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Past corresponding-boundary exposure and a spacelike restart in the original time orientation

Statement

Assume Countable Choice and Dependent Choice (The Axiom of Countable Choice (ACω), The axiom of dependent choice: a relation in which every element is related to something admits an N-indexed chain). Let (M,g,N,j,ψ) and (M′,g′,N′,j′,ψ′) be developments of the same fixed model and complete data, and let (U,φ) be a common subdevelopment (Common subdevelopments, maximal common developments and corresponding boundary points). Write Σ=j(Σ) and let Ccorr⊆∂U be its corresponding-boundary set. All causal relations and future normals below use the original N,N′. A tangent vector v is future timelike when g(v,v)<0 and g(v,N)<0, in the convention of Smooth time-oriented Lorentzian four-manifolds: the geometric objects of the model. If Ccorr∩J−(Σ)≠∅, the following past-side construction exists.

(a) Exposure and localization. There is p∈Ccorr∩I−(Σ) with

J+(p)∩∂U∩J−(Σ)={p}.

Choose a strictly convex normal neighborhood C0⊆I−(Σ) (every pair has a unique contained geodesic and each base exponential has a smooth inverse on C0, as in Existence of strictly convex normal neighborhoods: small coordinate balls are normal neighborhoods of each of their points) of p with C0∩∂U⊆Ccorr. There is an open causally convex diamond W containing p, with compact closure W‾⊆C0, and a point q∈W∩I−(p) such that

J+(q)∩Uc∩J−(Σ)⊆W.

(b) The whole restart surface. For x∈C0 put ξ(x)=exp⁡q−1(x) and define the continuous local forward radial separation

rq(x):={−gq(ξ(x),ξ(x)),ξ(x) is future timelike,0,otherwise.

Set K=W‾∩Uc∩J−(Σ) and r0=max⁡Krq. Then r0>0, every maximizer lies in W∩∂U∩Ccorr, and rq>r0 in W implies membership in U. The connected component S of {x∈W:rq(x)=r0} containing any chosen maximizer is a nonempty smooth embedded spacelike hypersurface without boundary, closed relative to W, and

S⊆(W∩U)∪(W∩∂U∩Ccorr),S∩∂U≠∅.

(c) Thin tubes and original-oriented comparison. On the positive radial region put X=−∇rq, a unit future timelike vector field, and let F(s,t) be its local flow from s∈S. For any prescribed open neighborhood O⊆W of the whole S and positive continuous ceiling b:S→(0,∞), there is a smooth positive width δ≤b with δ<r0/8 such that, on Dδ={(s,t):s∈S, ∣t∣<δ(s)}, F is a diffeomorphism onto an open tube N⊆O and rq(F(s,t))=r0+t. Write q0=g∣TS and qt=Ft∗g∣TS. One has F∗g=−dt2+qt, qt≥q0/2, and ∣dδ∣q0≤1/(82). Moreover:

  1. causal curves in N are graphs in t, with finite total q0-length of their base projections, and meet S at most once;
  2. every causal curve inextendible in U∪N meets the original Σ exactly once;
  3. for y=F(s,ty)∈N∩U, the radial segment between 0 and ty, excluding its base s, lies in U. If ty<0 then s∈U, and whenever s∈U the inclusive segment lies in U. If a local isometry Θ:N→M′ preserves the original time orientation and agrees on S with the corresponding-set smooth extension Φ, then Θ=φ on N∩U;
  4. every smaller smooth positive width δ~≤δ with ∣dδ~∣q0≤1/(42) retains conclusions 1-3. Such a width exists inside any further prescribed open neighborhood of S and below any further positive continuous ceiling, by the same construction.

No matter field, future unit normal, initial second fundamental form or complete model data is reversed. In particular the past-side construction applies to every fixed admissible model of Smooth developments of constrained initial data, data-fixing isometries, development embeddings and maximality, without a model time-reversal assumption. No compactness of S or uniform positive lower bound for the tube width is assumed.

Facts & Assumptions

Given: Countable and Dependent Choice, two original-oriented developments of the same fixed data, their common subdevelopment, and a nonempty corresponding set on the past side of the original initial surface.

