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Normal Families and Montel's Theorem — Examples
1 · Prerequisites
- Absolute and Conditional Convergence; Rearrangement; Products
- Analyticity of Holomorphic Functions; Liouville and Morera
- Arc Length and Rectifiable Curves
- Binary Operations, Monoids, Groups and Subgroups
- Bounded Variation and the Riemann–Stieltjes Integral
- Compactness
- Compactness in Metric Spaces
- Completeness, Completion, and Uniform Continuity
- Complex Differentiability and the Cauchy–Riemann Equations
- Complex Power Series and Analytic Functions
- Connectedness
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Continuity, IVT, EVT, and Uniform Continuity
- Contour Integration
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Filters and Ultrafilters
- Finite Counting, Factorials and Binomial Coefficients
- Foundations of the Real Numbers for Analysis
- Function Space Topologies and the Exponential Law
- Fundamental Trigonometric Identities
- Goursat's Theorem and Cauchy's Theorem in a Convex Domain
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Isolated Singularities and Laurent Series
- Limits of Real Functions
- limsup, liminf, and Subsequential Limits
- Line Integrals and the Gradient Theorem
- Linear Independence, Bases and Dimension
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Metric Spaces
- Mixed Partials, Taylor Formulae, and Extrema
- Monotone Functions, Discontinuities, and Continuity Sets
- Monotone Sequences, Bolzano-Weierstrass, and Cauchy Completeness
- Normal Families and Montel's Theorem
- Normal Subgroups and Quotient Groups
- Order, Zorn's Lemma, and the Axiom of Choice
- Partitions of Unity and Paracompactness
- pi: the Equivalent Characterizations
- Polynomial Rings, the Division Algorithm and Roots
- Power Series and Real-Analytic Functions
- Properties of the Integral and the Working FTC
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Rⁿ as a Normed Space; Vector-Valued Functions
- Roots, Rational Powers, and Classical Inequalities
- Separation Axioms: the Hierarchy
- Sequences and Limits
- Sequences and Series of Functions; Uniform Convergence
- Series: Convergence and the Nonnegative Tests
- Simple Field Extensions and the Construction of the Complex Numbers
- Sine, Cosine, and the Definition of Pi
- Subspaces, Products, and Quotients
- Suprema and Infima
- The Argument Principle and Rouché's Theorem
- The Ascoli–Arzelà Theorem
- The Cantor Set, Baire Category, and Measure Zero in ℝ
- The Complex Exponential and Euler's Formula
- The Derivative and the Mean Value Theorems
- The Exponential Function
- The Fundamental Theorems of Calculus
- The Identity Theorem, the Maximum Principle and the Open Mapping Theorem
- The Logarithm and General Powers
- The Residue Theorem and the Evaluation of Real Integrals
- The Riemann Integral: Definition and Integrability
- The Riemann Sphere and Möbius Transformations
- The Topology of Euclidean Space
- The Total Derivative in ℝᵐ → ℝⁿ
- The Winding Number and the Global Cauchy Theorem
- The ZFC Axioms and the Basic Set Constructions
- Topological Spaces and Continuity
- Topology of ℝ
- Vector Spaces, Linear Subspaces, Span and Direct Sums
2 · Summary
These examples test the normal-family machinery against the standard concrete sequences. The powers separate disc behaviour from plane behaviour, the unit ball family shows the basic Montel hypothesis in its simplest form, the diagonal subsequence is written out explicitly on the disc, and the exhaustion metric is computed in the canonical model case.
The counterexamples and false statements isolate the failure modes that the positive theorems exclude. The family shows why local boundedness is necessary near the origin, the right-half-plane exponential family separates chordal convergence to from finite-valued holomorphic normality, and the false statements distinguish subsequential compactness from closure, Ascoli from the holomorphic equicontinuity step, and finite-valued limits from sphere-valued ones.
3 · Logical flowchart
4 · Definitions, theorems and proofs
None yet.
5 · Examples, counterexamples and false statements
The family z^n is normal on the unit disc and not normal on the complex plane
Example
The sequence is a normal family on the unit disc , but not on all of .
Facts & Assumptions
Given: The sequence .
Locally bounded holomorphic families are normal, and normal holomorphic families are locally bounded (Montel's theorem: every locally bounded holomorphic family is normal, Normal holomorphic families are locally bounded).
Verification
On every compact subset of , all points satisfy , so there for every . Hence the family is locally bounded on , and [L1] makes it normal.
On the plane, the closed disc lies in and every point of it has modulus at least , so there. Thus the family is not locally bounded near , and [L1] shows it is not normal on .
The family of holomorphic functions bounded by one is normal on every plane domain
Example
Assume the Axiom of Choice.
On any plane domain , the family is normal.
Facts & Assumptions
Given: Choice, a plane domain , and the family .
Every locally bounded holomorphic family is normal (Montel's theorem: every locally bounded holomorphic family is normal).
