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The first chip identifies the source of the statement or construction; the second identifies the source of its local proof or verification.

  • Literature-sourced: the exact statement appears in a cited source; only wording and notation differ.
  • AI-adapted: a semantically identical restatement of literature-sourced material, modulo indexing, notation, and boundary cases adopted by the library.
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These labels describe origin, not correctness: citations and verification chips remain separate evidence.

Entropy Foundation — Examples

1 · Prerequisites

2 · Summary

These conditional examples distinguish a model deduction from an empirical report. The idealized compression calculation uses an adopted gas model and work protocol; it does not report a measurement or prove the second-law postulate. The two feasible-set examples show why global attainment and full feasible-set scope must be stated explicitly. The local-maximum example does not assert that any real material is metastable; applying that term to a material requires a separately specified kinetic model.

3 · Logical flowchart

4 · Definitions, postulates, theorems and proofs

None yet.

5 · Examples, experiments and counterexamples

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Entropy increase in an idealized adiabatic compression

Physical scope

A conditional one-mole monatomic ideal-gas model with positive initial temperature and volume, a sudden constant-load compression to a stated final volume, dissipative settling, and no empirical claim.

Example

This is a conditional model calculation, not a report of an observed compression. The gas is taken to have one mole, n=1 mol, of a model whose state variables are a positive temperature T in kelvins, volume V in cubic metres, and uniform pressure p in pascals. The model is monatomic and ideal in the explicit sense that its molar constant-volume heat capacity is CV=3R/2, its internal energy is U=nCVT, and its equation of state is pV=nRT. Its entropy difference is

S(T,V)−S(T0,V0)=nCVln⁡(T/T0)+nRln⁡(V/V0),

for positive reference values T0 in K and V0 in m3. At initial equilibrium let Ti>0 and Vi>0. A piston protocol suddenly raises the external pressure from the initial value pi to a constant final load pf, compresses the gas adiabatically to Vf=(9/10)Vi, and dissipatively settles it to a final equilibrium state. The protocol admits no reverse record, so it is irreversible by Reversible thermodynamic process record. The idealization assumes no change in the included load's entropy; all numerical behavior is a model assumption and deduction, not an empirical measurement.

Facts & Assumptions

Given: The process and sign conventions of Thermodynamic process records and transfer conventions, the closed-record first-law postulate First-law energy balance for closed process records, and the stated ideal-gas model.

[F1]

A process record is adiabatic exactly when HPin(t)=HPout(t)=0 for every t∈IP: no thermal energy crosses its selected outer boundary throughout the record. This implies Q[P]=0; Won>0 denotes work done on the system (Thermodynamic process records and transfer conventions).

[F2]

For every admitted closed record in the stated class, U(xP+)−U(xP−)=Q[P]+Won[P] (First-law energy balance for closed process records).

[F3]

The adopted entropy is a finite scalar state function with values measured in J K−1 (Concave macroscopic fundamental entropy).

[L1]

log⁡ is strictly increasing, log⁡1=0, and log⁡(xy)=log⁡x+log⁡y for positive x,y (The natural logarithm as the inverse of the exponential function, Order, continuity, range, and the product, quotient, and reciprocal laws for the natural logarithm).

[A1]

The ideal-gas equations and entropy difference are exactly those stated in the Example; R>0 has units J mol−1 K−1 and CV=3R/2.

[A2]

The gas is the system inside the declared outer boundary: no matter crosses it, its material constitution is fixed, and its mechanical model supplies a total mass M>0 and center-of-mass velocities in the fixed chart of Thermodynamic process records and transfer conventions. The gas center of mass is at rest at both endpoint preparations, so ΔKcm=0; no separately tracked external-field potential energy changes (the model may take that term to be absent), so ΔUext=0. Thus the admitted record is in Pcl(s) as defined by Thermodynamic process records and transfer conventions. Its protocol has HPin(t)=HPout(t)=0 for every t∈IP, hence Q[P]=0, a constant external load pf during compression, and Won[P]=pf(Vi−Vf). The final equilibrium obeys pfVf=nRTf, and the initial equilibrium obeys piVi=nRTi. The apparatus is stipulated to dissipatively settle and to have zero entropy change.

Verification

Given: n=1 mol, Vf/Vi=9/10, the premises [F1]–[F3], the logarithm laws [L1], and the model/protocol assumptions [A1]–[A2].

