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The principle of descent and the logarithmic domination principle
Statement
Assume Dependent Choice.
(a) Principle of descent. Let be nonempty compact, and let be finite positive Borel measures on with weakly. Then
(b) Logarithmic domination principle. Let be finite positive Borel measures on with compact support, with and let . If holds -almost everywhere, then it holds everywhere on .
In (b) the hypothesis and the conclusion are respectively equivalent to -a.e.\ and everywhere, where is the subharmonic normalisation of Logarithmic potential and energy of a positive compactly supported measure. The hypothesis cannot be dropped: for and the exceptional-set hypothesis is vacuous while is false.
Facts & Assumptions
Given: Dependent Choice and the potential, energy and Riesz-measure conventions of Logarithmic potential and energy of a positive compactly supported measure, Distributional Riesz measure of a plane subharmonic function and The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain.
For a finite positive Borel measure with compact support, with and diagonal value , , and computed from the shifted nonnegative kernel with , the value being independent of the admissible (Logarithmic potential and energy of a positive compactly supported measure). If and , then .
Let be nonempty compact and let be Borel probability measures on with ; then for every and . No choice principle is required (Lower semicontinuity of logarithmic potential and energy).
Positive finite linear combinations and finite pointwise maxima of subharmonic functions on a complex domain are subharmonic on that domain, so in particular sums of two subharmonic functions are subharmonic; subharmonic functions are upper semicontinuous, are not identically on any component, and satisfy the circle mean inequality (Positive linear combinations and finite maxima preserve subharmonicity, Subharmonic functions on plane domains).
Assume Dependent Choice. For subharmonic on a complex domain the Riesz functional is nonnegative on nonnegative test functions, and there is exactly one positive Radon measure on , again written , with for all ; it is called the Riesz measure of (Distributional Riesz measure of a plane subharmonic function, The distributional Riesz functional of a subharmonic function is a positive Radon measure). For one has , and for one has , because is linear.
Dependent Choice implies Countable Choice, and in particular supplies the Countable Choice assumed by Weyl's lemma (AC implies DC implies countable choice).
For every finite positive Borel measure of compact support the normalised potential is subharmonic on and is real-valued off a polar set (Distributional Laplacian of a compact logarithmic potential).
Guedj-Zeriahi, §1.1 identity (1), states the bounded plurisubharmonic contact identity in the sense of Borel measures; in dimension one its normalization is a positive constant multiple of the Laplacian. This is a literature cross-check only. Neither that bounded identity nor its unbounded extension is assumed: the proof below establishes the bounded plane identity from Sobolev tests, then derives the needed unbounded full-mass identity by truncation on .
A Radon measure on an LCH space is finite on compact sets, outer regular on all Borel sets and inner regular on open sets: for every Borel and open , and (Radon measure on an LCH space).
Every subharmonic function on a complex domain belongs to (Plane subharmonic functions are locally integrable).
Tonelli's theorem for nonnegative product-measurable integrands on -finite product spaces (Tonelli's theorem for nonnegative measurable functions on a sigma-finite product). The polar-coordinate formula used below is separately supplied by [F13].
Assume Countable Choice. If and , there is a unique smooth harmonic with (Weyl's lemma for the Laplacian).
Let be harmonic on a domain , . Then either or for every (Nonnegative harmonic function with an interior zero vanishes).
Assume Countable Choice: for the unit circle with its surface measure and every Borel function one has , which with the parametrisation reads (Polar coordinates decompose Lebesgue measure into r^{n-1} dr d sigma).
A real function on an open subset of is subharmonic if and only if its Laplacian is throughout; since plane harmonic functions are by definition with vanishing Laplacian, every harmonic function on a domain is subharmonic (A C^2 function is subharmonic exactly when its Laplacian is nonnegative, Plane harmonic functions).
Distributional Laplacians commute with local mollification, and convolution by a smooth compactly supported mollifier is smooth with derivatives under the integral sign. Dependent Choice supplies the Countable Choice hypotheses of these interfaces (The distributional Laplacian commutes with local mollification, Convolution with a mollifier is smooth, and derivatives pass under the integral sign).
Translation is continuous in and Minkowski's inequality holds for integrals, under Countable Choice ( in as , for , Minkowski's inequality for integrals, including ).
