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Serre duality for line bundles on a smooth proper curve, and the residue realization

Statement

Assume the Axiom of Choice as inherited from the duality and residue suppliers. Let C be a smooth proper geometrically integral curve over a field k and let L be an invertible OC-module.

(1) Over an arbitrary field k, C is projective (Every smooth proper curve admits a projective embedding), and specializing the published Serre duality theorem for smooth projective varieties to n=1 and E=L gives the fixed normalized Gysin trace tC ⁣:H1(C,ωC)→k, independent of the projective embedding, and the functorial perfect pairing H1(C,L)×H0(C,ωC⊗L−1)→k,(c,s)⟼tC(c∪s). Here L∨⊗ωC≅ωC⊗L−1.

(2) Over a perfect field, the same fixed trace is the negative of the positive residue-sum functional: if ξ∈H1(C,ωC) is represented by finite-support principal parts (ξp), then tC(ξ)=−∑pres⁡p(ξp). For every invertible L and s∈H0(C,ωC⊗L−1), the fixed-trace pairing is the negative of the positive residue pairing of The residue pairing of a line bundle with the dual canonical twist: tC(c∪s)=−⟨c,s⟩=−∑pres⁡p(cps). Consequently the residue pairing is perfect, bilinear and functorial in L, and h1(C,L)=h0(C,ωC⊗L−1).

Facts & Assumptions

Given: the Axiom of Choice; a field k; a smooth proper geometrically integral curve C over k; and an invertible OC-module L.

[F1]

The Axiom of Choice: every family of nonempty sets has a choice function (The Axiom of Choice).

[F2]

Every smooth proper geometrically integral curve C over a field k admits a closed immersion over k into PkN, so C→Spec⁡k is projective in the H-projective convention (Every smooth proper curve admits a projective embedding).

[F3]

The canonical bundle of a smooth curve is ωC=ΩC/k1=⋀1ΩC/k1. The normalized trace in the published smooth-projective duality theorem is fixed by the Gysin map from an embedding and the Laurent-coefficient trace on projective space; embedding independence is part of that theorem. Thus the trace is not a freely chosen functional (Canonical bundle and canonical divisors, Dualizing line bundle and trace datum of a smooth projective variety, Serre duality for locally free sheaves on a smooth projective variety).

[F4]

An invertible OC-module L is locally free of rank one; its dual L∨ is again invertible, L∨⊗L≅OC canonically, and L−1 denotes this dual. A rank-one locally free module is finite locally free of rank one (Invertible sheaves, Locally free sheaves of finite rank).

[F5]

Tensor products of OC-modules are the sheafifications of the componentwise tensor presheaves, and the internal Hom is the sheaf of local Hom modules. For invertible sheaves these constructions are compatible with duals (Tensor product of sheaves of modules, The internal Hom sheaf of two module sheaves).

[F6]

If X is smooth projective of pure dimension n over k and E is finite locally free, then ωX=⋀nΩX/k1 has a normalized trace tX ⁣:Hn(X,ωX)→k, independent of the chosen projective embedding, and cup product, contraction and trace give a functorial perfect pairing Hq(X,E)×Hn−q(X,E∨⊗ωX)→Hn(X,ωX)→tXk for 0≤q≤n (Serre duality for locally free sheaves on a smooth projective variety).

[F7]

For this geometrically integral proper curve, H0(C,OC)=k. Applying [F6] to E=OC and q=0 gives dim⁡kH1(C,ωC)=1 and shows tC is nonzero (Functions on a proper curve).

[F8]

Over a perfect field, the local coefficient-trace residue at each closed point is independent of the uniformizer and the residue pairing is well defined on cohomology and bilinear (Residue of a rational differential at a separable closed point, The residue pairing is well defined on cohomology).

[F9]

Over a perfect field, the sum of local residues of a rational differential on C is zero (The global residue theorem on a smooth proper curve over a perfect field). Together with the principal-parts presentation of H1, this makes tCres(ξ)=∑pres⁡p(ξp) a well-defined functional on H1(C,ωC) (H^1 of a line bundle on a curve as principal parts modulo meromorphic and regular sections).

