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Symmetric Polynomials and the Fundamental Theorem of Symmetric Functions
1 · Prerequisites
- Binary Operations, Monoids, Groups and Subgroups
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Finite Counting, Factorials and Binomial Coefficients
- Foundations of the Real Numbers for Analysis
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Normal Subgroups and Quotient Groups
- Order, Zorn's Lemma, and the Axiom of Choice
- Polynomial Rings, the Division Algorithm and Roots
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Roots, Rational Powers, and Classical Inequalities
- Simple Field Extensions and the Construction of the Complex Numbers
- Splitting Fields
- The ZFC Axioms and the Basic Set Constructions
2 · Summary
A splitting field presents a monic polynomial as a product of linear factors, so its roots are available in an extension field. Over a commutative coefficient ring, a finite multivariate polynomial ring built by iteration and the symmetric group permuting its variables provide the setting for symmetric polynomials. The published formal derivative and its repeated-root criterion supply the interface against which discriminants are measured.
The page defines elementary, monomial, power-sum, and complete homogeneous symmetric polynomials, and proves the Vieta expansion identifying the coefficients of a split monic polynomial with the elementary symmetric functions of its roots. Lexicographic leading terms give both existence and uniqueness in the fundamental theorem, after which Newton's identities compare the standard generators. The Vandermonde square defines the discriminant and detects repeated roots in every characteristic. A monic resultant is then defined through its symmetric root product, giving the common-root criterion and the signed resultant formula for the discriminant.
3 · Logical flowchart
4 · Definitions, theorems and proofs
Symmetric polynomials as the invariants of variable permutations
Definition
Let be a commutative ring and let be the iterated polynomial ring. Every permutation acts on it by
A polynomial is symmetric when for every permutation . The symmetric polynomials form the fixed subset
For this means the coefficient ring itself.
The symmetric polynomials form a subring
Statement
For every commutative ring and every , the symmetric polynomials form a subring of . For this subring is .
Facts & Assumptions
Given: A commutative ring , a natural number , and symmetric polynomials .
A polynomial is symmetric when every variable permutation fixes it (Symmetric polynomials as the invariants of variable permutations).
A subset is a subring when it contains and is closed under addition, additive inverses, and multiplication (Subring: a subset containing and closed under addition, additive inverses and multiplication).
Proof
Every variable permutation fixes the constant polynomials and , so both are symmetric.
For every permutation , substitution of permuted variables commutes with the ring operations, so , , and .
Thus the symmetric polynomials contain and are closed under addition, additive inverses, and multiplication, so they form a subring. When every polynomial is a coefficient in and the assertion gives itself.
The elementary symmetric polynomials
Definition
For , the -th elementary symmetric polynomial in is
The empty product gives . We put for . Each is symmetric because a permutation of the variables merely permutes the -element index sets in the sum.
Vieta expansion:
Statement
In one has
For , both sides are the empty product .
Facts & Assumptions
Given: A commutative ring and variables .
The elementary symmetric polynomial is the sum of the products over all -element subsets of the variables, and (The elementary symmetric polynomials ).
Natural powers in a monoid satisfy and (Powers : natural exponents in a monoid and integer exponents in a group, with ).
Proof
In expanding the product, choose either or from each factor. A choice of from exactly the indices in a subset of size contributes .
Summing the contributions with gives by the definition of .
Summing over accounts for every term in the expansion exactly once and proves the identity. If , the sole term is .
Vieta's formulas identify the coefficients of a split monic polynomial with elementary symmetric functions of its roots
Statement
Let be monic and suppose that in a commutative -algebra it splits as
with roots repeated according to multiplicity. Then
The assertion includes the monic constant polynomial, for which there are no coefficient equations.
Facts & Assumptions
Given: A split monic polynomial as in the Statement.
The universal Vieta expansion is (Vieta expansion: ).
A polynomial splits over an extension when it is a product of linear factors there, with roots listed with multiplicity (Polynomials that split and splitting fields of a polynomial or a family of polynomials).
Proof
Substitute in [L1] inside to obtain .
Equality of polynomials is coefficientwise, so comparison with gives the displayed formula for every . If , the comparison has no positive index.
