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Series: Convergence and the Nonnegative Tests: Examples and Counterexamples

1 · Prerequisites

2 · Summary

3 · Logical flowchart

4 · Definitions, theorems and proofs

None yet.

5 · Examples, counterexamples and false statements

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The harmonic series ∑1/k diverges, by condensation and by Oresme block grouping

Example

The harmonic series is ∑k≥11/k, the series from the starting index 1 (Series, partial sums, convergence and the sum, divergence, and the tail series) of the family ak=1/ι(k); the index 0 is excluded because 1/0 has no value. It diverges, and its partial sums are unbounded above.

This is the case p=1 of For rational p>0, ∑1/kp converges iff p>1. The two arguments below do not use that theorem: the first is the condensation argument, which is how For rational p>0, ∑1/kp converges iff p>1 itself is proved and which here degenerates to something one can read off; the second is Oresme's block grouping from the fourteenth century, which uses no test at all and produces the explicit lower bound

∑k=12n1k  ≥  1+n2(n∈N).

That bound is worth having on its own: it says the harmonic partial sums grow at least like a constant multiple of n along the powers of 2, giving a concrete quantitative witness to their slow divergence.

Facts & Assumptions

Given: The family ak:=1/ι(k) for naturals k≥1, with ι(k) the canonical natural; its partial sums Am=∑k=1mak (Series, partial sums, convergence and the sum, divergence, and the tail series, Finite sums and finite products, by recursion, Canonical naturals are positive and strictly increasing).

[L1]

The canonical naturals are positive and order preserving: 0<ι(j)≤ι(k) for 1≤j≤k; and reciprocation reverses the order on the positives (Canonical naturals are positive and strictly increasing, Inverses of positives are positive, and reciprocation reverses order).

[L2]

Condensation: for a nonnegative nonincreasing family from 1, ∑k≥1xk converges if and only if ∑j≥02jx2j converges (For a nonincreasing nonnegative sequence, ∑ak converges iff ∑2ka2k converges, Nondecreasing, increasing, nonincreasing, decreasing, monotone, and eventually monotone sequences).

[L3]

A series whose terms do not tend to 0 diverges (If a series converges then its terms tend to 0).

[L4]

Powers of 2: 2j≥1, 2j+1=2⋅2j, and 2j⋅(1/2j)=1 (Integer powers am, Monotonicity of x↦xn and of n↦an).

[L5]

Splitting and monotonicity of finite sums, and the number of terms in ∑k=pq, namely q+1−p (Laws of finite sums and finite products, Finite sums and finite products, by recursion).

[L6]

The principle of induction (The principle of mathematical induction); and for every real x there is a natural n with ι(n)>x (Every complete ordered field is Archimedean).

[L7]

For a series of nonnegative terms: it converges if and only if the range of its partial sums is bounded above (A series of nonnegative terms converges iff its partial sums are bounded, and then the sum is their supremum, Lower bound, bounded below, bounded set).

Verification

technique · direct
1.1

Each ak=1/ι(k) is positive, and aj≥ak whenever 1≤j≤k, since 0<ι(j)≤ι(k) and reciprocation reverses the order.

givenL1
1.2

For every n∈N the block ∑k=2n+12n+11/k has 2n+1−2n=2n terms, each with index k≤2n+1 and hence each at least 1/2n+1; so the block is at least 2n⋅12n+1=12.

L1L4L5
2.1

So the family is nonnegative and nonincreasing, and condensation applies to it.

step 1.1L2
2.2

An induction on n gives A2n≥1+ι(n)/2 for every n∈N. At n=0 it reads A1=1≥1; and if it holds at n then, splitting at 2n, A2n+1=A2n+∑k=2n+12n+11/k≥1+ι(n)/2+1/2=1+ι(n+1)/2.

step 1.2L5L6
3.1

The condensed terms are 2ja2j=2j⋅12j=1 for every j∈N.

step 2.1L4
3.2

The range of the partial sums is not bounded above: given a real M, choose a natural n with ι(n)>2M; then A2n≥1+ι(n)/2>1+M>M.

step 2.2L6choose
4.1

The condensed series is therefore ∑j≥01, whose terms are constantly 1 and so do not converge to 0; it diverges.

step 3.1L3
5.1

By condensation, ∑k≥11/k diverges. That is the first argument.

step 4.1step 2.1L2
6.1

Since the terms are nonnegative, the series diverges and its partial sums are unbounded above. That is the second argument, and it recovers the conclusion of step 5.1 without using any convergence test.

step 3.2step 1.1L7∎

Remarks

  • Why the two arguments are the same argument. Oresme's blocks are the blocks of the condensation proof, grouped from 2n+1 to 2n+1, and the constant 1/2 in step 1.2 is the constant that makes the condensed terms of step 3.1 equal to 1. The difference is bookkeeping: condensation states the grouping once and for all, for every nonincreasing family, and the block argument performs it for this one family.

  • The divergence is extremely slow, and the bound says how slow. To make the partial sum exceed M the estimate of step 2.2 asks for about 22M terms. That is why the harmonic series is the standard warning against reading convergence off numerical evidence.

  • The bound in step 2.2 is one sided. Nothing here says the partial sums are at most 1+n/2 along powers of 2, and in fact they are not; the matching upper bound is the other half of the condensation estimate, and it is not needed for divergence.

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∑1/k2 converges with sum at most 2, by comparison with the telescoping ∑1/(k(k−1))

Example

The series ∑k≥11/k2 converges (Series, partial sums, convergence and the sum, divergence, and the tail series) and its sum is at most 2.

Convergence is the case p=2 of For rational p>0, ∑1/kp converges iff p>1. What is added here is an elementary route that produces a numerical bound: for k≥2,

1k2  ≤  1k(k−1)  =  1k−1−1k,

so the terms from k=2 on are dominated by a telescoping series of sum 1, and adding the first term 1 gives the bound 2.

The bound is not the exact value. The sum is π2/6, a fact requiring machinery this library develops much later; nothing below asserts or uses it.

