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Puiseux discs normalise a reduced plane curve germ

Statement

Let p∈C2 and let X be a reduced complex-analytic plane curve germ at p, with reduced defining germ f and branches X1,…,Xr (r≥1), so that f=u q1⋯qr with u a unit and pairwise nonassociate irreducible germs qi, and Xi=Z(qi) are the irreducible components of X (Complex-analytic hypersurface germ and its reduced equation, Irreducible hypersurface germs and their components, Finite unique irreducible components of a hypersurface germ). Write

A:=OC2,p/Ip(X)=OC2,p/(f),Ai:=OC2,p/(qi),Ki:=Frac⁡(Ai),

where the identification of A with O/(f) is the principal vanishing-ideal lemma, and let Q(A) be the total quotient ring of A (The vanishing ideal of a reduced hypersurface germ is principal, Total quotient ring and normalisation of a reduced plane curve germ, The field of fractions Frac⁡(D)=(D∖{0})−1D of an integral domain). The page's translation convention identifies the germ ring at p with the germ ring at the origin, and all constructions below are transported along it.

For every branch the Puiseux theorem supplies an invertible complex-linear change of coordinates of C2 and, in those coordinates, a disc Δδi about 0, an integer mi≥1 and a holomorphic hi(t)=∑k>miaktk such that

γi(t)=(tmi,hi(t))(∣t∣<δi)

is injective and its image is a full representative of the branch Xi; in the same coordinates the defining germ of Xi is a unit multiple of a Weierstrass polynomial Wi of degree mi in the second variable (Convergent Puiseux parametrisation of an irreducible plane branch, Weierstrass polynomials in the last variable). Then:

  1. Finite embedding. Taking the substitution h↦h∘γi in branch i's own coordinates and composing with the quotient maps A→Ai defines a ring homomorphism Φ:A⟶∏i=1rC{ti},Φ(a)=(a∘γ1,…,a∘γr), and Φ is injective; moreover ∏iC{ti} is a finitely generated A-module, so that Φ is a finite and integral extension.
  2. Birationality. With C((ti)):=Frac⁡(C{ti}), the map induced by Φ on total quotient rings is an isomorphism Q(A)  ⟶  ∏i=1rC((ti)).
  3. Normalisation. Under this isomorphism, the normalisation of A, that is the integral closure of A in Q(A), corresponds exactly to ∏i=1rC{ti} (Integral elements over a commutative ring and algebraic integers, Total quotient ring and normalisation of a reduced plane curve germ).
  4. Geometry. After shrinking the finitely many discs, the punctured images γi(Δδi∖{0}) are pairwise disjoint and their union together with p is a full representative of X; the discs separate the branches. Each γi is a biholomorphism from Δδi∖{0} onto its image with p removed, and if mi=1 it is a biholomorphism of the whole disc Δδi onto its image.

Facts & Assumptions

Given: A reduced plane curve germ X at p, its reduced defining germ f=u q1⋯qr, the rings A, Ai, Ki, Q(A) and the fixed Puiseux data (Wi,γi,δi,mi,hi) of the Statement.

[F1]

X=⋃iZ(qi), the Z(qi) are exactly the irreducible components of X, and they are pairwise distinct; the qi are pairwise nonassociate irreducibles in the unique factorisation domain OC2,p (Finite unique irreducible components of a hypersurface germ, Irreducible hypersurface germs and their components, The ring of holomorphic germs is a UFD).

[F2]

Every irreducible germ is prime, so each Ai=O/(qi) is a domain and Ki=Frac⁡(Ai) is defined (Irreducible holomorphic germs are prime, The field of fractions Frac⁡(D)=(D∖{0})−1D of an integral domain).

[F3]

For each i the substitution σi(h):=h∘γi is a well-defined ring homomorphism OC2,p→C{t}; it annihilates qi because γi takes values in Z(qi), hence factors through σˉi:Ai→C{t} (Convergent Puiseux parametrisation of an irreducible plane branch).

[F4]

The vanishing ideal of the branch is principal: Ip(Z(qi))=(qi), where a germ lies in Ip(Z(qi)) when a representative vanishes on a full representative of Z(qi) (The vanishing ideal of a reduced hypersurface germ is principal).

[F5]

Weierstrass division in two variables: for a Weierstrass polynomial W of degree d in y over C{x}, every class in C{x,y}/(W) has a unique representative r0+r1y+⋯+rd−1yd−1 with rj∈C{x} (Weierstrass division theorem, Weierstrass polynomials in the last variable). In particular C{x,y}/(W) is a free C{x}-module with basis the classes of 1,y,…,yd−1.

[F6]

If G is monic and irreducible in R[y] for a unique factorisation domain R with fraction field L, then G is irreducible in L[y] (Gauss lemma over a UFD, The ring of holomorphic germs is a UFD).

[F7]

For each branch, Wi is irreducible in C{x}[y]: qi is irreducible in OC2,p=C{x,y} and equal to a unit multiple of Wi, and an element is irreducible exactly when its preparation is (Prepared factorizations correspond to germ factorizations, A germ is a unit exactly when its value at 0 is nonzero, so Om,0 is local, Weierstrass preparation theorem).