Monomial symmetric polynomials indexed by partitions
Definition
A partition of length at most is a tuple of natural numbers with . Its monomial symmetric polynomial is
where is the set of distinct tuples obtained by permuting the coordinates of . Thus repeated monomials are counted once, not with their stabilizer multiplicity. The sum is symmetric by construction.
Monomial symmetric polynomials form an -basis of the symmetric-polynomial ring
Statement
As ranges over partitions of length at most , the polynomials form an -basis of .
Facts & Assumptions
Given: A commutative ring and a natural number .
The polynomial is the sum of the distinct monomials whose exponent tuples lie in the permutation orbit of (Monomial symmetric polynomials indexed by partitions).
A polynomial is symmetric exactly when every permutation of its variables fixes it (Symmetric polynomials as the invariants of variable permutations).
Proof
Variable permutations partition the monomials into disjoint orbits, and every orbit contains exactly one weakly decreasing exponent tuple .
If is symmetric, the coefficients of two monomials in the same orbit are equal, because a variable permutation carries either monomial to the other and fixes . Since has finite support, it is therefore a finite -linear combination of the corresponding orbit sums .
Distinct have disjoint monomial supports. Hence a finite relation has for every , by comparing the coefficient of any monomial in the orbit of .
Steps 1.2 and 1.3 give spanning and linear independence, respectively, so the form an -basis.
Lexicographic order on exponent tuples and the multidegree of a nonzero polynomial
Definition
For , write when, at the first coordinate where they differ, the coordinate of is larger. This is the lexicographic order.
If , its leading multidegree is the lexicographically greatest exponent tuple for which ; the corresponding monomial and coefficient are its leading monomial and leading coefficient. The maximum exists because a polynomial has finite support.
The leading multidegree of a symmetric polynomial is weakly decreasing
Statement
If is symmetric and has leading multidegree in lexicographic order, then
Facts & Assumptions
Given: A nonzero symmetric polynomial with leading multidegree .
Every permutation of the variables fixes a symmetric polynomial (Symmetric polynomials as the invariants of variable permutations).
The leading multidegree is the lexicographically greatest exponent tuple carrying a nonzero coefficient (Lexicographic order on exponent tuples and the multidegree of a nonzero polynomial).
Proof
Suppose, for contradiction, that for some .
Interchanging and fixes , so the tuple occurs in with the same nonzero coefficient as .
The tuples agree before coordinate and , so , contradicting the maximality in [L2]. Therefore no such exists and the tuple is weakly decreasing.
The leading multidegree of is with coefficient one
Statement
Let be a commutative ring with . For , the leading multidegree in of is
and its leading coefficient is . Distinct tuples give distinct leading multidegrees.
Facts & Assumptions
Given: A commutative ring with and natural numbers . The hypothesis is needed: over the zero ring every polynomial is , and [L2] gives a leading multidegree only for a nonzero polynomial.
The elementary polynomial is the sum of all squarefree monomials of degree in the variables (The elementary symmetric polynomials ).
Lexicographic leading multidegree is the greatest exponent tuple carrying a nonzero coefficient (Lexicographic order on exponent tuples and the multidegree of a nonzero polynomial).
Proof
The lexicographically leading monomial of is , and its coefficient is : at the first omitted variable, any other squarefree degree- monomial has exponent where this one has exponent .
If first differs at coordinate , then for every the tuples and still first differ at , with the former coordinate larger. Thus, among the products formed from copies of the , the unique largest term is obtained by choosing the leading monomial from every factor. Its coefficient is .
Applying step 2.1 to gives exponent on and coefficient .
The displayed cumulative sums determine and then successively by adjacent subtraction, so the map from to the leading multidegree is injective.
Every symmetric polynomial over a commutative ring is a polynomial in the elementary symmetric polynomials
Statement
For every commutative ring and every , each symmetric polynomial has the form
for some .
Facts & Assumptions
Given: A commutative ring , a natural number , and a symmetric polynomial .
The leading multidegree of a nonzero symmetric polynomial is weakly decreasing (The leading multidegree of a symmetric polynomial is weakly decreasing).