[F10]

In the local resolution Aet→tA of a rational point, the Cartier extension 0→ωC→ωC(p)→κ(p)→0 with quotient generator t−1dt has raw extension cocycle et↦+dt. The normalized trace-one point class is et↦−dt; the passage from the raw global extension class to that normalized class contributes the factor σ1=−1 exactly once. Its point-to-curve-to-ambient Gysin trace is +1, so the original Cartier boundary has fixed trace −1. For a closed point with finite separable residue field, the twisting sequence and its connecting map commute with extension to an algebraic closure, and the fixed Gysin trace also commutes with that extension (Rational-point Koszul residue normalization for a smooth projective embedding, Local-to-global Ext collapse for a regular immersion, Embedding compatibility of smooth-projective Gysin traces, Flat field extension commutes with coherent cohomology).

[F11]

The ordered Čech complex has differential (δs)ij=sj∣Ui∩Uj−si∣Ui∩Uj for i<j, computes quasi-coherent cohomology on a finite affine cover of a separated scheme, and its comparison with sheaf cohomology is natural (Ordered Čech cochain complex of a cover, Cech cohomology computes quasi-coherent cohomology on a separated scheme, Canonical map from fixed-cover Čech to sheaf cohomology).

[F12]

A nonempty finite-type curve has a closed point; its residue field is finite over k. If k is perfect, that extension is separable. The cited curve-topology lemma gives that the underlying space of CK is Noetherian; by the definition of a scheme affine opens form a basis, and every open in a Noetherian space is quasi-compact (otherwise successive finite subunions of an open cover give a strictly increasing chain). Thus CK∖{x} has a finite affine cover. For a finite separable extension L/k, the trace form is nondegenerate, so there is a∈L with Tr⁡L/k(a)≠0 (Proper closed subsets of a curve are finite, Noetherian topological spaces via ACC on opens or DCC on closed subsets, Schemes, The trace form of a finite extension is nondegenerate exactly when the extension is separable).

[F13]

If L/k is finite separable and K=kˉ, choose a primitive element L=k[α]. Its minimal polynomial factors over K into distinct linear factors, and the Chinese remainder theorem gives L⊗kK≅∏σ:L↪KK. The trace is the sum over these embeddings (A finite extension generated by elements all but possibly one of which are separable is simple, Norm and trace from embeddings, with the inseparable exponent in the norm formula).

[F14]

Every class of H1(C,L) is represented by a finite-support family of local principal parts, equivalently by the connecting image of a section of L(D)∣D for some effective divisor D containing those parts (H^1 of a line bundle on a curve as principal parts modulo meromorphic and regular sections).

[F15]

For an effective Cartier point x↪C, the global Ext group Ext⁡OC1(κ(x),ωC) is naturally identified with the stalk module Ext at x. Here is the needed support argument. Under AC, Mod⁡(OC) has enough injectives; restriction of injectives to opens is injective by exact extension by zero, and for an injective I the sheaf Hom(κ(x),I) is flasque: a morphism on an open U transposes to j!(κ(x)∣U)→I∣V and extends across the monomorphism j!(κ(x)∣U)↪κ(x)∣V by injectivity. Thus it is Γ-acyclic and the Grothendieck spectral sequence has E2p,q=Hp(C,Extq(κ(x),ωC)) and abuts to global Ext. The locally free resolution 0→OC(−x)→OC→κ(x)→0 computes the sheaf Ext: its Hom complex into ωC is ωC→ωC(x), so Ext0=0, Ext1=ι∗(ωC(x)∣x), and higher sheaf Ext vanishes. Its global sections are the local module Ext computed by 0→OC,x→πOC,x→κ(x)→0, where π is a local equation of the Cartier point. It is supported at the one affine point, so its positive cohomology vanishes. The spectral sequence therefore collapses in total degree one, and its edge is the natural isomorphism to the local module Ext. The sheaf-Ext computation can be checked directly with the same resolution: take an injective resolution ωC→I∙ and the double complex Hom(P−r,Is) for P=[OC(−x)→OC] in degrees −1,0. For each s, the augmented row 0→Hom(κ(x),Is)→Hom(OC,Is)→Hom(OC(−x),Is)→0 is exact because Is is injective, also after restriction to opens. For each term P−r, local freeness makes 0→Hom(P−r,ωC)→Hom(P−r,I0)→Hom(P−r,I1)→⋯ exact. The exact-row/column assembly lemmas identify the total cohomology with both that of Hom(κ(x),I∙) and that of Hom(P∙,ωC). The same extension-by-zero argument with source OC makes I≅Hom(OC,I) flasque, so the cited acyclic-resolution theorem computes sheaf cohomology by this injective resolution. No projective-space Ext-collapse statement is applied to x↪C. (Effective cartier divisor, Invertible sheaf of cartier divisor, Sheaf Ext of coherent modules, Sheaf cohomology as right derived global sections, Extension by zero for abelian sheaves on an open subspace, Flasque sheaf, Closed immersion preserves cohomology and coherent pushforward, Acyclic assembly by exact columns, Acyclic assembly by exact rows, Enough injective sheaves of modules, Effective Cartier divisors give a short exact sequence, The acyclic-resolution theorem for right derived functors, AC implies DC implies countable choice, Effective Cartier divisors are closed subschemes cut out by regular equations, Extension by zero is left adjoint to restriction and is exact on abelian sheaves, Flasque abelian sheaves are Γ-acyclic, Grothendieck spectral sequence, Local rings at closed points of smooth curves are discrete valuation rings, Affine acyclicity of quasi-coherent sheaves).

