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Finite-cell sums converge on a compact frequency shell

Statement

Assume the Axiom of Countable Choice for the Lebesgue-measure results used below. Use the usual Euclidean metric d(k,ℓ)=∣k−ℓ∣ and inner product on R3. Borel measurability means measurability for the Borel sigma-algebras of domain and codomain, using subspace topologies on subsets and identifying C with R2; transverse means orthogonal to the corresponding nonzero wavevector.

Fix 0<a<b<∞, c,β>0, and a Borel function κ:(0,∞)→C for which h(k)=∣κ(c∣k∣)∣2 is integrable on Aa,b={k∈R3:a≤c∣k∣≤b}. Here d3k is three-dimensional Lebesgue measure, and integration over a Borel subset means integration after multiplication by its indicator. Define Nβ(ω)=(eβω−1)−1 for ω>0, and fix i,j∈{1,2,3}; δij denotes the Kronecker symbol and i the imaginary unit.

For each n, partition this shell, up to a null set, into finitely many Borel cells C of positive volume and diameters at most δn→0. Choose kC∈C, put wC=∫Ch(k) d3k, ωC=c∣kC∣, and Qij(k)=δij−kikj/∣k∣2. For each fixed real t, the finite sum ∑CwCQij(kC)[Nβ(ωC)eiωCt+(Nβ(ωC)+1)e−iωCt] converges to ∫Aa,bh(k)Qij(k)[Nβ(c∣k∣)eic∣k∣t+(Nβ(c∣k∣)+1)e−ic∣k∣t] d3k. Two real orthonormal transverse polarizations at each tag may replace Q by their component sum. Here wC is a squared field-coupling weight; no factor γ has been inserted into it.

Facts & Assumptions

Given: Countable Choice and the shell, Borel function, integrability hypothesis, finite partitions and tags in the Statement, with the usual Euclidean inner product on R3.

[F1]

Dominated convergence applies to measurable complex functions converging almost everywhere under a single integrable nonnegative majorant, on an arbitrary measure space. Dominated convergence

[F2]

Complex integrability means absolute integrability; its integral is defined through real and imaginary parts. Integrable real and complex functions, and their integrals

[F3]

For an integrable complex function, the modulus of its integral is at most the integral of its modulus. The modulus of an integral is bounded by the integral of the modulus

[F4]

Integrable complex functions form a vector space and their integral is complex-linear. The Lebesgue integral is linear on L¹(μ)

[F5]

For nonnegative measurable f, integration over a measurable set E means integrating f1E. For integrable complex f, use the same convention through its real and imaginary parts as in [F2]. Integral over a measurable subset

[F6]

Every nonnegative measurable function has integral zero over a measurable null set. A nonnegative integral over a null set vanishes

[F7]

Gram–Schmidt applied to a finite independent list in a real inner product space yields an orthonormal list with the same successive spans. Gram–Schmidt turns every finite independent list into an orthonormal list with the same successive spans

[F8]

For an orthonormal basis of a finite-dimensional subspace, orthogonal projection is the sum of its basis-vector outer products, and projection onto its orthogonal complement is the identity minus that projection. Orthogonal projection is linear, and an orthonormal basis (eᵢ) of W gives P_Wv=∑ᵢ⟨ v,eᵢ⟩ eᵢ

[F9]

The real exponential is defined by its power series, so e0=1; it is continuous and strictly increasing. The real exponential function and the number e by a power series The exponential function is strictly increasing

[F10]

The complex exponential is entire, hence continuous, and ∣exp⁡(x+iy)∣=ex for real x,y. The complex exponential is entire and its complex derivative is itself exp(x+iy)=eˣ(cos y+i sin y), |exp(x+iy)|=eˣ, and e^iπ+1=0

[F11]

For a measure and a sequence of measurable sets, the measure of their union is at most the sum of their measures; in particular a countable union of measurable null sets is null. Finite and countable subadditivity of measures

[F12]

The Borel sigma-algebra is generated by open sets, and a measurable map pulls back measurable sets to measurable sets. For a subspace Y of X, B(Y)={B∩Y:B∈B(X)}. The Borel sigma-algebra of a topological space A measurable function between measurable spaces The Borel sigma-algebra of a subspace is the trace of the ambient Borel sigma-algebra

[F13]