Over a commutative ring with , the leading multidegree of is the cumulative-sum tuple of , with leading coefficient (The leading multidegree of is with coefficient one).
The symmetric polynomials form a subring (The symmetric polynomials form a subring).
Proof
The assertion is immediate for and for , when the symmetric-polynomial ring is . Assume now that and ; then some coefficient of is nonzero, so in and [L2] applies.
Let be the leading multidegree of and let be its leading coefficient. By [L1], set for and , all natural numbers.
By [L2], the polynomial has the same leading term as , so their difference is either zero or has strictly smaller leading multidegree. It remains symmetric by [L3].
Repeat step 2.1 while the remainder is nonzero. The process terminates because all exponent tuples encountered are bounded coordinatewise by the finite support box of the original polynomial and strictly decrease lexicographically at each subtraction.
Summing the finitely many subtracted monomials in the gives a polynomial with .
The elementary symmetric polynomials are algebraically independent over the coefficient ring
Statement
The elementary symmetric polynomials are algebraically independent over : if satisfies , then .
Facts & Assumptions
Given: A commutative ring and a polynomial .
Over a commutative ring with , distinct exponent tuples give the monomials distinct leading multidegrees, each with leading coefficient (The leading multidegree of is with coefficient one).
A polynomial in an iterated polynomial ring has finite support and is zero exactly when every coefficient is zero (Polynomial rings in finitely many commuting indeterminates by iteration).
Proof
Suppose, for contradiction, that but .
Since , some coefficient is nonzero by [L2], so in and [L1] applies. Among the finitely many monomials of with , choose one whose substituted leading multidegree is greatest.
By [L1], no other substituted monomial has that leading multidegree, and the chosen substituted monomial has leading coefficient . Hence this term cannot cancel in , even if has zero divisors.
This contradicts , whose every coefficient is zero by [L2]. Therefore .
Fundamental theorem of symmetric polynomials: unique expression as a polynomial in
Statement
For every commutative ring and every , substitution is an -algebra isomorphism
Equivalently, every symmetric polynomial has a unique expression .
Facts & Assumptions
Given: A commutative ring and a natural number .
Every symmetric polynomial is for some polynomial (Every symmetric polynomial over a commutative ring is a polynomial in the elementary symmetric polynomials).
The elementary symmetric polynomials are algebraically independent: implies (The elementary symmetric polynomials are algebraically independent over the coefficient ring).
Proof
Substitution defines an -algebra homomorphism whose image lies in the symmetric-polynomial subring.
The map is surjective by [L1].
Its kernel is zero by [L2], so it is injective.
The substitution map is therefore an isomorphism. Surjectivity gives existence of an expression, and injectivity gives its uniqueness.
A symmetric polynomial in the roots of a monic polynomial is a polynomial in its coefficients and lies in the base ring
Statement
Let be monic and split in a commutative -algebra with roots . For every symmetric there is a unique with
and for that ,
In particular this value lies in the image of and is independent of the ordering of the roots. The uniqueness asserted is uniqueness of the representing identity , not uniqueness of a satisfying the displayed evaluated equality: when and is not the zero ring, is a nonzero polynomial vanishing at , so has the same value there as .
Facts & Assumptions
Given: A split monic polynomial and a symmetric polynomial as in the Statement.
Every symmetric polynomial has a unique expression (Fundamental theorem of symmetric polynomials: unique expression as a polynomial in ).
For the roots of a split monic polynomial, (Vieta's formulas identify the coefficients of a split monic polynomial with elementary symmetric functions of its roots).
Proof
Use [L1] to write for a unique .
Evaluate at the roots and apply [L2] in each coordinate to obtain .
The right side is computed from coefficients in , and symmetry makes it unchanged when the roots are reordered. The asserted uniqueness is the uniqueness in [L1] of the representing as an identity of polynomials, and it is not uniqueness of a satisfying the evaluated equality alone: when and in , the polynomial has -coefficient and is therefore nonzero, while substituting the tuple sends it to , so and take the same value there.
Power sums and complete homogeneous symmetric polynomials
Definition
For , the -th power-sum symmetric polynomial is
For , the -th complete homogeneous symmetric polynomial is
Thus , while for one has when . Both families are fixed by every permutation of the variables.