[L1]

The original Σ is Cauchy in M,M′ and U; each is globally hyperbolic, strongly causal and causal, with closed causal relation and the disjoint side decomposition M=I−(Σ)⊔Σ⊔I+(Σ). Both J±(Σ) are closed. Future causal curves from a point of U∩I−(Σ) to Σ, and causal segments with both endpoints in U, stay in U (Smooth developments of constrained initial data, data-fixing isometries, development embeddings and maximality, The existence of a Cauchy set implies strong causality and compact causal diamonds, In a globally hyperbolic manifold the causal relation is closed and truncated causal cones over compact sets are compact, Cauchy sets are closed, split the manifold into past, set and future, and are locally Lipschitz graphs, A development sharing the initial Cauchy surface with a larger development is causally convex in it clauses (b)-(c)).

[L2]

On the relevant connected component, a smooth complete proper auxiliary Riemannian metric h induces the manifold topology. Strong causality bounds auxiliary lengths of causal segments in a compact set. Only the finite-interval result of Basic limit curve lemma: arclength-parametrized causal curves have causal limit curves on compact parameter intervals and future-inextendible limits on half-lines clauses (a1)-(a4) is used: fixed-length auxiliary-arclength curves with initial values converging admit uniform causal limits which are nonconstant on each nondegenerate interval and obey the uniform local-clock estimate v−u≤C(x0(α(v))−x0(α(u))) whenever the segment stays in a dominated cone coordinate ball whose closure is compactly contained in a larger adapted chart with the same cone bounds; C depends on that ball and h. The eventual-domain half-line extraction is proved in step 1.1 below, rather than assumed from clause (b). One-sided inextendible curves have inextendible extensions; sequential compactness is compactness here under the declared choice axioms (The auxiliary Riemannian metric h=g+2n-flat tensor n-flat is complete after a proper-exhaustion conformal factor, and its closed bounded sets are compact, Strong causality bounds the auxiliary length of causal curves contained in a compact set, Basic limit curve lemma: arclength-parametrized causal curves have causal limit curves on compact parameter intervals and future-inextendible limits on half-lines, Equivalence of the absolutely-continuous and continuous causal conventions, and one-sided inextendible extensions, For a metric space, compact, countably compact, limit point compact, sequentially compact, and complete together with totally bounded are all equivalent, given countable choice and dependent choice).

[L4]

The corresponding-set map f=Φ∣U∪Ccorr is a homeomorphism, its smooth extension is a local diffeomorphism there and agrees with φ on U. The corresponding set is relatively open in the boundary. Its metric, matter and connection jets agree on U∪Ccorr, so it carries affine boundary geodesics and preserves the original causal direction there. Correspondence is closed under joint boundary limits, directly from its neighborhood-witness definition (Common subdevelopments, maximal common developments and corresponding boundary points, The set of boundary points with a corresponding point is open, and the extension preserves the metric, matter fields and connection on the common domain and its corresponding boundary clauses (a)-(e)).

[L6]

Causal curves have locally absolutely continuous coordinate expressions and nonzero causal velocity almost everywhere; smooth composition and the scalar fundamental theorem apply, and finite causal concatenations are valid. A maximal portion in an open submanifold is inextendible there. Local isometries preserve connection and geodesics, and an original-time-orientation-preserving isometry carries the original future unit normal of a spacelike hypersurface to that of its image (Causal curves, chronological and causal reachability, and inextendibility, Chart independence, concatenation, reparametrization and transitivity for causal curves, Fundamental theorem of calculus for absolutely continuous functions, A maximal connected portion of an inextendible causal curve inside an open subset is inextendible there, Rigidity of isometric immersions of a connected Lorentzian manifold, and agreement of data-fixing embeddings on overlaps, The future unit normal, induced metric and second fundamental form of a spacelike hypersurface).

