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Countable-mode product criterion
Statement
Assume the Axiom of Countable Choice and the Axiom of Choice (The Axiom of Countable Choice (), The Axiom of Choice). Let be a complex Hilbert space with a countable complete orthonormal family (Orthonormal families, complete orthonormal systems and Hilbert bases), let , let , and let be the Fock space of Hilbert direct-sum construction. Let be the set of finite nondecreasing sequences with (the empty sequence included); for put and . Then:
(a) is a complete orthonormal family of (Hilbert space);
(b) the diagonal operator is bounded, self-adjoint and positive with ; it is trace class exactly when , and then (Trace class operator, Trace of a trace class operator);
(c) for every , , and
(d) product criterion: if and only if , and in that case
(e) consequently is trace class if and only if , with the trace given by the infinite product in (d).
The operator is a purely mathematical diagonal operator on ; no thermal, thermodynamic or measurement interpretation is asserted.
Facts & Assumptions
Given: a complex Hilbert space with countable complete orthonormal family , positive numbers and , the Fock space with tensor powers and symmetric projections , the family and the numbers , and the diagonal operator .
is a Hilbert space; ; ; the sectors are orthogonal (Hilbert direct-sum construction, Fock sector projections).
is the orthogonal projection onto the vectors fixed by all permutation unitaries; for fixed the tensor maps are isometric: ; the elementary tensors over all -tuples have dense linear span in (Permutation sector projections on the n-fold tensor power, Hilbert tensor construction: inner product, completion and product bases).
The diagonal lemma: for a complete orthonormal family , with , of a Hilbert space and real numbers , the operator with domain and is self-adjoint (Diagonal adjoint and graph-core lemma).
Once step 2.1 establishes that is a complete orthonormal family, its Fourier coefficient map has squared coefficient sum (A Hilbert space with a given orthonormal basis is of the index set). Bounded finite-rank operators are compact, norm limits of compact operators into a Hilbert space are compact, and a compact operator is trace class exactly when it has a nuclear representation with summable rank-one norms (Bounded finite rank operators are compact, Norm limit of compact operators is compact, Nuclear series characterizes trace norm).
Geometric series and nonnegative double series: for ; the order of summation of a nonnegative double series may be interchanged (For , , and for the series diverges, Tonelli's theorem for double series of nonnegative extended real numbers).
For , and , (The natural logarithm has derivative 1/x and equals the integral from 1 to x of 1/t, If on and both are integrable then ; and , The natural logarithm as the inverse of the exponential function); consequently for (substitute ).
The natural logarithm is continuous and strictly increasing on , satisfies and , and is the inverse of the strictly increasing exponential (Order, continuity, range, and the product, quotient, and reciprocal laws for the natural logarithm, The natural logarithm as the inverse of the exponential function).
Every nondecreasing real sequence bounded above converges to the supremum of its range (A nondecreasing sequence bounded above converges to the supremum of its range, and a nonincreasing sequence bounded below to the infimum).
Once step 2.1 supplies the Hilbert basis , the basis sum for any trace-class is absolutely convergent and equals (Trace is absolutely convergent and basis independent).
Proof
[Orthonormality] Let , and first suppose . Using and for , [F2] gives . Each summand is exactly when maps the tuple to and otherwise, by orthonormality of the ; since both tuples are nondecreasing, such exists only if , and then the number of such is the product of the factorials of the multiplicities of . Hence for and , so is an orthonormal family; tensors from different are orthogonal by [F1].
[Factoring the finite sums] Fix . The map assigning to a multiset the number of occurrences of is a bijection onto , and ; by [F5] and the geometric series with , , the interchange of the finite product with the sums following by induction from [F5] (Tonelli for nonnegative series).
[Completeness] The ordered elementary tensors have dense span in ([F2]); applying the bounded projection gives a dense subset of , and the vectors over ordered tuples coincide with those over nondecreasing tuples because ([F2]). Hence the span of is dense in ; combining the sectors and using that every is the limit of its truncations ([F1]) shows that the span of all is dense in . With step 1.1 this proves (a).