The generating-series identity
Statement
In the formal power-series ring , put
Then
Equivalently, for every ,
Facts & Assumptions
Given: A commutative ring and variables .
For , the polynomial is the sum over the -element index sets, and (The elementary symmetric polynomials ).
The polynomial is the sum of all monomials of total degree , and (Power sums and complete homogeneous symmetric polynomials ).
Proof
Expand by choosing either or from each factor. The choices taking at exactly the indices of an -element set contribute , so summing over and then over gives by [L1], and both displayed descriptions of therefore agree.
For one variable, coefficientwise as a formal power series.
Multiplying the one-variable geometric series over gives , whose coefficient of is the sum of over , namely .
Thus , which is by step 1.1, so . Comparing the coefficient of gives the displayed recurrence, including as .
The complete homogeneous symmetric polynomials freely generate the symmetric-polynomial ring
Statement
Substitution is an -algebra isomorphism
Thus freely generate the symmetric-polynomial ring.
Facts & Assumptions
Given: A commutative ring and a natural number .
The identity gives for (The generating-series identity ).
Substitution is an isomorphism from a polynomial ring onto the symmetric-polynomial ring (Fundamental theorem of symmetric polynomials: unique expression as a polynomial in ).
Proof
The recurrence in [L1] expresses as plus a polynomial in , and also expresses as plus a polynomial in .
Recursion on therefore gives mutually inverse triangular substitutions between and ; every diagonal coefficient is or , hence a unit in .
Composing either triangular isomorphism with [L2] shows that is an -algebra isomorphism onto the symmetric-polynomial ring.
Newton's identities:
Statement
Put and for . For every ,
In particular, for this recursively relates to , while for it gives
No division is used, so the identities hold over every commutative ring.
Facts & Assumptions
Given: A commutative ring and variables .
The power sum is , and (Power sums and complete homogeneous symmetric polynomials ).
The formal-series identity is , where (The generating-series identity ).
The formal derivative of a polynomial is (The formal derivative of a polynomial).
Over a commutative ring, formal differentiation of polynomials is additive and satisfies (Linearity, power rule, Leibniz rule and the degree bound for the formal derivative).
Proof
Write , which by [L2] is a polynomial in of degree at most over , so [L3] and [L4] apply to it. Iterating the Leibniz rule of [L4] over the factors, and using from [L3], gives .
Multiply by the power series from [L2]. Then , where the last equality is coefficientwise geometric expansion.
Multiply step 2.1 by and use from [L2]; no derivative of the infinite series is taken. This gives . Since , [L3] evaluates the left side as . Comparing the coefficient of yields .
Multiplying the identity in step 3.1 by proves the displayed Newton identity. When , the term is zero and reindexing gives the stated recurrence for .
If is invertible, then freely generate the symmetric-polynomial ring
Statement
Let be a commutative ring in which is a unit. Then substitution is an -algebra isomorphism
If is a field, the unit hypothesis is equivalent to or .
Facts & Assumptions
Given: A commutative ring in which is invertible.
Newton's identities are for (Newton's identities: ).
The elementary symmetric polynomials freely generate the symmetric-polynomial ring (Fundamental theorem of symmetric polynomials: unique expression as a polynomial in ).
The factorial satisfies , with (The factorial and the falling factorial , defined by recursion in ).
Proof
For each , the element is a unit: the product of with the images of all the other factors in is the unit , and a factor of a unit in a commutative ring is a unit.
Using the inverse of , [L1] recursively expresses as a polynomial in . Conversely [L1] expresses as plus a polynomial in .
These mutually inverse triangular substitutions have unit diagonal coefficients, so they give an isomorphism . Composing with [L2] proves free generation.
In a field, a positive integer image is a unit exactly when it is nonzero. Thus all of are nonzero exactly in characteristic zero or characteristic greater than , which is equivalent to the factorial image being nonzero and hence invertible.
The Vandermonde polynomial
Definition
The Vandermonde polynomial in variables is
For or the index set is empty and .
The square of the Vandermonde polynomial is symmetric
Statement
For every commutative ring and every , the polynomial
is symmetric. This includes characteristic two and the empty products for .
