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A Weil divisor that is not Cartier at the vertex of the quadric cone

Statement refuted

The claim refuted is: every prime divisor on a normal Noetherian integral scheme is Cartier at every point. A prime divisor Z of a normal Noetherian integral scheme X is called Cartier at a point x∈X if there are an open neighbourhood U of x and a Cartier divisor D on U with cyc⁡U(D)=[Z∩U] in the Weil divisor group Div⁡(U). Let k be a field of characteristic ≠2 and let R=k[x,y,z]/(xy−z2),X=Spec⁡R, so that X is the quadric cone with vertex m=(x,y,z). Then P=(x,z) is a prime ideal of height one, so Z=V(P)⊆X is a prime divisor of X, and Z is not Cartier at the vertex: there is no open neighbourhood U of m and no Cartier divisor D on U with cyc⁡U(D)=[Z∩U].

Facts & Assumptions

Given: A field k with char⁡k≠2, the k-algebra R=k[x,y,z]/(xy−z2) with the classes of x,y,z again written x,y,z, the ideals m=(x,y,z) and P=(x,z), the affine scheme X=Spec⁡R, the closed subscheme Z=V(P), and the Axiom of Choice (The Axiom of Choice).

[F1]

X=Spec⁡R is an affine scheme, the basic opens D(g)=Spec⁡R[g−1] over g∈R form a basis of the topology, and the points of X are the prime ideals of R (Affine schemes and their coordinate rings, The underlying space of an affine spectrum).

[F2]

A scheme is integral exactly when it is nonempty, reduced and irreducible; equivalently, every nonempty affine open subscheme is the spectrum of a domain, so every nonempty open subscheme of an integral scheme is integral (Integral schemes).

[F3]

A Noetherian scheme is normal exactly when every local ring OX,x is an integrally closed domain (normal noetherian ring; on an affine chart the local rings are the prime localisations of the chart ring); so a scheme is normal if and only if all of its open subschemes are. An integral closed subscheme Z⊆X with generic point ξ is a prime divisor when dim⁡OX,ξ=1, and the locally finite formal sums of prime divisors form the group Div⁡(X) (Weil divisor normal noetherian scheme, normal noetherian ring, Integral closure in an extension ring and integrally closed domains).

[F4]

For a prime divisor Z with generic point ξ and a meromorphic unit f, the order of f along Z is ord⁡Z(f)=vξ(f), where vξ is the normalized valuation of the discrete valuation ring OX,ξ; moreover f∈OX,ξ if and only if ord⁡Z(f)≥0 (Order codimension one rational function).

[F5]

On a normal Noetherian integral scheme the sheaf KX is the constant sheaf with value K(X), and for f∈K(X)× the principal Weil divisor is div⁡W(f)=∑Zord⁡Z(f)[Z] (Principal weil divisor and class group, Sheaf total quotient rings).

[F6]

Assume DC. For a Cartier divisor D on a normal Noetherian scheme with local-equation datum {(Ui,fi)} the associated Weil divisor is cyc⁡(D)=∑Zvξ(fi,ξ)[Z], the coefficient of a prime divisor Z with generic point ξ being computed from any index i with ξ∈Ui; if the scheme is integral, then cyc⁡(div⁡C(f))=div⁡W(f) for every f∈K(X)× (Cartier divisors on a normal Noetherian scheme give Weil divisors). By AC implies DC implies countable choice the standing Axiom of Choice supplies the DC needed here (The axiom of dependent choice: a relation in which every element is related to something admits an N-indexed chain).

[F7]

A Cartier divisor on a scheme is a global section of KX×/OX×; it is presented by a local-equation datum {(Ui,fi)} with fi∈KX(Ui)× and fi/fj∈OX×(Ui∩Uj) (Cartier divisor).

[F8]

Under AC every Noetherian integrally closed domain satisfies (S2), and every Noetherian domain satisfying (S2) equals ⋂ht⁡p=1Rp inside its fraction field (normal domain implies s two, r one s two intersection of height one localisations, serre r k and s k conditions).