Verification
Around each point of , choose a closed disc still contained in . The uniform bound holds on that disc for every , so the family is locally bounded.
Applying [L1] to the local boundedness from step 1.1 shows that is normal.
Montel's diagonal extraction can be written out concretely on a disc
Example
Assume the Axiom of Choice.
On the unit disc, Montel's diagonal extraction can be written concretely by the compact discs Given any locally bounded sequence in , one may choose a subsequence converging uniformly on each , and the diagonal subsequence then converges locally uniformly on all of .
Facts & Assumptions
Given: Choice and a locally bounded sequence in .
Montel's theorem supplies a uniformly convergent subsequence on each compact stage of the canonical exhaustion (Montel's theorem: every locally bounded holomorphic family is normal).
Verification
Apply [L1] to choose a subsequence converging uniformly on the first compact disc, then a further subsequence converging uniformly on the second compact disc, and continue stage by stage.
The diagonal term at stage lies in every earlier chosen subsequence, so for each fixed compact stage the diagonal sequence eventually belongs to the corresponding uniformly convergent subsequence. Hence the diagonal sequence converges locally uniformly on the whole disc.
The exhaustion metric is explicit on the unit disc
Example
For the unit disc , the canonical exhaustion is so and for the functions , the exhaustion metric is
Facts & Assumptions
Given: The unit disc and the functions and .
The exhaustion metric is defined from the canonical compact exhaustion (The exhaustion metric on a function space over a plane domain, Every plane domain has the canonical nested compact exhaustion by distance and radius cutoffs).
Verification
In , the boundary distance is , so the canonical condition is exactly . Thus and in particular .
On , the difference has supremum , which is already at most . Substituting into the definition from [L1] gives .
The family nz is not normal on any domain containing zero
Statement refuted
The family is normal on every plane domain containing .
Facts & Assumptions
Given: A plane domain containing and the functions .
Normal holomorphic families are locally bounded (Normal holomorphic families are locally bounded).
Counterexample
Choosing a closed disc , the point satisfies . So the family is not locally bounded near the zero point.
Fact [L1] makes local boundedness necessary for normality, so this family is not normal on any domain containing .
The family e^(nz) converges chordally to infinity on the right half-plane without being holomorphically normal there
Statement refuted
If a holomorphic family converges chordally locally uniformly to , then it is normal in the holomorphic sense of finite-valued locally uniform limits.
Facts & Assumptions
Given: The right half-plane and the sequence .
For real , one has (, , and ).
Normal holomorphic families are defined by subsequences with finite-valued holomorphic locally uniform limits (Normal families of holomorphic functions on a plane domain).
Counterexample
If is compact, then some satisfies on , and [L1] gives . Therefore on , so chordally locally uniformly on .
Every subsequence has the same chordal limit , so no subsequence can converge locally uniformly to a finite holomorphic function. By [L2], the family is not normal in the finite-valued holomorphic sense.
FALSE: a normal family contains every locally uniform sequential limit of its own sequences
Statement
A normal family contains every locally uniform limit of its own sequences.
Facts & Assumptions
Given: The family on the unit disc.
The family is normal on , but its full sequence converges locally uniformly to (The family z^n is normal on the unit disc and not normal on the complex plane).
Refutation
Fact [L1] gives a normal family whose defining sequence has local uniform limit .
The zero function is not one of the nonzero powers , so the limit does not lie in the family. Hence the statement is false.
FALSE: Arzelà-Ascoli alone proves Montel's theorem
Statement
Arzelà-Ascoli alone proves Montel's theorem for holomorphic families.
Facts & Assumptions
Given: A locally bounded family of holomorphic functions on a plane domain.
On a compact metric domain, Arzelà–Ascoli requires equicontinuity as well as pointwise relative compactness (Ascoli–Arzelà in the uniform topology for nonempty compact metric domains).
Local boundedness of a holomorphic family implies local equicontinuity by Cauchy estimates (Locally bounded holomorphic families are locally equicontinuous).
Refutation
Local boundedness gives pointwise relative compactness on each compact stage, but it is not itself the equicontinuity hypothesis required by [L1]. Thus Arzelà–Ascoli cannot yet be applied.
Fact [L2] supplies the missing complex-analytic step by converting local boundedness into local equicontinuity. Montel's proof uses that step before applying Arzelà–Ascoli, so Arzelà–Ascoli alone does not prove the theorem.
FALSE: a chordally locally uniform limit of holomorphic functions can never be identically infinity
Statement
A chordally locally uniform limit of holomorphic functions can never be identically .
Facts & Assumptions
Given: The sequence on the right half-plane.
The family converges chordally locally uniformly to on the right half-plane (The family e^(nz) converges chordally to infinity on the right half-plane without being holomorphically normal there).
Refutation
Fact [L1] provides an explicit holomorphic sequence whose chordal local uniform limit is the constant map .
That witness is exactly contrary to the statement, so the statement is false.