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Algebraic open inclusions surject on fundamental groups

Statement

Assume the Axiom of Choice (The Axiom of Choice). If U is a nonempty Zariski open subset of a connected smooth complex algebraic variety S, then U is path connected and π1(U,s)→π1(S,s) is surjective for every s∈U (Fundamental groupoid of a space).

Facts & Assumptions

Given: AC, a connected smooth complex algebraic variety S of dimension n, a nonempty Zariski open U⊆S with complement Z=S∖U, and s∈U. A continuous based loop is a continuous map from the unit circle S1={(x,y)∈R2:x2+y2=1} with base point ∗=(1,0) to S sending ∗ to s; its class in π1(S,s) is the path-homotopy class of the corresponding loop of Fundamental groupoid of a space, and based homotopies of circle maps induce path-homotopies fixing s.

[F1]

AC implies DC, and DC implies the Axiom of Countable Choice ACω (AC implies DC implies countable choice).

[F2]

Parametric transversality under ACω: for a smooth family F:M×P→N of maps and an embedded submanifold Z⊆N, if F⋔Z then the set of parameters p∈P for which the slice Fp fails to be transverse to Z is a null subset of P (Parametric transversality). Transversality means dFx(TxM)+TF(x)Z=TF(x)N at every x∈F−1(Z), and the condition is vacuous when F(M)∩Z=∅ (A smooth map transverse to an embedded submanifold); a submersion is transverse to every embedded submanifold (A submersion is transverse to every embedded submanifold); slices are the maps Fs(x)=F(x,s) (Smooth families of maps and their evaluation maps).

[F3]

Perturbation family under ACω: for every smooth f:M→N there are an open ball B⊆Rm containing 0 and a smooth family F:M×B→N with F0=f and with every parameter map a↦F(x,a) a submersion (A tubular target produces a submersive finite-dimensional perturbation family); its construction embeds the nonempty target in some Euclidean space and takes the open unit ball of that space as B, so for nonempty N the ball B is positive-dimensional.

[F4]

Under ACω every open cover of a smooth manifold admits a subordinate smooth partition of unity (Smooth partitions of unity exist on manifolds).

[F5]

Relative Whitney approximation under ACω: if F:M→N is continuous, A⊆M is closed and F is smooth on an open neighbourhood of A, then there are a smooth map F~:M→N and an open neighbourhood W of A such that F~=F on W and F is homotopic to F~ by a homotopy fixed on W (Relative Whitney approximation for manifold-valued maps).

[F6]

Manifold null sets (Null subsets of a smooth manifold): every subset of a null set and every countable union of null sets is null (Countable unions and subsets of manifold null sets are null), and the complement of a null set in a positive-dimensional smooth manifold is dense (A null set has dense complement in a positive-dimensional manifold).

[F7]

Complex algebraic input: the analytic topology of a complex classical variety, smoothness at a point via regularity of its local ring, and the reduced induced structure on locally closed subvarieties are as in Analytic topology and finite smooth algebraic stratifications of complex varieties; over a perfect field regularity of all local rings, classical smoothness and scheme-theoretic smoothness of X→Spec⁡k agree (Classical and scheme smoothness over a perfect field); a scheme-smooth point admits a local presentation whose Jacobian has an invertible minor (Relative Jacobian criterion with its presentation hypothesis); the holomorphic implicit function theorem turns the zero locus of such a presentation into a local graph (The holomorphic implicit function theorem); chain dimension is as in Global and local dimension of classical varieties; nonempty opens of an irreducible variety have its dimension (Nonempty opens preserve irreducible dimension), dimension at a closed point is the maximum dimension of its components (Local dimension for a reducible classical algebraic set), and a zero-dimensional classical variety has finitely many points (Zero-dimensional varieties are finite sets); classical varieties are Noetherian with finitely many irreducible components (Classical varieties have finite irreducible decompositions), these correspond locally to minimal primes (Irreducible components of the spectrum correspond to minimal prime ideals), and a regular local ring is a domain (regular local rings are domains and cohen macaulay); a dominant morphism of irreducible characteristic-zero classical varieties is smooth on a nonempty open subset of its source (Generic smoothness on the source), the smooth locus of a morphism locally of finite presentation is open (The smooth locus is open), classical varieties are finite-type separated schemes (Irreducible classical varieties and integral separated finite-type schemes), and the preimage of an embedded submanifold under a transverse smooth map is an embedded submanifold of the same codimension (The transverse preimage theorem).