Facts & Assumptions
Given: A commutative ring and variables .
The Vandermonde polynomial is (The Vandermonde polynomial ).
A polynomial is symmetric when every permutation of the variables fixes it (Symmetric polynomials as the invariants of variable permutations).
A permutation is a bijection of the index set (The symmetric group : the bijections of a set under composition).
Proof
A variable permutation bijects the unordered pairs with themselves. For each pair, it sends to either or the same factor with its two terms reversed.
Reversing a difference has no effect after squaring, since in every commutative ring, including characteristic two. Hence the permutation merely reorders the factors of .
Every variable permutation fixes , so it is symmetric by [L2]. For , the product is and the same conclusion holds.
The discriminant of a monic polynomial as the coefficient expression of
Definition
By The square of the Vandermonde polynomial is symmetric and Fundamental theorem of symmetric polynomials: unique expression as a polynomial in , there is a unique polynomial such that
For a monic polynomial
over a commutative ring, its discriminant is
Equivalently, in any algebra in which splits with roots , this coefficient expression evaluates to . The definition therefore depends only on the coefficients and not on a choice or ordering of roots. For a monic constant polynomial, .
The discriminant is and vanishes exactly when a monic polynomial has a repeated root
Statement
Let be a field and let be monic of degree . In a splitting field write
Then
Moreover, if and only if has a repeated root. This criterion holds in every characteristic.
Facts & Assumptions
Given: A field , a monic polynomial , and a splitting field with roots .
The discriminant is the coefficient expression obtained from , and in a split algebra it evaluates to (The discriminant of a monic polynomial as the coefficient expression of ).
A splitting field presents as a product of linear factors with roots counted according to multiplicity (Polynomials that split and splitting fields of a polynomial or a family of polynomials).
A root of a nonzero polynomial is repeated if and only if (A root is repeated exactly when it is also a root of the formal derivative).
Proof
Evaluate the coefficient expression in [L1] at the roots supplied by [L2]. The definition of gives .
Because the splitting field is a field, this finite product is zero exactly when one factor is zero, equivalently when two entries in the root list coincide.
Two entries coincide exactly when the linear factor at that root occurs at least twice, so has a repeated root. By [L3] this agrees with the derivative criterion. No step divides by , so the equivalence remains valid in characteristic two.
The monic resultant from the symmetric coefficient expression of
Definition
Let be monic and let be any polynomial over the same commutative ring. The polynomial
is symmetric in the formal variables . By Fundamental theorem of symmetric polynomials: unique expression as a polynomial in it has a unique expression with coefficients polynomial in the coefficients of . The monic resultant of and is
For , the product is empty and .
For monic , and it vanishes exactly when and have a common root
Statement
Let be a field, let be monic, and let . If splits in an extension with roots , then
If , this value is zero if and only if and have a common root in some extension field of . For , and the resultant is .
Facts & Assumptions
Given: A field , a monic polynomial of degree , and a polynomial .
The monic resultant is obtained by expressing the symmetric formal product in the elementary symmetric polynomials and substituting the signed coefficients of (The monic resultant from the symmetric coefficient expression of ).
Vieta's formulas identify those elementary symmetric values with the signed coefficients of a split monic polynomial (Vieta's formulas identify the coefficients of a split monic polynomial with elementary symmetric functions of its roots).
An element is a root of exactly when its evaluation is zero (Evaluation and roots of a polynomial in a commutative target ring).
Every nonzero polynomial over a field has a splitting field (Every nonzero polynomial over a field has a splitting field).
Proof
By [L1], write the formal symmetric product as . Evaluating at the roots of and using [L2] gives .
Assume . In a splitting field of the nonzero polynomial and, when , of , the product in step 1.1 is zero exactly when for some , since the extension is a field.
By [L3], the condition in step 2.1 says exactly that some root of is also a root of . If , every root of the positive-degree polynomial is common and every factor in step 1.1 is zero.
If , then and [L1] defines the resultant as the empty product .
For monic of degrees splitting in a common extension,
Statement
Let be a field and let be monic of degrees . If in a common extension
then
If either degree is zero, both sides are the same empty product.
