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The highest weight and negative half integral crystal triples are balanced

Statement

For every symmetrizable datum in the explicitly chosen label-weight category, the triples (UA−,L(∞),ψ(L(∞))) and (VA(λ),L(λ),ψ(L(λ))) of Balanced triples over the two charts of P1 and the globalization map are integrally balanced componentwise, and:

(i) their balanced Z-intersections map isomorphically to ZB(∞) and ZB(λ) respectively, and after rational extension these maps identify with the full Q crystal spaces;

(ii) the inverse lifts G∞(b),Gλ(b) are bar invariant and form actual A=Z[q,q−1] bases of the divided-power modules UA− and VA(λ), with finite free root and label components whose ranks equal their field dimensions (the half ranks are the classical PBW ranks);

(iii) for every i∈I and n≥1, I(i,n)A=⨁b∈B(∞)∩f~inB(∞)AG∞(b),J(i,n)A=⨁b∈B(λ)∩f~inB(λ)AGλ(b), and in particular the module image ideal equals VA(λ)∩FinV(λ); this saturation follows from the adapted global basis and is not an initial hypothesis;

(iv) under πλ, G∞(b) maps to 0 exactly when its crystal image is 0 and otherwise to Gλ(πλ(b));

(v) if e~ib=0 and n≥1, then G∞(f~inb)−Fi(n)G∞(b)∈I(i,n+1)A. This is the exact normalized top-string transition modulo the higher string ideal, not merely a modulo-q congruence.

All assertions are integral, general symmetrizable, and proved without an integral-freeness premise.

Facts & Assumptions

Given: A symmetrizable Cartan datum in the explicitly chosen label-weight category with A=Z[q,q−1], the local rings A0,A∞ of The local ring A0 of rational functions regular at q=0, the divided-power integral forms UA−⊆Uq− and VA(λ)=UA−vλ of The Lusztig divided-power integral form UA and The integral residue lattices LA(∞) and LA(λ), the Kashiwara lattices L(∞),L(λ), their residue sets B(∞),B(λ) and the bar lattices ψ(L) of The Kashiwara lattices L(λ) and L(∞) and their generating sets and The bar lattice and the divided-power integral lattice of a based module, the string ideals I(i,n)A,J(i,n)A and the projection πλ of Integrality of the string decomposition and the divided-power string ideals, and the height induction on root degree.

[F1]

String-ideal induction (The string-ideal triples are balanced: the induction step (Kashiwara 7.4.1 / JKK 10.4)): given integral balancedness with global lifts in every degree of height <r for the half and for all highest modules, together with based-quotient compatibility and the negative-half string-ideal membership of lower lifts, every I(i,n)A and J(i,n)A is integrally balanced in degree α of height r with an adapted free basis: its balanced Z-intersection maps isomorphically onto Z(B(∞)∩f~inB(∞)), respectively Z(B(λ)∩f~inB(λ)), its Laurent extension is free over A, and its adapted lifts lie in both charts.

[F2]

Chart algebra (The balanced-triple linear algebra over P1): with M an A-submodule spanning V, L0,L∞ full lattices and E=M∩L0∩L∞, clause (1) gives that an isomorphism E→(M∩L0)/(M∩qL0) forces M∩L0≅Z[q]⊗E, M∩L∞≅Z[q−1]⊗E, M≅A⊗E and A0⊗E≅L0, A∞⊗E≅L∞; clause (2) gives that a finite free Z-module F⊆M∩L0∩L∞ generating M over A and injecting into both rational residues satisfies F≅E; clause (3) is the relative version modulo an A-submodule N⊆M with N≅A⊗(N∩L0∩L∞), including exactness of the residue sequence and freeness conclusions.