Countable Choice is assumed. Under it, the Lebesgue set function λ3 is a complete measure on the Lebesgue sigma-algebra and every Borel subset of R3 is Lebesgue measurable. A measurable set is null when its measure is zero, and almost everywhere means outside a measurable null set. The Axiom of Countable Choice (AC_ω) Lebesgue measurable sets, the family L(ℝⁿ), and the restricted set function λₙ Assuming countable choice, L(ℝⁿ) is a sigma-algebra containing every elementary set and λₙ is a complete measure extending elementary volume Assuming countable choice, every Borel subset of ℝⁿ is Lebesgue measurable Measure-null sets and almost-everywhere statements relative to a measure

[F14]

Use the Euclidean inner product and its norm, which is a norm with induced Euclidean metric. The diameter of a nonempty bounded set is the supremum of its pairwise distances. Orthogonality means vanishing inner product; an orthonormal list consists of pairwise orthogonal unit vectors. The Euclidean inner product ⟨ x,y⟩ = ∑_k<n xₖ yₖ on ℝⁿ Cauchy-Schwarz |⟨ x,y⟩| ≤ ‖ x‖₂‖ y‖₂ with its equality case, the triangle inequality for ‖·‖₂, the parallelogram law and polarisation Bounded subset, diameter, distance from a point to a set, and distance between two sets in a metric space Orthogonal vectors and subspaces, orthogonal and orthonormal sets, and orthonormal bases

[F15]

Continuous maps between topological spaces have Borel preimages of Borel sets. Composing measurable maps between matching measurable spaces preserves measurability. Finite sums and products of continuous real functions are continuous, as are their quotients wherever the denominator is nonzero. A continuous map has Borel preimages of Borel sets Composition with a Borel measurable outer map preserves measurability Sums, products, absolute values, finite maxima and minima, and quotients of continuous real-valued maps on a topological space are continuous where defined

[F16]

For each finite dimension m≥1, rational open boxes generate the Borel sigma-algebra of Rm with its usual product topology. For n at least one, open sets, closed sets, compact sets, open balls, boxes, rational open boxes, and rational half-open boxes generate the Borel sigma-algebra on ℝⁿ

Proof

Given: Countable Choice and the shell, Borel function, integrability hypothesis, finite partitions and tags in the Statement, with the usual Euclidean inner product on R3.

[F1] Dominated convergence applies to measurable complex functions converging almost everywhere under a single integrable nonnegative majorant, on an arbitrary measure space. Dominated convergence

[F2] Complex integrability means absolute integrability; its integral is defined through real and imaginary parts. Integrable real and complex functions, and their integrals

[F3] For an integrable complex function, the modulus of its integral is at most the integral of its modulus. The modulus of an integral is bounded by the integral of the modulus

[F4] Integrable complex functions form a vector space and their integral is complex-linear. The Lebesgue integral is linear on L¹(μ)

[F5] For nonnegative measurable f, integration over a measurable set E means integrating f1E. For integrable complex f, use the same convention through its real and imaginary parts as in [F2]. Integral over a measurable subset

[F6] Every nonnegative measurable function has integral zero over a measurable null set. A nonnegative integral over a null set vanishes

[F7] Gram–Schmidt applied to a finite independent list in a real inner product space yields an orthonormal list with the same successive spans. Gram–Schmidt turns every finite independent list into an orthonormal list with the same successive spans

[F8] For an orthonormal basis of a finite-dimensional subspace, orthogonal projection is the sum of its basis-vector outer products, and projection onto its orthogonal complement is the identity minus that projection. Orthogonal projection is linear, and an orthonormal basis (eᵢ) of W gives P_Wv=∑ᵢ⟨ v,eᵢ⟩ eᵢ

[F9] The real exponential is defined by its power series, so e0=1; it is continuous and strictly increasing. The real exponential function and the number e by a power series The exponential function is strictly increasing

[F10] The complex exponential is entire, hence continuous, and ∣exp⁡(x+iy)∣=ex for real x,y. The complex exponential is entire and its complex derivative is itself exp(x+iy)=eˣ(cos y+i sin y), |exp(x+iy)|=eˣ, and e^iπ+1=0

[F11] For a measure and a sequence of measurable sets, the measure of their union is at most the sum of their measures; in particular a countable union of measurable null sets is null. Finite and countable subadditivity of measures

