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The Euler class of an oriented even-rank normal bundle controls self-intersection

Statement

Assume AC. Let X be an oriented smooth 2m-manifold and Am⊆X a closed oriented embedded submanifold whose normal bundle νA is oriented compatibly, with m even. Then the self-intersection number of The self-intersection number of a complementary-dimensional oriented submanifold satisfies A⋅A=⟨e(νA),[A]⟩, and e(νA) is Poincare dual to the zero locus of any smooth section of νA transverse to the zero section (The self-intersection number is the Euler number of the normal bundle, The zero locus of a transverse section represents the Euler dual). For odd rank the Euler class of an oriented bundle is two-torsion (The Euler class of an oriented odd-rank bundle is two-torsion), so its integral evaluation on a closed oriented odd-dimensional source is zero, whereas a nonzero pairing ⟨e(νA),[A]⟩ in even rank makes e(νA) non-torsion and prevents νA from admitting a nowhere-zero section (A nowhere-zero section forces the Euler class to vanish). Over F2, with no orientation hypotheses, the same identities hold with wm(νA)=e2(νA) (The mod two self-intersection is the top Stiefel-Whitney evaluation, The mod-two Euler class is the top Stiefel–Whitney class).

Give R2m its standard orientation. Let Mm be a closed oriented smooth manifold with m even, and let f:M↬R2m be a smooth immersion. Its normal bundle νf, the quotient in Normal bundle of a formal immersion, is oriented by the orientations of M and R2m. For m>0, An immersion into R^n gives a rank-(n-m) representative of the stable normal bundle gives TM⊕νf≅ε2m; for m=0 both summands are zero bundles, so the identity holds directly. Hence ⟨e(νf),[M]⟩ is the signed zero count of any transverse section of νf; it is invariant under regular homotopy (Regular homotopy of immersions) and vanishes if νf admits a nowhere-zero section. If m=2s≥2, f is self-transverse and has no triple points, set D(f)=∑r∈Σ(f)ε(r) with the ordering-independent branch signs. Then ⟨e(νf),[M]⟩+2D(f)=0. In particular the Euler number is even, D(f)=−⟨e(νf),[M]⟩/2, and #Σ(f) mod 2=−⟨e(νf),[M]⟩/2 mod 2. A nonzero D(f) obstructs regular homotopy to an embedding; in particular odd double-point parity does. No sufficiency criterion or odd-dimensional Whitney identification is asserted.

Facts & Assumptions

Given: An oriented smooth 2m-manifold X and a closed oriented embedded Am⊆X with m even and compatibly oriented normal bundle (first paragraph); a closed oriented Mm with m even and a smooth immersion f:M↬R2m (second paragraph); AC.

[F1]

For a closed oriented embedded Am⊆X of an oriented boundaryless X, the self-intersection number equals the evaluation of the Euler class of the normal bundle, A⋅A=⟨e(νA),[A]⟩, and the Euler class is Poincaré dual to the zero locus of a transverse section (The self-intersection number of a complementary-dimensional oriented submanifold, The self-intersection number is the Euler number of the normal bundle, The zero locus of a transverse section represents the Euler dual); mod two the same holds without orientations with wm(νA)=e2(νA) (The mod two self-intersection is the top Stiefel-Whitney evaluation, The mod-two Euler class is the top Stiefel–Whitney class).

[F2]

The Euler class of an oriented odd-rank bundle is two-torsion, so it pairs to zero against the fundamental class of a closed oriented source of odd dimension; a nowhere-zero section forces the Euler class to vanish, with no converse (The Euler class of an oriented odd-rank bundle is two-torsion, A nowhere-zero section forces the Euler class to vanish, Euler class by zero-section pullback of the Thom class).

[F3]

For m>0 and an immersion f:Mm↬R2m of a closed oriented M with the normal bundle νf=f∗TR2m/df(TM) oriented by the orientations of M and R2m, one has TM⊕νf≅ε2m, so νf is a rank-m stable normal inverse of M (Normal bundle of a formal immersion, An immersion into R^n gives a rank-(n-m) representative of the stable normal bundle, Stable normal inverse of the tangent bundle). For m=0, both TM and the normal quotient are zero bundles, so the same bundle identity holds directly.

[F4]

A regular homotopy of immersions is a smooth family H:M×I→R2m restricting to an immersion at each time (Regular homotopy of immersions). For a smooth map H the vertical derivative dMH:pr⁡M∗TM→H∗TR2m is a smooth bundle map over M×I (Vector bundle maps over a smooth base map); if it is fibrewise injective, its image is a subbundle and the quotient is a smooth vector bundle (Constant-rank kernels and images of bundle maps over one base are subbundles, Quotient vector bundles by a subbundle, A vector bundle quotient by a subbundle is a smooth vector bundle). The local minor formulas for the image and quotient bundles also apply in boundary charts. Under AC the base M×I is paracompact Hausdorff CGWH of CW type and these bundles are numerable (Smooth manifolds have CW homotopy type). The Euler class is natural for bundle maps over a base map preserving orientation, so a bundle isomorphism over the identity gives equal Euler classes (Naturality, orientation sign, and Whitney product for Euler classes); homotopic maps induce the same map in singular cohomology (Homotopic maps induce equal maps in singular cohomology).

[F5]

The diagonal ΔR2m⊆R2m×R2m is an embedded submanifold of complementary dimension to the product M×M (The diagonal is an embedded submanifold); oriented intersection numbers of complementary-dimensional maps are homotopy invariant (The oriented intersection number is homotopy invariant) and satisfy the factor-interchange formula with sign (−1)m2=1 for m even (Intersection number under factor interchange).