[F3]

String-ideal structure (Integrality of the string decomposition and the divided-power string ideals): the integral projector Pi shows that u=∑lFi(l)ul∈UA− with ei′-primitive ul has all ul∈UA−; I(i,n)A=UA−∩FinUq−=⨁l≥nFi(l)(ker⁡ei′∩UA−)=∑l≥nFi(l)UA− and J(i,n)A=πλ(I(i,n)A)=∑l≥nFi(l)VA(λ); the integral residue of I(i,n)A∩L(∞) is ⨁bZb over B(∞)∩f~inB(∞), and on every integrable module lattice the boundary identity (MA)μ=∑k≥nFi(k)(MA)μ+kαi holds whenever ⟨hi,μ⟩=−n≤−1.

[F4]

Reversal (Reversal preserves the negative-half integral and crystal lattices): the anti-involution ⋆ of Uq− fixes each Fi, reverses words, preserves UA−, commutes with ψ, preserves the form B(P⋆,Q⋆)=B(P,Q), and preserves L(∞), the integral residue lattice and the bar lattice, permuting B(∞)∪(−B(∞)) on the residue; it maps the one-sided piece Uq−Fk onto FkUq− in every degree and carries I(k,n)A=UA−∩FknUq− onto UA−∩Uq−Fkn.

[F5]

Rational crystals and projection (The grand loop: existence of the highest weight crystal bases, The crystal basis B(∞) of the negative half, Projection from L(∞) to L(λ) and its compatibility with the Kashiwara operators, The Kashiwara lattices L(λ) and L(∞) and their generating sets): B(∞) and B(λ) are Q-bases of the rational residues; every L(∞)−ν is free over A0 of rank #B(∞)−ν=dim⁡Q(q)Uq−[−ν]; the partial-inverse clauses hold, so for every b∈B(∞)−α with α≠0 there are i∈I and b′∈B(∞)−α+αi with f~ib′=b; and πλ induces a bijection {b∈B(∞):πλ(b)≠0}→B(λ) compatible with the crystal operators modulo q.

[F6]

Integral residues (Integral residues of the negative half: freeness, the crystal basis and the form characterization): LZ(∞)/qLZ(∞)=⨁b∈B(∞)Zb inside L(∞)/qL(∞), with the module integral residue taken up in the present theorem.

[F7]

Auxiliary regular data and the projection kernel (Finite-support regularization of quantum label-weight modules, The integrable quantum highest weight module exists and is unique, The dominant quantum Serre quotient is nonzero and integrable, The Lusztig divided-power integral form UA): every fixed finite root degree may be transported into an explicit primitive-coroot regular datum in which integral dominant labels with prescribed coordinates exist; for a dominant integral λ the field projection πλ restricts to an A-linear surjection UA−→VA(λ), and the field kernel is ∑kUq−Fk(λ(hk)+1). In a fixed degree α, if λ(hk)=0 for one selected color k and every other coordinate satisfies λ(hj)+1>αj, its kernel component is exactly (Uq−Fk)[−α], since the other singular generators have degrees exceeding α; moreover for large λ the projection is an isomorphism of the degree components.

[F8]

Half ranks (Generic quantum Serre halves have classical PBW ranks and a nondegenerate Hopf pairing): the field dimension of the Serre-presented half in each root degree equals the classical PBW rank of the enveloping algebra of the corresponding nilpotent half; this identification carries the stated Choice hypothesis of that theorem and is used only for the numerical rank clause.

[C1]

Choice: the Axiom of Choice is declared via The Axiom of Choice and enters only through the grand-loop and negative-half-form suppliers of [F4], [F5] and [F8]; the induction, chart and string computations below are choice-free.