[The infinite product and the criterion] The finite sums of step 1.2 increase with because all terms are positive, and every finite multiset lies in an initial segment, so . Put . For every , [F6] gives . If infinitely many , both and diverge, the latter already bounded below by the former termwise. Otherwise only finitely many such terms occur, all finite, and on the remaining tail ; therefore the logarithmic sum is finite exactly when is finite. By the product and reciprocal laws in [F7], . If these logarithmic partial sums are bounded, the increasing reciprocal products are bounded as well, since is increasing and is its increasing inverse; hence [F8] gives a finite limit. Conversely, if the reciprocal products have a finite limit, they are bounded and [F7] makes their logarithmic partial sums bounded. In the finite case, if denotes the reciprocal partial product and , continuity of gives , so . This proves (c) and (d) in both large-factor branches without assuming summability in advance.
[The diagonal operator and the -indexed trace criterion] The set is countably infinite: group its finite nondecreasing sequences by the integer , list each finite group lexicographically (its sequences have length and entries bounded by the group integer), skip empty groups, and concatenate the groups (the singleton sequences ensure infinitely many entries). Fix the resulting enumeration and put . Put for every . By step 2.1, is a complete orthonormal family, and [F3] applies with coefficients . Reindexing its sums by this bijection shows that the diagonal operator is self-adjoint; Parseval from [F4] gives , so its domain is all of and it is bounded with norm at most one. Its coefficients are positive, so ; hence it is positive. If , define . Each is finite rank and compact by [F4], while Parseval gives . Thus is compact by [F4]. Its coefficient expansion is the nuclear representation , whose nuclear sum is ; [F4] therefore proves that is trace class. Conversely, if is trace class, [F9] applied to the supplied basis gives . Hence is trace class exactly when the -indexed sum is finite, and then its trace is that sum.
[Conclusion] Combining step 3.1 with step 2.2 gives (e): is trace class if and only if , and then . Parts (a)-(e) are proved, and no thermal or measurement interpretation is claimed.
Depends on
Orthonormal families, complete orthonormal systems and Hilbert bases
Hilbert direct-sum construction
Fock sector projections
Number operator domain
Single-mode thermal trace
Hilbert tensor construction: inner product, completion and product bases
Permutation sector projections on the n-fold tensor power
Diagonal adjoint and graph-core lemma
A Hilbert space with a given orthonormal basis is of the index set
Trace class operator
Trace of a trace class operator
For , , and for the series diverges
Tonelli's theorem for double series of nonnegative extended real numbers
If on and both are integrable then ; and
The natural logarithm as the inverse of the exponential function
The natural logarithm has derivative 1/x and equals the integral from 1 to x of 1/t
The complex exponential by its power series
Hilbert space
A bounded linear operator between normed spaces
The operator norm as the least bound and as the unit-sphere or unit-ball supremum
The Axiom of Countable Choice ()
The Axiom of Choice
A nondecreasing sequence bounded above converges to the supremum of its range, and a nonincreasing sequence bounded below to the infimum
Order, continuity, range, and the product, quotient, and reciprocal laws for the natural logarithm
Trace is absolutely convergent and basis independent
Bounded finite rank operators are compact
Nuclear series characterizes trace norm
Norm limit of compact operators is compact
Dependency tree · 2 levels
Sources
- F. H. L. Essler, Advanced Quantum Theory (Oxford lecture notes, 2017/18), Sections 1.2-1.4 pp. 5-9 and Section 4.1 p. 25 (Fock space, second quantization, ideal Bose gas partition sums)
- I. Burmistrov and A. Lunkin, Lecture Notes on Statistical Mechanics (HSE, 2023), Section 1.4 pp. 33-37 (ideal Bose gas: single-mode geometric sums, occupation numbers and the condensate criterion)