1.1givenF1F2A1A2algebra

Put λ:=pf/pi. The equilibrium equations give Tf/Ti=λ(9/10). The first-law balance gives nCV(Tf−Ti)=pf(Vi−Vf), hence (3/2)(λ(9/10)−1)=λ(1/10). Solving yields λ=6/5 and Tf/Ti=27/25.

2.1givenF3L1A1step 1.1algebra∎

The entropy difference is therefore ΔS=nR[(3/2)ln⁡(27/25)+ln⁡(9/10)]. By [L1], 2ΔS/(nR)=ln⁡ ⁣((27/25)3(9/10)2)=ln⁡(1594323/1562500)>0, since 1594323>1562500 and log⁡ is strictly increasing with log⁡1=0. Since nR>0, ΔS>0.

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A concave entropy supremum not attained on an open energy-partition set

Physical scope

An abstract two-system model with positive thermodynamic coordinates, fixed total energy, volume, and composition, and an open feasible energy-partition set; no real-material claim.

Example

Take two independent separated one-species systems A and B with material constitutions cA,cB inside an isolated compound. Write DA:=DcA and DB:=DcB for their equilibrium domains; each is (0,∞)3 in the dimensionless coordinates (U^i,V^i,n^i) of Equilibrium state domains, and each full domain is designated as an open single-phase chart. Fix positive volumes and amounts V^A,V^B,n^A,n^B, total internal energy UA+UB=1 J, and a thermal-contact protocol that permits internal energy transfer while keeping volumes and amounts fixed, as in Thermal contact family and constraints. Adopt the retained product endpoint set and the separately specified total maps below:

ϕ(x)=((x,V^A,n^A),(1−x,V^B,n^B)),F={ϕ(x):0<x<1}⊆DA×DB.

Thus x=U^A=UA/(1 J) and 1−x=U^B=UB/(1 J). With s∗=1 J K−1, adopt the toy constitutive entropies SA=2s∗U^A and SB=s∗U^B. They are finite, continuous, affine (hence concave), C2, and have positive SU on the stated open domains. For each λ>0, use the same formula in the own coordinates of the distinct tags cA(λ) and cB(λ). Then the coordinate scaling δλ of Additive separated systems and tagged bulk scaling gives ScA(λ)(δλxA)=λSA(xA) and ScB(λ)(δλxB)=λSB(xB). Adopt Stot(xA,xB):=SA(xA)+SB(xB) as additional entropy data on the retained product endpoints, independently of simple aggregate composition. Its value on F is Stot(ϕ(x))=s∗(1+x). The model-declared feasible set is an open energy-partition interval, so its entropy has a finite supremum but no attained maximum. This is a conditional model example, not a claim about a real material.

For complete contact data, set E:=(0,1) and take ZA⊔B=ZA⊔Beq=F, with constituent maps ξA,ξB the two coordinate projections and contact family T:={(cA,xA):xA∈DA}∪{(cB,xB):xB∈DB}. The two constitutions share one species label. Give the aggregate constitution the domain DA⊔B=(0,∞)3, and set ξA⊔B(ϕ(x))=(1,V^A+V^B,n^A+n^B). This is a supplied aggregate coordinate map for process records, not an assertion of an aggregate entropy identity. For each x,y∈E with y≥x, admit the record Px,y of Thermodynamic process records and transfer conventions on I=[0,1] seconds: its aggregate endpoints are both this constant coordinate tuple, zx,y(t)=ϕ(x) for 0≤t<1 and zx,y(1)=ϕ(y), its control record is (x,y), and its signed transfer record is the real number x−y. Declare the control-record set to be {(x,y)∈E2:y≥x} and the transfer-record set to be R. Each transfer record supplies HPx,yin,HPx,yout:[0,1]→[0,∞), both identically zero, with numerical values in joules; these maps are nondecreasing and start at zero. No path regularity is required by the supplier. The outer boundary admits no matter or energy transfer; fixed constituent volumes and amounts and zero contact work are retained constraints. Supply fixed positive constituent and compound masses and zero endpoint center-of-mass velocities in one Galilean chart, and no separately tracked external-field energy. Thus these are core closed records, with Q[Px,y]=Won[Px,y]=0. For the contact-record set PT={Px,y:x,y∈E, y≥x} supply qA→B[Px,y]=x−y in joule magnitudes as in Thermal contact family and constraints. The constituent energy changes are (y−x) J and (x−y) J. Each feasible endpoint has its self-record; nonzero transfers occur when y>x. No contact-equilibrium designation or relaxation law is assumed.