Facts & Assumptions

Given: The families cj:=1/ι(j+1)2 and bj:=1/ι(j+1) for j∈N, so that ∑k≥11/k2 is the series of (cj) (Series, partial sums, convergence and the sum, divergence, and the tail series, Integer powers am, Canonical naturals are positive and strictly increasing).

[L1]

The canonical naturals are positive and order preserving, and reciprocation reverses the order on the positives (Canonical naturals are positive and strictly increasing, Inverses of positives are positive, and reciprocation reverses order).

[L2]

∑(bj−bj+1) converges whenever (bj) converges, with sum b0−lim⁡jbj (∑(bk−bk+1) converges iff (bk) converges, with sum b0−lim⁡bk).

[L5]

For a series of nonnegative terms the sum is the supremum of the partial sums, so every partial sum is at most the sum and the sum is at most any upper bound of the partial sums; and finite sums are monotone in their terms (A series of nonnegative terms converges iff its partial sums are bounded, and then the sum is their supremum, Lower bound, bounded below, bounded set, Finite sums and finite products, by recursion, Laws of finite sums and finite products).

[L6]

The series ∑k≥11/kp converges for rational p>1, so in particular at p=2, where k2 is the integer power (For rational p>0, ∑1/kp converges iff p>1, Rational powers ar of a positive base).

Verification

technique · direct
1.1

Every cj and every bj is positive.

givenL1
1.2

For every j∈N: bj−bj+1=1ι(j+1)−1ι(j+2)=1ι(j+1) ι(j+2).

givenL1algebra
1.3

The sequence (bj) converges to 0: given a rational ε>0, choose n≥1 with 1/n<ε; then bj=1/ι(j+1)≤1/n<ε for every j with j+1≥n.

givenL1L3choose
2.1

Since 0<ι(j+1)≤ι(j+2) we have ι(j+1)ι(j+2)≤ι(j+2)2, hence cj+1=1ι(j+2)2≤1ι(j+1)ι(j+2)=bj−bj+1 for every j.

step 1.2L1
2.2

By the telescoping lemma, ∑j(bj−bj+1) converges with sum b0−0=1.

step 1.3L2
3.1

By comparison, ∑jcj+1 converges, its terms being nonnegative and dominated by those of a convergent series.

step 2.1step 2.2step 1.1L4
3.2

Every partial sum of ∑jcj+1 is at most the corresponding partial sum of ∑j(bj−bj+1), which is at most 1; so the sum of ∑jcj+1 is at most 1.

step 2.1step 2.2L5
4.1

The series ∑jcj+1 is the 1-st tail series of ∑jcj, so ∑jcj converges and its sum is c0 plus that tail sum, that is at most 1+1=2.

step 3.1step 3.2L4
5.1

Since ∑jcj is ∑k≥11/k2, that series converges with sum at most 2, in agreement with the case p=2 of the p-series theorem.

step 4.1givenL6∎

Remarks

  • The comparison starts at k=2 and cannot start earlier. At k=1 the dominating expression 1/(k(k−1)) has a zero denominator, which is exactly why the argument is organised around the tail series and the first term is added back separately in step 4.1. That bookkeeping is where an off-by-one error would otherwise turn the bound 2 into the false bound 1.

  • The telescoping comparison is sharper than it looks. The estimate 1/k2≤1/(k(k−1)) loses only a factor 1−1/k, so the bound 2 sits not far above the true sum π2/6. That comparison is orientation only; nothing on this page establishes the exact value, and nothing on this page uses it.

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Geometric sums computed: ∑k≥12−k=1 and ∑k≥0(−1/3)k=3/4

Example

Two geometric sums, computed from For ∣r∣<1, ∑k≥0rk=1/(1−r), and for ∣r∣≥1 the series diverges and stated with the starting index made explicit:

∑k≥12−k  =  1,∑k≥0(−13)k  =  34.

Both series converge, so both symbols denote (Series, partial sums, convergence and the sum, divergence, and the tail series).

The first is the one that is easy to get wrong. The theorem gives ∑k≥02−k=1/(1−1/2)=2, a series whose first term is 20=1. The series above starts at k=1 and therefore omits that term, so its sum is 2−1=1, not 2. A geometric series is not determined by its ratio alone; the starting index has to be said, and here it is.

Facts & Assumptions

Given: The real numbers 1/2 and −1/3, and the integer powers rk (Integer powers am).

[L1]

For ∣r∣<1 the series ∑rk from the starting index 0 converges with sum 1/(1−r) (For ∣r∣<1, ∑k≥0rk=1/(1−r), and for ∣r∣≥1 the series diverges).

[L2]

Absolute value: ∣1/2∣=1/2 and ∣−1/3∣=1/3, both less than 1 (Basic properties of the absolute value).

[L4]

r0=1 for every real r (Integer powers am, Laws of integer exponents).

Verification

technique · direct
1.1

Since ∣1/2∣=1/2<1, the series ∑k≥0(1/2)k converges with sum 1/(1−1/2)=2.

givenL1L2algebra
1.2

Since ∣−1/3∣=1/3<1, the series ∑k≥0(−1/3)k converges with sum 1/(1−(−1/3))=1/(4/3)=3/4, which is the second claim.

givenL1L2algebra
1.3

The series ∑k≥12−k is the 1-st tail series of ∑k≥0(1/2)k, its terms being (1/2)j+1=2−(j+1) for j∈N.

givenL3L4
2.1

The first partial sum of ∑k≥0(1/2)k is s1=(1/2)0=1, so by the splitting identity the tail sum is 2−1=1, which is the first claim.

step 1.1step 1.3L3L4∎

Remarks

  • The two computations use the theorem in different regimes of sign. The first has a positive ratio and a monotone sequence of partial sums; the second has a negative ratio, so its partial sums oscillate around the limit rather than climbing to it. The theorem covers both without a case split, because its hypothesis is on ∣r∣ and its proof runs through sn=(1−rn)/(1−r), which is indifferent to the sign of r.

  • Where the starting index bites. Every application of a geometric comparison on this page and its companion begins by fixing which index the comparison series starts at, precisely because the sum changes by the omitted terms while the fact of convergence does not.

