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Vertex Algebra Axioms and State–Field Constructions: Examples and Counterexamples

1 · Prerequisites

2 · Summary

These worked cases use the A-page state–field and formal-distribution conventions. A commutative differential algebra gives a vertex algebra by exponentiating its derivation. At critical level, the universal affine sl2 vertex algebra still exists and its current OPE can be computed, while the normalized Sugawara denominator vanishes. Constant matrix fields give a direct counterexample to the claim that lower truncation alone implies locality.

Companion: vertex-algebra-state-field-foundations.

3 · Logical flowchart

4 · Definitions, theorems and proofs

None yet.

5 · Examples, counterexamples and false statements

CounterexampleConstruction: AI-generatedVerification: AI-generatedprecheck passjudge pass (gpt-6-luna)Open item page →

Lower truncation alone does not imply locality

Statement refuted

Every pair of lower-truncated fields on a complex vector space is mutually local.

Facts & Assumptions

Given: The field and locality conventions of Formal distributions and fields on a vector space.

[F1]

Formal distributions and fields on a vector space: A(z)=∑nA(n)z−n−1 is a field if for every vector v, A(n)v=0 for all sufficiently large n; locality requires (z−w)N[A(z),B(w)]=0 for some N≥0.

Proof

1.1F1givenconstruct

Let V=C2 with basis v1,v2. Define constant fields A(z)=E12 and B(w)=E21, where E12v2=v1, E12v1=0, E21v1=v2, and E21v2=0. Their only nonzero modes are A(−1)=E12 and B(−1)=E21, so both are fields by [F1].

2.1F1step 1.1algebra∎

Their commutator is [A(z),B(w)]=E11−E22≠0. For every integer N≥0, (z−w)N(E11−E22) has nonzero coefficient zN(E11−E22), including N=0. Thus no locality exponent exists, although both fields are lower-truncated; the refuted implication fails.

ExampleConstruction: Literature-sourcedVerification: AI-adaptedprecheck passjudge pass (gpt-6-luna)Open item page →

A commutative differential algebra gives a vertex algebra

Example

Let V=C[u] with its usual polynomial addition and multiplication, vacuum 1=1, and derivation T=d/du. Define Y(a,z)b=(ezTa)b=(∑r≥0zrTrar!)b. Then this state–field map makes V a vertex algebra. The series is finite for each a, so it is also a useful example where formal lower truncation is immediate.

Facts & Assumptions

Given: V=C[u], T=d/du, and the state-field convention of Vertex algebra in the state–field convention.

[A1]

T is the coefficientwise formal derivative on polynomials and obeys T(ab)=(Ta)b+a(Tb); the multiplication on V is commutative with unit 1.

[F1]

Vertex algebra in the state–field convention requires lower truncation, Y(1,z)=id⁡, T1=0, Y(a,z)1=ezTa, translation covariance, and locality.

Proof

1.1A1F1given

If a=0, then ezTa=0; otherwise let d=deg⁡a, so Tra=0 for r>d and ezTa is a polynomial in z. Hence Y(a,z)b has finite support in nonnegative powers for every b, and its coefficients define a field. Direct substitution gives Y(1,z)b=b and Y(a,z)1=ezTa. Also T1=0.

2.1A1F1step 1.1algebra

For any b∈V, the derivation law in [A1] gives [T,Y(a,z)]b=T((ezTa)b)−(ezTa)Tb=(TezTa)b=∂zY(a,z)b, so translation covariance holds.

3.1A1F1algebra∎

Each Y(a,z) acts by multiplication by ezTa. Multiplication operators commute because V is commutative, so [Y(a,z),Y(c,w)]=0 for every a,c∈V. Thus locality holds with exponent N=0. All axioms of [F1] are verified.

ExampleConstruction: Literature-sourcedVerification: AI-adaptedprecheck passjudge pass (gpt-6-luna)Open item page →

The critical-level sl2 affine vertex algebra and its current OPE

Example

Take g=sl2(C) with the standard basis e,f,h and level k=−2. The universal affine vertex algebra V−2(sl2) exists. Its current fields satisfy Je(z)Jf(w)∼Jh(w)z−w−2id⁡(z−w)2. For this normalized form h∨=2, so the denominator in the displayed normalized Sugawara formula is zero. The example separates existence of the affine vertex algebra from that particular conformal-vector formula; it asserts no alternative critical-level stress tensor.

Facts & Assumptions

Given: The normalized sl2 basis, the affine current bracket, the universal affine vertex algebra theorem, and the Sugawara formula convention.

[F1]

Universal affine vertex algebras exist at every complex level: Vk(g) is a vertex algebra for every complex level k.

[F2]

The special linear Lie algebra sl_2: [h,e]=2e, [h,f]=−2f, and [e,f]=h.

[F3]

Residue two cocycle on a loop algebra: for normalized long-root-square-2 form, opposite root vectors with [e,f]=h=α∨ satisfy B(e,f)=1.

[F4]

Dual Coxeter number for the normalized invariant form: h∨=γB/2, where the Casimir ΩB for B acts in the adjoint representation by γBI.

[F5]

Sugawara modes and their normal ordering: the normalized Sugawara formula has denominator 2(k+h∨) and is defined only when k+h∨≠0.

[F6]

Affine current fields are local with the normalized current OPE: the singular OPE of currents is Jx(z)Jy(w)∼J[x,y](w)/(z−w)+kB(x,y)id⁡/(z−w)2.

Proof

1.1F1given

Since −2∈C, [F1] gives the universal affine vertex algebra at this level; its construction does not divide by k+h∨.

1.2F2F3F4algebra

By [F2] and [F3], invariance gives B(h,h)=B([e,f],h)=B(e,[f,h])=2. It also gives B(h,e)=B(h,f)=B(e,e)=B(f,f)=0: for example 2B(e,e)=B([h,e],e)=B(h,[e,e])=0, and 2B(h,e)=B([h,e],h)=−B(e,[h,h])=0; the f identities follow from [h,f]=−2f in the same way. Thus the B-dual basis to (h,e,f) is (h/2,f,e). The adjoint Casimir is therefore ΩB=12ad⁡(h)2+ad⁡(e)ad⁡(f)+ad⁡(f)ad⁡(e). On h its last two terms give 2h+2h=4h; on e its first two nonzero terms give 2e+2e=4e; on f its first and last nonzero terms give 2f+2f=4f. Hence γB=4 and [F4] gives h∨=2.

1.3F2F3F6algebra

Applying [F6] to x=e,y=f, with [e,f]=h, B(e,f)=1, and k=−2, gives the stated current OPE.

2.1F1F5step 1.1step 1.2algebra∎

At k=−2 and h∨=2, the denominator in [F5] is 2(−2+2)=0. Therefore this normalized Sugawara expression is undefined, even though step 1.1 supplies the affine vertex algebra. No Sugawara or Virasoro structure is inferred.

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