To check consistency with the separately scoped aggregate postulates, take CAB:={(xA,xB)∈DA×DB:U^A=U^B} and let κAB sum their three coordinates. Adopt SA⊔B(U^,V^,n^)=32s∗U^. On this nonempty admission set, SA+SB=3s∗U^A=SA⊔B(κAB(xA,xB)), and all dimensioned coordinates add. Use the same aggregate formula on its scaled tags and all positive-coordinate scaling domains. Only the retained partition x=1/2 is in this aggregate admission set; there the product entropy and aggregate entropy both equal 3s∗/2. All other retained partitions have separately adopted product entropy, so no aggregate entropy identity is asserted for them. Totals and entropy on these complete partitioned endpoints are additional declared maps allowed by Isolated compound and feasible equilibrium set. The maximum criterion of Stable equilibrium requires an attained global entropy maximum is used on their stated entropy sum; no aggregate-composition or accessibility theorem is claimed.

Facts & Assumptions

Given: The equilibrium-coordinate convention of Equilibrium state domains, the contact restrictions of Thermal contact family and constraints, the feasible-set definition Isolated compound and feasible equilibrium set, and the entropy and equilibrium-maximum postulates.

[F1]

Each adopted entropy is a finite scalar measured in J K−1 (Concave macroscopic fundamental entropy).

[F2]

On every specified convex region the entropy is continuous and satisfies the stated Jensen concavity inequality (Concave macroscopic fundamental entropy).

[F3]

The admitted separated pairs form a designated subset CAB⊆DA×DB (Additive separated systems and tagged bulk scaling).

[F4]

Under the composition map, the dimensioned total energy of an admitted pair is UA⊔B=UA+UB (Additive separated systems and tagged bulk scaling).

[F5]

Entropy is additive under the composition map on its admitted independent separated pairs; no aggregate entropy identity is inferred for unadmitted retained partitions (Concave macroscopic fundamental entropy).

[F6]

For x∈Bc,λ, the tagged bulk map is δλ(x)=(λU^,λV^,λn^1,…,λn^r), and the entropy postulate assumes Sc(λ)(δλx)=λSc(x) on that domain (Additive separated systems and tagged bulk scaling, Concave macroscopic fundamental entropy).

[F7]

An equilibrium feasible set may be noncompact and need not contain an entropy maximizer (Isolated compound and feasible equilibrium set).

[F8]

Stable equilibrium in this route requires an attained global maximum on the exact feasible set (Stable equilibrium requires an attained global entropy maximum).

[L1]

The library's Cauchy-sequence reals form a complete ordered field (The Cauchy-sequence reals have the least-upper-bound property). Applying Every complete ordered field is Archimedean to this field, for every real t there is a natural number n≥1 with t<n, where n denotes its canonical real image.

[L2]

The range of every nonempty finite list of real numbers has a greatest member (Every nonempty finite set of reals has a maximum and a minimum).

[L4]

A real number u is the supremum of a set E⊆R exactly when it is an upper bound of E and u≤v for every upper bound v of E (Complete ordered field (least-upper-bound property)).

[A1]

DA=DB=(0,∞)3 in dimensionless (U^,V^,n^) coordinates, with each full domain designated as an open single-phase chart; V^A,V^B,n^A,n^B>0 are fixed; total energy is 1 J; the retained feasible set is F={ϕ(x):0<x<1} and its separately adopted entropy is Stot=SA+SB; s∗=1 J K−1; and SA=2s∗U^A, SB=s∗U^B. For every λ>0, choose BcA,λ=DA and BcB,λ=DB, designate DcA(λ)=DA and DcB(λ)=DB in their own dimensionless coordinates, and set ScA(λ)(U^,V^,n^)=2s∗U^ and ScB(λ)(U^,V^,n^)=s∗U^ on those domains.

[A3]

The contact configuration sets, tagged family, endpoint maps, admitted core records, internal transfer map, and nonempty aggregate admission set and entropy are exactly those in the Example. Product total energy is UA+UB and product total entropy is SA+SB.

[A2]

Compactness uses the inherited Euclidean topology: every cover of F by relatively open subsets must have a finite subcover.

Verification

Given: The model [A1] and [A3], the compactness convention [A2], facts [F1]–[F8], and [L1]–[L4].

