is a homeomorphism onto an open subset , the family covers , and is Hausdorff.
(d) Structure. is a Hausdorff, second countable smooth four-manifold and carries a unique smooth atlas (unique in the sense of maximal atlases compatible with the charts below) making all maps diffeomorphisms onto open subsets, together with a smooth Lorentzian metric , a time orientation and matter fields such that every is an isometry onto its image preserving time orientation and matter fields, and such that (independent of ) is a common embedding of with induced data . The field equations hold on , and every causal curve in that is inextendible in meets in exactly one parameter value. Consequently is a development of the data in the sense of Smooth developments of constrained initial data, data-fixing isometries, development embeddings and maximality clause (a). The representative is chosen to determine the common future cones; it need not equal the pushforward of each representative .
(e) Universality. Every development of the same data admits a data-fixing development embedding into in the sense of Smooth developments of constrained initial data, data-fixing isometries, development embeddings and maximality clause (c).
Facts & Assumptions
Given: the fixed data, the family , the disjoint union , the generated relation and the quotient .
Set-sized specification: a member of is a tuple with , , and each matter field a subset of the corresponding tensor bundle over ; these are subsets of fixed sets, so membership in is separation over a product of power sets (The power set , The Axiom Schema of Separation: for each formula , ).
Maximal common developments and pair gluing: for any two members their maximal common development exists, is a common subdevelopment realised inside , and contains the image of ; the pair quotient of Gluing two developments along their maximal common development: the quotient is a development containing both is a development of the data which is Hausdorff, second countable and smooth, in which and embed by data-fixing development embeddings; the maximality property of Existence and uniqueness of the maximal common development of two developments clause (b) applies to every common subdevelopment (Existence and uniqueness of the maximal common development of two developments, Gluing two developments along their maximal common development: the quotient is a development containing both clauses (a)-(c)).
Transitivity of the pairwise identifications: for put . Then is open and contains , and it carries a development structure of the same data: indeed maps diffeomorphically onto , the intersection of two developments of the same data sharing the initial Cauchy surface, which is a development by The intersection of two developments of the same data sharing the initial Cauchy surface is again a development, and the development structure is transported by the data-fixing isometry (Smooth developments of constrained initial data, data-fixing isometries, development embeddings and maximality clause (a), Common subdevelopments, maximal common developments and corresponding boundary points); consequently is a data-fixing isometric immersion of the development into , hence a data-fixing development embedding (A data-fixing isometric immersion of developments is injective, hence a development embedding; uniqueness of data-fixing embeddings clauses (b)-(c)), so is a common subdevelopment of and therefore and (Existence and uniqueness of the maximal common development of two developments clause (b)).
Cauchy structure of the members and of : each is a development of the data, hence globally hyperbolic with Cauchy surface ; is acausal in each member and the side decomposition holds; a maximal connected portion of a curve that is inextendible in an ambient open set and enters an open subset is inextendible there; the push-up implications hold and every closed causal segment lies on an inextendible causal curve of the ambient manifold (The existence of a Cauchy set implies strong causality and compact causal diamonds, Smooth developments of constrained initial data, data-fixing isometries, development embeddings and maximality clause (a)5, Cauchy sets are closed, split the manifold into past, set and future, and are locally Lipschitz graphs clause (a), Convergent causal ends are extendible, maximal geodesics have no limit, and Cauchy sets are acausal clauses (c)-(d), A maximal connected portion of an inextendible causal curve inside an open subset is inextendible there, The push-up rule: p << q and q <= r imply p << r, together with the timelike-piece criterion, Spacelike hypersurfaces, acausal sets, Cauchy sets, domains of dependence and Cauchy horizons).
Quotient topology: openness, continuity and the homeomorphism criterion for injective open maps (The quotient topology of a surjection, quotient maps, saturated sets, and the quotient of a space by an equivalence relation with its canonical projection, Topology on a set, open and closed sets, clopen sets, the closed-set axiomatisation, and the coarser/finer comparison, Continuity of at a point of and on : the - condition, its agreement with at a limit point, and continuity at an isolated point).
Temporal flow representation: every globally hyperbolic member is representable over : with and of Smooth Cauchy temporal splitting: a global temporal function with Cauchy levels and an orthogonal complete flow, the flow of is global and increases at unit rate along it (clauses (a),(d),(e)), so ; and an integral curve of cannot converge at an end because is continuous there while tending to (Continuity of at a point of and on : the - condition, its agreement with at a limit point, and continuity at an isolated point).