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∑k≥11/(k(k+1))=1

Example

∑k≥11k(k+1)  =  1.

The series converges, so the symbol denotes (Series, partial sums, convergence and the sum, divergence, and the tail series), and its sum is exactly 1. The reason is the partial fraction identity

1k(k+1)  =  1k−1k+1,

which makes the series telescoping with bk=1/k: the partial sums are 1−1/(n+1), and 1/(n+1)→0.

Compare ∑k≥11/k, which diverges (The harmonic series ∑1/k diverges, by condensation and by Oresme block grouping). The single extra factor k+1 in the denominator is what separates the two.

Facts & Assumptions

Given: The sequence bj:=1/ι(j+1) for j∈N, so that bj=1/k at k=j+1; and the family dk:=1/(k(k+1)) for naturals k≥1, so that ∑k≥1dk is the series of j↦dj+1 (Series, partial sums, convergence and the sum, divergence, and the tail series, Finite sums and finite products, by recursion, Canonical naturals are positive and strictly increasing).

[L1]

The canonical naturals ι(j+1) are positive, and reciprocals of positives are positive (Canonical naturals are positive and strictly increasing, Inverses of positives are positive, and reciprocation reverses order).

[L2]

∑(bj−bj+1) converges if and only if (bj) converges, and then its sum is b0−lim⁡jbj (∑(bk−bk+1) converges iff (bk) converges, with sum b0−lim⁡bk).

Verification

technique · direct
1.1

For every j∈N: bj−bj+1=1ι(j+1)−1ι(j+2)=ι(j+2)−ι(j+1)ι(j+1)ι(j+2)=1ι(j+1) ι(j+2).

givenL1algebra
1.2

The sequence (bj) converges to 0: given a rational ε>0, choose n≥1 with 1/n<ε; then for every j with j+1≥n we have 0<bj≤1/n<ε.

givenL1L3choose
2.1

The term of ∑k≥1dk at index j is dj+1=1ι(j+1) ι(j+2), so it equals bj−bj+1; the two series are the same series.

step 1.1given
2.2

By the telescoping lemma, ∑j(bj−bj+1) converges with sum b0−0=1/ι(1)=1.

step 1.2L2L1
3.1

Therefore ∑k≥11/(k(k+1)) converges with sum 1.

step 2.1step 2.2∎

Remarks

  • The value 1 comes from the first term of (bj), not from the first term of the series. The telescoping lemma gives b0−lim⁡jbj, and here b0=1/1=1 while the first term of the series is d1=1/2. Reading the sum off the wrong one of those two numbers is the standard error, and it is why the lemma states the value in terms of b0 explicitly.

  • Every telescoping identity is an identity between finite sums. Nothing about limits enters step 1.1; the only limit in the argument is 1/(n+1)→0, which is the Archimedean property. That is the general shape of every telescoping computation on this page.

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Condensation reduces ∑1/kp to a geometric series with ratio 21−p

Example

Let p∈Q with p>0. Condensation (For a nonincreasing nonnegative sequence, ∑ak converges iff ∑2ka2k converges) applied to the family ak=1/kp, k≥1, produces a geometric series of ratio 2 1−p:

2ja2j  =  2j(2j)−p  =  2 (1−p)j  =  (2 1−p)j(j∈N).

So the whole p-series family collapses onto the single question of when a geometric ratio is below 1, and the threshold p=1 is where 2 1−p=20=1. That is the computation behind For rational p>0, ∑1/kp converges iff p>1, displayed here on its own and instantiated at three exponents:

pratio 2 1−pcondensed seriesverdict
1/221/2diverges, ratio >1∑k≥1k−1/2 diverges
11diverges, terms constantly 1∑k≥11/k diverges
21/2converges, sum 2∑k≥11/k2 converges

Facts & Assumptions

Given: A rational p>0 and the family ak:=ι(k)−p for naturals k≥1 (Rational powers ar of a positive base, Canonical naturals are positive and strictly increasing).

[L1]

Condensation: for a nonnegative nonincreasing family from 1, ∑k≥1xk converges if and only if ∑j≥02jx2j converges (For a nonincreasing nonnegative sequence, ∑ak converges iff ∑2ka2k converges, Nondecreasing, increasing, nonincreasing, decreasing, monotone, and eventually monotone sequences).

[L2]

Rational powers of a positive base: ar+s=aras, (ar)s=ars, a−r=1/ar, ar>0; the integer power agrees with the rational power at an integer exponent, since a1/1=a; and a0=1 (Laws of rational exponents, Rational powers ar of a positive base, Existence and uniqueness of n-th roots: a unique a1/n≥0 with (a1/n)n=a, Integer powers am).

[L3]

Monotonicity of rational powers: for a>1 and rationals r<s, ar<as; and for rational t>0, 0<a<b implies at<bt (Monotonicity of r↦ar and of a↦ar).

[L4]

The geometric series ∑j≥0rj converges exactly when ∣r∣<1, with sum 1/(1−r) (For ∣r∣<1, ∑k≥0rk=1/(1−r), and for ∣r∣≥1 the series diverges).

[L5]

∑k≥11/kp converges if and only if p>1 (For rational p>0, ∑1/kp converges iff p>1); the canonical naturals are positive and order preserving, and reciprocation reverses the order on the positives (Canonical naturals are positive and strictly increasing, Inverses of positives are positive, and reciprocation reverses order).

Verification

technique · direct
1.1

Each ak=ι(k)−p is positive, and aj≥ak whenever 1≤j≤k, since ι(j)p≤ι(k)p for p>0 and reciprocation reverses the order; so condensation applies.

givenL3L5L1
1.2

For every j∈N: 2ja2j=2j(2j)−p=2j⋅2−jp=2 j−jp=2 (1−p)j=(2 1−p)j, reading each integer exponent as a rational one.