Weak derivatives and use the test-function conventions of Weak derivative of a locally integrable function and Integer-order Sobolev spaces and their norms. Also, is dense in ; with its real integral pairing is a Hilbert space, and every bounded linear functional on a Hilbert space has a representing vector. These interfaces require at most Countable Choice ( is dense in for , with the integral pairing is a Hilbert space, Riesz representation for Hilbert spaces).
Jensen's inequality, dominated convergence and Fubini's theorem apply to the integrable functions used below; all require at most Countable Choice (Jensen's integral inequality for a probability measure, Dominated convergence, Fubini's theorem for L^1 functions on a sigma-finite product).
Under Dependent Choice, positive Radon measures on an LCH space that agree on all continuous compactly supported tests are equal (Assuming Dependent Choice, uniqueness of the RMK representing measure among Radon measures).
Proof
Local Sobolev and strict-contact facts under DC
Write for area measure and for the Riesz measure. Use the radial unit-mass mollifier with chosen so that . The profile is smooth, radial, and nonincreasing. All mollifications below are taken on a safe interior of the relevant domain.
For a subharmonic , let Integrating its circle-mean inequality in the radius gives when is finite. If , upper semicontinuity bounds above by any prescribed real number on a sufficiently small disk. For finite , upper semicontinuity gives, for each , an such that for every . Thus for all such , and . The layer-cake formula for a radial decreasing density is If is finite, choose ; every average in this weighted mean lies between and , so the convolution does too. If , upper semicontinuity bounds by any real on a sufficiently small disk, so every average in the weighted mean is at most . Consequently the actual upper-semicontinuous representative satisfies pointwise, including at values. This pointwise fact will be used against Riesz measures, including at points where a finite-energy potential equals .
If is locally bounded above and below and subharmonic, then has by [F15]. For a smooth cutoff supported in a fixed compact set, choose above on a fixed neighborhood of its support and let uniformly bound there. Integration by parts, with , and Young's inequality give The first term is bounded by the Riesz mass on a fixed compact neighborhood, and local boundedness makes uniform. Hence is bounded in local . Pointwise convergence and local boundedness give in local . For a smooth test on a smaller disk, the weak derivative functional is bounded by To use [F17] on that disk, exhaust it by concentric closed subdisks, extend each truncated function by zero, approximate by a compactly supported continuous function on , multiply by a smooth cutoff supported in the disk and equal to one on the truncation, and mollify with radius small enough to keep the support inside the disk. This proves density of smooth compactly supported tests in its space. The Hilbert-space representation in [F17] therefore gives an weak derivative. Thus .
For any , localization by a smooth cutoff, [F16], and Minkowski's inequality show that strongly in local . Weak derivatives commute with convolution on a safe interior by the direct test calculation No full-Choice Sobolev chain-rule supplier is used.
For smooth whose derivative is bounded and Lipschitz, approximate strongly by smooth mollifications. Classical differentiation and the estimate prove . For the second term, split into and its complement, then use the Lipschitz bound on the first part and convergence in measure plus absolute continuity of on the second. The same estimate proves strong local convergence under this composition. Choose smooth with on and on , put and . Then , the derivatives are uniformly bounded, and (with value at ). Dominated convergence therefore gives
We now prove the bounded plane strict-contact identity. Let be locally bounded above and below subharmonic functions, put and . The preceding bound gives , and the positive-part formula gives almost everywhere on . Fix and choose smooth with , for , and for . Put . Its gradient vanishes where ; where the displayed gradients agree. Thus For use smooth tests . Strong local convergence and the scalar chain rule give strongly in ; pointwise convergence of the radial mollifications gives pointwise convergence to the actual , and . For each the distributional Riesz identity and integration by parts give Strong convergence on the right and dominated convergence against the locally finite Radon measure on the left pass this identity to . Subtract the identity from those for and , use the gradient equality, and then let . Since , dominated convergence gives, as Borel measures, To pass from smooth tests to , extend any function by zero and convolve it with ; uniform continuity gives uniform convergence, and small keeps the supports in a fixed compact subset of the domain. For a Borel contact set , let . It is finite on compact sets because . It is inner regular on every Borel set : take a compact exhaustion of the plane domain. For fixed and , outer regularity of gives an open with . Then is compact in , and . Letting and then exhausting the domain proves inner regularity on ; the countable selections are supplied by DCCC. To get outer regularity, suppose and choose a relatively compact open exhaustion of the domain. By the inner regularity just proved, choose compact with . The open set contains and satisfies . If , outer regularity is automatic. Thus is Radon. Smooth compactly supported functions are uniformly dense in by zero extension and convolution with on a safe interior. Therefore [F19] identifies the restricted measures from their integrals. This proves the displayed identity as an exact Borel measure identity. The proof uses the actual upper-semicontinuous representatives and no quasicontinuous replacement.