Proof

technique · direct, with separate geometric contradictions; the time orientation and solution fields remain fixed
1.1L1L2L6chooseconstructcontradiction

(Compact truncated futures in the original orientation.) For every a∈M, Da=J+(a)∩J−(Σ) is compact. The cases a∈Σ and a∈I+(Σ) give {a} and the empty set by acausality and [L1]. Otherwise a∈I−(Σ). For any sequence xn∈Da, choose future causal curves from a through xn to points of Σ, and let Ln be their total auxiliary arclength. If a subsequence has bounded Ln, its xn lie in a compact h-ball about a, so have a convergent subsequence with limit in the closed Da. If not, pass to Ln≥n and parametrize the curves by arclength on [0,Ln] starting at a. For each integer m, discard the finitely many indices n<m, apply ONLY the finite-interval clauses of [L2] to the restrictions on [0,m], and extract recursively nested subsequences. Their diagonal subsequence has compatible uniform limits on every [0,m]: uniqueness of uniform limits makes them agree on overlaps. They define a future causal curve α:[0,∞)→M which is nonconstant on each nondegenerate interval. It has no future endpoint: if α(t)→x, choose a dominated cone coordinate ball about x whose closure is compactly contained in a larger adapted chart with the same cone bounds, containing its entire sufficiently late tail. For all t>t0 in that tail the finite-interval local-clock estimate in [L2] gives t−t0≤C(x0(α(t))−x0(α(t0))) with the same chart constant C; its right side is bounded by convergence while its left side diverges. Thus α is future-inextendible under the no-endpoint convention, and its image lies in J−(Σ) at every finite parameter by closedness. It misses Σ: after a hypothetical meeting all its later values would lie in J+(Σ)∩J−(Σ)=Σ, contradicting acausality and nonconstancy. An inextendible extension supplied by [L2] cannot meet Σ on a past extension either, since that would imply a∈J+(Σ) while a∈I−(Σ). This contradicts the Cauchy property. Thus every sequence has a convergent subsequence and [L2] gives compactness. The curves and Da stay in the component of a; that component is closed, so all compactness and length arguments remain valid on disconnected manifolds.

1.2L1L3L6chooseconstructcontradiction

(Past boundary and complement geometry.) For x∈∂U∩I−(Σ) one has I+(x)∩I−(Σ)⊂U: for y in that set, choose z∈U∩I−(y)∩I−(Σ) near x and concatenate z≪y≪Σ; future convexity [L1] forces y∈U. Consequently the past boundary is achronal. Also no r∈int⁡(Uc)∩J−(Σ) satisfies x≤r. Otherwise r∈I−(Σ); take a short future timelike perturbation r≪r+ within that open complement and past side. Then x≪r+, so choose z∈U∩I−(r+)∩I−(Σ) near x. The concatenation z≪r+≪Σ violates future convexity. Finally a future causal segment between past-boundary points x≤y stays on the boundary: every intermediate point is in I−(Σ); if in U, its continuation through y to Σ forces y∈U by [L1]; if interior to Uc, the complement exclusion applied to x is violated. Such a nonconstant segment is null-geodesic by [L3].

1.3L1L4algebra

(Corresponding pairs stay on the same past side.) An interior point in U∩I−(Σ) is joined to Σ by a future timelike curve in U by [L1]; its image is therefore in I′−(Σ′) because φ preserves the original time orientation. For a corresponding boundary point x∈I−(Σ), the neighborhood-witness definition [L4] excludes a target point on the open opposite side, and excludes Σ′⊂φ(U) because the target is a boundary point. Thus f(x)∈I′−(Σ′). The same arguments apply in M′ and to φ(U).

2.1step 1.2L1L3chooseconstructalgebra

(A boundary generator and its last parameter.) Choose p0∈Ccorr∩J−(Σ), necessarily in I−(Σ) by [L1]. If it is already exposed as in (a), retain it. Otherwise choose a distinct q0∈J+(p0)∩∂U∩J−(Σ). By step 1.2 their joining segment is a future null geodesic. Its maximal affine extension γ, parametrized by γ(0)=p0, γ(1)=q0, meets Σ at a parameter T>1 by [L3] and acausality: a crossing at T≤1 would put q0 in both J+(Σ) and J−(Σ). For 0≤t<T the values lie in I−(Σ). The closed set B={t∈[0,T]:γ(t)∈∂U} contains [0,1], misses a neighborhood of T, and contains [0,t] whenever it contains t, by step 1.2. Therefore B=[0,b∗] with 1≤b∗<T, not merely an unspecified closed subset.