[F6]

For a self-transverse immersion f:M2s↬R4s with s≥1 of a closed oriented manifold with no triple points, a transverse section σ and all sufficiently small t>0 satisfy I(f,ft)=⟨e(νf),[M]⟩+2∑r∈Σ(f)ε(r) (Finite normal push-off count for an even-dimensional Euclidean immersion); if m≥1 and f is an embedding into R2m then e(νf)=0 and wˉm(TM)=0 (Top normal classes vanish for Euclidean embeddings).

[F7]

AC implies the countable choice used throughout the normal-bundle and Euler-class suppliers (AC implies DC implies countable choice, The Axiom of Choice).

Proof

1.1F1F2

First consider the embedded case. By [F1] one has A⋅A=⟨e(νA),[A]⟩ for the closed oriented embedded Am⊆X, computed with the tangent-first sign convention of the self-intersection number, and e(νA) is Poincaré dual to the zero locus of any section transverse to the zero section: the Koszul sign of that duality is (−1)m(n−m)=(−1)m2=+1 because m is even. [F2] gives that an odd-rank oriented bundle has two-torsion Euler class, so on a closed oriented odd-dimensional source its evaluation vanishes, whereas no such vanishing is available in even rank, and ⟨e(νA),[A]⟩≠0 excludes a nowhere-zero section of νA by [F2]. Over F2 no orientation is needed and the identity reads A⋅2A=⟨wm(νA),[A]⟩2 by [F1].

1.2F1F2F3F7

Now let f:Mm↬R2m with m even. The normal bundle νf of the formal immersion (f,df) is oriented by the orientation of M and the standard orientation of R2m, and by [F3] the orthogonal decomposition gives TM⊕νf≅ε2m; hence e(νf) is defined integrally and, by the section form of [F1] applied to the immersion normal bundle, ⟨e(νf),[M]⟩ is the signed count of the zeros of any transverse section of νf. If νf admits a nowhere-zero section then ⟨e(νf),[M]⟩=0 by [F2]. We prove the asserted regular-homotopy invariance in the next step.

2.1F3F4step 1.2

If m=0, every map M→R0 is the same map, so its normal data and Euler number are unchanged by any regular homotopy. For m>0, let H:M×I→R2m be a regular homotopy from H0 to H1, and write NH:=H∗TR2m/dMH(pr⁡M∗TM) for the vertical quotient. The vertical derivative dMH is a smooth bundle map over M×I and is fibrewise injective because every Ht is an immersion, so its image is a rank-m subbundle and NH is a smooth rank-m vector bundle over M×I by [F4]. At each time t the restriction of NH to M×{t} is the normal bundle of Ht under the canonical identification, and the orientations of M and R2m induce an orientation of NH whose restrictions are the orientations of the endpoint normal bundles. With the endpoint inclusions j0,j1:M→M×I, naturality of the Euler class [F4] gives e(νHt)=jt∗e(NH) for t=0,1, and j0,j1 are homotopic through (x,t)↦(x,t); by [F4] they induce the same map in cohomology, so e(νH0)=e(νH1) and hence ⟨e(νH0),[M]⟩=⟨e(νH1),[M]⟩. This is invariance under every regular homotopy, with no genericity assumption on the intermediate slices.

2.2F5F6step 1.2

Suppose now m=2s≥2 and f is self-transverse with no triple points, and put D(f)=∑r∈Σ(f)ε(r) with the ordering-independent signs of the self-transverse case. By [F6] there are a transverse section σ and small t>0 with I(f,ft)=⟨e(νf),[M]⟩+2D(f). We show I(f,ft)=0. The pair (f,ft) is transverse to the diagonal Δ⊆R2m×R2m at these intersections, and by [F5] the oriented intersection number of the pair equals I(f×ft,Δ). Here orient Δ by v↦(v,v) and identify its normal quotient by (u,v)↦v−u. At a coincidence the normal derivative of the product is (−df,dft), so its determinant differs from that of the ordered pair (df,dft) by (−1)m=1, since m is even. Translate the second factor: for s∈[0,1] put ft,s(y)=ft(y)+scv with a fixed nonzero vector v and c so large that im⁡(ft)+cv is disjoint from im⁡f; both images are compact, so such c exists. This is a smooth homotopy of the product map (f,ft,s) through the target of [F5], and the endpoint has no intersections with the diagonal, so its intersection number is 0; by homotopy invariance [F5] the number I(f×ft,Δ) is 0 as well. Hence ⟨e(νf),[M]⟩+2D(f)=0.

3.1F2F4F5F6step 2.1step 2.2∎

It follows that 2D(f)=−⟨e(νf),[M]⟩, so the Euler number ⟨e(νf),[M]⟩ is even, D(f)=−⟨e(νf),[M]⟩/2, and reducing the integer equality D(f)=−⟨e(νf),[M]⟩/2 modulo 2 gives #Σ(f)≡D(f)≡−⟨e(νf),[M]⟩/2(mod2), since every sign is ±1≡1 mod two. Finally, if f were regularly homotopic to an embedding g:M↪R2m, then step 2.1 would give ⟨e(νf),[M]⟩=⟨e(νg),[M]⟩, while for the embedding [F6] forces e(νg)=0; hence D(f)=−⟨e(νf),[M]⟩/2=0. Contrapositively, a nonzero D(f), and in particular an odd double-point parity, obstructs a regular homotopy to an embedding. The statement asserts no converse: vanishing of D does not produce a regular homotopy to an embedding, and no odd-dimensional Whitney identification is claimed. AC is used through the normal-bundle and Euler-class suppliers and the oriented intersection theory; the regular-homotopy invariance of step 2.1 is valid for all m, while the push-off count of step 2.2 uses the even-dimensional hypotheses.

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