[F16]

In the abelian category of OC-modules, with enough injectives as in [F15], the class of a short exact sequence is sent to its usual cone connecting morphism in the derived category; composing the extension 0→ωC→ωC(x)→κ(x)→0 with evaluation OC→κ(x) is exactly its long-exact-sequence boundary in Ext⁡OC1(OC,ωC)=H1(C,ωC). The convention is the positive cone projection, with no additional shift scalar (Yoneda product is composition in the derived category).

Proof

Proof technique: specialize the published smooth-projective theorem for the arbitrary-field pairing, compare its fixed Gysin trace with the negative of the positive residue sum using the local Koszul normalization, and compare every Cartier-twist connecting map with cup product.

1.1F2F3F6

By [F2] the curve is projective; it is smooth of pure dimension one and ωC=ΩC/k1=⋀1ΩC/k1 by [F3]. Its trace tC is the fixed embedding-independent Gysin trace of [F3, F6], not a functional chosen after the residue formula is known.

1.2F6F7F9

Assume now that k is perfect. By [F7] and [F6] applied to E=OC, q=0, the space H1(C,ωC) is one-dimensional and tC is nonzero. By [F9], residue sum defines another functional tCres ⁣:H1(C,ωC)→k. We compare these functionals on one explicit connecting class.

1.3F8F12

Choose a closed point p by [F12], put L=κ(p), and choose a uniformizer t at p. Then L/k is finite separable; [F12] gives a∈L with Tr⁡L/k(a)≠0. The exact sequence 0⟶ωC⟶ωC(p)⟶ωC(p)∣p⟶0 has quotient generator represented locally by t−1dt. Set ηp:=δp(a t−1dt)∈H1(C,ωC). By [F8] and the local coefficient-trace formula, tCres(ηp)=Tr⁡L/k(a).