Intersection of developments: if two developments of the data share the initial Cauchy surface, their intersection carries a development structure of the data on which both embedding maps restrict to data-fixing development embeddings (The intersection of two developments of the same data sharing the initial Cauchy surface is again a development Statement); applied successively this yields the same for a finite intersection of subdevelopments of a common member.
Local exponential arguments are applied inside a member, which is a genuine second countable Lorentzian manifold: its joint exponential map has a smooth inverse near the diagonal, sufficiently small convex normal neighborhoods exist, and a contained timelike chord has timelike inverse velocity (The joint exponential map: smoothness, invertible differential at the diagonal, and the small-velocity two-point inverse clauses (a)-(c), Existence of strictly convex normal neighborhoods: small coordinate balls are normal neighborhoods of each of their points clauses (a)-(b), Pointwise local causality: closed cones, openness of the local chronological future, no local closed causal curves, corner smoothing and closedness of the local causal relation). Uniqueness of the geodesic ODE lets these local maps patch in the quotient atlas; the maximal exponential domain on is open and the exponential is locally smooth, as follows by following a compact geodesic segment through finitely many member charts (The geodesic initial-value problem and the exponential map of the metric-selected connection). This is a local construction, not an application of a theorem whose hypotheses already require second countability of .
Countable Choice supplies a countable dense subset of the second countable initial manifold and tangent bases at countably many selected points; countable unions of countable sets are countable, and rational vectors and rational translated balls are dense and form a Euclidean basis (Assuming countable choice, every second countable space is separable, Separability: the existence of an at most countable dense subset, Countable unions of at most countable sets, assuming , Finite, countably infinite, countable, uncountable, The Axiom of Countable Choice (), Both and are dense in , and every nonempty open subset of is uncountable, Basis and subbasis for a topology, and the topology generated by a family of sets).
Once is second countable, its Hausdorff locally Euclidean smooth atlas makes it a smooth manifold, and Countable Choice gives a smooth partition of unity subordinate to its member cover. A finite positive weighted sum of vectors in one future timelike cone remains future timelike (Smooth manifolds and their smooth charts, Smooth partitions of unity exist on manifolds, The timelike set has exactly two convex components, described in orthonormal coordinates).
Countable Choice is used for dense points, countably many tangent bases and the partition of unity. Dependent Choice permits the successive compatible countable choices in the recursion and is inherited from temporal splitting; separation and formation of power sets require neither choice axiom.
Proof
(Clause (a).) Each member is determined by four subsets of fixed sets as in [L1], so separation makes a set; it is nonempty whenever some development of the data exists, by transporting that development through the flow representation [L6] (this transport is carried out in the proof of clause (e) below and uses no new hypothesis).
(Canonical representation of an arbitrary development.) Let be a development. By [L4] it is globally hyperbolic with Cauchy surface . Let be as in [L6]. Each integral curve is defined on and satisfies , so it has no endpoint in and meets exactly once. The map , , is therefore bijective and smooth. At its differential sends tangent vectors from to and the time direction to . Since is spacelike, is not tangent to it; since is a diffeomorphism with inverse , these images span . Thus is a bijective local diffeomorphism, hence a diffeomorphism. Pulling back the metric, orientation representative and matter fields gives a tuple on in , with . This proves nonemptiness from the assumed development. The associated quotient embedding will be concluded after the quotient structure is established.
(Clause (b): transitivity of the pairwise identifications.) The identity common development of a member with itself gives and by maximality [L2]; reversing a common-development embedding gives the same identifications in the opposite order, by the same maximality. Let , , with via and via . Then and , so , and by [L3] the pair is a common subdevelopment of and mapping to . By the maximality property of the maximal common development of and , and . Hence the identification of with holds at chain length two, and by induction at every finite chain length; the converse inclusion is the definition of the generating relations. This proves (b).
(Clause (c): the member maps and Hausdorffness.) By [L5] the map is continuous; it is injective because step 2.1 reduces any identification of points in to the maximal common development with itself, which is by the identity common development and maximality [L2]. Openness: the saturation of an open is the union over of , which by step 2.1 equals a union of open sets, because each is a diffeomorphism onto the open set and is open. Hence each is a homeomorphism onto the open set , and the cover because every class has a representative. For Hausdorffness let with , . Consider the pair quotient of [L2] with its canonical map ; by step 2.1 the classes of and are distinct in (otherwise they would be identified by a chain, hence by the single pairwise identification), and is Hausdorff, so there are disjoint open , in . The map is injective (step 2.1), continuous and open (the saturation argument above applies to the two-member family), hence a homeomorphism onto its open image; thus are disjoint open neighbourhoods of in . This proves (c).