[F8]

The class of a based loop lies in the automorphism group π1(S,s)=Hom⁡Π1(S)(s,s) of the fundamental groupoid, and an inclusion U↪S induces a groupoid functor and hence a homomorphism π1(U,s)→π1(S,s); a based loop lying in U represents an element of the image (Fundamental groupoid of a space).

[F9]

A connected locally path-connected space is path connected (A connected, locally path-connected space is path-connected, because its path components are open), and paths are continuous maps from the unit interval (Paths, path-connected spaces and path components).

Proof

technique · direct
1.1F7givenconstruct

Charts and path-connected neighbourhoods. The regular local rings of S are domains by [F7]. The minimal-prime correspondence shows that only one irreducible component passes through any point; the finitely many components are therefore disjoint and both closed and open. Connectedness leaves one component. We may consequently view S as an integral finite-type separated scheme by the classical-scheme equivalence in [F7]; smoothness of the algebraic variety means every local ring is regular, so by the equivalence of [F7] the structure morphism S→Spec⁡C is scheme-smooth. Fix x∈S. Applying the Jacobian criterion of [F7] to this morphism gives an affine neighbourhood of x with a presentation Ch≅(C[t1,…,tm]/(f1,…,fr))g in which some r×r minor of the Jacobian matrix (∂fj/∂ti) is invertible at x, and whose fibres have dimension m−r; here the fibre is the local variety itself, so its chart dimension is m−r, and the nonempty-open dimension equality of [F7] gives m−r=n=dim⁡S. If r=0 the chart is already open in affine space. For r>0, after relabelling the coordinates and applying the holomorphic implicit function theorem of [F7] (adding an unused parameter if the free-coordinate block is empty) to the holomorphic map (f1,…,fr) near the image of x, the common zero locus is locally the graph of a holomorphic function of the remaining m−r=n coordinates; the graph coordinate map identifies a neighbourhood of x in the analytic topology with an open ball in Cn, and this analytic topology is the one of [F7]. The same presentation and implicit-function argument applied to the reduced induced structure of a locally closed smooth complex subvariety exhibits its points as complex charts of dimension equal to its complex dimension. Consequently S, and every smooth locally closed complex subvariety of S, is a complex manifold for the analytic topology, hence in particular a smooth real manifold of twice its complex dimension; the chart balls are path-connected neighbourhoods, so S and its open subsets are locally path connected.

1.2F1F5F8givenconstruct

Smoothing a based loop. Let γ:S1→S be a continuous based loop. Choose a continuous surjection ψ:S1→S1 with ψ(∗)=∗ that is constant on a neighbourhood of ∗: in angular coordinates it is induced by a nondecreasing surjection λ:[0,1]→[0,1] constant at 0 and 1 on endpoint collars. The interpolation (1−u)t+uλ(t) descends to a homotopy from the identity fixing ∗; then γ1=γ∘ψ is a continuous based loop, constant on an open arc W0∋∗ where γ1=s, and it is based-homotopic to γ. The map γ1 is smooth (indeed constant) on an open neighbourhood of the closed set A={∗}, so the relative Whitney approximation of [F5] applies: there are a smooth based loop γ2:S1→S and an open neighbourhood W of ∗ such that γ2=γ1 on W and γ1 is homotopic to γ2 by a homotopy fixed on W. Thus γ2 is a smooth based loop, equal to γ1=s on the open neighbourhood W∩W0 of the base point, with [γ2]=[γ1]=[γ] in π1(S,s).