L2algebra
2.1

So the condensed series is the geometric series of ratio r:=2 1−p, which is positive; and r<1 exactly when 1−p<0, since 2>1 makes t↦2t strictly increasing and 20=1.

step 1.2L2L3
3.1

At p=2: the ratio is 2−1=1/2, so the condensed series converges with sum 1/(1−1/2)=2, and ∑k≥11/k2 converges.

step 1.2step 2.1L1L4L5
3.2

At p=1: the ratio is 20=1, the condensed terms are constantly 1, so the condensed series diverges and ∑k≥11/k diverges.

step 1.2step 2.1L1L4L5
3.3

At p=1/2: the ratio is 21/2, which exceeds 1 because 2>1 and 1/2>0; so the condensed series diverges and ∑k≥1k−1/2 diverges.

step 1.2step 2.1L1L3L4L5
4.1

The three verdicts agree with the p-series theorem, whose content is exactly step 2.1 together with the geometric threshold.

step 3.1step 3.2step 3.3L5∎

Remarks

  • The sum of the condensed series is not the sum of the original. At p=2 the condensed series sums to 2 while ∑k≥11/k2 sums to π2/6. Condensation preserves the fact of convergence and nothing numerical, which is visible in its proof: the two estimates there differ by a factor 2.

  • Why the exponent has to be rational. The identity in step 1.2 is a chain of rational-exponent laws, and 2 1−p is meaningful here only because 1−p is rational (Rational powers ar of a positive base). The same computation with a real exponent is the standard one, and it waits for the exponential function.

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Abel-Dini applied to ∑1/k: ∑1/(ksk) still diverges while ∑1/(ksk2) converges

Example

Take ak:=1/ι(k+1) for k∈N, so that ∑ak is the harmonic series ∑k≥11/k, which has positive terms and diverges (The harmonic series ∑1/k diverges, by condensation and by Oresme block grouping). Its inclusive partial sums are the harmonic numbers

Sn  =  ∑k=0nak  =  ∑k=1n+11k  =  Hn+1(n∈N),

all of them positive. The Abel-Dini theorem (For a divergent series of positive terms with partial sums sk, the series ∑ak/sk diverges and ∑ak/sk2 converges) then says that

∑nanSn  =  ∑n1(n+1) Hn+1diverges,∑nanSn2  =  ∑n1(n+1) Hn+12converges.

Classically these are written ∑k≥11/(kHk) and ∑k≥11/(kHk2), with Hk=1+1/2+⋯+1/k.

What the pair shows. The harmonic series is a familiar slowly divergent explicit series, and dividing its terms by the running total produces something that diverges more slowly still. Dividing by the square of the running total overshoots into convergence. So exponent 1 gives a divergent member and exponent 2 a convergent one. The absence of a slowest divergent positive series comes from applying Abel-Dini again to the newly produced divergent series, not from a last-exponent claim about this fixed pair.

Facts & Assumptions

Given: The sequence ak:=1/ι(k+1), k∈N, and its inclusive partial sums Sn=∑k=0nak (Series, partial sums, convergence and the sum, divergence, and the tail series, Finite sums and finite products, by recursion, Canonical naturals are positive and strictly increasing).

[L1]

The canonical naturals are positive, so each ak is positive and each Sn is a sum of positive terms (Canonical naturals are positive and strictly increasing, Inverses of positives are positive, and reciprocation reverses order).

[L2]

The harmonic series ∑k≥11/k diverges (The harmonic series ∑1/k diverges, by condensation and by Oresme block grouping), and it is by definition the series of j↦1/ι(j+1) (Series, partial sums, convergence and the sum, divergence, and the tail series).

[L3]

Abel-Dini: for a sequence of positive terms whose series diverges, with Sn the inclusive partial sums, ∑nan/Sn diverges and ∑nan/Sn2 converges (For a divergent series of positive terms with partial sums sk, the series ∑ak/sk diverges and ∑ak/sk2 converges, Integer powers am).

Verification

technique · direct
1.1

Every term ak=1/ι(k+1) is positive.

givenL1
1.2

The series ∑ak is the harmonic series ∑k≥11/k and therefore diverges.

givenL2
1.3

Its inclusive partial sums are Sn=∑k=0n1/ι(k+1)=∑k=1n+11/k=Hn+1, a reindexing of the sum by k↦k+1.

givenL1
2.1

The hypotheses of Abel-Dini are met by (ak): positive terms and a divergent series.

step 1.1step 1.2L3
3.1

Therefore ∑nanSn=∑n1ι(n+1)Hn+1 diverges.

step 2.1step 1.3L3
4.1

And ∑nanSn2=∑n1ι(n+1)Hn+12 converges.

step 2.1step 1.3L3∎

Remarks

  • This is the concrete form of the no-slowest-series obstruction. The general statement is that no divergent series of positive terms is eventually dominated by every other; here it is exhibited for the standard candidate. Anyone proposing the harmonic series as a universal comparison series is answered by the first of the two conclusions.

  • No growth estimate for Hk is used or needed. The classical statement Hk≈log⁡k would make both conclusions look like instances of the p-series with a logarithmic correction, but neither the logarithm nor that estimate is available in this library at this point, and the theorem does not require them: it needs only that the running totals are positive, nondecreasing and unbounded.

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A series with ratio limit exactly 1 that Raabe decides

Example

Take ak:=1/ι(k+1)2 for k∈N, so that ∑ak is ∑k≥11/k2 (Series, partial sums, convergence and the sum, divergence, and the tail series). Then:

This is the smallest honest illustration that Raabe's test decides series the ratio test cannot. The verdict agrees with For rational p>0, ∑1/kp converges iff p>1 at p=2, as it must.

Facts & Assumptions

Given: The sequence ak:=1/ι(k+1)2, k∈N; its ratios qk=ak+1/ak; and its Raabe expression Rk=(k+1)(ak/ak+1−1) (Raabe is Kummer with ζk=k+1: for positive terms, lim inf⁡ (k+1)(ak/ak+1−1)>1 gives convergence and lim sup⁡<1 gives divergence, Integer powers am, Canonical naturals are positive and strictly increasing).

[L1]

The canonical naturals are positive, so every ak is positive; reciprocation on the positives is order reversing; and x2=x⋅x (Canonical naturals are positive and strictly increasing, Inverses of positives are positive, and reciprocation reverses order, Integer powers am, Monotonicity of x↦xn and of n↦an).