3.1step 1.1step 1.3step 2.1L2L3L4constructcontradiction

(Correspondence reaches the actual last boundary point.) In the nonexposed case of step 2.1, along that generator let J={t∈[0,b∗]:γ(t)∈Ccorr} and s∗=sup⁡{t:[0,t]⊆J}. Relative openness [L4] gives s∗>0. On [0,s∗), f∘γ is a future affine null geodesic, and agrees with its maximal affine extension η in M′ by [L3]. By step 1.3 its tail lies in the compact J′+(f(p0))∩J′−(Σ′) of step 1.1. Strong-causality auxiliary-length bounds and finite s∗≤b∗ let the compact-length extension theorem [L3] extend η beyond any putative affine endpoint s∗. Hence η(s∗) exists. Joint boundary closedness and the neighborhood-witness definition [L4] imply that (γ(s∗),η(s∗)) is still corresponding. If s∗<b∗, relative openness contradicts the supremum definition. Thus s∗=b∗ and p=γ(b∗)∈Ccorr∩I−(Σ).

4.1step 1.2step 2.1step 3.1L3algebracontradiction

(Past exposure.) If a distinct y∈J+(p)∩∂U∩J−(Σ) existed, join p to y by the boundary null geodesic of step 1.2. Concatenate it with γ∣[0,b∗]. A genuine corner gives p0≪y by [L3], contradicting past-boundary achronality. If the tangent rays agree, match the affine velocities by positive rescaling; geodesic uniqueness identifies an initial part with γ((b∗,b∗+ε]) for 0<ε<T−b∗, contradicting the last boundary parameter. Thus J+(p)∩∂U∩J−(Σ)={p}. The initially exposed case of step 2.1 has the same conclusion directly.

5.1step 1.1step 1.2step 4.1L1L3choosecontradiction

(Complement localization towards the past.) Given an open neighborhood V of p, take a short past timelike curve ζ:[0,ε]→M from p. If arbitrarily small positive t failed the desired containment, choose tn↓0 and xn∈J+(ζ(tn))∩Uc∩J−(Σ)∩Vc. All lie in the closed part of the compact J+(ζ(ε))∩J−(Σ) from step 1.1. A subsequence converges to x∈Uc∩J−(Σ)∩Vc, and closed causality gives p≤x. If x∈∂U, step 4.1 forces x=p∈V, a contradiction. Otherwise the complement exclusion in step 1.2 gives a contradiction. Hence for every sufficiently small positive t the containment holds with q=ζ(t)∈I−(p).

6.1step 5.1L1L3L4L5chooseconstructalgebra

(A precompact diamond.) Relative openness of Ccorr and of I−(Σ) permits a strictly convex normal C0 as in (a). Strong causality and the closed causal relation give points p1≪p≪p2 so close to p that the diamond W=I+(p1)∩I−(p2) has W‾⊂C0. More explicitly choose an open neighborhood V2 of p such that causal curves with endpoints in V2 stay in C0, then choose p1,p2∈V2; the compact diamond J+(p1)∩J−(p2) contains W‾ and lies in C0. A chronological diamond is causally convex by push-up. Apply step 5.1 with V=W and small enough t to have q=ζ(t)∈W. This proves (a) without altering the original cones or any solution field.

7.1step 6.1L1L3L5algebracontradiction

(Forward radius and boundary maximum.) The inverse exponential at q is smooth on C0. Its future timelike cone is open and has only null or zero vectors on its cone boundary; therefore the displayed zero extension of −gq(ξ,ξ) is continuous. On its positive set the Gauss differential gives ∇rq=−P(q,x)/rq, where P(q,x) is the transported future radial position vector. Hence g(∇rq,∇rq)=−1, ∇rq is past timelike and X=−∇rq is unit future timelike. The compact K contains p and rq(p)>0, so a positive maximum r0 exists. A maximizer has future timelike radial vector and is in J+(q)∩Uc∩J−(Σ), hence in W by (a). If it were interior to Uc, extend its radial geodesic a little farther to the future, still in W∩int⁡(Uc)∩I−(Σ); its radial proper length increases, contradicting maximality. Thus every maximizer is in W∩∂U∩Ccorr. Also rq(x)>r0 with x∈W∖U would give x∈K, a contradiction.