Proof

technique · induction
1.1F5F7Given

Simultaneous induction and the base layer. Replace the assertions by the following height-r induction statements: X(r): the triple of UA− is integrally balanced in every degree of height ≤r with bar-invariant global lifts G∞(b) forming an A-basis and Z-intersection ZB(∞); Y(r): the same for every VA(λ) with lifts Gλ(b) and intersection ZB(λ); Z(r): the negative-half membership G∞(b)∈I(i,1)A whenever e~ib≠0, for every new degree of height ≤r; and the derived clause D(r): for the new degrees, the based-quotient compatibility πλ(G∞(b))=0 if and only if πλ(b)=0, and πλ(G∞(b))=Gλ(πλ(b)) otherwise. For r=0 the degree component is A⋅1 or Avλ, the charts meet in Z⋅1 or Zvλ, and the stated properties hold by inspection. Assume X, Y, Z, D for all heights <r and fix a degree α of height r≥1.

2.1F1step 1.1

The string ideals at height r are balanced. The induction hypotheses are exactly the input of [F1] at height r, so for every i∈I and n≥1 the ideals I(i,n)A and J(i,n)A are integrally balanced in degree −α, respectively λ−α, with adapted free bases whose balanced Z-intersections map isomorphically onto Z(B(∞)∩f~inB(∞)) and Z(B(λ)∩f~inB(λ)). In particular, for each b∈B(∞)∩f~inB(∞) there is an adapted lift g∈EI(i,n):=I(i,n)A∩L(∞)∩ψ(L(∞)) whose residue class in (I(i,n)A∩L(∞))/(I(i,n)A∩qL(∞)) is b; these are the only lifts used below.

3.1F2F3step 2.1

Every string lift is bar fixed. Let g∈EI:=I(i,n)A∩L(∞)∩ψ(L(∞)) be any adapted lift. By [F3] the ideal I(i,n)A is generated over A by bar-fixed divided-word vectors, so write g=∑waww with aw∈A and ψ(w)=w; then g−ψ(g)=∑w(aw−ψ(aw))w, and each antisymmetric Laurent polynomial aw−ψ(aw) is divisible in A by q−q−1, so h:=(g−ψ(g))/(q−q−1)∈I(i,n)A. Since g,ψ(g)∈L(∞)∩ψ(L(∞)) and (q−q−1)−1=−q(1−q2)−1∈qA0, one gets h∈qL(∞); since (q−q−1)−1=q−1(1−q−2)−1∈A∞, one gets h∈ψ(L(∞)). Thus h∈EI and h∈qL(∞), so its class in (I(i,n)A∩L(∞))/(I(i,n)A∩qL(∞))≅Z(B(∞)∩f~inB(∞)) is zero; by injectivity of the balanced residue map of F2 applied to I(i,n)A, h=0 and g=ψ(g). The same argument applies to the module ideals J(i,n)A.

3.2F1F3F4F7step 2.1

Gluing across colors (Kashiwara’s gluing lemma). Let b∈B(∞)−α lie in f~iB(∞)∩f~jB(∞), and let Gi(b),Gj(b)∈L(∞)∩ψ(L(∞)) be the corresponding adapted lifts of I(i,1)A and I(j,1)A from step 2.1. Write b as a lowering word with rightmost color k and choose, using [F7], a dominant integral auxiliary label λ in the regular datum with λ(hk)=0 and all other coordinates larger than the degree bounds. By the kernel statement of [F7], ker⁡πλ in degree α equals the image of Uq−Fk, and πλ(b)=0: modulo q, projection commutes with every lowering operator, while the rightmost f~k kills the highest class because λ(hk)=0. For each of the two lifts, Gi(b)vλ lies in J(i,1)A by [F3], lies in qL(λ) because its crystal residue πλ(b)=0, and lies in ψ(L(λ)) by bar invariance; the balancedness of J(i,1)A from step 2.1 forces Gi(b)vλ=0, and likewise Gj(b)vλ=0. Hence Q:=Gi(b)−Gj(b) lies in UA−∩Uq−Fk, in qL(∞) (both lifts have residue b), and in ψ(L(∞)). By the reversal [F4], Q⋆ lies in UA−∩FkUq−∩qL(∞)∩ψ(L(∞)); by [F3], UA−∩FkUq−=I(k,1)A; and then the balancedness of I(k,1)A from step 2.1 again forces Q⋆=0, hence Q=0.