[F9]

Under AC a prime ideal minimal over a principal ideal of a Noetherian commutative ring has height at most one (Krull's principal ideal theorem).

[F10]

For every field K and every finite d≥0 the polynomial ring K[x1,…,xd] is an integrally closed domain (Finite-variable polynomial algebras over fields are integrally closed).

[F11]

A finitely generated algebra over a Noetherian ring is Noetherian, and quotients and localisations of a Noetherian ring are Noetherian (Every algebra of finite type over a Noetherian ring is a Noetherian ring, Every quotient and every localisation of a Noetherian ring is Noetherian).

[F12]

Under AC a domain A is integrally closed if and only if its localisations Ap at primes are integrally closed; the primes of Ap correspond to the primes of A contained in p, and (Ap)q=Aq for q⊆p (A domain is integrally closed if and only if its prime localisations are, equivalently if and only if its maximal localisations are, Prime ideals of a localization are exactly the primes disjoint from the denominator set, Localisation at a prime ideal: Rp=(R∖p)−1R).

[F13]

Localisation sends a generating set of a module to a generating set of the localised module; in particular Pm=PRm is generated over Rm by the images of x and z, and mRm is the maximal ideal of the local ring Rm (Localisation of a module at a multiplicative subset, Localisation at a prime ideal: Rp=(R∖p)−1R).

[F14]

Since R is Noetherian, Spec⁡R is a Noetherian topological space by The spectrum of a Noetherian ring is a Noetherian topological space, and every open subset of a Noetherian space is quasi-compact by Noetherian open subsets are quasi-compact; so an open subscheme U of X is quasi-compact. Covering U by basic opens D(g) with g∈R and D(g)⊆U, which exist because the basic opens form a basis of the topology of X [F1] and are the spectra of the Noetherian rings R[g−1] [F11], exhibits U as locally Noetherian; hence U is Noetherian (The spectrum of a Noetherian ring is a Noetherian topological space, Noetherian open subsets are quasi-compact, Locally Noetherian and Noetherian schemes).

[F15]

The Axiom of Choice is assumed (The Axiom of Choice) and enters only through the source facts [F6], [F8], [F9], [F12] and [F14], which assume it or the Dependent Choice that AC supplies; those facts are cited in the steps that use them, and the elementary ring computations of the proof are choice-free.

Counterexample

1.1givenalgebra

The substitution φ(x)=u2, φ(y)=v2 and φ(z)=uv kills xy−z2, so it induces a k-algebra homomorphism φˉ:R→k[u,v], given by φˉ([p])=φ(p). Since z2=xy in R, writing c=2m+ϵ with ϵ∈{0,1} shows that each monomial class xaybzc equals xa+myb+mzϵ; hence every class in R is represented by A(x,y)+zB(x,y) for some A,B∈k[x,y]. Its image is A(u2,v2)+uvB(u2,v2). The first summand is supported on monomials u2iv2j, while the second is supported on monomials u2i+1v2j+1. These supports are disjoint, and each exponent pair in either support uniquely determines (i,j); since monomials form a k-basis of k[u,v], a zero image forces every coefficient of A and B to vanish. Thus φˉ is injective. Its image is the subring generated by u2,uv,v2, namely C:=k[u2,uv,v2], so R≅C.

1.2givenalgebra

The ring R/(x) is isomorphic to k[y,z]/(z2); there the ideal (z)/(z2) is the nilradical, because z2=0 makes it nilpotent and fn∈(z2)⊆(z) with (z) prime forces f∈(z), so (z) is the unique minimal prime of k[y,z]/(z2) and its preimage P=(x,z) is the unique minimal prime of R over the principal ideal (x).