[L2]

For every real ε>0 there is a natural n≥1 with 1/n<ε, so 1/ι(k+1)→0 (For every ε>0 in a complete ordered field there is a natural n≥1 with 1/n<ε, Limits and Cauchy sequences of reals).

[L3]

Algebra of limits: sums, products and quotients of convergent sequences converge, the quotient requiring a nonzero limit and nonzero denominators (Algebra of limits: sums, scalar multiples, products and quotients).

[L4]

The ratio test: its convergence half needs lim sup⁡kqk<1 and its divergence half needs lim inf⁡kqk>1 (Ratio test: lim sup⁡∣ak+1/ak∣<1 gives absolute convergence and hence convergence, and lim inf⁡∣ak+1/ak∣>1 gives divergence).

[L7]

∑k≥11/kp converges if and only if p>1 (For rational p>0, ∑1/kp converges iff p>1).

Verification

technique · direct
1.1

Every ak=1/ι(k+1)2 is positive, so the ratios and the Raabe expression are defined.

givenL1
2.1

The ratios are qk=1/ι(k+2)21/ι(k+1)2=ι(k+1)2ι(k+2)2=(1−1ι(k+2))2.

step 1.1L1algebra
2.2

The Raabe expression is Rk=(k+1)(ι(k+2)2ι(k+1)2−1)=ι(k+2)2−ι(k+1)2ι(k+1)=2ι(k)+3ι(k)+1=2+1ι(k+1).

step 1.1L1algebra
3.1

Since 1/ι(k+2)→0, the product rule gives qk→(1−0)2=1.

step 2.1L2L3
3.2

From step 2.2, Rk>2 for every k∈N, the added term 1/ι(k+1) being positive.

step 2.2L1
4.1

The convergence half of the ratio test does not apply: if lim sup⁡kqk<1, then with t real and lim sup⁡kqk<t<1 some tail supremum would be below t, putting qk≤t<1 for all large k and contradicting qk→1.

step 3.1L4L6
4.2

The divergence half does not apply either: if lim inf⁡kqk>1, some tail infimum would exceed 1, putting qk≥c>1 for all large k and again contradicting qk→1.

step 3.1L4L6
4.3

On the other hand 2 is a lower bound of {Rk:k≥0}, so the tail infimum i0≥2 and lim inf⁡kRk≥2>1.

step 3.2L6
5.1

Raabe's test therefore gives convergence of ∑ak, that is of ∑k≥11/k2, in agreement with the case p=2 of the p-series theorem.

step 4.3step 1.1L5L7∎

Remarks

  • The Raabe expression here is exact, not asymptotic. Step 2.2 computes Rk=2+1/(k+1) on the nose, so no limit is needed to apply the test: a single inequality Rk>2 at every index already forces lim inf⁡kRk≥2. That is why this witness is the cleanest available one.

  • Why the ratio test must fail here. The ratios of any p-series tend to 1 whatever p is, so a criterion reading only lim sup⁡ and lim inf⁡ of the ratios cannot separate the convergent p-series from the divergent ones. Raabe reads the rate at which the ratios approach 1, which is exactly the missing information, and that rate is 2/k up to smaller terms when p=2.

CounterexampleConstruction: AI-adaptedVerification: AI-adaptedprecheck passjudge pass (z-ai/glm-5.2)audited 2026-07-27Open item page →

ak=2−k+(−1)k has ratio limsup 2 and liminf 1/8, so the ratio test fails, while the root test gives convergence

Statement refuted

Refuted claim: whenever the root test decides a series, the ratio test decides it too; equivalently, the ratio test is no weaker than the root test.

The claim is refuted by the sequence usually written ak=2−k+(−1)k. Precisely, let (sk) be the alternating sequence of The even and odd index maps and the alternating sequence: strictly increasing e,o with N their disjoint union, and the unique (sk) with s0=1, sσ(k)=−sk, which satisfies ∣sk∣=1, s∘e≡1 and s∘o≡−1, let tk:=2 when sk=1 and tk:=1/2 when sk=−1, and put

ak  :=  2−k tk(k∈N).

Its ratio and root families, in the shifted form used throughout, qk=∣ak+1/ak∣ and ρk=∣ak+1∣1/(k+1), satisfy

lim inf⁡kqk=18,lim sup⁡kqk=2,lim sup⁡kρk=12,

as computed in FALSE: lim sup⁡ak1/k=lim sup⁡ak+1/ak for every positive sequence. So the root test gives convergence of ∑k≥1∣ak∣, while neither half of the ratio test applies: its convergence half needs lim sup⁡kqk<1 and 2 is not below 1, and its divergence half needs lim inf⁡kqk>1 and 1/8 is not above 1.

This is the concrete form of the strict dominance recorded in Whenever the ratio test decides, the root test decides the same way, and the converse fails.

Facts & Assumptions

[L3]

For this sequence, lim inf⁡kqk=1/8, lim sup⁡kqk=2 and the root family converges to 1/2, so lim sup⁡kρk=1/2 (FALSE: lim sup⁡ak1/k=lim sup⁡ak+1/ak for every positive sequence).

[L4]

The root test: lim sup⁡kρk<1 gives convergence of ∑k≥1∣ak∣ (Root test: lim sup⁡∣ak∣1/k<1 gives absolute convergence and hence convergence, >1 gives divergence, and =1 decides nothing).

[L5]

The ratio test: its convergence half needs lim sup⁡kqk<1 and its divergence half needs lim inf⁡kqk>1; those are its only two criteria (Ratio test: lim sup⁡∣ak+1/ak∣<1 gives absolute convergence and hence convergence, and lim inf⁡∣ak+1/ak∣>1 gives divergence).

