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Etale pullback commutes with derivative ideals

Statement

Assume the Axiom of Choice.

Let φ ⁣:X′→X be an etale morphism of smooth K-schemes (Étale morphism of schemes) and let I⊆OX be a coherent ideal sheaf (Coherent module sheaves). Then for every i≥0 φ∗(Di(I))=Di(φ∗I), where on both sides the derivative ideals are taken over K (Derivative ideals of an ideal sheaf and of a marked ideal).

Facts & Assumptions

Given: The data in the Statement, with AC assumed through the cited smooth-differentials and étale suppliers.

[A1]

The Axiom of Choice: AC is used only through the explicitly AC-assuming suppliers [F4] and [F5].

[F1]

Derivative ideals of an ideal sheaf and of a marked ideal: D(I) is generated locally by local generators f of I and all first partial derivatives ∂f/∂ui in local coordinates u1,…,un; equivalently, globally, it is generated by the f and the sections D(f) for all K-derivations D of the structure sheaf.

[F2]

Derivations are maps out of Ω, Derivation of an algebra: for a K-algebra A and A-module M, Hom⁡A(ΩA/K,M)≅Der⁡K(A,M); for a locally free ΩA/K this gives Der⁡K(A,M)≅M⊗ADer⁡K(A).

[F3]

Transitivity sequence for differential modules: for K→A→B the sequence B⊗AΩA/K→ΩB/K→ΩB/A→0 is exact.

[F4]

Under AC, Etale morphisms are the formally etale morphisms locally of finite presentation says an étale morphism is formally étale; it is therefore formally unramified, and Formal unramifiedness iff Omega vanishes gives ΩB/A=0, or ΩX′/X=0 in sheaf notation.

[F5]

Under AC, Differentials of a smooth morphism identifies the rank of relative differentials with relative dimension. The composition rule in Smoothness survives base change and composition says reldim⁡X′/K(x′)=reldim⁡X/K(x)+reldim⁡X′/X(x′); since φ is étale, the last term is 0. Thus ΩX/K, ΩX′/K and the pullback of the former are locally free of the same rank at corresponding points.

[F6]

Locally free sheaves of finite rank: a surjection of finite locally free modules of the same rank is an isomorphism; this is checked after localising to free modules and reducing to linear algebra.

[F7]

Sheaf of relative Kähler differentials: ΩX/K is the sheaf of relative differentials, with its universal K-derivation; the pullback φ∗ΩX/K is the sheaf φ−1ΩX/K⊗φ−1OXOX′.

Proof

1.1F1

Affine-local reduction. The question is local on X′ and on X: it suffices to prove φ∗D(I)=D(φ∗I) on affine charts Spec⁡B→Spec⁡A of an étale ring map, and then to iterate for higher derivatives. So fix an étale map A→B and an ideal I⊆A; write φ also for the ring map.

1.2F3F4F5F6

The differential comparison. By [F4] one has ΩB/A=0, so the transitivity sequence of [F3] gives a surjection B⊗AΩA/K↠ΩB/K. Both sides are finite locally free by [F5]. Their ranks agree at corresponding points because the relative dimensions of X′/K and X/K agree by [F5]; no identification with the local-ring dimension is needed. By [F6] the comparison map B⊗AΩA/K→ΩB/K is an isomorphism.

2.1F2F7step 1.2

Derivations under the étale map. Dualising the isomorphism of step 1.2 and using [F2, F7], Der⁡K(B)≅Hom⁡B(ΩB/K,B)≅Hom⁡B(B⊗AΩA/K,B)≅Hom⁡A(ΩA/K,B)≅B⊗ADer⁡K(A). Concretely, every K-derivation D′ of B is a finite sum ∑ibiDi′ where for each i there is a K-derivation Di of A with Di′(φ(a))=φ(Di(a)) for all a, and conversely each Di gives such a Di′.

3.1A1F1step 2.1∎

The ideals agree. The ideal D(φ∗I) is generated by φ∗I together with all D′(g) for g∈φ∗I and K-derivations D′ of B ([F1]). Write a generator g of φ∗I=IB as ∑jbjφ∗fj with fj∈I. For D′=∑ibiDi′ as in step 2.1, the Leibniz rule gives D′(g)=∑i,jbiDi′(bj)φ∗fj+∑i,jbibjφ∗(Difj), which lies in φ∗D(I). Conversely φ∗D(I) is generated by the φ∗f and the φ∗(Dif)=Di′(φ∗f), which lie in D(φ∗I). Hence φ∗D(I)=D(φ∗I), and iteration gives φ∗Di(I)=Di(φ∗I) for every i≥0. AC [A1] is used only through [F4] and [F5]; the derivation transport and ideal-generation computations are choice-free.

Depends on

Used by

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Sources