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LemmaStatement: Literature-sourcedProof: AI-adaptedPipeline-generatedprecheck passaudited 2026-10-08
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The free associative R-algebra on a set and descent of relations

Statement

Let R be a commutative ring and S a set. There is a unital associative R-algebra R⟨S⟩, the free associative R-algebra on S, whose underlying R-module is free on the set of finite words in S (including the empty word), with product given on words by concatenation and extended R-bilinearly.

  1. Universal property. For every R-algebra A (Algebras over a commutative ring, central structure maps, and algebra homomorphisms) and every map S→A there is a unique unital R-algebra homomorphism R⟨S⟩→A extending it. When R=k is a field and S indexes a basis of a vector space V, R⟨S⟩ reproduces the published tensor algebra T(V) (Tensor algebra of a vector space, Universal property of the tensor algebra).
  2. Two-sided ideal description. For E⊆R⟨S⟩ the two-sided ideal (E) (The ideal generated by a subset and principal ideals) is the set of finite sums ∑sasesbs with as,bs∈R⟨S⟩ and es∈E.
  3. Quotient universal property. If φ:R⟨S⟩→A is an R-algebra homomorphism killing E, then φ factors uniquely through the quotient R⟨S⟩/(E) (A ring homomorphism whose kernel contains a two-sided ideal factors uniquely through the quotient ring); the quotient is the presented R-algebra with generators S and relations E.

Facts & Assumptions

Given: A commutative ring R and a set S.

[F1]

A natural number is a von Neumann natural n={0,…,n−1}, so a function n→S is a finite list of elements of S; function sets, restrictions and functions extended by one value are available (The natural numbers N (von Neumann), The set BA of all functions A→B).

[F2]

Addition of natural numbers satisfies m+0=m and m+σ(n)=σ(m+n), is associative and commutative, is cancellative, has 0 as two-sided identity, and is compatible with the order; N is trichotomously linearly ordered and i<n means i∈n (Addition is associative, Addition is commutative, Left identity for addition, Addition is cancellative, On N the order is membership: m<n  ⟺  m∈n, ≤ is a linear order on N, Order is compatible with addition).

[F3]

The free R-module on a set X is R(X)=⨁x∈XR, with standard basis ex and unique finitely supported coefficient families; a set map from a basis extends uniquely to an R-linear map (The free module on a set and its standard basis, Universal property of the free module on a set).

[F4]

Balanced pairings induce unique group homomorphisms out of the tensor product with the prescribed values on elementary tensors (Universal property of the tensor product for balanced maps into abelian groups).

[F5]

An R-algebra is a unital ring with a central unital structure map, and algebra homomorphisms are unital ring homomorphisms over it (Algebras over a commutative ring, central structure maps, and algebra homomorphisms, Commutative ring, Ring homomorphism: additive, multiplicative, and required to send 1 to 1).

[F6]

Two-sided ideals are additive subgroups closed under both one-sided multiplications; (E) is the intersection of all two-sided ideals containing E (Left, right and two-sided ideals, The ideal generated by a subset and principal ideals).

[F8]

The tensor algebra T(V)=⨁n≥0V⊗n of a k-vector space is a unital associative k-algebra, and every linear map V→A into a unital associative k-algebra extends uniquely to a unital k-algebra homomorphism T(V)→A; the degree-one inclusion is j:V→T(V) (Tensor algebra of a vector space, Universal property of the tensor algebra).

Proof

technique · direct
1.1givenF1F2algebraconstruct

Words and concatenation. Call a word in S a function w:n→S with n∈N its length, and write W:=⋃n∈NSn for the set of words; the empty word is the unique function 0→S (there is exactly one, by [F1]). If w:m→S and v:n→S, define the concatenation wv:m+n→S by recursion on n: wv:=w when n=0; and when n=σ(n′), write v′ for the restriction of v to n′, a:=v(n′) for the last letter, and define wv as the function m+σ(n′)=σ(m+n′) extending wv′ by the value a at the new index m+n′ (the case split uses that every index i<n satisfies i<n−1 or i=n−1 by trichotomy [F2], and uniqueness of the decomposition i=m+j for m≤i follows from commutativity and cancellation [F2]). Unwinding the two recursive clauses, an index of wv lying in the first m positions carries the corresponding letter of w and an index i=m+j with j<n carries v(j); associativity (wv)u=w(vu) is then proved by induction on the length of u: for u of length 0 both sides are wv, and for u with last letter a and predecessor u′ one has w(vu)=w((vu′)a)=(w(vu′))a=((wv)u′)a=(wv)u by the induction hypothesis and the defining clause, the domains being equal by associativity of addition [F2]; the empty word is neutral since w∅=w by definition and ∅v=v by the same induction.