(The local smooth structure, fields and future cones.) Compose the charts of each member with . On , the transitions use the smooth data-fixing diffeomorphism , so these charts generate a unique maximal compatible smooth atlas. The metrics and matter fields agree on overlaps and descend to ; the field equations hold locally. The pushforwards of need not agree as vectors, but they select the same future timelike component on every overlap because preserves future cones. Thus there is a consistent locally smooth choice of future cones, before any global representative field is asserted. The maps agree and define an embedded spacelike with the prescribed induced data, since every member contains this entire surface and each member map is a diffeomorphism onto an open subset.
(A countable dense set without assuming second countability of .) Choose a countable dense . At every newly occurring point choose one tangent basis and retain it at all later stages; let be its rational span. Recursively set and . These sets are countable by [L9], using the declared choice axioms for the recursion. To show density, take and its member flow line from to given by [L6]. If its flow parameter is zero, density of in suffices. Otherwise partition its compact segment into finitely many nonconstant timelike subsegments, each contained in a convex normal neighborhood within this member. Write their endpoints . For negative flow parameter the chords are past timelike; for positive parameter they are future timelike. We show inductively : if has this property, choose sufficiently near . In the local two-point inverse the vector is timelike by continuity and openness of the timelike set. Approximate it by a timelike so closely that the member geodesic remains defined to time one and lies in any prescribed neighborhood of within . Such exists by rational density and openness of the local exponential domain. If , then , with no claim that . The exact inverse satisfies ; no approximation error is added for this equality. This proves the induction and density of in .
(An explicit countable basis.) In each fixed tangent basis at , let denote a Euclidean ball with rational center and rational radius . Form the family of all for which the ball lies in the exponential domain and restricts to a diffeomorphism onto an open subset of . This family is countable by [L9] and consists of open sets by its definition. Given with open, choose a member containing and use its joint exponential inverse near . For all in a sufficiently small open neighborhood of in that member, there is a velocity inside an open fiber domain on which is a diffeomorphism onto an open set containing . Choose such by step 5.1. The open set contains , so a rational translated ball in the fixed basis at contains and lies in this open set. Its image is a family member containing and contained in . This proves the basis criterion and hence second countability of .
(A smooth global orientation representative.) The quotient is now a smooth manifold in the full sense of [L10]. Choose a subordinate locally finite smooth partition of unity for the member cover and put , extending each summand by zero outside . Each summand is smooth because its support lies in ; the sum is locally finite. At every point the nonzero summands are positive multiples of vectors in the same future timelike component by step 4.1 and at least one coefficient is positive since the coefficients sum to one. Cone convexity makes smooth, nowhere zero and future timelike. Every member map therefore preserves time orientation in the sense of preserving future cones. The metric and matter fields are the descended fields of step 4.1; the particular representative is not claimed unique.
(Clause (d): the Cauchy property, at least one meeting.) Let be a causal curve inextendible in and pick with . Let be the connected component of containing . By [L4] the restriction is inextendible in the open set , so its pullback under the diffeomorphism is a causal curve in inextendible in ; by [L4] it meets in exactly one parameter value, so meets .
(Compatible side decomposition.) In each member write as in [L4]. For the side computed in is the same as in : a timelike curve inside the subdevelopment gives membership in the corresponding ambient side, and these sides are disjoint. The isometry identifies these subdevelopment sides with those in its image in , so the side in is identical. It follows that and are disjoint open sets and . In particular is closed. A future causal segment in a member that starts on its Cauchy surface lies, immediately afterwards, in its future side, and one ending on the surface lies immediately beforehand in its past side: extend the segment to an inextendible causal curve in that member; the unique Cauchy meeting and the disjoint side decomposition give the stated sides. More explicitly, any future-side point before the meeting would yield a timelike curve from the surface followed by a causal segment back to it, contrary to acausality; the past-side case after the meeting is its time reverse, using the push-up rule underlying the member side decomposition.
(At most one Cauchy meeting.) Suppose a future causal curve has two parameter values on . In a member neighborhood of any meeting it can meet at most once, since is the member's acausal Cauchy surface. Thus its meeting parameters form a relatively closed locally discrete subset; on the compact interval between the proposed two meetings it is finite, and we may choose consecutive meetings . The connected image misses , so by step 8.2 it lies wholly in either or . Near it lies in a member containing , and the member side observation of step 8.2 puts it in . Near the same observation puts it in . This contradicts the disjointness of these sides. A past causal curve is treated by reversing its parameter. Together with step 8.1, every inextendible causal curve meets exactly once; all development conditions, including second countability, hold.