2.1F7step 1.1constructalgebra

A finite decomposition of the complement into codimension-two smooth pieces. The complement Z=S∖U is closed and proper, and S is irreducible by step 1.1. We construct pairwise disjoint smooth locally closed complex subvarieties (Zj) covering Z, each of complex dimension at most n−1, by downward induction on dimension. Every irreducible component C of Z is a proper closed irreducible subvariety of the irreducible S, so dim⁡C≤n−1: append S to any chain of irreducible closed subsets of C to obtain a chain one term longer in S, using the chain-dimension definition in [F7]. The same argument gives the dimension drop for every proper closed subset of an irreducible component below. Suppose a closed algebraic subset T⊆Z is given in which every irreducible component has dimension at most d. For each irreducible component C of T of dimension exactly d, the regular locus Creg is a nonempty Zariski open subset of C: the generic-smoothness corollary of [F7], applied to the constant morphism from the irreducible classical variety C to a point, produces a nonempty open subset of the regular locus, which is open by [F7]. The sets Creg∖⋃C′≠CC′, for the finitely many top-dimensional components C, are pairwise disjoint smooth locally closed complex subvarieties of dimension d. What they do not cover of T is the union of the lower-dimensional components, the singular loci of the top-dimensional components, and the intersections of a top-dimensional component with another component; the lower-dimensional components have dimension at most d−1 by assumption and the other sets are proper closed subsets of top-dimensional irreducible components, hence have dimension at most d−1 by the chain argument, so the leftover T′ is a closed algebraic subset all of whose components have dimension at most d−1. Iterating from T=Z and d=n−1 produces finitely many disjoint smooth locally closed pieces, and the iteration stops at dimension 0, where the pieces are points and nothing is left over. Each piece has complex dimension at most n−1, so its real dimension is at most 2n−2 and its real codimension in the smooth real manifold S of step 1.1 is at least two; being a smooth locally closed complex subvariety, each piece is an embedded submanifold of S.

2.2F1F4step 1.2constructalgebra

A cutoff vanishing at the base point and equal to one over the bad set. Let γ2 be the smooth loop of step 1.2, denoting by γ2−1(Z)⊆S1 the compact bad set. If it is empty, then γ2 already lies in U and its class is represented in U; assume it is nonempty. Since γ2 equals the constant s∈U on the open neighbourhood W2=W∩W0 of ∗, the compact set K=γ2−1(Z) is disjoint from W∩W0. Choose an open arc W′∋∗ with W′‾⊆W2, put U1=S1∖W′‾ and U2=W2; these open sets cover S1, and K⊆S1∖W2⊆U1. By the partition-of-unity theorem [F4] applied to the cover {U1,U2} choose a subordinate smooth partition of unity (χ1,χ2) and set χ=χ1. Then χ is smooth with values in [0,1], equal to 1 on the open set S1∖supp⁡(χ2)⊇S1∖W2⊇K, and equal to 0 on the open set S1∖supp⁡(χ1)⊇S1∖U1=W′‾∋∗; moreover whenever χ(p)=0 we have χ2(p)=1, so p∈supp⁡(χ2)⊆W2 and hence γ2(p)=s∈U. In particular χ(∗)=0.

