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Staticity, axisymmetry and black-hole regularity hypotheses

Definition

Let (M,g,N) be a time-oriented smooth Lorentzian four-manifold, T a specified Killing field and Sext a specified asymptotically flat spacelike end. Here stationary relative to the selected end means that there is a specified sufficiently large end-chart radius R1 such that T is future timelike on the tail r≥R1. Restrict to that tail in the stationary-flow exterior construction and denote the selected restricted end again by Sext. The decay convention is that of the supplied asymptotically flat spacelike-end interface: for some α>0 and integer m≥2, γij−δij=Om(r−α) and kij=Om−1(r−1−α). Completeness of T means its flow is defined for every real time at every point of M, not only in the exterior. For complete T, form Mext, D=IM+(Mext)∩IM−(Mext) and E+=∂MD∩IM+(Mext) by the supplied stationary-flow exterior interface. All these sets use the specified tail and the ambient chronology of M.

The triple (M,g,T) is I+-regular in the Chruściel–Costa sense, relative to this end, when T is complete, D is globally hyperbolic, and there exists in D a spacelike connected acausal hypersurface S⊃Sext whose closure S‾ M is a topological manifold with boundary consisting of a compact set and finitely many asymptotic ends. Its boundary B:=S‾ M∖S is a topological manifold, satisfies B⊂E+, and meets every generator of E+ precisely once. Use the supplied closure and boundary conventions, generator and cross-section conventions, and finite-end acausal-section data. Global hyperbolicity is computed for the Lorentzian domain D, with its own causal curves; acausality of S is relative to the ambient M. No smoothness of the completed boundary or Killing generator for the event horizon is included in this definition.

On an open region where T is timelike, staticity means hypersurface orthogonality: locally the hyperplanes T⊥={v:g(T,v)=0} are tangent to spacelike hypersurfaces. Equivalently the Frobenius condition is T♭∧dT♭=0, where T♭=g(T,⋅), d is the invariant exterior derivative, whose smooth-form well-definedness is supplied by the declared multilinearity lemma, and ∧ is the wedge product. The equivalence is the cited external staticity criterion, not a global splitting theorem. The ergoregion is {p:gp(T,T)>0}; points where g(T,T)=0 do not belong to it.

The stationary axisymmetric comparison data additionally specify a jointly smooth left action a:S1×M→M of the standard circle Lie group S1=R/(2πZ), written ψs(p)=a([s],p), by isometries. Thus ψ0=id⁡M, ψs+t=ψs∘ψt and ψs+2π=ψs; effectiveness means that ψs=id⁡M implies s∈2πZ. Its generator is Zp=dds∣s=0ψs(p). Require Z to commute with T: explicitly, the flow of T and ψs commute wherever both compositions are defined. The axis is the fixed-point set A={p:ψs(p)=p for all s}, required here to be a nonempty smooth two-dimensional submanifold. To specify a regular axis, require that g extend smoothly and nondegenerately across A, that its normal two-plane (TpA)⊥g be spacelike at every p∈A, and that the differential Dpψs on that plane be the ordinary rotation through angle s up to choice of orientation. This last normalization is weight one; it excludes a multiple rotation or a conical quotient at the axis. These axis conditions are explicit additional data, not a consequence of I+-regularity.

Analyticity means a compatible real-analytic atlas in which the metric components are locally convergent real power series. Horizon connectedness means connectedness of the specified horizon subset (for example E+). For the following surface-gravity convention use the nonzero-generator portion of the supplied Killing-horizon interface: H⊂M is a smooth embedded null hypersurface and K is a specified smooth Killing field on a neighborhood of H, nonzero on H, tangent and normal to it, so Kp∈TpH and gp(Kp,X)=0 for every X∈TpH. Here null means that the metric restricted to TpH has a nonzero radical at every point. On this smooth Killing-horizon portion, surface gravity κ is the unique smooth function satisfying d(g(K,K))p=−2κ(p)Kp♭ for p∈H. This is an equality of ambient covectors in Tp∗M, not of their pullbacks to TpH. It is degenerate if κ vanishes identically and nondegenerate if κ is nowhere zero on the component under consideration; if constancy is assumed or separately supplied this is just κ=0 versus κ≠0. No sign, constancy or normalization-independent numerical value is asserted here. Analyticity, connectedness, and this Killing-horizon nondegeneracy are separate hypotheses; none follows by definition from I+-regularity. The mean-nondegeneracy used in Chruściel–Costa Theorem 1.3 is not silently identified with an arbitrary event-horizon surface gravity.

