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Exact onsite Bose and Fermi interacting atoms
One isolated single-mode repulsive Bose site and one isolated two-spin-mode Fermi Hubbard atom in finite-temperature grand-canonical model states. The Bose interaction U is strictly positive; the Fermi interaction is nonnegative. No hopping, lattice thermodynamic limit, material-specific prediction, or empirical observation is asserted.
Statement
Assume the Axiom of Countable Choice (The Axiom of Countable Choice ()) for the occupation-space and diagonal-domain supplier uses below.
Repulsive single-mode Bose site. Let with orthonormal occupation basis , supplied by the one-mode specialization of Occupation bases and actual CCR/CAR domains. Put , where and are in joules. Define and as real diagonal multipliers and on their maximal domains For in J, define directly as the real diagonal multiplier with eigenvalues on the exact maximal domain . These diagonal multipliers are self-adjoint on their displayed domains. The grand partition sum is finite and positive for every such . It is jointly real analytic locally on , meaning it has an absolutely convergent power-series representation in the two real parameters near every point. Its normalized diagonal Gibbs state has weights and In the zero-temperature limit , the unique minimizing occupation is when , and is when . At each boundary for , exactly the adjacent occupations minimize ; their probabilities tend to each and the model entropy from Quantum statistics and model equilibrium preparation tends to . In a strict interval, the unique minimizing number state has probability tending to one and entropy tending to zero.
Two-mode Fermi Hubbard atom. On with orthonormal occupation basis , , define and , and adopt where are in joules, , and . With , its grand partition function and weights are Thus , the double-occupation probability is , and, with , The covariance is zero at and strictly negative at . These are exact conditional model calculations, not claims about measured atoms.
Facts & Assumptions
Given: , the Hilbert spaces, occupation bases, Hamiltonians, and parameter restrictions in the Statement. Occupation numbers are dimensionless, is in J K, and the entropy has units J K.
Quantum statistics and model equilibrium preparation: Bose or Fermi sector assignment is a separate physical assumption; the normalized grand Gibbs state is adopted only when its trace is finite and positive.
Use counting measure on for the Bose sums and counting measure on the four occupation states for the finite Fermi sums.
The Axiom of Countable Choice (): every at most countable family of nonempty sets has a choice function. This is the exact mathematical premise retained from the occupation-space and real diagonal-domain suppliers; no full Axiom of Choice is assumed.
Occupation bases and actual CCR/CAR domains: for a one-element mode set, the bosonic finite-support configuration set is and its occupation vectors form a complete orthonormal basis; the fermionic two-mode occupation configurations form the four-dimensional basis used here.
Explicit diagonal Fock domains and occupation trace: under , real diagonal multipliers are self-adjoint on their exact maximal domains , , and , respectively; the product trace formula there applies only to additive free-mode energies and is not used for the nonlinear Bose term.
Quantum statistics and model equilibrium preparation: when the actual trace is positive and finite, the adopted grand state is and the model entropy is where defined.
Real analytic germs in several variables: a real analytic germ at a point of is represented on a polydisc by an absolutely convergent real power series in the two coordinate differences.
The real exponential function and the number by a power series, The exponential addition formula , The exponential function is strictly increasing, and The exponential is positive and satisfies : the exponential is its everywhere-convergent power series, satisfies , is strictly increasing, and is positive.
For , , and for the series diverges and If eventually, convergence of gives convergence of , and divergence of gives divergence of : a geometric series with ratio converges, and a nonnegative series dominated eventually by a convergent series also converges.
An absolutely convergent multi-indexed power series is holomorphic and differentiates termwise and Every absolutely convergent complex series converges, and rearrangements preserve its sum: a multi-indexed power series with coefficients bounded by is absolutely convergent on every smaller polydisc, and absolute convergence permits rearrangement without changing its sum.
Grand-response derivatives are covariances: for a measurable exponential family with a compact-parameter integrable envelope dominating the weight times , the derivative of with respect to its natural parameter is .
The exponential dominates every fixed nonnegative integer power at : for fixed , as for every fixed natural .
The natural logarithm as the inverse of the exponential function and Order, continuity, range, and the product, quotient, and reciprocal laws for the natural logarithm: is the inverse of on positive reals and is continuous there.
Cauchy–Schwarz: , with equality exactly for dependent pairs: the inner-product pairing on satisfies .
Proof
The one-mode case of [F1] identifies the number basis with the standard basis of , whose finite-support span is dense. For any real diagonal multiplier with entries , testing the adjoint identity on each basis vector forces the adjoint image to have coordinates , so its adjoint domain is contained in . Conversely, on that weighted domain [F11] makes the pairing bounded and identifies the adjoint action with the same multiplier. Thus its maximal diagonal domain is self-adjoint. Applying this calculation to , , and establishes the three domains in the Statement.