4.1F3F5step 2.1step 3.2

Global half lifts and spanning. For α≠0, [F5] supplies for every b∈B(∞)−α a color i and a predecessor b′∈B(∞)−α+αi with b=f~ib′, so b∈B(∞)∩f~iB(∞) and step 2.1 provides an adapted lift in I(i,1)A; define G∞(b) to be this element. Step 3.2 shows the definition does not depend on the chosen color, and two lifts for the same color differ by an element of EI∩qL(∞)=0 by step 3.1, so G∞(b) is well defined and bar invariant. By [F3], every nonempty divided-word generator in degree −α begins with a positive divided power Fi(l) and therefore belongs to I(i,1)A, hence UA−=∑i∈II(i,1)A in this degree; by step 2.1 and the lower-height part of the induction, each I(i,1)A has the free A-basis {G∞(b):b∈B(∞)∩f~iB(∞)}. Therefore UA− in degree −α equals ∑b∈B(∞)−αAG∞(b), and X(<r) supplies the lower-height components, so the family (G∞(b))b spans UA− over A in every degree of height ≤r.

5.1F2F6step 3.1step 4.1

The half triple is integrally balanced (X(r)). Put F:=⨁b∈B(∞)−αZG∞(b); it is a finite free Z-module contained in UA−∩L(∞)∩ψ(L(∞)) because the lifts are bar invariant and lie in the adapted integers of the string ideals. It generates UA− over A by step 4.1. Its image in L(∞)/qL(∞) is ⨁bZb by [F6], and its image under ψ is another free Z-span of the same rank inside the infinity residue; the two images are injective. Applying the chart generation criterion F2 to M=UA−, L0=L(∞) and L∞=ψ(L(∞)) gives that the half triple in degree −α is integrally balanced, with E=F and E→(UA−∩L(∞))/(UA−∩qL(∞)) an isomorphism onto ⨁bZb; the same holds in every lower degree by X(<r), so X(r) holds.

6.1F1F2F3step 2.1step 5.1

Adapted membership. An adapted lift of I(i,n)A and the global lift with the same residue both lie in the now balanced half intersection; its injectivity identifies them. Thus I(i,n)A=⨁c∈B(∞)∩f~inB(∞)AG∞(c), and Z(r) holds. Since I(i,n)A spans FinUq− by the integral string decomposition, the corresponding global vectors are also a field basis of that string space. The chart extension in F2 makes them an A0-basis of FinUq−∩L(∞).

7.1F2F3F5step 3.1step 5.1step 6.1algebra

The exact top-string transition. Suppose e~ib=0 and n≥1. Write the integral string decomposition G∞(b)=∑l≥0Fi(l)ul of [F3]. The string-shift definitions give u0=(1−f~ie~i)G∞(b)∈L(∞) with residue b, and z:=Fi(n)u0=f~inu0∈L(∞) with residue f~inb, by [F5]. All ul are integral, so the divided-power multiplication formula gives φ:=Fi(n)G∞(b)∈I(i,n)A and φ−z=∑l≥1(n+ln)iFi(n+l)ul∈I(i,n+1)A. Expand φ=∑c∈f~inB(∞)acG∞(c) with ac∈A. In the quotient FinUq−/Fin+1Uq−, step 6.1 identifies the zero chart with the A0-span of the images indexed by c∈f~inB(∞)∖f~in+1B(∞). Since φ and z have the same quotient image, those ac belong to A∩A0=Z[q] and reduce to 1 at c=f~inb and to 0 otherwise. Both φ and all global vectors are bar fixed, so uniqueness of their A-basis expansion gives ac(q)=ac(q−1). A bar-fixed polynomial in Z[q] is constant; hence the indicated coefficients are exactly 1 and 0. The remaining terms lie in I(i,n+1)A by step 6.1, proving (v) without presuming that φ itself lies in the zero chart.