Counterexample

technique · direct
1.1

Each sk is 1 or −1, so tk is defined and positive, and ak=2−ktk>0; in particular ak≠0, so both the ratio and the root families are defined and ∣ak∣=ak.

givenL1L2
2.1

For this sequence lim sup⁡kqk=2 and lim inf⁡kqk=1/8.

step 1.1L3
2.2

For this sequence lim sup⁡kρk=1/2.

step 1.1L3
3.1

Since 1/2<1, the root test applies and gives convergence of ∑k≥1∣ak∣, hence of ∑k≥1ak, the terms being positive.

step 2.2step 1.1L4L6
3.2

The convergence half of the ratio test does not apply, since lim sup⁡kqk=2 and 2<1 is false.

step 2.1L5
3.3

The divergence half does not apply either, since lim inf⁡kqk=1/8 and 1/8>1 is false.

step 2.1L5
4.1

So the root test decides this series and the ratio test decides nothing about it, refuting the claim.

step 3.1step 3.2step 3.3∎

Remarks

CounterexampleConstruction: AI-adaptedVerification: AI-generatedprecheck passjudge pass (z-ai/glm-5.2)audited 2026-07-27Open item page →

∑k−1/2 diverges and ∑k−2 converges, and both have root limit exactly 1

Statement refuted

Refuted claim: the value lim sup⁡k∣ak+1∣1/(k+1)=1 determines the behaviour of ∑k≥1ak; that is, any two series with root quantity equal to 1 either both converge or both diverge.

The claim is refuted by the two families

ak:=k−1/2,bk:=k−2(k≥1),

rational powers of the canonical naturals (Rational powers ar of a positive base). Both have root quantity exactly 1, while ∑k≥1ak diverges and ∑k≥1bk converges (For rational p>0, ∑1/kp converges iff p>1, at p=1/2 and p=2).

So the third clause of Root test: lim sup⁡∣ak∣1/k<1 gives absolute convergence and hence convergence, >1 gives divergence, and =1 decides nothing is not a gap in the proof: at lim sup⁡=1 nothing whatever follows, and the two witnesses here are on opposite sides.

Facts & Assumptions

Given: The families ak:=ι(k)−1/2 and bk:=ι(k)−2 for naturals k≥1; the sequence uj:=ι(j+1)1/(j+1), j∈N; and the root families αj:=aj+11/(j+1), βj:=bj+11/(j+1) (Rational powers ar of a positive base, Canonical naturals are positive and strictly increasing).

[L1]

1≤n1/n for every natural n≥1, and uj=(j+1)1/(j+1)→1 (n1/n→1).

[L2]

Laws of rational exponents on a positive base: (xr)s=xrs, x−r=1/xr, xr>0, and 1r=1 (Laws of rational exponents, Rational powers ar of a positive base).

[L3]

Monotonicity of rational powers: for rational t>0, 0<x≤y implies xt≤yt; and for x≥1 and rationals r<s, xr≤xs (Monotonicity of r↦ar and of a↦ar).

[L4]

The squeeze theorem, and the product and quotient rules for limits, the quotient requiring a nonzero limit and nonzero denominators (The squeeze theorem, Algebra of limits: sums, scalar multiples, products and quotients, Limits and Cauchy sequences of reals).

[L7]

The canonical naturals are positive with ι(k)≥1 for k≥1; reciprocation reverses the order on the positives; and ∣x∣=x for x≥0 (Canonical naturals are positive and strictly increasing, Inverses of positives are positive, and reciprocation reverses order, Basic properties of the absolute value).

Counterexample

technique · direct
1.1

For k≥1 we have ι(k)≥1>0, so ak and bk are positive and equal to their own absolute values; and uj≥1>0 for every j.

givenL1L2L7
1.2

The root family of (bk) is βj=(ι(j+1)−2)1/(j+1)=(ι(j+1)1/(j+1))−2=1/uj2.

givenL2
1.3

The series ∑k≥1k−1/2 is the p-series at p=1/2, and 1/2>1 is false, so it diverges.

givenL6
1.4

The series ∑k≥1k−2 is the p-series at p=2, and 2>1, so it converges.

givenL6
2.1

Since ι(j+1)≥1 and −1<−1/2<0, we have ι(j+1)−1≤ι(j+1)−1/2≤ι(j+1)0=1.

step 1.1L3L2
2.2

Since uj→1, the product rule gives uj2→1, and the quotient rule then gives βj→1; so lim sup⁡jβj=1.

step 1.2L1L4L5
3.1

The root family of (ak) is αj=(ι(j+1)−1/2)1/(j+1)=ι(j+1)−1/(2(j+1)), and applying the same exponent to the two bounds of step 2.1 gives 1/uj=(ι(j+1)−1)1/(j+1)≤αj≤11/(j+1)=1.

step 2.1L2L3
4.1

Since uj→1 with uj≥1>0, the quotient rule gives 1/uj→1; so αj→1 by the squeeze theorem, and therefore lim sup⁡jαj=1.

step 3.1L1L4L5
5.1

Both families have root quantity exactly 1, yet one series diverges and the other converges; the claim is refuted, and the third clause of the root test is confirmed as unavoidable.

step 4.1step 2.2step 1.3step 1.4∎

Remarks

  • Every p-series has root quantity 1. The computation in step 1.2 generalises verbatim: for rational p>0 the root family of k−p is uj−p, which tends to 1 because uj does. So the root test is silent on the entire p-series family, which is precisely the family the condensation test settles.

  • The root test and the ratio test are silent on the same family. The ratios of k−p also tend to 1, so neither test separates p=1/2 from p=2. What does separate them is Raabe's test, whose expression reads the rate at which the ratios approach 1; the companion example on this page carries the case p=2.

  • Why the two exponents are −1/2 and −2 rather than −1 and −2. Taking the divergent witness with a fractional exponent makes the point that the failure is not about the harmonic series in particular: the root quantity is blind to the exponent altogether, and any pair straddling p=1 would do.

CounterexampleConstruction: AI-adaptedVerification: AI-generatedprecheck passjudge pass (z-ai/glm-5.2)audited 2026-07-27Open item page →

Two series with ak≤bk for all k, ∑bk convergent and ∑ak divergent, when the terms may be negative

Statement refuted

Refuted claim: if ak≤bk for every k∈N and ∑bk converges, then ∑ak converges.