1.1givenA1A3F1F2F3F4F5F6F7algebra

Each entropy in [A1] is finite, affine and continuous on the convex domain (0,∞)3, hence concave; it is C2 with SA,U=2 K−1 and SB,U=1 K−1. The tagged scalings satisfy [F6]. On the equal-energy aggregate admission set in [A3], SA+SB=32s∗(U^A+U^B), so [F3]–[F5] hold there with the specified affine aggregate entropy, positive energy derivative and tagged scaling. The separately adopted product entropy gives Stot(ϕ(x))=s∗(1+x) for every retained partition. The supplied records have equilibrium endpoint configurations with the stated constituent and aggregate maps, belong to the core closed class, and have zero external transfers. Internal qA→B[Px,y]=x−y in joule magnitudes gives changes (y−x) J and (x−y) J in the constituents, preserving the total energy and all fixed volumes and amounts. Every feasible point has its self-record; y>x permits nonzero internal heat transfer and increases product entropy by s∗(y−x). Thus the stated endpoint and contact model is consistent without assigning varying partition entropy to one aggregate coordinate tuple.

1.2givenA1A2F7L1L2L3algebra

For each integer n≥2, put Un={ϕ(x)∈F:x<1−1/n}. It is relatively open: if ϕ(x)∈Un, then ϵ=1−1/n−x>0, and any ϕ(y)∈F with ∥ϕ(y)−ϕ(x)∥2<ϵ has coordinate difference ϕ(y)−ϕ(x)=(y−x,0,0,−(y−x),0,0). By [L3], ∥ϕ(y)−ϕ(x)∥2=2∣y−x∣, so ∣y−x∣<ϵ and y<1−1/n. Given any x∈(0,1), [L1] applied to 1/(1−x)>1 gives an integer n>1/(1−x); then n≥2 and x<1−1/n, so the Un cover F. For any nonempty finite subfamily with indices n1,…,nk, [L2] gives a greatest index N, and its union is UN. The feasible state ϕ(1−1/(2N)) belongs to F but not UN, so this cover has no finite subcover. By [A2] and [F7], F is noncompact and has no assumed attainment guarantee.

2.1givenA1step 1.1algebra

For every x∈(0,1), the entropy value is Stot(ϕ(x))=s∗(1+x)<2s∗ because s∗>0. Thus 2s∗ is an upper bound of the feasible entropy values.

2.2givenA1L1step 1.1algebra

Given any entropy tolerance ε>0 in J K−1, apply [L1] to 2+s∗/ε to choose n∈N with n>2+s∗/ε. Then xn:=1−1/n∈(0,1) and 0<2s∗−Stot(ϕ(xn))=s∗/n<ε. Hence feasible entropy values lie arbitrarily close to 2s∗ from below.

2.3givenA1L1L4step 1.1algebra

Let u be any upper bound of the feasible entropy values. If u<2s∗, set d:=2s∗−u>0 and apply [L1] to 2+s∗/d to choose n∈N with n>2+s∗/d. Then x:=1−1/n∈(0,1) and Stot(ϕ(x))=2s∗−s∗/n>2s∗−d=u, contradicting that u is an upper bound. Therefore 2s∗≤u for every upper bound u. By [L4], sup⁡{Stot(ϕ(x)):0<x<1}=2s∗.

2.4givenA1step 1.1algebra

For every x∈(0,1), y=(x+1)/2 also lies in (0,1) and satisfies y>x. Hence Stot(ϕ(y))=s∗(1+y)>s∗(1+x)=Stot(ϕ(x)) because s∗>0. No feasible state maximizes entropy; the supremum 2s∗ is not attained because x=1 is excluded.

3.1F8step 2.4∎

By [F8] stable equilibrium in this route requires an attained global maximum on the exact feasible set. Since no maximum is attained, this model has no stable equilibrium under that criterion.

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A local entropy maximum below a feasible global maximum

Physical scope

An abstract two-system model with positive thermodynamic coordinates and a model-declared nonconvex energy-partition constraint; it illustrates global versus local maxima without a material-specific kinetic or empirical claim.

Example

Take two independent separated one-species systems A and B with material constitutions cA,cB inside an isolated compound. Write DA:=DcA and DB:=DcB for their equilibrium domains; each is (0,∞)3 in (U^i,V^i,n^i), and each full domain is designated as an open single-phase chart. Fix positive V^A,V^B,n^A,n^B, total energy UA+UB=1 J, s∗=1 J K−1, and toy entropies SA=2s∗U^A, SB=s∗U^B, using the same formulas on the distinct tagged constitutions cA(λ) and cB(λ) for every λ>0. Adopt the partitioned endpoint entropy Stot(xA,xB):=SA(xA)+SB(xB) as additional model data and permit internal thermal energy transfer at fixed volumes and amounts by the explicit records below. This product entropy is not identified with a simple aggregate entropy after discarding the energy partition. Let

ϕ(x)=((x,V^A,n^A),(1−x,V^B,n^B)),F={ϕ(x):x∈(0,3/10]∪[3/5,9/10]}.