7.2F1F3F5step 6.1

Killed module images vanish. Fix λ∈P+ and let b∈B(∞)−α have πλ(b)=0. By [F5] choose i with e~ib≠0; then b∈f~iB(∞), so G∞(b)∈I(i,1)A by Z(r) and G∞(b)vλ∈J(i,1)A by [F3]. Since its residue πλ(b) is zero it lies in qL(λ), and since G∞(b) is bar invariant and πλ commutes with ψ it lies in ψ(L(λ)). The balancedness of J(i,1)A from step 2.1 forces the class of G∞(b)vλ in its balanced intersection to be zero, so G∞(b)vλ=0; this is the local form of Kashiwara’s killed-image lemma.

8.1F3F5step 4.1step 7.2

The surviving module images. For πλ(b)≠0, the element G∞(b)vλ is bar invariant, lies in L(λ) by the lattice projection of [F5], and its residue in L(λ)/qL(λ) is πλ(b) by the derived clause D(<r) and the operator compatibility of [F5]; the residues πλ(b) over the surviving b biject onto B(λ) by [F5]. These images span VA(λ) over A because UA− is spanned by the G∞(b) and, by [F3] and step 7.2, πλ is surjective with the killed generators contributing zero.

9.1F2step 8.1

The module triple is integrally balanced (Y(r)). Let Fλ:=⨁b:πλ(b)≠0ZG∞(b)vλ inside VA(λ)∩L(λ)∩ψ(L(λ)). It generates VA(λ) over A by step 8.1 and its image in L(λ)/qL(λ) is ⨁β∈B(λ)Zβ by the bijection of residues, hence is a free generator group; the bar image is the corresponding free span in ψ(L(λ))/q−1ψ(L(λ)), injective of the same rank. The chart generation criterion F2, applied to M=VA(λ), L0=L(λ), L∞=ψ(L(λ)), gives integral balancedness in degree λ−α with EZ=⨁πλ(b)≠0ZG∞(b)vλ and residue group ZB(λ); with the induction hypothesis in lower degrees this is Y(r). Uniqueness of the balanced lift identifies each G∞(b)vλ with the adapted module lift Gλ(πλ(b)), which also proves (iv) in degree α.

10.1F1F3step 6.1step 9.1

Saturation and the adapted string bases. The lifts Gλ(β) for β∈B(λ) now form an A-basis of VA(λ) in every degree of height ≤r, and by [F3] the ideals J(i,n)A are generated by the images of the corresponding string ideal generators. By the rational string decomposition and crystal partial inverses, the dimension of FinV(λ) is the number of surviving positions at least n. The adapted basis of J(i,n)A lies in that field space and has exactly this many independent lifts, so it spans the field space. Its intersection with the full global A-lattice therefore equals the A-span of the adapted lifts {Gλ(β):β∈B(λ)∩f~inB(λ)}, which is exactly J(i,n)A; this proves the saturation identity and the displayed free decompositions of (iii) for the module, and the half decompositions were proved in step 6.1.

11.1F5F8step 5.1step 6.1step 7.1step 10.1C1∎

Conclusion. Steps 1.1 and 2.1 set up the induction and produce the balanced string ideals; steps 3.1 and 3.2 prove bar invariance and the gluing of string lifts; steps 4.1 and 5.1 construct the global half basis, its chart injections and X(r); steps 6.1 and 7.1 prove Z(r) and the exact top-string transition (v); steps 7.2, 8.1, 9.1 and 10.1 prove Y(r), the projection rule (iv), the module saturation and the adapted decompositions (iii) for both halves. The ranks in (ii) are the field dimensions computed by [F5] rank by rank, with the classical PBW identification supplied by [F8] and its stated Choice hypothesis; the dimension count is finite in each root degree because only finitely many compositions occur. This closes the induction in every degree and proves (i)-(v); the Choice use is confined to [C1].

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