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Finite-mode bosonic Gibbs occupations and moments
Statement
Assume the Axiom of Choice and Countable Choice. Let , let be the standard orthonormal basis of , and let and be the bosonic annihilation and creation operators on symmetric Fock space. For and , let be the self-adjoint closure of on the finite-particle subspace, , and . Then and, with ,
Both and are zero. Each displayed product composed with is a well-defined trace-class operator. This finite-mode trace construction does not itself supply an infinite-volume state or correlation limit.
For , put and let be the symmetric-sector projection. The vectors , with the vacuum, form a complete orthonormal basis. In this basis and , where and ; in particular .
Facts & Assumptions
Given: The choice assumptions, finite mode number, positive frequencies and inverse temperature in the Statement.
The symmetric Fock space, finite-particle subspace, vacuum and sector creation and annihilation maps use the conventions of Schwartz/distribution spaces and Hilbert Fock conventions. The maximal bosonic maps are closed and mutually adjoint, with the stated finite-particle core and canonical commutator relations. Bosonic and fermionic Fock operators with exact domains
Splitting off a unit vector gives a unitary one-mode Fock tensor factor, on which creation and annihilation have the raising and lowering coefficients and . One-mode factorization of symmetric Fock space
Under Full Choice, the operator of a regular PVM on , with domain specified by its finite second spectral moment, is self-adjoint and has spectral PVM . Spectral theorem for unbounded self-adjoint operators (PVM form)
Under Full Choice, for a nonzero separable complex Hilbert space and a self-adjoint lower-bounded operator whose exponential is trace class on an open positive-temperature interval, the normalized exponential is a density operator. Self-adjoint trace-Gibbs normalization and form-energy optimization
Trace class and trace use Trace class operator and Trace of a trace class operator. A compact operator with an absolutely summable rank-one expansion converging in operator norm is trace class by Nuclear series characterizes trace norm. Its trace is the absolutely convergent sum of diagonal entries in any supplied orthonormal basis by Trace is absolutely convergent and basis independent.
The projection, multiplicativity and strong countable additivity requirements for a PVM, and its scalar-measure regularity requirement, are those of Projection valued measure and Regular Borel measure on an LCH space. When applying the spectral and trace suppliers, use their first-variable-linear pairing ; this has the same norm, adjoints and quadratic projection measures as the Fock convention, and .
Under Countable Choice, bounded Borel functions of a PVM on a nonzero complex Hilbert space have bounded operator integrals obtained by uniform simple approximation. Bounded borel pvm integral
Under Countable Choice, has domain and acts by the norm limit of bounded truncation integrals. Functions agreeing outside a -null set define the same operator and domain. Integral of a measurable function against a projection-valued measure
Full Choice and Countable Choice are assumed for the cited spectral and Fock constructions. The Axiom of Choice The Axiom of Countable Choice (AC_ω)
Proof
Goal: Establish the normalization, the four families of moments, and the stated domains.
For put , , , and , with the vacuum at . There are distinct tensor words with these occupations, each occurring times in the permutation average, so is their average. These words are orthonormal by the tensor inner product; hence . Distinct occupations give orthogonal vectors, and all symmetrized elementary basis tensors occur this way, so these vectors span the symmetric -particle sector. Thus the occupation vectors form an orthonormal basis of Fock space, and their finite span is the finite-particle subspace, because every fixed-particle sector is finite-dimensional. These are also the vectors obtained from successive applications of the explicit maps in [F2], whose binomial normalization factors multiply to . This identification uses only the splitting maps, without assuming any intertwining for complementary modes.
Put and . For , finite summation gives . To see , choose ; the ratio of successive positive terms is for sufficiently large , and a geometric bound applies. Therefore [F6] gives and . Taking finite rectangular sums and then their increasing limits shows .
The sector creation formula in [F1] and invariance of the full permutation average under prior symmetrization give , where is the unit occupation vector. For and , exactly the fraction of the words in step 1.1 have first factor ; contraction by leaves the uniform average of the words with occupation . Thus . It is zero if , including the vacuum. This proves both ladder formulas on the same basis for every directly from the sector definitions. Consequently has eigenvalue on that finite span.
For a Borel set , define , where . These are coordinate orthogonal projections, , , and . For pairwise disjoint Borel sets, the corresponding coordinate selections are orthogonal and their squared norms sum to at most , proving strong countable additivity. The scalar measure is . It is finite and regular: given , choose a finite set of occupation indices whose omitted squared coefficients sum to less than . For any Borel , the energies in of these selected indices form a finite compact subset with . The open set obtained by deleting their finitely many energies outside contains and has excess measure less than . This proves compact inner and open outer approximation for every Borel set; finiteness gives local finiteness as well. Hence is a regular PVM on , supported on .
For any bounded Borel , first evaluate simple integrals on an occupation vector, obtaining ; uniform approximation in [F8] proves the same formula for . Thus [F9] gives and the coordinate action . By [F3] this operator is self-adjoint with spectral PVM . Truncating occupation coordinates, for example to , converges in its graph norm, so by step 2.1 it is exactly the closure in the Statement. It is nonnegative, since its quadratic form on its operator domain is . Because , [F9] permits replacing the exponential function by the bounded Borel function . Its integral therefore is and acts on by .
Repeated finite rectangular sums, their increasing limits, and [F6] give . The diagonal expansion of has rank-one norms , so its finite sums converge in operator norm. The limit is compact: for each positive tolerance, a finite-rank approximation maps the unit ball into a bounded finite-dimensional set with a finite net, and the norm error supplies a finite net for the image under the limit; its closure is complete in the Hilbert space. It is trace class by [F5], with trace the displayed positive sum. Step 1.1 supplies a countable orthonormal basis, hence a nonzero separable complex Hilbert space. The same argument holds for every , so [F4] applies on the open interval and gives the density operator .
Write a product of two ladder operators as , with acting first. Each maps an occupation vector to a single occupation vector or zero. If , the first coefficient has modulus at most and, after this operation, total occupation is at most , so the second coefficient is at most . Thus . For , let . Then . Both and converge absolutely in norm: , the first coefficient is at most , and by step 1.2. Closedness of first gives and ; closedness of then gives and the required image. Hence is defined on all of Fock space. Its occupation expansion has sum of rank-one norms at most , and thus converges in operator norm. It is compact by the finite-net argument of step 5.1, trace class by [F5], and its trace is the sum of its diagonal occupation matrix elements.
For , both normal and antinormal products change the occupation vector, so their diagonal matrix elements vanish. For , they are respectively and . Products of two annihilations or two creations always change total particle number by two and therefore have zero diagonal matrix elements. Using step 1.2 and the product normalization gives and . Absolute convergence and the trace-class domains are supplied by step 6.1. These are all the claimed moments; no infinite-volume limit has been invoked.
Depends on
- Schwartz/distribution spaces and Hilbert Fock conventions
- Bosonic and fermionic Fock operators with exact domains
- One-mode factorization of symmetric Fock space
- Spectral theorem for unbounded self-adjoint operators (PVM form)
- Self-adjoint trace-Gibbs normalization and form-energy optimization
- Trace class operator
- Trace of a trace class operator
- Nuclear series characterizes trace norm
- For |r| < 1, ∑_k ≥ 0 rᵏ = 1/(1-r), and for |r| ≥ 1 the series diverges
- The Axiom of Choice
- The Axiom of Countable Choice (AC_ω)
- Projection valued measure
- Regular Borel measure on an LCH space
- Bounded borel pvm integral
- Integral of a measurable function against a projection-valued measure
- Trace is absolutely convergent and basis independent
Used by · 6
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