3.1F1F3F2step 2.1step 2.2constructalgebra

The truncated perturbation family is transverse to every piece. Apply the perturbation lemma [F3] to the smooth loop γ2:S1→S: there are an open ball B⊆Rm, positive-dimensional as recorded in [F3] because S≠∅, and a smooth family F:S1×B→S with F0=γ2 and with every parameter map a↦F(p,a) a submersion; in particular the evaluation map F is a submersion, hence transverse to every embedded submanifold by [F2]. Define F~:S1×B→S by F~(p,a)=F(p,χ(p)a); since the ball B is centred at 0 and 0≤χ(p)≤1 this is well defined and smooth, and F~0=F0=γ2. For every a∈B one has F~(∗,a)=F(∗,χ(∗)a)=F(∗,0)=γ2(∗)=s, so every slice F~a is a based loop. At a point (p,a) with χ(p)>0 the derivative of F~ in the parameter direction is χ(p) times the parameter derivative of F at (p,χ(p)a), which is surjective, so F~ is a submersion there. Hence F~⋔Zj for every piece Zj of step 2.1: if F~(p,a)∈Zj⊆Z then χ(p)>0, since χ(p)=0 would give F~(p,a)=F(p,0)=γ2(p) with γ2(p)∈U by step 2.2, and at a point with χ(p)>0 the map is a submersion and therefore transverse by [F2].

4.1F2F6F8step 1.2step 3.1algebra

A parameter outside all bad sets, and surjectivity. For each piece Zj of step 2.1 the set Nj⊆B of parameters a with F~a not transverse to Zj is null by the parametric transversality theorem [F2]. Since there are finitely many pieces, the union N=⋃jNj is null in the positive-dimensional smooth manifold B by [F6], so its complement is dense by [F6] and in particular nonempty; choose a∈B∖N. Then the slice F~a:S1→S is a smooth based loop transverse to every Zj. A transverse map from a one-dimensional manifold cannot meet a piece of real codimension at least two: if F~a(p)∈Zj, transversality would give dim⁡TF~a(p)S≤dim⁡im⁡(d(F~a)p)+dim⁡TF~a(p)Zj≤1+(2n−2)<2n, a contradiction. Hence F~a(S1) meets no Zj and therefore lies in U. The map (p,u)↦F~(p,ua), 0≤u≤1, is a homotopy from γ2 to F~a through based loops, so [F~a]=[γ2]=[γ] in π1(S,s) by [F8], while [F~a] lies in the image of π1(U,s)→π1(S,s) by [F8]. In the discarded case K=∅ of step 2.2 the loop γ2 itself already lies in U, so the same conclusion holds. Since every class in π1(S,s) has a continuous based loop representative, the map π1(U,s)→π1(S,s) is surjective.

5.1F9F5F4F3F2F6step 1.1step 2.2step 3.1step 4.1construct∎

Path connectedness. Let x,y∈U. The chart balls of step 1.1 make S locally path connected, so connectedness and [F9] give a continuous path β from x to y; reparametrize it to be constant near its endpoints. Traverse β on the first quarter of S1, its reverse on the second quarter, and the constant path at x on the second half. This gives a continuous circle map constant near all junctions. Apply [F5] to this circle map, relative to the finite closed set of junctions, to obtain a smooth loop equal to the original on neighbourhoods of those junctions. Its bad set is disjoint from those neighbourhoods. Repeat step 2.2 with W2 the union of these constant neighbourhoods and W′ a smaller union with closure in W2. The same two-set partition supplies a cutoff vanishing near all junctions, equal to one near the bad set, and with every zero lying where the loop is in U. Steps 3.1 and 4.1 then give a perturbed loop in U agreeing with the original near the junctions. Its first quarter joins x to y in U. Thus U is path connected; when Z=∅ the unperturbed path already suffices.

Source notes

The stratification of the complement, the smoothing of loops, and the cutoff-truncated perturbation family are supplied locally from the published approximation, partition-of-unity, tubular-perturbation and parametric-transversality suppliers; the argument replaces the informal "perturbation supported away from the collar" of the authoring draft by an explicit post-composition with a cutoff, so that no unstated localization of the published perturbation family is assumed. The topological codimension-two step is the one Deligne II 4.1.1 uses on printed p. 41. The Axiom of Choice is used exactly to supply ACω for the three quoted transversality and approximation suppliers.

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