Finite-energy potentials are locally Sobolev
Let be finite positive with compact support , mass and , and write . For a compact plane set , Tonelli and the local integrability of uniformly for show that for area-a.e. . Jensen [F18] then gives Thus . Put and ; Fubini justifies the last identity because the logarithm is locally area-integrable on the compact sets involved. The convolution is radial and has mass one. The circle-mean calculation follows by factoring out the larger radius and averaging the logarithm series, with the boundary case obtained by its integrable limit. Hence for . Choose and , so the shifted kernel is nonnegative on all smoothed supports. Tonelli gives On , , so For a fixed smooth cutoff , integration by parts and give The last term is uniformly bounded by Jensen's inequality applied to and on a slightly larger compact set. Thus is uniformly bounded in local . Approximate identity convergence from [F16] gives in local ; the bounded-functional and Hilbert-space argument above then produces the weak derivatives of in local . Consequently every finite-energy logarithmic potential belongs to under DC.
The same strict-contact test proof also applies to a finite-energy subharmonic and a smooth finite-valued subharmonic obstacle : then , and at points where the radial mollifications tend to while stays finite. Define ; the tests converge pointwise there as well. The DCT argument therefore proves the exact Borel restriction identity on the strict contact set also in this one-obstacle case.
Full-mass truncation and the unbounded contact identity
Let , Indeed , so polar integration gives ; the form extends smoothly over infinity using the coordinate . Here is a local potential on the affine chart. An -psh function is an upper-semicontinuous locally integrable function on such that is subharmonic in every chart with . Its ordinary current is a positive Radon measure: the local Riesz measures agree on overlaps. Its total mass is one, since on the compact surface and . These statements use the local Riesz-measure interface [F4] and the finite-atlas gluing just described.
For bounded -psh , adding a chart potential turns them into locally bounded subharmonic functions. The bounded plane identity above then gives globally on The strict set is Borel: for extended-valued upper-semicontinuous functions, .
For any -psh , put , and . Each is positive and has mass one. For , apply the bounded identity to ; since and , it gives Thus increases. Define the nonpluripolar truncation limit and the full-mass class Since , this definition is equivalent to
If , stabilization gives ; the complementary tails of both measures have mass . Consequently
For , this total-variation limit is Radon: given a Borel set, approximate it from outside by an open set for a sufficiently close Radon ; the total-variation error transfers the outer-regularity estimate to . For an open set, approximate it from inside by a compact set for and transfer the estimate in the same way. The ordinary current is this same measure. Indeed and almost everywhere, so dominated convergence gives in on every chart. Hence distributionally. By (2), the same sequence converges in total variation to . The two limits therefore agree on smooth tests, and uniqueness of the local Riesz measure in [F4] gives
This identifies the truncation limit with the ordinary current instead of leaving two measures unnamed as though they were equal.
The integer truncation levels are cofinal among real levels: for , the bounded contact identity applied to gives stabilization on . Thus changing every level by a fixed constant leaves the truncation limit, condition (1), and membership in unchanged.
We need that is upward closed. First derive bounded comparison. For bounded -psh , put . On one has , and on one has . Since has mass one, Apply this to and let ; the strict sublevel sets increase to , giving
For , apply (4) to and . Let and then . The indicators converge pointwise, and (2)-(3) give total-variation convergence of both truncated currents, so
Now suppose and for an -psh . By the constant-shift observation, shift both down so . Put , and . Since , the Borel sets satisfy : on the first set , and the second inclusion follows from . Apply (5) to the bounded pair ; adding a constant leaves the current unchanged. Then For the equality, and agree on by stabilization and both have mass one. Hence by (1). Since , These are the even-index tails in (1); the tail masses are decreasing, so all tails tend to zero and . This proves upward closure.
Finally let and let be any -psh function, with no lower bound and no finiteness assumption on its current. Upward closure gives . Define and , . Then and . Bounded contact gives , hence for every Borel , By (2)-(3), and in total variation. Passing to the limit proves the exact Borel measure identity
The proof uses bounded strict-contact only as established above; it does not assume a quasicontinuous-representative theorem or any external unbounded contact identity. It permits on arbitrary Borel sets.