Consecutive Bose grand energies on the number basis [F1] satisfy , a strictly increasing affine sequence in . It is positive at every when , so uniquely minimizes. For , it is negative through and positive from exactly when , so uniquely minimizes. At , the increment at is zero while all earlier increments are negative and all later increments positive; exactly minimize.
The four Fermi basis states have grand energies , , , and , respectively. Summing their four positive weights gives the displayed , and summing or against those weights gives the stated mean and double-occupation probability. The state is well-defined because this is a finite positive sum, as required by [A1] and [F3].
For fixed real and , completing the square gives . Hence, for , , so . Fix an energy reference in joules. Since , this bound shows that the maximal diagonal domain associated with either quadratic sequence or is contained in . On , is square-summable, so ; on , is square-summable, so . Thus , and the operator sum , whose domain is , equals on its maximal domain.
In a strict interval with unique minimizer , let be the smaller positive adjacent energy gap from (use only the upward gap when ). For , the gap is a sum of increments from step 1.2, each at least the upward gap at ; for , it is a sum of reversed increments, each at least the downward gap from . Hence . The total relative excited weight is therefore at most , which tends to zero. At a boundary , the increments are , so exactly minimize. To the right, ; to the left, whenever . Thus the total relative excited weight is at most . The normalized Gibbs probabilities from [F3] therefore concentrate on the unique number state in a strict interval, or tend to on the adjacent pair at a boundary.
Put . Completing the square gives . For , , so with . Since , [F5] gives , and [F6] makes the geometric upper bound summable. The term is , so and [A1], [F3] give a well-defined normalized grand state for the exact operator from step 2.1. The free-mode product trace formula in [F2] is not used.
Let in a strict interval and at a boundary, and shift all energies by their minimum so the ground energy is zero. The diagonal entropy from [F3] is , where and is the total relative excited weight from step 2.2. Thus by step 2.2 and by continuity [F10]. In either case, for each distance there are at most two excited states; their lower gaps are by step 2.2 and their upper gaps are because is quadratic in . Here is a fixed energy in joules and at a boundary. Fix in inverse joules. For , [F9] makes bounded; splitting therefore bounds by a constant times , where . This tends to zero by [F5], [F6], and [F9]. Consequently the excited contribution to the entropy vanishes, while the normalized ground weights contribute for and for .
Fix with , put , , , and . Then , so [F5] expands each summand as . On radii and any fixed , the sum of the absolute values of all terms of these three exponential power series, over all , is bounded by . For all sufficiently large , and , so the exponent is at most for a finite constant . Increasing the cutoff so leaves a tail bounded by , whose series converges by [F5]–[F6]; the finitely many initial terms are finite. Thus the total absolute coefficient sum is finite. Grouping and gives . The absolute bound and [F7] justify these coefficient sums and rearrangement, and give , hence for some finite . Applying the multivariable power-series theorem [F7] gives a holomorphic sum on the complex polydisc; its real restriction is the absolutely convergent germ in [F4]. Since was arbitrary, is jointly real analytic on .
Fix and let range over a compact interval. The quantity is then bounded, so the square bound in step 3.1 gives for a constant uniform on that interval. Put . Since , . By [F9], is bounded, so the right side is at most , a summable geometric envelope. Apply [F8] on with the counting measure [A2], weight , observable , and natural parameter . Its hypotheses hold by this compact envelope and step 3.1; it gives . The chain rule [F12] yields the displayed response, while the normalized weights give the expectation formula.
The normalized means are and , while . Subtracting the product of the means yields . Since and , this is the displayed formula; makes it nonpositive, with equality exactly at .
Depends on
The Axiom of Countable Choice ()
Quantum statistics and model equilibrium preparation
Explicit diagonal Fock domains and occupation trace
Occupation bases and actual CCR/CAR domains
Grand-response derivatives are covariances
Real analytic germs in several variables
The real exponential function and the number by a power series
The exponential addition formula
The exponential function is strictly increasing
The exponential is positive and satisfies
For , , and for the series diverges
If eventually, convergence of gives convergence of , and divergence of gives divergence of
An absolutely convergent multi-indexed power series is holomorphic and differentiates termwise
Every absolutely convergent complex series converges, and rearrangements preserve its sum
The exponential dominates every fixed nonnegative integer power at
The natural logarithm as the inverse of the exponential function
Order, continuity, range, and the product, quotient, and reciprocal laws for the natural logarithm
Cauchy–Schwarz: , with equality exactly for dependent pairs
The chain rule, in one line from Carathéodory: if is differentiable at and is differentiable at , then is differentiable at with