8.1step 7.1L5algebra

(Whole spacelike component and compact ambient closure.) The level rq=r0>0 in W is regular with timelike gradient by step 7.1. Its connected component S through a maximizer is a nonempty embedded spacelike hypersurface without boundary and is closed relative to W. Every point of S∖U is a boundary maximizer by the argument of step 7.1. Its ambient closure A=S‾ M is compact in W‾. At every limit point the inverse exponential remains future timelike with squared norm −r02; thus rq extends smoothly to a neighborhood of A in C0, and A lies in its regular level. This proves (b); it does not assert compactness of S.

9.1step 8.1L2L5constructalgebra

(Quantitative normal flow over the closure.) Near A, the unit future field X=−∇rq has radial flow F(s,t)=exp⁡q((1+t/r0)ξ(s)). Thus rq(F(s,t))=r0+t and each flow line is an affine unit future timelike geodesic. Compactness of A gives a>0 and a level neighborhood B of A on which the flow for ∣t∣≤a has compact ambient range. Smoothness and the compact unit tangent bundle over A permit shrinking B,a so that q0/2≤qt≤2q0. On that range choose constants c,C>0 with q0≥ch on the level and ∣X∣h≤C. The speed bound gives dh(F(s,t),s)≤C∣t∣. These bounds concern the compact ambient closure, and require no completeness of the induced metric on S.

10.1step 9.1L2L5givenchooseconstructalgebra

(Actual smooth-width derivative estimate.) For the prescribed O,b define β(s)=min⁡{a/2,r0/8,b(s),dh(s,M∖O)/(2C)}>0. By [L5], take a countable locally finite smooth partition (ρi)i∈I on S with compact supports, using distinct indices I⊆{0,1,2,…} and discarding identically zero members. Set Mi=sup⁡S∣dρi∣q0<∞ and choose positive ai≤12inf⁡supp⁡ρiβ with aiMi≤2−i/(162). The compact nonempty supports make the infima positive, so these requirements are compatible even when Mi=0; Countable Choice suffices. Then δ=∑i∈Iaiρi is smooth positive and δ≤β/2. Local finiteness allows termwise differentiation, and the triangle inequality gives ∣dδ∣q0≤∑i∈Iai∣dρi∣q0≤∑i=0∞2−i/(162)=1/(82). The speed estimate keeps the tube in O. Whenever s→e∈A∖S, relative closedness puts e∈∂W, and δ≤dh(s,M∖O)/(4C)≤dh(s,M∖W)/(4C) makes δ(s)→0.

11.1step 9.1step 10.1L2L5L6algebra

(Tube diffeomorphism and causal graphs.) On Dδ, the radius identity makes equal image points have equal t, and flow uniqueness then makes their base points equal. Transversality to the spacelike level and the flow group law make the differential invertible. Thus F is a diffeomorphism onto open N⊂O, with F∗g=−dt2+qt. For a future causal curve F(s(λ),t(λ)), [L6] gives qt(s′,s′)≤(t′)2 and t′=drq(γ′)>0 almost everywhere, since ∇rq is past timelike. Scalar composition and the fundamental theorem give strict increase of t. Also ∣s′∣q0≤2t′, so total base length is at most 2var⁡(t)≤22sup⁡Sδ<∞. In particular the curve is a graph in t, crosses S at most once, and its base projection has Cauchy tails in dh, with limits in compact A. Past parametrizations reverse the curve parameter, not the manifold orientation. This proves (c)1 and the stated metric assertions.