2.1step 1.1F3F4F5F9algebra

The algebra R⟨S⟩. Let F:=R(W) be the free R-module on the set W of words, with basis (uw)w∈W ([F3]), and let μ:F⊗RF→F be the group homomorphism obtained from the R-bilinear (hence balanced) pairing (∑wawuw,∑vbvuv)↦∑w,vawbvuwv by [F4] and [F9]. Define fg:=μ(f⊗g); the displayed formula makes this multiplication R-bilinear and gives uwuv=uwv. Its associativity follows from associativity of concatenation of step 1.1 after expanding finite sums by bilinearity, and u∅ is a two-sided identity because ∅ is neutral for concatenation; hence F with this multiplication is a unital associative ring, and the map R→F, r↦ru∅, is a central unital structure map because scalars commute with the basis, so R⟨S⟩:=F is a unital associative R-algebra [F5] with product given on words by concatenation.

3.1step 2.1givenF5F6algebra

Ideal description. Let R⟨S⟩ be the R-algebra of step 2.1 and let E⊆R⟨S⟩; let J be the set of finite sums ∑sasesbs with as,bs∈R⟨S⟩, es∈E. The empty sum shows 0∈J; a sum of two such finite sums is again one, and −aeb=(−a)eb, so J is an additive subgroup; for c∈R⟨S⟩ one has c(aeb)=(ca)eb and (aeb)c=ae(bc), so J is a two-sided ideal [F6]. It contains E, since e=1e1, and every two-sided ideal I⊇E contains every aeb with e∈E by the left and right ideal properties, hence contains all finite sums in J; therefore J is a two-sided ideal containing E and contained in every such ideal, so J=(E) by the description of (E) as the intersection [F6].

3.2step 2.1F3F5algebra

Universal property. Let A be an R-algebra and φ0:S→A a map. Define φ^0(uw):=φ0(w(0))φ0(w(1))⋯φ0(w(n−1))∈A for a word w:n→S of length n, the empty product being 1A, and extend R-linearly to φ^0:R⟨S⟩→A by [F3]. Then φ^0(uwv)=φ^0(uw)φ^0(uv) by the defining concatenation rule and induction on the length, and φ^0 is unital and R-linear, so it is a unital R-algebra homomorphism [F5] extending φ0 on the words of length one. If ψ is any unital R-algebra homomorphism extending φ0, then ψ(uw)=φ0(w(0))⋯φ0(w(n−1))=φ^0(uw) for every word, by multiplicativity and induction on the length, so ψ=φ^0 on a spanning set and hence everywhere: the extension is unique.

4.1step 2.1step 3.1F5F7algebra

Quotient universal property. Let I:=(E) and let φ:R⟨S⟩→A be an R-algebra homomorphism killing E, so E⊆ker⁡φ and hence I=(E)⊆ker⁡φ by step 3.1 since the kernel of a ring homomorphism is a two-sided ideal. By [F7] there is a unique ring homomorphism φˉ:R⟨S⟩/I→A with φˉ(x+I)=φ(x); it is unital and respects the structure maps, hence is an R-algebra homomorphism, so it is the unique R-algebra factorization, and R⟨S⟩/(E) is the presented R-algebra on generators S and relations E.

4.2step 3.2F3F8algebra

Tensor algebra. Now let R=k be a field and let S index a basis of a k-vector space V, so e:S→V, s↦es is a bijection onto a basis. The map S→T(V), s↦j(es), extends by step 3.2 to a unital k-algebra homomorphism Θ:k⟨S⟩→T(V), and the linear map V→k⟨S⟩ with es↦us (existing by [F3]) extends by [F8] to a unital k-algebra homomorphism Ξ:T(V)→k⟨S⟩. The composite ΞΘ fixes every one-letter word us, hence is the identity by the uniqueness in step 3.2; and ΘΞ restricts to the identity on V, so by the uniqueness in [F8] it is the identity on T(V). Thus Θ is an isomorphism of unital k-algebras and k⟨S⟩ reproduces T(V).

5.1step 1.1step 2.1step 3.1step 3.2step 4.1step 4.2∎

Collecting: step 1.1 constructs the words and their associative concatenation, step 2.1 the R-algebra R⟨S⟩ free on the words on which the product is concatenation, step 3.2 its universal property, step 4.2 the tensor-algebra identification for R=k a field, step 3.1 the two-sided ideal description and step 4.1 the quotient universal property, so all three parts of the claim hold.

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