1.3givenalgebra

Grade R by deg⁡x=deg⁡y=deg⁡z=1, so that xy−z2 is homogeneous of degree 2 and m=(x,y,z) is the set R≥1 of elements of positive degree. Then mP=(x2,xy,xz,yz,z2)=(x2,xz,yz,z2) using xy=z2, so mP⊆R≥2; every element of P has the form a0x+b0z+(a1x+b1z) with a0,b0∈k and a1,b1∈m, so P=kx+kz+mP; since x and z have degree 1 they do not lie in mP, so their images form a k-basis of P/mP over R/m=k and dim⁡kP/mP=2. Moreover, if cx+dz∈mP with c,d∈R, decomposing c=c0+c1 and d=d0+d1 with c0,d0∈k and c1,d1∈m gives c0x+d0z∈mP∩R1=0, hence c0=d0=0 and c,d∈m.

2.1F10step 1.1givenalgebra

Let G={±1} act on k[u,v] by (u,v)↦(−u,−v); since char⁡k≠2, a polynomial ∑cpqupvq is fixed by G exactly when cpq=(−1)p+qcpq for all (p,q), that is, when cpq=0 whenever p+q is odd, and the monomials with p+q even are precisely the products of u2, uv and v2. Hence C=k[u,v]G; in particular C is a subring of the domain k[u,v], so C and R≅C are domains.

2.2F13step 1.3algebra

The images of x and z generate Pm over Rm by [F13], and they are linearly independent modulo mRmPm: if (a/s)x+(b/t)z∈mRmPm with a,b∈R and s,t∉m, then multiplying by st∉m and clearing denominators inside mRmPm=(mP)Rm produces u∉m with u(atx+bsz)∈mP, so uat,ubs∈m by step 1.3, whence at,bs∈m and a,b∈m because s,t∉m and m is prime; thus a/s,b/t∈mRm. Hence the classes of x and z are a k-basis of Pm/mRmPm and this space is 2-dimensional.

3.1F10step 1.1step 2.1algebra

Let α∈Frac⁡(C) be integral over C. The same monic equation exhibits α as integral over k[u,v], which is an integrally closed domain by [F10], so α∈k[u,v]; and every element of Frac⁡(C) is a quotient of G-invariant elements of C, hence is G-invariant, so Frac⁡(C)⊆k(u,v)G. Therefore α∈k[u,v]∩k(u,v)G=k[u,v]G=C by step 2.1, so C is integrally closed, and by step 1.1 so is R.

3.2step 2.2algebra

If Pm=(g) for some g∈Rm, then the quotient Pm/mRmPm is generated as a k-vector space by the image of g alone and has dimension at most 1, contradicting step 2.2. Hence Pm is not a principal ideal of Rm.

4.1F1F2F3F11F12F15step 2.1step 3.1

The polynomial ring k[x,y,z] is of finite type over the field k, hence Noetherian by [F11], and its quotient R is Noetherian by [F11]. As R is a domain by step 2.1, X=Spec⁡R is an integral scheme by [F1] and [F2]. Its local rings at the points p∈X are the prime localisations Rp [F1], and these are integrally closed by step 3.1 and [F12]; so X is normal by [F3].

5.1F8F11F12F13F15step 3.1step 4.1

The ring Rm is a localisation of the Noetherian domain R of step 4.1, hence a Noetherian ring by [F11] and a domain with fraction field K=K(X): a product of two fractions a/s, b/t with s,t∉m is zero only if ab=0 in the domain R, and each fraction a/s with s∉m and a≠0 is inverted by s/a∈K(X) [F13]; and Rm is integrally closed by [F12] because R is integrally closed by step 3.1 and m is prime; so Rm satisfies (S2) by [F8]. The intersection theorem of [F8] therefore gives Rm=⋂ht⁡q=1Rq inside K, the intersection running over the height-one primes q⊆m of R: primes of Rm correspond to the primes q⊆m of R, with (Rm)q=Rq and dim⁡Rq=ht⁡q by [F12].

5.2F9F15step 1.2step 2.1step 4.1

The ring R is Noetherian by step 4.1 and P is minimal over the principal ideal (x) by step 1.2, so ht⁡P≤1 by [F9]; and P≠0 because 0≠x∈P while R is a domain by step 2.1, so ht⁡P=1.

