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Point evaluation is unbounded below the Sobolev continuity threshold
Sources
- Juha Kinnunen, Sobolev Spaces, Chapter 1 §1.2, Examples 1.11–1.12, printed pp. 8–9. Example 1.11 proves existence of unbounded functions for ; Example 1.12 gives an unbounded function for . These examples motivate the exponent split but do not establish the test-function sequences or point-evaluation conclusion below. The exact smooth sequences and their norms are derived here.
Statement
Assume the Axiom of Countable Choice. Let , let be open with , let , and let . There is a sequence of real-valued (hence -valued) functions such that Thus evaluation at is unbounded on smooth compactly supported functions in the norm. No bounded linear functional on can agree with ordinary point evaluation at on every member of .
Facts & Assumptions
Given: Countable Choice, , an open set containing , a scalar field , and .
Countable Choice, written , says that every sequence of nonempty sets has a choice function (The Axiom of Countable Choice ()).
For finite , for (Integer-order Sobolev spaces and their norms).
Under Countable Choice, a smooth function's classical first partial derivatives are its weak derivatives (Classical derivatives agree with weak derivatives).
A test function on an open set is smooth with compact support contained in that set, and the real-valued test functions are included in the convention for either scalar field (Test function space d of an open set).
There is a smooth equal to on and with support contained in (A smooth bump between concentric Euclidean balls).
The Euclidean metric is ; hence if , then , and ( as the set of functions , and , , are metrics on it).
Since is open and contains , some ball with is contained in (The metric topology: a set is open when every one of its points has a ball around it inside the set; closed means open complement, Open ball, closed ball and sphere in a metric space).
The support is the closure of the nonzero locus. Closed Euclidean balls are compact (The support of a function on and its compactly supported Riemann integral, Heine-Borel in : with the Euclidean metric a subset of is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line).
Continuous real functions on compact metric spaces are bounded and attain their extrema (A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value).
Under Countable Choice, a box with side lengths is measurable with measure ; Lebesgue measure is monotone under inclusion (A box in with parameters is Lebesgue measurable of measure , whichever of its faces are included, Measures are monotone).
For a nonnegative measurable function, integration is monotone and positively homogeneous; a constant on a measurable set integrates to that constant times its measure (Integral over a measurable subset, Monotonicity and nonnegative homogeneity of the nonnegative integral, The integral of a nonnegative simple function, The nonnegative integral agrees with the simple integral on simple functions).
Continuous Euclidean functions are Borel measurable under Countable Choice, Borel sets (including open and closed sets) are Lebesgue measurable under Countable Choice, and the norm for finite is defined using the integral of (Continuous functions on Euclidean spaces are Borel measurable, Assuming countable choice, every Borel subset of is Lebesgue measurable, Complex Lp classes and Euclidean test-function conventions).
The library standard smooth step is denoted by ; write to distinguish it from the polar surface measure. Its formula is smooth across the endpoints because the flat function has all derivatives zero at zero, and it takes values in from the positive formula on and the constant values outside (The standard smooth step function, The standard flat function is smooth and flat at zero, The standard flat function, The exponential is positive and satisfies ).
The same step is for and for (The standard smooth step function).
Coordinate chain, sum, and product rules hold; smoothness means all iterated coordinate derivatives exist and are continuous. For , , and integer negative powers have their usual derivatives. Consequently is smooth, and the compositions with used below are smooth on : repeated differentiation uses the chain and product rules and derivatives of ( maps and multi-index derivative notation in Euclidean space, The chain rule, in one line from Carathéodory: if is differentiable at and is differentiable at , then is differentiable at with , Sums, scalar multiples, products and quotients: , , , and when , The natural logarithm has derivative 1/x and equals the integral from 1 to x of 1/t, Integer powers , For a natural the function is differentiable everywhere with derivative ; for it is the constant , with derivative ; for a natural the function is differentiable at every with derivative ; consequently every polynomial function is differentiable at every real, with the derivative computed term by term).
The logarithm satisfies its product, quotient, and reciprocal laws and ; the exponential is smooth, positive, satisfies and , and is strictly increasing (The natural logarithm as the inverse of the exponential function, Order, continuity, range, and the product, quotient, and reciprocal laws for the natural logarithm, The real exponential function and the number by a power series, The exponential function is smooth and , The exponential addition formula , The exponential is positive and satisfies , The exponential function is strictly increasing).
For positive base , , and real powers obey their exponent laws. For a fixed real exponent , on ; the mean value theorem therefore gives whenever and (Real powers for positive bases, with the zero-base positive-exponent convention, The exponent, product, quotient, and iterated-power laws for positive real bases and real exponents, Continuity and derivatives of positive-base real powers, The mean value theorem, as the case of Cauchy's: for continuous on with and differentiable on there is with ).
The natural numbers are unbounded in , so any fixed real threshold is exceeded by an integer (Every complete ordered field is Archimedean).