Definition references

Facts & Assumptions

[F1]

End geometry, complete-flow exterior, completion boundary, generator images and finite-end sections have the five explicit interfaces. The exterior interface requires future timelikeness on the chosen sufficiently distant tail. Only the generator-image and once-only intersection conventions are used here; no causal-boundary ray-existence theorem is invoked. Asymptotically flat spacelike end and derivative decay Complete stationary flow and its exterior region Ambient closure and intrinsic boundary of a hypersurface Null generators and once-only cross-sections Acausal hypersurface with compact core and finitely many ends

[F3]

Metric duality and differential-form operations are the supplied constructions. The invariant exterior-derivative formula defines a smooth form by its multilinearity lemma. The inverse metric, musical isomorphisms and index raising The exterior derivative by the invariant vector-field formula The invariant exterior-derivative formula is C^∞-multilinear The wedge product of differential forms

[F4]

The exact regularity definition, generator terminology, surface-gravity sign convention and local staticity criterion are the independent external inputs specified below. The action, its commutation with the stationary flow and the weight-one axis conditions are imposed data.

[F5]

A smooth left action is jointly smooth and obeys the identity and composition laws, and its individual action maps are diffeomorphisms. Smooth left actions of Lie groups

[F6]

Definition (b) and Proof 2.1 of the mathematical horizon interface give the unique smooth surface-gravity scalar on the nonzero tangent-and-normal Killing-generator part, with the equality interpreted as ambient covectors. Only this portion is used; its area, escape, extension and bifurcation clauses are not invoked. Causal solutions, Killing horizons, escape and metric extensions

Justification

Given: The objects and specified data in the Definition.

Goal: Verify that the displayed conditions define unambiguous objects and predicates on these data.

1.1 The supplied cutoff and future timelikeness satisfy the exterior interface's end hypothesis. For complete T its flow-saturated region and ambient causal exterior are therefore defined. The five interfaces specify the end decay, topological completion and once-only generator intersections; conjoining those predicates with global hyperbolicity of D gives the stated I+-regularity condition. The compact-core condition retains its asymptotic ends, and the boundary condition uses E+ with its required IM+(Mext) factor. This uses no generator-existence or horizon-smoothness assertion. [F1, F2, F4]

1.2 Metric duality gives the smooth one-form T♭. The multilinearity lemma gives a smooth two-form dT♭, to which the wedge-product construction applies, yielding the well-defined three-form T♭∧dT♭. On the timelike region the covector is nonzero, so the cited staticity criterion applies to its orthogonal hyperplanes. The scalar g(T,T) also determines the ergoregion by the strict inequality in the definition. [F2, F3, F4]

1.3 The jointly smooth circle action determines a smooth generator, fixed points and differentials at those points. Differentiating ψs+h=ψh∘ψs in h at zero shows that ψs is the flow of its generator Z; differentiating ψs∗g=g at zero then gives LZg=0. At p∈A its differential is the identity on TpA because ψs fixes A pointwise, and preserves (TpA)⊥g because ψs is an isometry. Thus the stated weight-one test is a predicate on its normal representation. The regular-axis and commutation conditions are specified data; no existence of an axial action is inferred. [F2, F5, given]

2.1 On the specified Killing-horizon portion the hypotheses of [F6] hold: the embedded hypersurface is null and its Killing field is nonzero, tangent and normal. That supplier therefore gives existence, uniqueness and smoothness of κ in the ambient-covector equation, not just uniqueness conditional on existence. Analytic charts, connectedness and vanishing or nonvanishing of that scalar test the separate predicates in the Definition. These verifications establish no rigidity or uniqueness theorem, zeroth law or existence of a horizon-generating Killing field. [F2, F3, F4, F6, step 1.2, step 1.3] ∎

External input

Chruściel–Costa Definition 1.1, (1.1), together with §§2.1–2.2, supplies the independent regularity, end-decay and exterior-definition inputs. Their §4.1 supplies generator and cross-section terminology, and §2.3, (2.11), fixes the surface-gravity sign convention. Chruściel–Costa–Heusler §3.1 supplies the local staticity equivalence; §3.2 supplies axial-field terminology, not a derivation of the specified effective action, commutation or regular-axis conditions. The declared mathematical action and horizon suppliers furnish the missing formulation and well-definedness interfaces. These are definition/criterion inputs with the hypotheses and reading limits recorded in the three source records; no uniqueness, generator-existence, horizon-smoothness or zeroth-law theorem is imported here as a locally established result.