[F8]

If B is a ring extension of R′ and B is finitely generated as an R′-module, then B is integral over R′: for b∈B the ring B is a faithful R′[b]-module, finitely generated over R′ (Integrality and finite-module characterizations for one element).

[F9]

Total fractions split over the branches: there is a ring isomorphism Q(A)→∏iKi whose restriction to A is induced by the quotient maps A→Ai (Total fractions split over the branches of a reduced hypersurface, Total quotient ring and normalisation of a reduced plane curve germ).

[F10]

C{t} is a valuation ring of its fraction field: for every nonzero x∈Frac⁡(C{t}) at least one of x and x−1 lies in C{t}. Indeed x=g/tN with g∈C{t}, and the zero-order factorisation g=tku with u a unit of C{t} gives x=tk−Nu (The order of a zero is the exponent in its local holomorphic factorization, A germ is a unit exactly when its value at 0 is nonzero, so Om,0 is local, Valuation rings). Consequently C{t} is integrally closed in Frac⁡(C{t}) (Valuation rings are integrally closed).

[F11]

A monic equation over a subring R′⊆∏iBi gives a monic equation for each component over the corresponding image of R′ (Integral elements over a commutative ring and algebraic integers). This componentwise implication is all that is needed below.

[F12]

Every nonzero holomorphic function of one variable has isolated zeros: a function vanishing at 0 and not identically zero equals tku there with k≥1, hence is nonzero on some punctured disc (The order of a zero is the exponent in its local holomorphic factorization).

[F14]

A holomorphic map with nowhere vanishing derivative is locally biholomorphic, and a bijective local biholomorphism onto its image is a biholomorphism onto that image (Holomorphic inverse function theorem and local-degree criterion).

[F15]

For a reduced irreducible Weierstrass polynomial of degree d, over a sufficiently small punctured x-disc there are exactly d distinct roots in each fibre and all roots tend to 0 as x→0 (An irreducible plane curve gives a connected punctured covering). The polynomial tm−x has exactly m distinct roots for x≠0 (A complex polynomial of degree n has exactly n roots counted with multiplicity).

Proof technique: direct — substitute each branch parametrisation, prove the substitution is injective by the principal vanishing-ideal lemma, compare degrees after preparation, identify the fraction fields and use that the power-series ring is an integrally closed valuation ring.

Proof

1.1givenF3F15choosealgebra

Fix for each branch the coordinates and injective map γi(t)=(tmi,hi(t)) supplied by the Puiseux theorem. In these coordinates qi(0,y) is not identically zero: otherwise its zero set would contain a vertical disc, whereas the image representative of γi has only (0,0) over x=0. Preparation therefore gives qi=viWi with Wi of some degree di≥1 in y. It is reduced and irreducible because it is associate to qi. Apply [F15] to Wi. For all sufficiently small x≠0, all its di roots lie in the neighbourhood where the branch agrees with the image representative of γi. Each such root is attained at a parameter satisfying tmi=x, so there are at most mi roots. Conversely all mi solutions of tmi=x lie in the parameter disc when x is small and their images lie in that same neighbourhood; they give mi distinct roots by injectivity. Thus di=mi. Substitution sends x to tmi and y to hi(t), and is defined on convergent germs by composition.

1.2F14F13algebra

Each parametrisation is injective by the Puiseux theorem, and γi′(t)=(mitmi−1,hi′(t)) is nonzero for t≠0 because its first component is. At such a point the first coordinate t↦tmi has nonzero derivative, so its local inverse is holomorphic and the inverse of γi on its image is the composition of that local inverse with the first-coordinate projection; by [F14] the injective parametrisation is therefore a biholomorphism from Δδi∖{0} onto its image with p removed. If mi=1 the first component is the identity, so hi is defined on the whole disc and γi is a biholomorphism of Δδi onto its image.

2.1step 1.1F3F4

For each i the substitution σi annihilates qi, so it factors through σˉi:Ai→C{t} by [F3]. This factor is injective: if σˉi(h)=0 for a class h, then a representative of h vanishes at every point of the full representative γi(Δδi) of Z(qi); hence h∈Ip(Z(qi))=(qi) by [F4], so h=0 in Ai.

2.2step 1.1F5F6F7

By [F5] applied to Wi, the branch ring Ai is a free C{x}-module with basis the classes of 1,y,…,ymi−1; write yˉ for the class of y. By [F7] Wi is irreducible in C{x}[y] and it is monic, hence primitive, so by [F6] it is irreducible in Li[y] for Li:=Frac⁡(C{x}). Since Wi(yˉ)=0 and Wi is monic of degree mi and irreducible over Li, it is the minimal polynomial of yˉ over Li.

2.3step 1.1F13algebra

Under σˉi the class of x goes to tmi, so the image of Li=Frac⁡(C{x}) is the subfield C((timi)):=Frac⁡(C{timi}) of C((ti)) consisting of convergent Laurent germs in timi. We claim [C((ti)):C((timi))]=mi: every element of C((ti)) is g/tN with g∈C{t}, and splitting the exponents of the expansion of g by their residue modulo mi writes it as ∑j<mitjfj(tmi) with fj∈Frac⁡(C{tmi}); each grouped series converges for ∣tmi∣ sufficiently small by absolute convergence of the original series. Thus the mi elements 1,t,…,tmi−1 span, and they are linearly independent because t-expansions are unique and terms of distinct residues modulo mi cannot cancel [F13].