(Universality.) For an arbitrary development , use its canonical representative and diffeomorphism from step 1.2. The map is a diffeomorphism onto an open subset, an isometry preserving future cones and matter fields, and takes to . Hence it is a data-fixing development embedding, proving (e).
(Conclusion.) Steps 1.1 and 1.2 establish (a), step 2.1 establishes (b), step 3.1 establishes (c), steps 4.1-9.1 establish (d), and step 10.1 establishes (e).
Remarks
The dense-set and translated-ball arguments are supplied locally here before selecting the global time-orientation field, so no second-countability or partition-of-unity circularity is hidden. The separate dense-set and second-countability lemmas retain explicit reusable constructions. The choice of future cones, unlike their auxiliary smooth representative, is forced by the members. The quotient construction uses neither Zorn's lemma nor a selection of isometry-class representatives.
Depends on
The push-up rule: p << q and q <= r imply p << r, together with the timelike-piece criterion
Smooth partitions of unity exist on manifolds
The timelike set has exactly two convex components, described in orthonormal coordinates
The joint exponential map: smoothness, invertible differential at the diagonal, and the small-velocity two-point inverse
Existence of strictly convex normal neighborhoods: small coordinate balls are normal neighborhoods of each of their points
Pointwise local causality: closed cones, openness of the local chronological future, no local closed causal curves, corner smoothing and closedness of the local causal relation
Assuming countable choice, every second countable space is separable
Countable unions of at most countable sets, assuming
Finite, countably infinite, countable, uncountable
Both and are dense in , and every nonempty open subset of is uncountable
Basis and subbasis for a topology, and the topology generated by a family of sets
Separability: the existence of an at most countable dense subset
Smooth developments of constrained initial data, data-fixing isometries, development embeddings and maximality
Common subdevelopments, maximal common developments and corresponding boundary points
Existence and uniqueness of the maximal common development of two developments
A maximal common development has no corresponding boundary points: the spacelike restart produces a strictly larger common development
Gluing two developments along their maximal common development: the quotient is a development containing both
The intersection of two developments of the same data sharing the initial Cauchy surface is again a development
A development sharing the initial Cauchy surface with a larger development is causally convex in it
A maximal connected portion of an inextendible causal curve inside an open subset is inextendible there
A data-fixing isometric immersion of developments is injective, hence a development embedding; uniqueness of data-fixing embeddings
Convergent causal ends are extendible, maximal geodesics have no limit, and Cauchy sets are acausal
Cauchy sets are closed, split the manifold into past, set and future, and are locally Lipschitz graphs
The existence of a Cauchy set implies strong causality and compact causal diamonds
Smooth Cauchy temporal splitting: a global temporal function with Cauchy levels and an orthogonal complete flow
The geodesic initial-value problem and the exponential map of the metric-selected connection
The quotient topology of a surjection, quotient maps, saturated sets, and the quotient of a space by an equivalence relation with its canonical projection
Smooth manifolds and their smooth charts
Second countability: an at most countable basis for the topology
Topology on a set, open and closed sets, clopen sets, the closed-set axiomatisation, and the coarser/finer comparison
and smooth maps between smooth manifolds
Chronology, causality, strong causality, global hyperbolicity and time functions
Causal curves, chronological and causal reachability, and inextendibility
Spacelike hypersurfaces, acausal sets, Cauchy sets, domains of dependence and Cauchy horizons
Smooth time-oriented Lorentzian four-manifolds: the geometric objects of the model
The power set
The Axiom Schema of Separation: for each formula ,
The Axiom of Countable Choice ()
The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain
Continuity of at a point of and on : the - condition, its agreement with at a limit point, and continuity at an isolated point
Intervals of : the nine order-convex forms, nondegeneracy, and length
Dependency tree · 2 levels
Sources
- J. Sbierski, On the Existence of a Maximal Cauchy Development for the Einstein Equations - a Dezornification, arXiv:1309.7591v3 (2015): the proof of Theorem 2.8 (the set X of developments over Sigma x R, the quotient by identifications along maximal common developments, transitivity, Hausdorffness, the Cauchy property, and the embedding of an arbitrary development via a globally timelike flow), printed pp. 22-24
- Y. Choquet-Bruhat and R. Geroch, Global aspects of the Cauchy problem in general relativity, Communications in Mathematical Physics 14 (1969), 329-335: the set-sized gluing construction of the maximal development
- P. T. Chrusciel, Elements of causality theory, arXiv:1110.6706 (2011): Cauchy hypersurfaces, domains of dependence and globally hyperbolic domains, Theorem 2.9.9, printed pp. 46-50