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Nonlinear Tikhonov existence and stability — Examples and Counterexamples
1 · Prerequisites
- Approximation and Compactness in C(K)
- Banach Alaoglu Goldstine and Krein Milman
- Banach Valued Integration and the Radon Nikodym Property
- Banach-Space Differential Calculus and Banach Manifolds
- Binary Operations, Monoids, Groups and Subgroups
- Bounded Linear Operators and Quotient Spaces
- Compact Operators and Riesz Schauder Theory
- Compactness
- Compactness in Metric Spaces
- Complete Metrizability, Čech-Completeness, and Baire Category
- Completeness, Completion, and Uniform Continuity
- Complex Norms and Realification
- Complex Subspace Realification
- Complexification, Realification and Real Structures
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Convergence: Nets and Filters
- Convex and Semicontinuous Functions on Rⁿ
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Countability Axioms and Cardinal Functions
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Dual Spaces Adjoint Operators and Annihilators
- Dual Spaces, Bilinear and Quadratic Forms, and Sylvester's Law of Inertia
- Filters and Ultrafilters
- Finite Counting, Factorials and Binomial Coefficients
- Foundations of the Real Numbers for Analysis
- Hausdorff via the Diagonal
- Hilbert Space Geometry and Riesz Representation
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Inner Product Spaces, Gram-Schmidt, Projections and Adjoints
- Inverse maps, identifiability, and stability
- limsup, liminf, and Subsequential Limits
- Linear Independence, Bases and Dimension
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Matrices, the Matrix of a Linear Map, and Change of Basis
- Measures and Their Basic Properties
- Metric Spaces
- Monadicity and Beck's Theorem
- Monotone Sequences, Bolzano-Weierstrass, and Cauchy Completeness
- Nonlinear maps and tangential cone control
- Nonlinear Tikhonov existence and stability
- Normal Subgroups and Quotient Groups
- Normed and Banach Spaces
- Norming and Separation under Hahn–Banach
- Order, Zorn's Lemma, and the Axiom of Choice
- Polynomial Rings, the Division Algorithm and Roots
- Reflexivity and Eberlein Smulian
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Rⁿ as a Normed Space; Vector-Valued Functions
- Roots, Rational Powers, and Classical Inequalities
- Separation Axioms: the Hierarchy
- Sequences and Limits
- Series: Convergence and the Nonnegative Tests
- Sigma Algebras and Borel Sets
- Simple Field Extensions and the Construction of the Complex Numbers
- Subspaces, Products, and Quotients
- Suprema and Infima
- The Analytic Hahn Banach Theorem
- The Baire Principles of Functional Analysis
- The Complex Exponential and Euler's Formula
- The Direct Method and Euler--Lagrange Equations
- The Lebesgue Integral and the Convergence Theorems
- The Total Derivative in ℝᵐ → ℝⁿ
- The ZFC Axioms and the Basic Set Constructions
- Topological Spaces and Continuity
- Vector Spaces, Linear Subspaces, Span and Direct Sums
- Weak and Weak Star Topologies
2 · Logical flowchart
3 · Definitions, theorems and proofs
None yet.
4 · Examples, counterexamples and false statements
A nonlinear Tikhonov functional can have two global minimizers
Example
Let with the usual inner product, let , and define by . Take , , and . The domain is weakly closed and, whenever converges weakly to and converges weakly to , one has ; weak convergence means convergence under every bounded real-linear functional. The Tikhonov functional is
It has exactly two distinct global minimizers, and .
Example references
Facts & Assumptions
Given: with the standard real inner product and norm, , , , , and .
The standard real inner product induces the usual norm, and is complete for it; hence it is a real Hilbert space (Real and complex inner-product spaces and their induced length, The reals are complete, Hilbert space).
Weak convergence is convergence under every bounded real-linear functional; in particular the identity functional shows that weak convergence in implies ordinary convergence (Weak convergence of nets and sequences).
A weakly closed forward map has weakly closed domain and sequentially weak-to-weak closed graph (Weakly closed nonlinear forward maps on Hilbert spaces).
The nonlinear Tikhonov functional is (The nonlinear Tikhonov functional).