[F12] The Borel sigma-algebra is generated by open sets, and a measurable map pulls back measurable sets to measurable sets. For a subspace Y of X, B(Y)={B∩Y:B∈B(X)}. The Borel sigma-algebra of a topological space A measurable function between measurable spaces The Borel sigma-algebra of a subspace is the trace of the ambient Borel sigma-algebra

[F13] Countable Choice is assumed. Under it, the Lebesgue set function λ3 is a complete measure on the Lebesgue sigma-algebra and every Borel subset of R3 is Lebesgue measurable. A measurable set is null when its measure is zero, and almost everywhere means outside a measurable null set. The Axiom of Countable Choice (AC_ω) Lebesgue measurable sets, the family L(ℝⁿ), and the restricted set function λₙ Assuming countable choice, L(ℝⁿ) is a sigma-algebra containing every elementary set and λₙ is a complete measure extending elementary volume Assuming countable choice, every Borel subset of ℝⁿ is Lebesgue measurable Measure-null sets and almost-everywhere statements relative to a measure

[F14] Use the Euclidean inner product and its norm, which is a norm with induced Euclidean metric. The diameter of a nonempty bounded set is the supremum of its pairwise distances. Orthogonality means vanishing inner product; an orthonormal list consists of pairwise orthogonal unit vectors. The Euclidean inner product ⟨ x,y⟩ = ∑_k<n xₖ yₖ on ℝⁿ Cauchy-Schwarz |⟨ x,y⟩| ≤ ‖ x‖₂‖ y‖₂ with its equality case, the triangle inequality for ‖·‖₂, the parallelogram law and polarisation Bounded subset, diameter, distance from a point to a set, and distance between two sets in a metric space Orthogonal vectors and subspaces, orthogonal and orthonormal sets, and orthonormal bases

[F15] Continuous maps between topological spaces have Borel preimages of Borel sets. Composing measurable maps between matching measurable spaces preserves measurability. Finite sums and products of continuous real functions are continuous, as are their quotients wherever the denominator is nonzero. A continuous map has Borel preimages of Borel sets Composition with a Borel measurable outer map preserves measurability Sums, products, absolute values, finite maxima and minima, and quotients of continuous real-valued maps on a topological space are continuous where defined

[F16] For each finite dimension m≥1, rational open boxes generate the Borel sigma-algebra of Rm with its usual product topology. For n at least one, open sets, closed sets, compact sets, open balls, boxes, rational open boxes, and rational half-open boxes generate the Borel sigma-algebra on ℝⁿ

Given: Countable Choice and the shell, Borel function, integrability hypothesis, finite partitions and tags in the Statement, with the usual Euclidean inner product on R3.

Goal: Prove convergence for all the stated partitions and tags, and the finite polarization replacement with the specified weight.

1.1givenF9F10F14F15algebra

The norm inequality in [F14] gives ∣∣k∣−∣ℓ∣∣≤∣k−ℓ∣, so the norm is continuous; each coordinate is continuous because ∣ki−ℓi∣≤∣k−ℓ∣. Since βω>0, [F9] gives eβω>e0=1. Thus the inline definition makes Nβ positive and continuous on (0,∞), and strict increase of the denominator makes Nβ decreasing. In particular Nβ(c∣k∣)≤Nβ(a) on the shell. Its points have ∣k∣≥a/c>0, so Qij is continuous there. Also ∣Qii∣≤1 and, when i≠j, ∣Qij∣=∣kikj∣/∣k∣2≤1. By [F10] the phase factors are continuous and have modulus one. Consequently Gt(k)=Qij(k)[Nβ(c∣k∣)eic∣k∣t+(Nβ(c∣k∣)+1)e−ic∣k∣t] is continuous on the shell and satisfies ∣Gt(k)∣≤Mβ:=2Nβ(a)+1.

1.2givenF7F8F14constructalgebra

At a fixed tag put u=kC/∣kC∣. Complete u to an independent list of three vectors by successively taking a standard coordinate vector outside the span already obtained; this is possible because the three coordinate vectors span R3. Apply [F7] to this finite list. Its first orthonormal vector is u and its remaining two vectors ε1,ε2 form an orthonormal basis of u⊥. Applying [F8] first to span⁡(u) and then to its complement gives ε1ε1T+ε2ε2T=I−uuT. Thus ∑λ=12ελ,iελ,j=Qij(kC), independently of the transverse basis chosen.