Descent clause: let be nonempty compact and finite positive Borel measures on , with and . Testing weak convergence against gives . If , then . For fixed , set ; then on , so . Put ; then on , so . If , choose so for all and define for that tail and . Then . Applying [F2], and using , gives both inequalities after rescaling: for each fixed the values are uniformly bounded below and may be , so multiplication by positive scalars converging to preserves their extended liminf; the energies are uniformly bounded below by , so multiplication by likewise preserves the energy liminf. Since and for , the desired inequalities follow.
Domination setup: let be finite positive Borel measures with compact support, , , , , and assume -a.e.; put and , so that -a.e. and, by [F6], [F3] and the scaling in [F4], and are subharmonic on , with Riesz measures and . With the shifted kernel is nonnegative on the product of that compact carrier and [F1] gives ; by Tonelli [F10] the nonnegative function is finite for -a.e. , hence so is , which differs from it by the constant , and therefore and are finite -a.e. Put , and , ; for one has , hence the uniform far-field estimates and .
Agreement lemma: if are subharmonic on and equal area-a.e., then they agree everywhere. For each center and radius , their disk averages are equal because the functions agree a.e. and are locally integrable by [F9]. Integrating the circle submean inequality in the radius gives when is finite; upper semicontinuity gives for every once is small. Hence . If , upper semicontinuity gives the same upper bound for every real , so the disk averages tend to . Equality of the disk averages therefore gives , including where both equal .
Compactify the potentials to use (6). Set , and on put and . In the coordinate near infinity, The integrals are smooth and harmonic for sufficiently small . In the infinity chart , so adding the local Fubini--Study potential to cancels the smooth curvature term and leaves the first harmonic integral; has no mass near infinity. For the local potential has the form plus a harmonic function, so it is subharmonic there and contributes the atom . The ordinary currents are The atom at infinity is the residual mass; no measure domination is used.
Let . This is Borel by upper semicontinuity. For with , put . Then and, by finite energy and Tonelli, Since on , it follows that , so .
For and , write . On , The finite-energy estimate above gives ; the one-obstacle strict-contact proof therefore gives on . For all sufficiently large , contains a neighborhood of infinity and there, so this equality holds on all of . The truncation measure consequently equals and has mass one. Thus . The constant-shift property proved above gives for every . [F1, F3, F4, F5, F6, F8, F9, F10, F13]
For put and . The set is Borel because and upper-semicontinuous functions are Borel. By [F3], is subharmonic and equals on . By step 1.2, is finite -a.e. Outside the union of that null set and the null set in the hypothesis, if then , contradicting . Hence , so is nonempty.
Apply (6) with and . On , the strict set is and . Restricting (6) to yields the exact Borel measure identity [F15, F16, F17, F18, F19]
Mass at infinity: let , which is a positive Radon measure by [F4]. Choose a smooth equal to on a neighborhood of and supported in ; such a cutoff is constant near zero. Put . It is smooth at the origin, equals on and is supported in , so The derivatives of are supported in a compact annulus where is locally integrable, so is absolutely integrable. Apply [F13] to its positive and negative parts. By the Riesz definition this gives where . By the far-field estimates in step 1.2, uniformly for all sufficiently large , where if after the eventual dominance crossover, and if ; the far-field estimates give on this tail. The function is supported away from zero and satisfies by integration by parts and , . Consequently There is no extra factor in this last error term: the angular factor cancels the Riesz normalization. The cutoff sandwich and continuity from below now give .
By the inline compactification and truncation argument in step 1.4, for every Borel . Since by step 2.1, for every such positivity of gives Hence as measures.
Combining steps 3.1 and 2.2, and ; hence : for every Borel , , where the outer inequality is step 3.1.
By [F9], both and are finite outside an area-null set. Define on this common area-conull set and on its complement. Then , because a.e. and . Equality of Riesz measures from step 4.1 gives . Weyl's lemma [F11], with its Countable Choice premise supplied by [F5], gives a harmonic with a.e.; continuity and a.e. imply everywhere.