The retained barrier constraint admits exactly this nonconvex subset of the energy partitions; all its pairs satisfy the same total energy, volume, and amount constraints. The additive entropy is Stot(ϕ(x))=s∗(1+x), so x=3/10 is a local maximum relative to F but lies below the feasible global maximum at x=9/10. These toy constitutive laws and constraints make no claim about a real material; calling an actual preparation metastable would require a separate kinetic model.

For complete contact data, set E:=(0,3/10]∪[3/5,9/10] and take ZA⊔B=ZA⊔Beq=F, with constituent maps ξA,ξB the two coordinate projections and contact family T:={(cA,xA):xA∈DA}∪{(cB,xB):xB∈DB}. The two constitutions share one species label. Give the aggregate constitution the domain DA⊔B=(0,∞)3, and set ξA⊔B(ϕ(x))=(1,V^A+V^B,n^A+n^B). This is a supplied aggregate coordinate map for process records, not an assertion of an aggregate entropy identity. For each x,y∈E with y≥x, admit the record Px,y of Thermodynamic process records and transfer conventions on I=[0,1] seconds: its aggregate endpoints are both this constant coordinate tuple, zx,y(t)=ϕ(x) for 0≤t<1 and zx,y(1)=ϕ(y), its control record is (x,y), and its signed transfer record is the real number x−y. Declare the control-record set to be {(x,y)∈E2:y≥x} and the transfer-record set to be R. Each transfer record supplies HPx,yin,HPx,yout:[0,1]→[0,∞), both identically zero, with numerical values in joules; these maps are nondecreasing and start at zero. No path regularity is required by the supplier. The outer boundary admits no matter or energy transfer; fixed constituent volumes and amounts and zero contact work are retained constraints. Supply fixed positive constituent and compound masses and zero endpoint center-of-mass velocities in one Galilean chart, and no separately tracked external-field energy. Thus these are core closed records, with Q[Px,y]=Won[Px,y]=0. For the contact-record set PT={Px,y:x,y∈E, y≥x} supply qA→B[Px,y]=x−y in joule magnitudes as in Thermal contact family and constraints. The constituent energy changes are (y−x) J and (x−y) J. Each feasible endpoint has its self-record; nonzero transfers occur when y>x. No contact-equilibrium designation or relaxation law is assumed.

To check consistency with the separately scoped aggregate postulates, take CAB:={(xA,xB)∈DA×DB:U^A=U^B} and let κAB sum their three coordinates. Adopt SA⊔B(U^,V^,n^)=32s∗U^. On this nonempty admission set, SA+SB=3s∗U^A=SA⊔B(κAB(xA,xB)), and all dimensioned coordinates add. Use the same aggregate formula on its scaled tags and all positive-coordinate scaling domains. The retained partitions in F have x≠1/2 and are outside this aggregate admission set, so their separately adopted product entropy does not contradict the aggregate identity. Totals and entropy on these complete partitioned endpoints are additional declared maps allowed by Isolated compound and feasible equilibrium set. The maximum criterion of Stable equilibrium requires an attained global entropy maximum is used on their stated entropy sum; no aggregate-composition or accessibility theorem is claimed.

Facts & Assumptions

Given: The equilibrium-coordinate convention of Equilibrium state domains, the contact restrictions of Thermal contact family and constraints, the feasible-set definition Isolated compound and feasible equilibrium set, and the entropy and equilibrium-maximum postulates.

[F1]

The adopted entropy is finite and measured in J K−1 (Concave macroscopic fundamental entropy).

[F2]

On every specified convex region the adopted entropy is continuous and satisfies the Jensen concavity inequality (Concave macroscopic fundamental entropy).

[F3]

The admitted separated-pair set is a designated subset CAB⊆DA×DB (Additive separated systems and tagged bulk scaling).

[F4]

Under the composition map, the dimensioned total energy of an admitted pair is UA⊔B=UA+UB (Additive separated systems and tagged bulk scaling).

[F5]

Entropy is additive under the composition map on its admitted independent separated pairs; this does not identify the entropy of unadmitted retained partitions with aggregate entropy (Concave macroscopic fundamental entropy).