2.4step 1.1F1F4F12

For i≠j the function qj∘γi is holomorphic on Δδi and vanishes at 0 because γi(0)=p∈Z(qj). It is not identically zero: otherwise the representative qj would vanish on the full representative γi(Δδi) of Z(qi), so qj∈Ip(Z(qi))=(qi) by [F4], making the irreducible germs qj and qi associate and contradicting [F1]. By [F12] the zeros of qj∘γi are isolated, so after shrinking δi we may assume qj∘γi has no zero in the punctured disc; then γi(Δδi∖{0}) is disjoint from Z(qj), hence from γj(Δδj∖{0}). Doing this for the finitely many ordered pairs and shrinking once more so that every Z(qi) agrees near p with γi(Δδi) and X agrees with ⋃iZ(qi), the punctured images are pairwise disjoint and their union with p is a full representative of X.

3.1step 2.1F1algebra

The quotient maps A→Ai, a↦a+(qi), are well defined because f=u q1⋯qr∈(qi), and composing with the injections σˉi gives Φi:A→C{ti} and Φ=(Φ1,…,Φr):A→∏iC{ti}. If Φ(a)=0, then a∈(qi) for every i. Since the qi are pairwise nonassociate irreducibles in the unique factorisation domain OC2,p [F1], each qi divides a and the pairwise coprime factors qi have product dividing a; hence q1⋯qr, which is associate to f, divides a and a=0 in A. Thus Φ is injective.

3.2step 2.2F2F5algebra

Every element of Ki=Frac⁡(Ai) lies in Li⋅Ai, so Ki is generated as an Li-vector space by 1,yˉ,…,yˉmi−1 and [Ki:Li]≤mi; indeed for 0≠b∈Ai the Li-linear map x↦bx on the finite-dimensional Li-space Li⋅Ai is injective (a domain), hence bijective, so b is invertible in Li⋅Ai. On the other hand yˉ has degree mi over Li by step 2.2, so [Ki:Li]≥mi and therefore [Ki:Li]=mi and Ki=Li[yˉ].

3.3step 1.1step 2.1F5algebra

∏iC{ti} is a finitely generated A-module. Indeed, splitting by residue modulo mi gives C{ti}=∑j<miC{timi}tij, and C{timi}=σˉi(C{x}) is contained in Φi(A) because σi(x)=timi; hence the mi elements 1,ti,…,timi−1 generate C{ti} over Φi(A), and Φi(A) is a quotient of A. Placing these finitely many generators in their respective coordinates and zero in the other coordinates generates the finite product over A.

4.1step 2.3step 3.2

The injection σˉi extends to an injective field homomorphism Ki→C((ti)) whose image contains C((timi)) and has degree [Ki:Li]=mi over it by steps 2.3 and 3.2. Since [C((ti)):C((timi))]=mi, the image is all of C((ti)); thus σˉi induces an isomorphism Ki→C((ti)).

5.1step 3.1step 4.1F9

By [F9] there is an isomorphism Q(A)→∏iKi restricting to the componentwise quotient maps on A; composing with the componentwise isomorphisms Ki→C((ti)) of step 4.1 gives an isomorphism Ψ:Q(A)⟶∏iC((ti)) whose restriction to A is exactly Φ.

6.1step 3.3step 5.1F8

∏iC{ti} is integral over Φ(A): it is a finitely generated Φ(A)-module by step 3.3, so [F8] applies with R′=Φ(A)≠0. Consequently, if b∈Q(A) has Ψ(b)∈∏iC{ti}, then Ψ(b) satisfies a monic equation with coefficients in Φ(A), and applying Ψ−1 exhibits b as integral over A.

6.2step 5.1F10F11

Conversely, let b∈Q(A) be integral over A and write Ψ(b)=(ci). Applying Ψ to a monic equation for b over A gives a monic equation for (ci) with coefficients in Φ(A)⊆∏iC{ti}; by [F11] each component ci satisfies a monic equation over Φi(A)⊆C{ti} and is therefore integral over C{ti}, hence ci∈C{ti} because C{ti} is integrally closed in C((ti)) [F10]. Therefore Ψ(b)∈∏iC{ti}.

7.1step 3.1step 3.3step 6.1step 6.2

By steps 6.1 and 6.2 the integral closure of A in Q(A) is Ψ−1(∏iC{ti}); identifying Q(A) with ∏iC((ti)) along the isomorphism Ψ, the normalisation of A is exactly ∏iC{ti}. This proves the finite, integral, birational and normalisation assertions.

8.1

Steps 3.1, 3.3, 5.1 and 7.1 give the finite birational integral embedding and the identification of the normalisation with ∏iC{ti}; steps 1.2 and 2.4 give the separation of the branches and the local biholomorphism statement. ∎

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