Under Countable Choice, polar coordinates integrate nonnegative Borel functions using , where the sphere measure is finite (Polar coordinates decompose Lebesgue measure into r^{n-1} dr d sigma).
Under Countable Choice, bounded Riemann integrable functions on compact intervals have equal Riemann and Lebesgue integrals. A monotone substitution with nonzero derivative changes a one-dimensional Riemann integral by the absolute derivative; and the fundamental theorem evaluates the integrals used below (In one dimension the compact-Jordan formula is substitution over the unoriented image interval with the absolute derivative, A bounded Riemann integrable function on a closed bounded interval is Lebesgue measurable and has the same integral, The second fundamental theorem: if is differentiable on with and is integrable, then ).
For each natural and , the defining exponential series has nonnegative terms and includes its -th term, so . This follows from the series definition and the fact that its sum bounds every partial sum (The real exponential function and the number by a power series, The factorial and the falling factorial , defined by recursion in , Canonical naturals are positive and strictly increasing, A series of nonnegative terms converges iff its partial sums are bounded, and then the sum is their supremum). Consequently for
For each natural degree and real , as (The exponential dominates every fixed nonnegative integer power at ).
A bounded linear operator between normed spaces has a constant with for every (A bounded linear operator between normed spaces).
Choice use. The exact assumption is . It is needed by the Sobolev definition [F2], classical-derivative compatibility [F3], box measure formula [F10], continuous/Borel measurability and Lebesgue measurability [F12], polar coordinates [F19], and the Riemann-to-Lebesgue comparison [F20]. The constructions below make no arbitrary sequence of choices; the fixed integer cutoffs are obtained from [F18] and the pointwise estimate in [F21] and limit assertion in [F22].
Counterexample
The declared choice principle is exactly Countable Choice. [F1, given] Its uses are confined to the supplier hypotheses listed in the Choice use note [F2, F3, F10, F12, F19, F20]; the integer cutoffs below use the Archimedean property and the displayed limit, not additional choices.
Openness supplies a positive closed ball, and the common cutoff bound is finite. [F5, F7, F9, construct] Choose so that , after taking an open ball about and reducing its radius. Take from [F5] and let This is finite by [F9]. Also and .
For , the scaled smooth bumps have supports shrinking to zero and values diverging there. [F4, F5, F8, F15, F17, F18, step 1.2, construct] By [F18] choose an integer with , then choose an integer . For each , put and Since and , . The support of , and of each of its first derivatives, lies in ; thus [F4] gives . The chain rule gives The derivative support assertion follows because a smooth function is zero with all derivatives on the open complement of its support.
If , the logarithmic radial cutoffs are smooth, supported, diverge at zero, and have the displayed gradient bound. [F4, F6, F8, F13, F14, F15, F16, F22, step 1.2, construct] By [F22], as integers : apply its limit assertion with , polynomial degree , and , and use for and [F16]. Choose an integer so that for . For each , set , , and . Since , [F16] gives , so . With by [F6], define For , the scalar argument equals , by [F16]. The polynomial and the composition with are smooth where , by [F15]; is constant near . Since is smooth and constant on both half-lines beyond , the pieces join smoothly at both radii. Its support lies in , so [F4] gives , and . On the annulus, differentiation gives Outside the annulus the derivatives vanish, including at the joining radii because the step is smooth and constant on the adjacent half-lines.
The subcritical construction has a uniform bound. [F2, F3, F5, F10, F11, F12, F17, step 1.2, step 2.1] The ball lies in a cube of measure , by [F10]. The pointwise bounds from [F5] and step 1.2, measurability from [F12], and integral monotonicity and homogeneity [F11] give Both exponents are negative: by the choice of , and follows since . Thus [F17] makes both quantities uniformly bounded for . Since the classical derivatives are weak derivatives by [F3], [F2] now gives .
Polar integration gives a uniform bound for each critical gradient term. [F16, F19, F20, step 2.2] For each , Since , [F16] and the fundamental theorem in [F20] give . Therefore which is uniformly bounded because and .
The core and annulus estimates give a uniform critical bound for the function term. [F10, F11, F13, F14, F16, F17, F19, F20, F21, step 1.2, step 2.2] On the core , [F10] bounds the measure by ; hence by the choice of . For the annulus, the mean value theorem and the derivative bound in step 1.2 imply for . The substitution is decreasing: its oriented endpoints are and , and reversing them gives the positive integral on with Jacobian . Thus [F20] gives Here [F21] gives ; since , monotonicity of the exponential in [F16] gives , and [F20] evaluates . Applying [F19] to this radial annulus integral and multiplying by yields also uniformly bounded.
These estimates bound the critical norm while the origin values diverge. [F2, F3, step 3.2, step 3.3] Steps 3.2 and 3.3 bound the function term and each of the first derivative terms in [F2] uniformly in . By [F3], the classical derivatives are the weak derivatives, so , while .
