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Finite type need not be locally free

Statement refuted

Assume the Axiom of Choice, inherited from the associated-sheaf existence theorem and from the references recorded below (The Axiom of Choice).

False claim. On every scheme, a quasi-coherent OX-module of finite type is locally free of finite rank; in particular, on a locally Noetherian scheme every coherent module is locally free (Finite type and finitely presented module sheaves, Locally free sheaves of finite rank, Coherent sheaves on a locally Noetherian scheme).

The affine line refutes the claim. Let k be a field, let A=k[x] and let X=Spec⁡A, and let F=A/(x)~=M~,M=A/(x)≅k, be the associated sheaf of the cyclic module A/(x) (Module sheaf on an affine scheme, The associated module sheaf exists). Since k[x] is a principal ideal domain, hence Noetherian, the scheme X is locally Noetherian; since M is generated by the class of 1, the sheaf F is of finite type and, by the equivalence of coherence with finite type over a locally Noetherian base, even coherent on X. Its fibre is one-dimensional at the closed point (x) and zero at every other point, so its fibre dimension is not locally constant. Accordingly F is not locally free of finite rank at (x): if F∣U≅OUr on a neighbourhood U of (x), then the generic point (0) of X lies in U, and the fibres of OUr at (0) and at (x), which are κ((0))r and κ((x))r, would have to be the computed fibres 0 and k, forcing r=0 and r=1. Thus finite type, and even coherence, must be checked separately from local freeness, and fibre dimension is not locally constant for this coherent sheaf.

Facts & Assumptions

Given: The Axiom of Choice; a field k; the polynomial ring A=k[x]; the scheme X=Spec⁡A; the module M=A/(x) with the class of 1 as a generator; the associated sheaf F=M~; the closed point p0=(x)∈X and the point η=(0)∈X.

[F1]

The ring A=k[x] and its spectrum (The underlying space of an affine spectrum, The prime spectrum and vanishing sets, For every field F, F[x] is a principal ideal domain, Every principal ideal domain is Noetherian, Locally Noetherian and Noetherian schemes, F[x](x) is the ring of rational functions defined at 0, with maximal ideal generated by x and residue field F): k[x] is a principal ideal domain, hence Noetherian, and X is locally Noetherian; the points of X are the prime ideals of A and the basic opens are the sets D(f)={p:f∉p}; evaluation at 0 identifies A/(x)≅k, so (x) is a maximal (hence prime) ideal and the local ring A(x) has maximal ideal xA(x) and residue field A(x)/xA(x)≅k; consequently every prime of A containing x equals (x), and x∉p for every prime p≠(x). The chain of ideals is ordered by inclusion, η and p0 are distinct, and A is a domain, so η=(0) is a prime and 0≠x∈A.

[F2]

The associated sheaf (Module sheaf on an affine scheme, The associated module sheaf exists, Sections of the associated sheaf on basic opens, The stalk of an associated sheaf is the localisation, Quasi-coherent module on a scheme, Finite type and finitely presented module sheaves, Coherent sheaves on a locally Noetherian scheme): F=M~ is a sheaf of OX-modules whose distinguished-open sections are F(D(f))=Mf with restriction the canonical localisation; its stalks are Fp≅Mp; it is quasi-coherent; because M is finitely generated it is of finite type; and because X is locally Noetherian it is coherent.

[F3]

Localisation at a prime (Localisation at a prime ideal: Rp=(R∖p)−1R, The localisation relation is an equivalence relation and fraction arithmetic is well defined, Localisation commutes with quotient modules and arbitrary direct sums, Rp/pRp≅Frac⁡(R/p) is the residue field at p): Ap is the localisation of A at A∖p, and every s∉p is a unit of Ap with inverse 1/s; for every submodule N⊆A one has (A/N)p≅Ap/Np, and localisation commutes with arbitrary direct sums, so (Ar)p≅(Ap)r for r≥0; the residue field is Ap/pAp≅Frac⁡(A/p).

[F4]

Stalks, fibres and restrictions (Fibre of a module sheaf at a point, The residue field at a point of an affine scheme, The stalk of the affine structure sheaf at a prime is A_p): the fibre of an OX-module G at x∈X is G(x)=Gx⊗OX,xκ(x)≅Gx/mxGx, a vector space over κ(x)=OX,x/mx; a morphism of sheaves induces a κ(x)-linear map on fibres; restriction to an open U⊆X satisfies (G∣U)(x)=G(x) for every x∈U; and for the structure sheaf the stalk is OX,p≅Ap.

[F5]

Free module sheaves on an affine scheme (Module sheaf on an affine scheme, The associated module sheaf exists, Sections and restrictions on distinguished opens of an affine scheme, The stalk of an associated sheaf is the localisation, Localisation commutes with quotient modules and arbitrary direct sums, Fibre of a module sheaf at a point): for a commutative ring B and r≥0, the structure sheaf of Spec⁡B is the associated sheaf B~ of the ring, the free OSpec⁡B-module Or is Br~ (both have sections (Bg)r=(Br)g on the distinguished open D(g), and the extension from distinguished opens is unique), and for every prime q of B the stalk is (Or)q≅(Br)q≅(Bq)r, so that the fibre (Or)(q)≅(Bq)r⊗Bqκ(q)≅κ(q)r is a κ(q)-vector space of dimension r.