6.1F3step 5.2

The quotient R/P≅k[y] is a domain, so Z=V(P) is an integral closed subscheme of X with generic point P; its codimension is dim⁡OX,P=dim⁡RP=ht⁡P=1 by step 5.2, so Z is a prime divisor of X and [Z]∈Div⁡(X).

7.1F2F3F5F6F7F14F15step 4.1step 6.1

Suppose for contradiction that Z is Cartier at the vertex: there are an open neighbourhood U of m and a Cartier divisor D on U with cyc⁡U(D)=[Z∩U], the point m lying in the nonempty open set U, and the prime divisor Z being the one of step 6.1. Then U, being an open subscheme of the integral scheme X of step 4.1, is integral by [F2], normal by [F3], and Noetherian by [F14], so the Cartier-to-Weil construction of [F6] applies to it; let {(Ui,fi)} be a local-equation datum of D [F7] and choose an index i0 with m∈Ui0. Since U is integral, KU is the constant sheaf K(X) by [F5], so f:=fi0 is an element of K(X)×.

8.1F1step 7.1

Every height-one prime q⊆m of R lies in Ui0: the closure of {q} in X is V(q), which contains m because q⊆m, and if q were not in Ui0 then the closed set X∖Ui0 would contain q, hence its closure and the point m, contradicting m∈Ui0.

9.1F4F6F15step 6.1step 7.1step 8.1

For every height-one prime q⊆m the point q lies in Ui0 by step 8.1, so the closure of {q} in U is a prime divisor Wq of U with generic point q, and the coefficient of [Wq] in cyc⁡U(D)=[Z∩U] is, by the coefficient formula of [F6] applied with the index i0, the value vq(fq) of the normalized valuation of OU,q=OX,q=Rq, which is vq(f) by [F4]. This coefficient is 1 for q=P, because the closure of {P} in U is the restricted prime divisor Z∩U of step 6.1, and it is 0 for every other height-one prime q⊆m. Hence vP(f)=1 and vq(f)=0 for every other height-one prime q⊆m.

10.1F4step 5.1step 9.1

For every height-one prime q⊆m we have vq(f)≥0 by step 9.1, and Rq is the valuation ring of vq by [F4], so f∈Rq; the intersection presentation of step 5.1 gives f∈Rm.

10.2F4step 5.1step 9.1

The case g=0 gives g∈fRm directly. Let 0≠g∈Pm=PRm. Then g∈Rm⊆Rq for every height-one prime q⊆m, so vq(g)≥0; and vP(g)≥1 because g∈PRP, the maximal ideal of the discrete valuation ring RP by [F4]. With vP(f)=1 and vq(f)=0 for q≠P from step 9.1 this gives vq(g/f)≥0 for every height-one prime q⊆m, so g/f∈Rm by the intersection presentation of step 5.1, that is, g∈fRm. Hence Pm⊆fRm.

11.1F4F12F15step 10.1step 10.2

Since vP(f)=1≥1, the element f lies in the maximal ideal PRP of the discrete valuation ring RP by [F4], and f∈Rm by step 10.1, so f∈PRP∩Rm=PRm=Pm, this contraction being computed inside Rm along the localisation Rm→(Rm)P=RP of a prime ideal by [F12]. With step 10.2 this gives Pm=fRm, a principal ideal of Rm.

12.1step 3.2step 11.1∎

The principal-ideal conclusion of step 11.1 contradicts the non-principality of step 3.2, so no open neighbourhood U of m carries a Cartier divisor D with cyc⁡U(D)=[Z∩U]: the height-one prime divisor Z=V(x,z) on the normal quadric cone is not Cartier at the vertex.

The failure is local and is not an artefact of the chosen equation: a Cartier divisor on a neighbourhood of the vertex would be given there by local equations, and the coefficient computation of step 9.1 applies to any such representative, forcing Pm to be principal, which the non-principality of step 3.2 excludes. The two generators x and z of P are linearly independent in P/mP, and that is exactly the obstruction recorded by the Zariski tangent space of the vertex.

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