[F6]

For x∈Bc,λ, the tagged bulk map is δλ(x)=(λU^,λV^,λn^1,…,λn^r), and the entropy postulate assumes Sc(λ)(δλx)=λSc(x) on that domain (Additive separated systems and tagged bulk scaling, Concave macroscopic fundamental entropy).

[F7]

An equilibrium feasible set is a model-declared subset satisfying the stated totals and retained constraints; the definition imposes no convexity on it (Isolated compound and feasible equilibrium set).

[F8]

Stable equilibrium in this route is an attained global entropy maximum on the exact feasible set (Stable equilibrium requires an attained global entropy maximum).

[A1]

DA=DB=(0,∞)3 in dimensionless coordinates, with each full domain designated as an open single-phase chart; the volumes and amounts and total energy and feasible set are exactly those in the Example, with separately adopted product entropy Stot=SA+SB; SA=2s∗U^A, SB=s∗U^B, and s∗=1 J K−1. For every λ>0, choose BcA,λ=DA and BcB,λ=DB, designate DcA(λ)=DA and DcB(λ)=DB in their own dimensionless coordinates, and set ScA(λ)(U^,V^,n^)=2s∗U^ and ScB(λ)(U^,V^,n^)=s∗U^ on those domains.

[A3]

The contact configuration sets, endpoint maps, admitted records, internal transfer map, and nonempty aggregate admission set and entropy are exactly those specified in the Example. The product total energy is UA+UB and the product total entropy is SA+SB, independently of aggregate composition.

[A2]

A local maximum relative to F means a feasible point whose entropy is at least that of every feasible point in some relatively open neighborhood in the inherited Euclidean topology.

Verification

Given: The model [A1] and [A3], the relative-local-maximum convention [A2], and facts [F1]–[F8] and [L1].

1.1givenA1A3F1F2F3F4F5F6algebra

The two entropies in [A1] are finite, affine, continuous and concave on their convex domains; they are C2 with positive energy derivatives 2 K−1 and 1 K−1. Their tagged scalings obey [F6]. On the aggregate admission set in [A3], equal constituent energies give SA+SB=32s∗(U^A+U^B), so [F3]–[F5] hold there; the aggregate entropy is also affine with positive energy derivative and the stated tagged scaling. For the retained product endpoints, the separately adopted sum in [A1] is affine and concave on the product domain and gives Stot(ϕ(x))=s∗(1+x), strictly increasing since s∗>0.

2.1givenA1A3F7step 1.1algebra

For each admitted Px,y in [A3], the declared curve has its two endpoints in Zeq, and the maps ξA,ξB retrieve ϕ(x) and ϕ(y) while ξA⊔B gives the aggregate endpoints of that same record. External transfers and excluded endpoint energy changes are zero, and (y−x) J+(x−y) J=0 gives the product energy balance. Internal qA→B[Px,y]=x−y matches the increase of B's energy in joule magnitudes; volumes and amounts remain fixed and no contact work occurs. Thus the admitted records witness the stated contact permissions and complete feasible endpoints. The entropy change is s∗(y−x)≥0. This checks only the stipulated endpoint model, not any material dynamics.

2.2givenA1A2F7L1step 1.1algebra

Let N={ϕ(x)∈F:∣x−3/10∣<3/10}. It is relatively open: for any represented x choose δ=(3/5−x)/2>0; if ∥ϕ(y)−ϕ(x)∥2<δ, then ϕ(y)−ϕ(x)=(y−x,0,0,−(y−x),0,0) and [L1] gives ∥ϕ(y)−ϕ(x)∥2=2∣y−x∣. Thus ∣y−x∣<(3/5−x)/2, hence y<3/5. Every x represented in N satisfies 0<x<3/5; the definition of F then forces x≤3/10. Since Stot is increasing by step 1.1, no feasible point in N has entropy greater than Stot(ϕ(3/10)). Thus ϕ(3/10) is a local maximum in the sense of [A2], while [F7] permits the stated nonconvex feasible constraint.

3.1givenA1F8step 1.1step 2.2algebra∎

The feasible state ϕ(9/10) has entropy exceeding that of ϕ(3/10) by s∗(9/10−3/10)=3s∗/5>0. Because Stot is increasing and 9/10 is the largest feasible x, ϕ(9/10) is the global maximum on F. Hence ϕ(3/10) is not a global maximum and cannot be classified as stable equilibrium under [F8].

Sources