A nonlinear forward map is a map from a nonempty norm-open subset of a real Hilbert space to a real Hilbert space; no linearity is assumed (Nonlinear forward maps between Hilbert spaces).
Verification
The domain is open and weakly closed. The map is nonlinear because . If , [F2] gives , hence ; if also , applying [F2] to the output gives , so uniqueness of real limits gives . Thus the graph has the required sequential weak-to-weak closure, and [F1, F5] identify this as an open-domain nonlinear forward map between real Hilbert spaces.
By [F4] and the given parameters, . Set . Then .
Completing the square gives . This is at least , with equality exactly when , equivalently or . These two distinct points are therefore exactly the global minimizers.
A Bochner-integral forward map with weakly closed graph
Example
Assume the ultrafilter lemma, dependent choice, and HB. Give its full sigma-algebra and probability measure . For each , let be the simple function , , and define . With and the usual real Hilbert structure, is weakly closed and is nonlinear; if and , then , where weak convergence in means convergence under every bounded real-linear functional. For every , , its Tikhonov functional
has a global minimizer on .
Example references
Facts & Assumptions
Given: The ultrafilter lemma, DC, and HB; the finite set with ; the maps , ; and with the usual real Hilbert structure.
The ultrafilter lemma extends every filter to an ultrafilter (The ultrafilter extension principle (UL/BPI)).
DC supplies an infinite sequence following an everywhere-extendible relation (The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain).
HB is the real dominated-extension principle (The real dominated-extension principle as an additional hypothesis over ZF).
A measure is zero on the empty set and countably additive on disjoint measurable sets (Measures on sigma-algebras); a measure space consists of a set, sigma-algebra, and measure (Measure spaces).
A measurable simple Banach-valued function with finite-measure nonzero level sets is integrable and has integral (Banach-valued simple function and integral).
An integrable simple Banach-valued function is Bochner integrable, with its Bochner integral equal to the simple integral (Bochner-integrable function, The Banach-valued simple integral is well defined).
The real numbers with their standard inner product form a real Hilbert space (Real and complex inner-product spaces and their induced length, The reals are complete, Hilbert space).
Weak convergence in a normed space is convergence under every bounded real-linear functional (Weak convergence of nets and sequences).
The open-domain nonlinear forward-map interface permits any map on a nonempty norm-open set, without assuming linearity (Nonlinear forward maps between Hilbert spaces).
Under the assumptions of [A1]–[A3], a real-Hilbert weakly closed forward map on a nonempty weakly closed domain has a global minimizer for every positive parameter and datum (Existence of a global nonlinear Tikhonov minimizer).
The Tikhonov functional is on the domain (The nonlinear Tikhonov functional).
DC implies countable choice, the principle that every countable family of nonempty sets admits a choice function (Dependent choice implies countable choice, The Axiom of Countable Choice ()).
A weakly closed forward map has a weakly closed domain and sequentially weak-to-weak closed graph (Weakly closed nonlinear forward maps on Hilbert spaces).
Verification
The assignment is a measure: it is zero on , and any disjoint sequence of subsets of the two-point set has at most two nonempty members, so cardinalities, hence measures, add over the union. For , the two singleton level sets of have distinct nonzero coefficients and measure each. For , use the empty representation of the zero function; for , use . In all cases [F2] gives an integrable simple function with integral , and the constant approximating sequence in [F3] gives the same Bochner integral. Since , , and , it fails additivity and is nonlinear.
The domain is the entire weak topology space and is therefore weakly closed. If , [F5] applied to the identity functional gives in the usual real topology. The factorization shows , because convergence of makes the second factor bounded. If also , [F5] gives ; uniqueness of real limits yields . Thus the graph is sequentially weak-to-weak closed.
The domain is norm-open and nonempty, so [F6] confirms that this is also a forward map in the batch-25 open-domain convention. The graph and domain conditions just verified satisfy [F10]; with the real-Hilbert structure [F4] and axioms [A1]–[A3], they meet the hypotheses of [F7]. The DC-to-countable-choice consequence [F9] is the selection strength used in that theorem's proof. By [F8] this is the stated functional, so for every , it attains a global minimum.