2.1F12F13step 1.1construct

The norm continuity in step 1.1 makes A=Aa,b closed, hence Borel by [F12] and Lebesgue measurable by [F13]. Set A={E∩A:E∈L(R3)} and μ(D)=λ3(D) for D∈A. Since A is Lebesgue measurable, every such D is Lebesgue measurable; the sigma-algebra axioms on A, disjoint countable additivity and the empty-set value are inherited from [F13]. Thus (A,A,μ) is the restricted Lebesgue measure space. By the subspace identity in [F12] and the Borel inclusion in [F13], B(A)⊆A, so every Borel function on the shell is measurable on this measure space. Countable Choice is used here to apply the measure and Borel-inclusion results in [F13].

2.2givenF12F15F16step 1.1algebra

If f1,…,fm are measurable finite real functions on a measurable space, the tuple (f1,…,fm) is Borel measurable: preimages of rational open boxes are finite intersections of measurable coordinate preimages, and the family of sets with measurable preimage is a sigma-algebra, so [F16] and [F12] apply. Continuous real and imaginary coordinate projections give the same assertion for tuples of complex functions after identification with real coordinates. By [F15], composing such tuples with the ordinary continuous finite sums, products, or squared-modulus map preserves measurability. In particular, the continuous map k↦c∣k∣ from the shell into (0,∞) is Borel measurable; composition with the given Borel κ and with z↦∣z∣2 makes h Borel measurable. The continuous Gt in step 1.1 is Borel measurable as well.

3.1givenF11F12F14F15step 1.1step 2.1construct

Such partitions exist: intersect the bounded Borel shell with disjoint half-open grid cubes of side 1/(n+1), each of diameter at most 3/(n+1), retaining the finitely many positive-volume intersections and omitting the zero-volume ones. For any partitions and tags in the Statement, let En be the omitted Borel null part and define the Borel simple function ϕn(k)=∑C1C(k)Gt(kC) on the shell, equal to zero on En. The grid cubes are Borel since their coordinate intervals are Borel and coordinate maps are continuous. The positive-volume cells are nonempty and bounded, so their diameters in [F14] are defined. For any open subset of C, its preimage under ϕn is the union of the cells whose constant values lie in that open set, together with En if the open set contains zero; this proves the asserted Borel measurability by [F12]. By [F11], the measurable set E=⋃nEn has measure at most ∑n0=0. For every k∉E, its cell tag satisfies ∣kC−k∣≤δn→0, so continuity in step 1.1 gives ϕn(k)→Gt(k). Everywhere ∣ϕn∣≤Mβ. No tags on omitted null cells are needed.

4.1givenF1F2F4F5step 2.1step 2.2step 3.1

By step 2.2 and the measurability of ϕn in step 3.1, the functions hϕn and hGt are Borel measurable and ∣hϕn∣≤Mβh, where the nonnegative majorant is integrable by the hypothesis and [F4]. Step 3.1 gives almost-everywhere convergence to hGt. On the shell with its restricted Lebesgue measure from step 2.1, [F1] therefore gives ∫Aa,bhϕn d3k→∫Aa,bhGt d3k, with all these complex integrals well-defined. Each cell weight is finite and nonnegative: h1C is measurable and bounded in modulus by h, so the same integrability conclusion of [F1], applied to the constant sequence h1C, applies.

5.1F2F3F4F5F6step 4.1algebra

By [F5] and finite linearity [F4], ∫Aa,bhϕn d3k=∑CGt(kC)∫Ch d3k=∑CwCGt(kC). The omitted cells have no integral contribution: [F6] gives zero integral over En for the nonnegative majorant Mβh, for h, and for ∣hGt∣; then [F3] gives ∫EnhGt d3k=0. Combining this identity with step 4.1 proves the stated convergence.

6.1givenstep 4.1step 5.1step 1.2algebra∎

Since wC≥0, multiplying each polarization's coefficient by wC makes its quadratic contribution wCελ,iελ,j. Step 1.2 sums these to wCQij(kC), exactly the weight used in step 5.1. Only finitely many basis choices are required for each partition; no measurable transverse frame over the continuum is assumed. The weight is the specified integral of ∣κ(c∣k∣)∣2, with no factor γ inserted.

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