1.4F10F11F15F16algebra

We identify the global Cartier-extension class with the normalized point class without applying the projective-space collapse to x↪CK. Let x∈CK(K), put A=OCK,x, and choose a parameter u. Identify ωCK(x)∣x with K by sending the class of u−1du to 1, and let ex:=[0→ωCK→ωCK(x)→κ(x)→0]∈Ext⁡OCK1(κ(x),ωCK). The local resolution 0→Aeu→  u  A→κ(x)→0 and the lift 1↦u−1du compute its restriction as the raw module-Ext cocycle eu↦+du. Let ϵx be the global trace-one point class of [F10]; in this same local Koszul model it is eu↦−du. These are classes in global Ext, not only local cocycles. To justify that the local comparison determines them globally, use [F15]: the point has the locally free resolution 0→OCK(−x)→OCK→κ(x)→0, so Hom(κ(x),ωCK)=0, Ext1(κ(x),ωCK)=ι∗(ωCK(x)∣x), and all other sheaf Exts vanish. The sheaf-Ext-to-global-Ext spectral sequence has no higher cohomology on this one-point support; its edge is the natural isomorphism from global Ext⁡OCK1(κ(x),ωCK) to the local module Ext. Since it is injective and ex and −ϵx both restrict to +du, ex=−ϵx in global Ext. Now compose with evaluation qx:OCK→κ(x). By [F16], the positive Yoneda boundary identifies δx(u−1du)=ex∘qx=−ϵx∘qxin Ext⁡OCK1(OCK,ωCK)=H1(CK,ωCK). No second σ1 is applied to this boundary. The point normalizer and embedding-Gysin compatibility [F10] give fixed trace 1 on ϵx∘qx, hence tCK(δx(b u−1du))=−b(b∈K). The point-last ordered Čech lift has boundary coordinate +u−1du by [F11]; its comparison with the fixed Gysin model is precisely the single negative conversion above. On the standard ordered cover of P1 this same class is −(x0x1)−1, agreeing with the fixed Laurent trace.

1.5F5algebra

Let D be any effective Cartier divisor, and write QL,D:=L(D)∣D and Qω,D:=ωC(D)∣D. For s∈H0(C,ωC⊗L−1), multiplication by s gives a commutative diagram of short exact sequences 0→L→L(D)→QL,D→0↓s↓s↓sD0→ωC→ωC(D)→Qω,D→0. The induced connecting-map square commutes: H0(C,QL,D)→δL,DH1(C,L)↓sD↓( ⋅ ∪s)H0(C,Qω,D)→δω,DH1(C,ωC). The right map is cup product with s because it is induced by the sheaf map L→sωC.

2.1F4F5F6step 1.1

The invertible sheaf L is finite locally free of rank one by [F4]. Apply [F6] with X=C, n=1, E=L and q=1. This gives the functorial perfect pairing H1(C,L)×H0(C,L∨⊗ωC)→∪H1(C,ωC)→tCk. The canonical identification L∨⊗ωC≅ωC⊗L−1 follows from [F4, F5]. This proves part (1) over an arbitrary field.

2.2F10F13step 1.2step 1.3step 1.4

The finite separable extension splits after extension to K: by [F13], L⊗kK≅∏σ:L↪KK, so the base change of p is the disjoint union of rational points xσ. Base change of the twisting sequence and naturality of its connecting homomorphism give ηp⊗1=∑σ:L↪Kδxσ(σ(a) tσ−1dtσ). By [F10] the extended fixed trace agrees with the trace on CK. Applying Step 1.4 and then the separable trace formula of [F13] yields tC(ηp)=−∑σσ(a)=−Tr⁡L/k(a)≠0. The residue-sum functional has value +Tr⁡L/k(a) by Step 1.3. Since H1(C,ωC) is one-dimensional by Step 1.2, ηp spans it; hence tC=−tCres as literal functionals. No scalar is chosen or left undetermined.

3.1F8F9F14step 1.2step 1.3step 1.4step 2.2step 1.5

For g∈H0(C,QL,D), choose local lifts g~p∈L(D)p for the finitely many p∈supp⁡D. The lower boundary class is represented by the principal parts g~ps of ωC. Therefore the fixed-trace/residue comparison already proved gives tC(δL,D(g)∪s)=tC(δω,D(sDg))=−∑p∈supp⁡Dres⁡p(g~ps)=−⟨δL,D(g),s⟩. Changing a lift adds a regular differential and leaves its residue unchanged. By [F14], every class of H1(C,L) has such a finite principal-parts representative for some effective D, so the equality holds for every c. This proves the negative residue realization in part (2).

4.1F1F3step 2.1step 3.1∎

The residue pairing is perfect because it is the negative of the perfect fixed-trace pairing of Step 2.1; multiplication by −1 preserves perfectness, bilinearity and functoriality. The dimension identity follows from that pairing, and ωC=ΩC/k1 by [F3]. The Axiom of Choice is used only through the declared suppliers [F1].

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