The functions and are subharmonic and agree area-a.e. by step 5.1; their subharmonicity follows from [F3], [F6] and [F14]. The disk-average uniqueness in step 1.3 gives everywhere. Choose , which is nonempty by step 2.1. Here is finite, because cannot be strictly greater than a subharmonic value. Since , the equality gives . By [F12], the nonnegative harmonic function vanishes identically. Hence everywhere and on .
Step 1.1 proves assertion (a). For (b), step 6.1 gives everywhere for every ; letting gives everywhere, that is , equivalently everywhere, which is assertion (b).
Remarks
Why the mass condition and the finite energy are needed. The hypothesis is what makes the growth of equal to with the normalised leading coefficient , and it supplies the residual atom in the compactification. It is a total-mass condition; no measure inequality is used. The finite-energy assumption on is used for its -a.e. potential finiteness, the local estimate, and the full-mass truncation identity. No finiteness of is required, so may have atoms and infinite logarithmic energy.
Where the domination is spent later. The principle is the standard -a.e.\ to everywhere upgrade of potential theory. No item in this batch cites it: the capacity--transfinite-diameter equality and the Chebyshev comparison of the companion examples page are authored without it, so the statement stands as the general domination supplier of the design and any later consumer must cite it explicitly.
The contact-set argument is proved inline. The bounded plane identity is proved from local estimates, scalar Sobolev composition, and tests supported on the strict-contact set. Finite energy places in the full-mass truncation class directly; the compactified unbounded identity is then derived from bounded truncations and total-variation convergence. The Guedj-Zeriahi contact statement is cited as a cross-check, not a proof premise. The argument preserves Dependent Choice: all Sobolev and Hilbert interfaces used in it require at most Countable Choice.
Choice. Dependent Choice is assumed in the statement; it is spent through the Riesz measure supplier [F4], and it supplies the Countable Choice assumed by Weyl's lemma in step 5.1 ([F5]) and by the polar-coordinate formula [F13] in the radial cutoff computation in step 2.2. It also supplies the Countable Choice interfaces in [F15]--[F18] used by the inline Sobolev and mollification proofs; no Full Axiom of Choice or full-Choice Sobolev chain rule is imported. The descent clause [F2] needs no choice beyond the statement's available finite-measure framework.
Depends on
- The axiom of dependent choice: a relation in which every element is related to something admits an $\mathbb{N}$-indexed chain
- AC implies DC implies countable choice
- Logarithmic potential and energy of a positive compactly supported measure
- Lower semicontinuity of logarithmic potential and energy
- Subharmonic functions on plane domains
- Positive linear combinations and finite maxima preserve subharmonicity
- Distributional Riesz measure of a plane subharmonic function
- The distributional Riesz functional of a subharmonic function is a positive Radon measure
- Plane subharmonic functions are locally integrable
- Distributional Laplacian of a compact logarithmic potential
- Radon measure on an LCH space
- Tonelli's theorem for nonnegative measurable functions on a sigma-finite product
- Polar coordinates decompose Lebesgue measure into r^{n-1} dr d sigma
- Weyl's lemma for the Laplacian
- Nonnegative harmonic function with an interior zero vanishes
- A C^2 function is subharmonic exactly when its Laplacian is nonnegative
- Plane harmonic functions
- The distributional Laplacian commutes with local mollification
- Convolution with a mollifier is smooth, and derivatives pass under the integral sign
- $\|\tau_h f - f\|_p \to 0$ in $L^p(\mathbb{R}^n)$ as $h \to 0$, for $1 \le p < \infty$
- Minkowski's inequality for integrals, including $p = \infty$
- $C_c(\mathbb{R}^n)$ is dense in $L^p(\mathbb{R}^n)$ for $1 \le p < \infty$
- Jensen's integral inequality for a probability measure
- Dominated convergence
- Fubini's theorem for L^1 functions on a sigma-finite product
- Weak derivative of a locally integrable function
- Integer-order Sobolev spaces and their norms
- $L^2$ with the integral pairing is a Hilbert space
- Riesz representation for Hilbert spaces
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- Assuming Dependent Choice, uniqueness of the RMK representing measure among Radon measures
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Sources
- E. B. Saff, Logarithmic Potential Theory with Applications to Approximation Theory, §2 (standard reference, not scraped)
- T. Bloom and N. Levenberg, Pluripotential Energy (standard reference, not scraped)
- V. Guedj and A. Zeriahi, The Weighted Monge-Ampere Energy of Quasi-Plurisubharmonic Functions (standard reference, not scraped)