This is If 0≤ak≤bk eventually, convergence of ∑bk gives convergence of ∑ak, and divergence of ∑ak gives divergence of ∑bk with its nonnegativity hypothesis deleted, and deleting it destroys the theorem. Take

ak:=−1k+1,bk:=0(k∈N).

Then ak<0=bk for every k; the series ∑bk converges, with all partial sums equal to 0 and sum 0; and ∑ak diverges, being −1 times the harmonic series (The harmonic series ∑1/k diverges, by condensation and by Oresme block grouping, Convergent series add and scale termwise).

What exactly fails. The proof of the comparison test bounds the partial sums of ∑ak above by those of ∑bk and then reads convergence off boundedness, and that last step is available only for a nonnegative series (A series of nonnegative terms converges iff its partial sums are bounded, and then the sum is their supremum). Here the partial sums of ∑ak are indeed bounded above, by 0; they are unbounded below, and the theorem's conclusion fails for exactly that reason.

Facts & Assumptions

Given: The sequences ak:=−1/ι(k+1) and bk:=0 for k∈N (Series, partial sums, convergence and the sum, divergence, and the tail series, Canonical naturals are positive and strictly increasing).

[L1]

The canonical naturals ι(k+1) are positive, so 1/ι(k+1)>0 and ak<0 (Canonical naturals are positive and strictly increasing, Inverses of positives are positive, and reciprocation reverses order).

[L2]

A finite sum of zeros is zero, being the scalar multiple of any finite sum by 0 (Laws of finite sums and finite products, Finite sums and finite products, by recursion).

[L3]

A constant sequence converges to its value (Limits and Cauchy sequences of reals).

[L4]

The harmonic series ∑k≥11/k diverges, and it is the series of the sequence j↦1/ι(j+1) (The harmonic series ∑1/k diverges, by condensation and by Oresme block grouping, Series, partial sums, convergence and the sum, divergence, and the tail series).

[L5]

For c≠0, ∑c xk converges if and only if ∑xk converges (Convergent series add and scale termwise).

[L6]

For a series of nonnegative terms, convergence is equivalent to boundedness above of the partial sums (A series of nonnegative terms converges iff its partial sums are bounded, and then the sum is their supremum).

[L7]

The refuted claim: ak≤bk for all k and convergence of ∑bk imply convergence of ∑ak.

Counterexample

technique · direct
1.1

For every k∈N, ak=−1/ι(k+1)<0=bk, so in particular ak≤bk.

givenL1
1.2

The partial sums of ∑bk are ∑j<n0=0 for every n, a constant sequence, so ∑bk converges with sum 0.

givenL2L3
1.3

The sequence (ak) is (−1) times the sequence j↦1/ι(j+1), whose series is the harmonic series and diverges; since −1≠0, ∑ak diverges.

givenL4L5
2.1

So the hypotheses of the claim hold for this pair while its conclusion fails, and the claim is false.

step 1.1step 1.2step 1.3L7
3.1

The genuine comparison test is untouched: it requires 0≤ak from some index on, and here ak<0 at every index.

step 1.1L6∎

Remarks

  • The witness is as degenerate as possible on purpose. Taking bk=0 removes every question about the dominating series and isolates the single point at issue: a series bounded above by a convergent one need not converge if it is free to run away downwards. Any negative divergent series would do; this one is the shortest to verify.

  • One-sided boundedness is not convergence. The partial sums here are −∑k=1n1/k, bounded above by 0 and unbounded below. For a nonnegative series that situation cannot arise, which is exactly the content of A series of nonnegative terms converges iff its partial sums are bounded, and then the sum is their supremum and the reason the sign hypothesis appears in every comparison statement on the main page.

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A nonnegative non-monotone sequence for which ∑ak and ∑2ka2k behave differently

Statement refuted

Refuted claim: for every family (ak)k≥1 with ak≥0, ∑k≥1ak converges if and only if ∑j≥02ja2j converges.

This is For a nonincreasing nonnegative sequence, ∑ak converges iff ∑2ka2k converges with its monotonicity hypothesis deleted. Let P:={2j:j∈N} be the set of powers of 2 and define, for naturals k≥1,

ak  :=  {0if k∈P,1if k∉P.

Every term is nonnegative, and the family is not monotone in either direction: a1=0<1=a3 and a3=1>0=a4, since 1=20 and 4=22 belong to P while 3 does not.

The condensed series is ∑j≥02ja2j=∑j≥00, which converges with sum 0. The original series ∑k≥1ak diverges, because ak=1 at arbitrarily large indices, so its terms do not tend to 0 (If a series converges then its terms tend to 0).

Facts & Assumptions

Given: P={2j:j∈N} and the family ak defined above for naturals k≥1 (Series, partial sums, convergence and the sum, divergence, and the tail series, Integer powers am).

[L1]

Powers of 2: 2j≥1, 2j+1=2⋅2j, and j↦2j is strictly increasing, since 2>1 (Integer powers am, Monotonicity of x↦xn and of n↦an, Canonical naturals are positive and strictly increasing).

[L2]

The naturals are discrete: no natural lies strictly between n and n+1 (Discreteness: σ(n) is the immediate successor).

[L3]

The principle of induction (The principle of mathematical induction).

[L4]

A finite sum of zeros is zero, and a constant sequence converges to its value (Laws of finite sums and finite products, Finite sums and finite products, by recursion, Limits and Cauchy sequences of reals).

[L5]

A series whose terms do not converge to 0 diverges (If a series converges then its terms tend to 0, Limits and Cauchy sequences of reals).

[L7]

The refuted claim: nonnegativity alone suffices for the condensation equivalence.

Counterexample

technique · direct
1.1

Every ak is 0 or 1, hence nonnegative, so the family satisfies the hypothesis of the claim.

givenL7
1.2

The family is not monotone: 1=20∈P and 4=22∈P give a1=a4=0, while 3∉P gives a3=1; so a1<a3 rules out nonincreasing and a3>a4 rules out nondecreasing. That 3∉P holds because 21=2<3<4=22 and j↦2j is strictly increasing, so a power of 2 equal to 3 would force a natural strictly between 1 and 2.

givenL1L2
1.3

Every condensed term is 2ja2j=2j⋅0=0, since 2j∈P for every j.

givenL1
1.4

An induction gives 2n>ι(n) for every n∈N: at n=0 this reads 1>0; and if 2n>ι(n) then 2n+1=2n+2n≥2n+1>ι(n)+1=ι(n+1).