Depends on

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External dependencies

P. T. Chruściel and J. L. Costa, On uniqueness of stationary vacuum black holes · Definition 1.1 and (1.1), PDF p. 2; §2.1, (2.1)–(2.2), PDF pp. 5–6; §2.2, (2.9)–(2.10), PDF p. 7

An asymptotically flat spacelike end has induced metric and extrinsic curvature decay gamma_ij-delta_ij=O_k(r^-alpha), K_ij=O_(k-1)(r^(-1-alpha)), alpha>0, integer k>1. I-plus-regularity requires a complete stationary Killing field, a globally hyperbolic domain of outer communications, and a spacelike connected acausal hypersurface containing the selected end whose closure is a topological manifold with boundary, a compact set plus finitely many asymptotic ends; the boundary is a topological manifold, lies in E-plus=boundary(DOC) intersect I-plus(M_ext), and meets each generator of E-plus precisely once. M_ext is the flow saturation of the selected end.

Hypotheses: Time-oriented smooth spacetime with the specified asymptotically flat spacelike end; the specified Killing field is timelike at large radius and complete when the exterior is formed. Fix its future direction and truncate the chosen end as in the supplied exterior interface. This item specializes to dimension four. No vacuum equation, analyticity, connected horizon, nondegeneracy or bifurcation surface is assumed by the regularity predicate. The stronger uniform asymptotic bound discussed in §2.2 footnote 4 is not deduced from timelikeness here, and no horizon-ray existence assertion is imported by this item.

Reading limits: Read the retained 59-page arXiv PDF as extracted text at Definition 1.1 on PDF p. 2 and §§2.1–2.2 on PDF pp. 5–7, including footnote 4; checked the same passages using the web PDF text. No visual inspection in this adjudication, uniqueness proof, asymptotic improvement proof, or derivation of uniform timelikeness was performed. Future orientation is fixed by the specified time orientation and the exterior interface; only end timelikeness and the displayed definition and set constructions are used here.

P. T. Chruściel and J. L. Costa, On uniqueness of stationary vacuum black holes · §4.1, opening paragraphs, PDF p. 13; §2.3, (2.11), PDF p. 8

The opening of §4.1 calls the horizon-contained null geodesics generators and a section meeting all generators precisely once a cross-section; analogous terminology applies to the specified future exterior-boundary portion. Section 2.3 defines a Killing horizon as a null hypersurface invariant under the Killing flow and coinciding with a connected component of the nonzero null locus of that field; equation (2.11) fixes d(g(K,K))=-2 kappa K-flat there. This item uses the compatible nonzero tangent-and-normal horizon portion interface, whose local existence and smoothness argument for kappa is supplied by the declared mathematical library item, not by a claimed reconstruction of the cited paper.

Hypotheses: Generator terminology is applied to the specified event or null achronal horizon, with maximal continuation inside that horizon. Surface gravity is used on a smooth embedded null horizon portion on which the specified Killing generator is nonzero, tangent and normal. No vacuum equation or constancy of surface gravity is needed for this definition; no claim identifies an arbitrary event horizon with a Killing horizon.

Reading limits: Read the retained PDF extracted text at the opening of §4.1 on PDF p. 13 and all of the defining paragraphs through (2.11) in §2.3 on PDF p. 8; checked those passages using the web PDF text. No visual inspection in this adjudication or reconstruction of causal generator existence, horizon smoothness, rigidity or a zeroth law. The separate mathematical horizon supplier was read at Definition (b) and Proof steps 1.2 and 2.1.

P. T. Chruściel, J. L. Costa and M. Heusler, Stationary Black Holes: Uniqueness and Beyond · §3.1, opening paragraph, PDF p. 12; §3.2 opening paragraphs, PDF p. 13; §2.5 surface-gravity discussion, PDF pp. 8–9

Section 3.1 identifies staticity with integrability of the hyperplanes orthogonal to the stationary field and with the vanishing of its metric-dual one-form wedged with its exterior derivative. The opening of §3.2 discusses a second Killing field with periodic orbits and a two-dimensional axis. The jointly smooth effective circle action, commutation requirement and weight-one regular-axis conditions in this item are explicitly specified mathematical data; those extra predicates are not inferred from that review paragraph.

Hypotheses: The staticity equivalence is applied only to the nonzero metric-dual one-form on the region where the stationary field is timelike. Axisymmetry terminology is used in dimension four, with the specified action and its extra regular-axis conditions imposed as data; no field equation or automatic axis-regularity assertion is imported.

Reading limits: Read the retained 69-page PDF extracted text at §3.1 on PDF p. 12, the opening of §3.2 on PDF p. 13, and §2.5.3 on PDF pp. 8–9; checked the staticity and axisymmetry paragraphs using the web PDF text. No visual inspection in this adjudication or local proof of the Frobenius criterion, uniqueness theorem, zeroth law or automatic regular-axis result. The smooth action definition is independently supplied by the declared mathematical library item.

Sources