[F6]

Distinguished opens and localised spectra (Every point of a Zariski-open set has a distinguished-open neighbourhood inside it, The spectrum of a principal localisation is the distinguished open D(f), A principal localization identifies its spectrum with a distinguished open, Primes of a principal localization): for every open U⊆X and every p∈U there is f∈A with p∈D(f)⊆U; the localisation A→Af identifies Spec⁡Af with D(f) as locally ringed spaces, and the primes of Af correspond to the primes of A not containing f.

[F7]

The generic point (The closure of a prime is its vanishing set, The prime spectrum and vanishing sets): the closure of a point p∈X is {p}‾=V(p)={q:q⊇p}; since A is a domain, every prime contains (0), so V((0))=X and {(0)}‾=X.

[F8]

Locally free sheaves (Locally free sheaves of finite rank, Modules on a ringed space): E is locally free of rank r near x if some open neighbourhood U of x satisfies E∣U≅OUr, where OUr is the free OU-module of rank r, with OU0=0; E is finite locally free if this holds at every point with some rank; a locally free sheaf is quasi-coherent.

[F9]

The Axiom of Choice is inherited from the associated-sheaf existence theorem, the closure description of [F7] and the affine equivalence used through [F3] and [F5]; no further choice is made in the computation below (The Axiom of Choice).

Proof technique: direct; compute the stalk and fibre of A/(x)~ at all points of Spec⁡k[x], show that the generic point lies in every nonempty open set, and use a free chart at the closed point (x) to force two different ranks r=0 and r=1.

Proof

1.1F1F2

Setup and coherence: let A=k[x], X=Spec⁡A, M=A/(x) and F=M~. By [F1] the ring A is a principal ideal domain, hence Noetherian, so X is locally Noetherian; the class of 1 generates M, so M is finitely generated and F is quasi-coherent of finite type by [F2], hence coherent on X by the coherence theorem of [F2].

1.2F1F2F3

Stalks: for a prime p∈X the isomorphisms Fp≅Mp≅Ap/xAp hold by [F2] and [F3]. If p≠(x) then x∉p by [F1], so x is a unit of Ap by [F3] and therefore xAp=Ap and Fp=0; in particular Fη=0 for the generic point η=(0), which is distinct from (x) by [F1].

1.3F7

The generic point lies in every nonempty open subset: by [F7] the closure of {(0)} is V((0))=X, since every prime of the domain A contains (0). If U⊆X were a nonempty open set with (0)∉U, then X∖U would be a closed set containing (0), hence would contain {(0)}‾=X, contradicting U≠∅; therefore (0)∈U for every nonempty open U⊆X.

1.4F5F6

Fibres of free module sheaves on distinguished opens: for every f∈A, putting V=D(f), the localisation A→Af identifies V with Spec⁡Af as locally ringed spaces by [F6], so the free sheaf OVr is the free module sheaf of rank r on Spec⁡Af; applying [F5] with B=Af gives (OVr)(y)≅κ(y)r at every y∈V, a vector space of dimension r over the residue field κ(y).

2.1F1F3F4step 1.2

Fibre at the closed point: at p=(x) steps 1.2 and [F3] give F(x)≅A(x)/xA(x)=κ((x))≅k, the residue field of the local ring A(x), whose maximal ideal is xA(x) by [F1]; this maximal ideal annihilates F(x), so the fibre is F((x))≅F(x)/m(x)F(x)≅k by [F4], a one-dimensional κ((x))-vector space.

2.2F4step 1.2

Fibre at the generic point: since η=(0)≠(x), step 1.2 gives Fη=0, hence the fibre F(η)=0 by [F4].

2.3F6F8step 1.3

A free chart at the closed point: assume now that F is finite locally free in the sense of [F8]. Then at the point (x) there are an open neighbourhood U∋(x) and an integer r≥0 with F∣U≅OUr; by [F6] choose f∈A with (x)∈D(f)⊆U and put V=D(f), so that restricting the isomorphism gives F∣V≅OVr. Since V is a nonempty open subset of X, step 1.3 gives η=(0)∈V.

3.1F4step 2.2step 1.4

First rank constraint: the fibre of a restriction is the fibre by [F4], so steps 2.2 and 1.4 give κ(η)r≅(OVr)(η)=(F∣V)(η)=F(η)=0; since κ(η) is a field, κ(η)r=0 forces r=0.

3.2F4step 2.1step 1.4

Second rank constraint: likewise steps 2.1 and 1.4 give F((x))=(F∣V)((x))=(OVr)((x))≅κ((x))r, of κ((x))-dimension r; but by step 2.1 the fibre F((x)) is one-dimensional over κ((x)), so r=1.

4.1step 1.1step 2.2step 2.3step 3.1step 3.2

Conclusion: steps 3.1 and 3.2 give r=0 and r=1 for the rank of any free chart at (x), a contradiction; hence the finite-type coherent sheaf F=A/(x)~ on the locally Noetherian scheme X=Spec⁡k[x] is not locally free of finite rank at (x), while by step 1.1 it is coherent of finite type. Its fibre dimension is 1 at (x) and 0 at every other point, in particular at the generic point, so this fibre dimension is not locally constant and the false claim is refuted; finite type and coherence must be checked separately from local freeness.

5.1F9∎

Choice accounting: the field k, the ring A=k[x], the module M=A/(x), the closed point (x) and the generic point (0) are fixed data, and no chart, generator family or isomorphism is selected by an infinite simultaneous choice; the only Axiom of Choice is the inherited one recorded in [F9], used through the associated-sheaf existence theorem and the closure description of [F7].

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