Any bounded extension contradicts divergence of the corresponding test sequence at zero. [F23, step 3.1, step 4.1, assume-contra, discharge-contradiction] Suppose a bounded linear functional agreed with ordinary point evaluation on all test functions. Boundedness would give a constant such that, for the corresponding sequence, The right side is uniformly bounded by step 3.1 or step 4.1, while the left side tends to infinity. This contradiction proves unboundedness and rules out the asserted bounded extension. ∎
Depends on
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- Integer-order Sobolev spaces and their norms
- Classical derivatives agree with weak derivatives
- Polar coordinates decompose Lebesgue measure into r^{n-1} dr d sigma
- $\mathbb{R}^n$ as the set of functions $n \to \mathbb{R}$, and $d_1$, $d_2$, $d_\infty$ are metrics on it
- The metric topology: a set is open when every one of its points has a ball around it inside the set; closed means open complement
- Open ball, closed ball and sphere in a metric space
- A smooth bump between concentric Euclidean balls
- Test function space d of an open set
- The support of a function on $\mathbb{R}^n$ and its compactly supported Riemann integral
- Heine-Borel in $\mathbb{R}^n$: with the Euclidean metric a subset of $\mathbb{R}^n$ is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line
- A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value
- $C^k$ maps and multi-index derivative notation in Euclidean space
- The standard smooth step function
- The standard flat function is smooth and flat at zero
- The standard flat function
- The chain rule, in one line from Carathéodory: if $g$ is differentiable at $c$ and $f$ is differentiable at $g(c)$, then $f \circ g$ is differentiable at $c$ with $(f \circ g)'(c) = f'(g(c))\,g'(c)$
- Sums, scalar multiples, products and quotients: $(f+g)'(c) = f'(c) + g'(c)$, $(\alpha f)'(c) = \alpha f'(c)$, $(fg)'(c) = f'(c)g(c) + f(c)g'(c)$, and $(f/g)'(c) = \bigl(f'(c)g(c) - f(c)g'(c)\bigr)/g(c)^{2}$ when $g(c) \ne 0$
- The natural logarithm has derivative 1/x and equals the integral from 1 to x of 1/t
- Order, continuity, range, and the product, quotient, and reciprocal laws for the natural logarithm
- The natural logarithm as the inverse of the exponential function
- The real exponential function and the number $e$ by a power series
- The exponential addition formula $\exp(x+y)=\exp(x)\exp(y)$
- The exponential is positive and satisfies $\exp(-x)=1/\exp(x)$
- The exponential function is strictly increasing
- The exponential function is smooth and $(\exp)'=\exp$
- In one dimension the compact-Jordan formula is substitution over the unoriented image interval with the absolute derivative
- A bounded Riemann integrable function on a closed bounded interval is Lebesgue measurable and has the same integral
- The second fundamental theorem: if $G$ is differentiable on $[a,b]$ with $G' = f$ and $f$ is integrable, then $\int_a^b f = G(b)-G(a)$
- A box in $\mathbb{R}^n$ with parameters $a_i\le b_i$ is Lebesgue measurable of measure $\prod_{i<n}(b_i-a_i)$, whichever of its faces are included
- Measures are monotone
- Continuous functions on Euclidean spaces are Borel measurable
- Assuming countable choice, every Borel subset of $\mathbb{R}^n$ is Lebesgue measurable
- Complex Lp classes and Euclidean test-function conventions
- Integral over a measurable subset
- Monotonicity and nonnegative homogeneity of the nonnegative integral
- The integral of a nonnegative simple function
- The nonnegative integral agrees with the simple integral on simple functions
- Integer powers $a^m$
- Real powers for positive bases, with the zero-base positive-exponent convention
- The exponent, product, quotient, and iterated-power laws for positive real bases and real exponents
- Continuity and derivatives of positive-base real powers
- The mean value theorem, as the case $g(x) = x$ of Cauchy's: for $f$ continuous on $[a,b]$ with $a < b$ and differentiable on $(a,b)$ there is $c \in (a,b)$ with $f(b) - f(a) = f'(c)(b-a)$
- Every complete ordered field is Archimedean
- The exponential dominates every fixed nonnegative integer power at $+\infty$
- The factorial $n!$ and the falling factorial $n^{\underline{k}}$, defined by recursion in $\mathbb{N}$
- For a natural $n \ge 1$ the function $x \mapsto x^{n}$ is differentiable everywhere with derivative $\iota(n)\,x^{\,n-1}$; for $n = 0$ it is the constant $1$, with derivative $0$; for a natural $n \ge 1$ the function $x \mapsto x^{-n}$ is differentiable at every $x \ne 0$ with derivative $-\iota(n)\,x^{-n-1}$; consequently every polynomial function is differentiable at every real, with the derivative computed term by term
- A bounded linear operator between normed spaces
- A series of nonnegative terms converges iff its partial sums are bounded, and then the sum is their supremum
- Canonical naturals are positive and strictly increasing
Used by
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Sources
- Juha Kinnunen, Sobolev Spaces (Aalto University, 2026) (standard reference, not scraped)