L1L3
1.5

For every n≥1 the natural 2n+1 is not in P: it satisfies 2n<2n+1<2n+1, the second inequality because 2n+1=2n+2n≥2n+2; so a power of 2 equal to it would force a natural strictly between n and n+1.

L1L2
2.1

So the condensed series has all partial sums equal to 0 and converges, with sum 0.

step 1.3L4
2.2

Hence for every n≥1 the index k:=2n+1 satisfies k>ι(n)≥n and ak=1, so ak=1 at indices exceeding any prescribed bound.

step 1.4step 1.5given
3.1

Therefore the terms of ∑k≥1ak do not converge to 0: with the rational tolerance 1/2 no index K satisfies ∣ak∣<1/2 for all k≥K. So that series diverges.

step 2.2L5
4.1

The condensed series converges while the original diverges, so the claimed equivalence fails and the claim is false; the genuine condensation theorem is untouched, since its monotonicity hypothesis is violated here.

step 2.1step 3.1step 1.2L6L7∎

Remarks

  • The witness knocks out exactly one estimate. Condensation squeezes the block a2n,…,a2n+1−1 between 2n copies of its last term and 2n copies of its first, and both bounds are consequences of monotonicity. Here the first term of each block is 0 and the rest are 1, so the upper bound 2na2n=0 is wildly wrong, and it is the upper bound that the convergence direction of the theorem uses.

  • The failure is one-directional here, and the other direction can fail too. This witness has a convergent condensed series and a divergent original. The complementary family ak:=1/k for k∈P and ak:=0 otherwise reverses the roles, its original series being a geometric one and its condensed series having every term equal to 1; that variant is not verified here, and only the direction exhibited above is claimed.

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With ak/bk→0, convergence of ∑ak does not give convergence of ∑bk

Statement refuted

Refuted claim: if ak,bk>0 and (ak/bk) converges with lim⁡kak/bk=0, then convergence of ∑ak implies convergence of ∑bk.

Claim 2 of For ak,bk>0 with ak/bk→L: if L∈(0,∞) the two series share their behaviour, while L=0 and L=∞ give one implication each gives the implication in the other direction only: at L=0, convergence of ∑bk gives convergence of ∑ak. The claim above reverses it, and the reversal fails. Take

ak:=1(k+1)2,bk:=1k+1(k∈N).

Both are positive, and ak/bk=1/(k+1)→0. But ∑ak is ∑k≥11/k2, which converges (For rational p>0, ∑1/kp converges iff p>1 at p=2), while ∑bk is the harmonic series, which diverges (The harmonic series ∑1/k diverges, by condensation and by Oresme block grouping).

The asymmetry is not an artefact of the proof. At L=0 the hypothesis says the ak are eventually much smaller than the bk; smallness of the ak can never constrain the bk from above, and the witness shows that it does not.

Facts & Assumptions

Given: The sequences ak:=1/ι(k+1)2 and bk:=1/ι(k+1) for k∈N, and their quotients qk=ak/bk (Series, partial sums, convergence and the sum, divergence, and the tail series, Integer powers am, Canonical naturals are positive and strictly increasing).

[L1]

The canonical naturals ι(k+1) are positive, so ak,bk>0; and reciprocation on the positives is order reversing (Canonical naturals are positive and strictly increasing, Inverses of positives are positive, and reciprocation reverses order).

[L3]

∑k≥11/kp converges if and only if p>1; at p=2 it converges (For rational p>0, ∑1/kp converges iff p>1, Rational powers ar of a positive base).

[L4]

The harmonic series ∑k≥11/k diverges, and it is the series of j↦1/ι(j+1) (The harmonic series ∑1/k diverges, by condensation and by Oresme block grouping, Series, partial sums, convergence and the sum, divergence, and the tail series).

[L5]

Claim 2 of the limit comparison test: with lim⁡kak/bk=0, convergence of ∑bk gives convergence of ∑ak, and that is the only implication it supplies in this regime (For ak,bk>0 with ak/bk→L: if L∈(0,∞) the two series share their behaviour, while L=0 and L=∞ give one implication each).

[L6]

The refuted claim: with lim⁡kak/bk=0, convergence of ∑ak gives convergence of ∑bk.

Counterexample

technique · direct
1.1

Every ak and every bk is positive, so the quotients are defined and the hypotheses of the claim are available for this pair.

givenL1
1.2

The series ∑ak is ∑k≥11/k2, the p-series at p=2, and it converges.

givenL3
1.3

The series ∑bk is the harmonic series, and it diverges.

givenL4
2.1

The quotients are qk=1/ι(k+1)21/ι(k+1)=1ι(k+1), and (qk) converges to 0: given a rational ε>0, choose a natural n≥1 with 1/n<ε, and then 0<qk≤1/n<ε for every k with k+1≥n.

step 1.1L1L2choose
3.1

So lim⁡kqk=0 and ∑ak converges while ∑bk diverges; the claim is refuted.

step 2.1step 1.2step 1.3L6
4.1

Nothing in the limit comparison test is contradicted: its claim 2 asserts the implication in the opposite direction, and here its hypothesis, convergence of ∑bk, is false.

step 3.1L5∎

Remarks

  • The same pair also shows the divergence form is one-directional. Read contrapositively, claim 2 says divergence of ∑ak forces divergence of ∑bk. The witness has ∑bk divergent and ∑ak convergent, so divergence of the larger series says nothing about the smaller one, which is the same asymmetry seen from the other side.

  • The regime L=+∞ fails symmetrically. Exchanging the roles of (ak) and (bk) in the witness gives bk/ak→+∞ with ∑bk divergent and ∑ak convergent, so claim 3 of the test is one-directional for the same reason. That reading is immediate from the computation above, the two sequences being the same two.

Sources