12.1step 7.1step 11.1L1L6algebra

(Radial interior in the fixed past-side model.) If y=F(s,ty)∈N∩U with ty>0, every radial point with 0<u≤ty lies in U because its radius exceeds r0 by step 7.1. If ty<0, the future radial segment goes from y to s, and s∈W⊂I−(Σ) has a future timelike continuation to Σ. Future convexity [L1] puts this whole curve, including s, in U. At ty=0 the base is y∈U. When s,y∈U, causal convexity gives the inclusive segment in U for either sign. This proves the radial part of (c)3 using clause (b) of the original subdevelopment-convexity lemma, not a reversed development.

12.2step 7.1step 10.1step 11.1L6contradictionalgebra

(The signed future endpoint of an avoiding curve.) Suppose a future causal curve inextendible in U∪N avoids U. It lies in N, has t≤0 by step 7.1, and at its future end has t→H≤0 and s→e∈A by step 11.1. If e∈S, the tube inequalities give −δ(e)≤H<δ(e). When H>−δ(e) the extended flow gives an endpoint F(e,H)∈N, impossible. For the remaining lower-face case H=−δ(e), put z=t+δ(s)>0. The actual derivative bound gives z′=t′+dδ(s′)≥(7/8)t′>0 almost everywhere. Integrating, its future limit is at least its positive value at any fixed earlier parameter, whereas z→H+δ(e)=0. This contradiction excludes the signed lower face. The direction is future increase of t in the original N.

13.1step 6.1step 8.1step 10.1step 11.1step 12.2L1L5L6contradictionalgebra

(Noncompact surface ends and the original Cauchy surface.) If e∈A∖S, step 10.1 gives δ(s)→0, hence H=0 and the curve has ambient endpoint e. This point lies in W‾⊂C0⊂I−(Σ) and has future timelike radial inverse vector of norm squared −r02, so e∈I+(q). If e∉U, the containment in (a) would give e∈W, contradicting e∈∂W. Therefore e∈U and is an endpoint in U∪N, also impossible. Thus every inextendible causal curve in U∪N meets U. Its maximal U-portion is inextendible in U by [L6] and meets the original Σ once. If the entire curve had two visits to Σ, causal convexity [L1] would put the intervening segment in U, giving two visits on the same maximal portion, a contradiction. Curve-parameter reversal covers past curves. This proves (c)2.

13.2step 12.1L3L4L6algebra

(Original-oriented overlap agreement.) The local isometry Θ in (c)3 and Φ agree on S and on tangent derivatives along S. Their differentials also agree on the original future unit normal by [L4], [L6], since both differentials preserve the original metric and future cone there. In this past-side construction that normal is X, so the two radial image geodesics have identical value and initial velocity at every base s, even if s∈∂U. The punctured segment of step 12.1 lies in U; its φ-image is an affine geodesic, and its limiting base jet is given by the smooth extension Φ. Geodesic uniqueness gives Θ(y)=φ(y) on N∩U. No exterior isometry of Φ is assumed.

14.1step 10.1step 11.1step 12.1step 12.2step 13.1step 13.2L4L6algebra∎

(Admissible thinner tubes and unchanged data.) For any smaller smooth width with the bound in (c)4, the flow domain, metric comparisons and vanishing width at A∖S persist. In step 12.2 the derivative estimate becomes z′≥(3/4)t′>0, still excluding the lower face; the other endpoint and radial arguments are unchanged. Step 10.1 applied with a further prescribed open neighborhood and ceiling below δ gives the required smaller smooth width. Finally every construction used only the original metric, its original future causal curves, common map and original Cauchy surface. The solution fields were never transformed. In particular the equality of complete data on S and Φ(S) uses their original future normals through [L4], [L6]. This proves all of (c) and the fixed-model scope.

Remarks

The past boundary is exposed by following future null generators toward the original initial surface. Its local radius increases toward the future, so the avoiding-curve argument uses a future endpoint and an increasing signed lower-face function. These are the sign changes required by the past geometry; the physical normal and matter data do not change. Local complete-data uniqueness is applied afterward to the actual original-oriented restart data, in A maximal common development has no corresponding boundary points: the spacelike restart produces a strictly larger common development.

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