Facts & Assumptions
Given: Monic polynomials splitting in a common field extension as in the Statement.
For monic with roots , the resultant satisfies (For monic , and it vanishes exactly when and have a common root).
A split monic polynomial has the factorization with roots counted with multiplicity (Polynomials that split and splitting fields of a polynomial or a family of polynomials).
Proof
Evaluate the factorization in [L2] at each to get .
Substitute step 1.1 into [L1] and reassociate the finite product to obtain the double product.
If , [L1] is an empty outer product; if , every and the inner products are empty. In either case both sides equal .
For monic of degrees ,
Statement
Let be a field and let be monic of degrees . Then
Facts & Assumptions
Given: Monic polynomials of degrees .
In a common splitting extension, and (For monic of degrees splitting in a common extension, ).
Every nonzero polynomial over a field has a splitting field (Every nonzero polynomial over a field has a splitting field).
Proof
Take a splitting field of the nonzero polynomial when both degrees are positive; if one polynomial is , use any splitting field for the other.
Apply [L1] in that field. Replacing each of the factors by contributes the factor and yields the formula.
If or , both resultants are and , so the same identity holds.
For monic , if , then
Statement
Let be a field, let be monic, and let satisfy
Then
Facts & Assumptions
Given: Polynomials satisfying the identity in the Statement, with monic.
If has roots in a splitting field, then for every polynomial (For monic , and it vanishes exactly when and have a common root).
Polynomial evaluation is a ring homomorphism and an element is a root of exactly when (Evaluation and roots of a polynomial in a commutative target ring).
Proof
For every root of , evaluate to obtain , hence .
Apply [L1] to and and multiply the equal values from step 1.1 to obtain equality of the resultants.
If , then and both resultants are the empty product ; the argument remains valid.
For monic of degree ,
Statement
Let be a field and let be monic of degree . Then
Facts & Assumptions
Given: A monic polynomial of degree , split as in a splitting field.
The root-product formula gives (For monic , and it vanishes exactly when and have a common root).
The discriminant root formula is (The discriminant is and vanishes exactly when a monic polynomial has a repeated root).
The formal derivative of is (The formal derivative of a polynomial).
Over a commutative ring, formal differentiation is additive and -linear and satisfies (Linearity, power rule, Leibniz rule and the degree bound for the formal derivative).
Proof
Iterating the Leibniz rule of [L4] over the factors of gives , since each by [L3]. At , every summand except the -th contains the zero factor , so .
By [L1], . Group the two ordered factors belonging to each unordered pair .
For each , . There are unordered pairs, so step 2.1 becomes .
Apply [L2] to identify the remaining product with . The empty-degree cases give .
5 · Examples, counterexamples and false statements
None yet.
Sources
Standard references
Recommended treatments; not extraction sources.
- K. Conrad, Symmetric Polynomials, Sections 1-5
- D. Grinberg, An Introduction to Algebraic Combinatorics, Chapter 7, Sections 7.1-7.2
- D. Grinberg, An Introduction to Algebraic Combinatorics, Chapter 7, Section 7.1
- K. Conrad, Symmetric Polynomials, Section 1
- D. Grinberg, An Introduction to Algebraic Combinatorics, Theorem 7.2.7
- K. Conrad, Symmetric Polynomials, Section 2
- D. Grinberg, An Introduction to Algebraic Combinatorics, Theorem 7.1.16
- J. S. Milne, Fields and Galois Theory, Theorem 5.36 and Remark 5.37
- K. Conrad, Symmetric Polynomials, Sections 1-2
- K. Conrad, Symmetric Polynomials, Section 3
- J. S. Milne, Fields and Galois Theory, Proposition 4.35 through Example 4.37
- J. S. Milne, Fields and Galois Theory, Proposition 4.35
- J. S. Milne, Fields and Galois Theory, definition preceding Proposition 4.35
- J. S. Milne, Fields and Galois Theory, Proposition 4.35(a)
- J. S. Milne, Fields and Galois Theory, Proposition 4.35(c)
- J. S. Milne, Fields and Galois Theory, Proposition 4.35 and discriminant discussion