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The canonical map: base-point-freeness and the hyperelliptic exception
Statement
Assume the Axiom of Choice as inherited from the duality suppliers. Let be a smooth proper geometrically integral curve over a field of genus , with canonical bundle and canonical divisor .
- is generated by its global sections, so the canonical map is a -morphism with , and the divisors of the canonical system are the pullbacks of hyperplanes under .
- is a closed immersion if and only if and is geometrically nonhyperelliptic, meaning admits no degree-two map to .
- If is hyperelliptic over with map and , then , and factors through the st Veronese embedding of . More generally this factorization holds over for every geometrically hyperelliptic . In either case the canonical map has generic degree two onto a rational normal curve and is not a closed immersion.
Facts & Assumptions
Given: A field ; a smooth proper geometrically integral curve over of genus ; canonical bundle and canonical divisor ; an algebraic closure and the base change .
Serre duality identifies for each divisor . (Serre duality for line bundles on a smooth proper curve, and the residue realization, h^1 of a line bundle equals the dimension of the space of dual sections)
Riemann--Roch gives for every divisor . (The full Riemann-Roch theorem for divisors on a smooth proper curve, Riemann-Roch for curves: the Euler-characteristic form)
A base point of a linear system is a point where all its sections vanish; a system is base-point-free if its sections generate the associated line bundle at every point. For a divisor , and . (The Riemann-Roch dimension l(D), Complete linear system, Base points and base-point-free linear systems)
A base-point-free generating system defines a morphism to projective space with pullback of equal to the line bundle; changing a basis changes only the projective coordinates. The canonical morphism is the one attached to the full space . (A base-point-free linear system defines a morphism to projective space, Maps to projective space equal generating line-bundle data, Relative projective space from standard charts)
Canonical bundles, coherent cohomology, and the canonical map commute with field extension. In particular has the same genus, and evaluation maps and their first jets base-change. (Relative differentials commute with scheme base change, Flat field extension commutes with coherent cohomology)
A nonconstant function on a smooth proper curve gives a finite map to whose degree is its pole-divisor degree; a degree-one map between smooth proper curves is an isomorphism. Hyperellipticity over and geometric hyperellipticity have the meanings in Hyperelliptic curves and hyperelliptic maps. (A nonconstant rational function defines a finite map to the projective line, Degree of a nonconstant morphism of curves, Birational smooth proper curves are isomorphic, Hyperelliptic curves and hyperelliptic maps)
is invertible and is the line bundle of a canonical divisor . (Canonical bundle and canonical divisors)
The Axiom of Choice is assumed as stated; it is also required by the cited Nakayama supplier. (The Axiom of Choice, Assuming the Axiom of Choice, Nakayama's lemma)
Projective space over a field is proper and hence separated. A morphism from a proper scheme to a separated scheme is proper. (Finite-dimensional projective space is proper over every base, Proper morphisms, Morphisms from a proper scheme to a separated one are proper)
For a finite-type morphism, quasi-finiteness is equivalent to every point being isolated in its fiber with finite residue-field extension; this is also equivalent to each scheme-theoretic fiber being finite. A proper quasi-finite morphism is finite. (Finite-fibre and pointwise characterizations of quasi-finiteness, A proper quasi-finite morphism is finite)
A proper closed subset of a curve is a finite set of closed points. (Proper closed subsets of a curve are finite)
A quasi-compact morphism has a closed scheme-theoretic image cut out by the kernel of the structure-sheaf map. For an integral source, this image is integral: on a target affine chart meeting the image, sections on its nonempty inverse image embed in the source function field by [F16], so the kernel of the ring map is prime. The induced map to the image is dominant; its generic point maps to the generic point, and the stalk map embeds the image function field in the source function field. (Scheme-theoretic image, Scheme-theoretic image of a quasi-compact morphism, Function field of an integral finite-type scheme)
A closed immersion into an affine scheme is induced by a surjection of coordinate rings, and closed immersions are local on the target. (Closed immersions of schemes, Closed immersions into affine schemes are quotient spectra, Closed immersions are local on the target)
A maximal ideal in a finite-type algebra over a field has finite residue field extension; a nonzero finite module has a maximal ideal in its support. (Finite-type maps from Jacobson rings induce finite residue-field extensions at maximal ideals, In a nonzero commutative ring, every proper ideal is contained in a maximal ideal)
The function field of an integral finite-type scheme is finitely generated; on a nonempty affine open with coordinate domain , its transcendence degree equals . If is geometrically integral, is a domain by the first supplier, so is algebraically closed in : if were algebraic over but not in , then would be a nontrivial finite extension. The injection remains injective after tensoring with the flat extension , but is not a domain because the nonconstant minimal polynomial splits over . This contradicts the domain property. (Function field of an integral finite-type scheme, Affine-domain dimension equals transcendence degree)
A field generated by finitely many algebraic elements over a field is a finite extension. (An extension generated by finitely many algebraic elements is finite)
Under AC, if a finite module over a local ring satisfies , then , by Nakayama's lemma. (Assuming the Axiom of Choice, Nakayama's lemma)
A finite algebra is integral, and under an integral ring extension the contraction of a maximal ideal is maximal. (Finite morphisms are integral and universally closed, Under an integral extension, a prime is maximal if and only if its contraction is maximal)
The Veronese map is a closed immersion, and its image is isomorphic to . The standard affine charts of have polynomial-domain coordinate rings, so it is reduced. A closed immersion into this target that is surjective on points is an isomorphism: on each affine chart its defining ideal lies in every prime, hence in the nilradical zero. (The Veronese map is a well-defined closed immersion, Relative projective space from standard charts, Closed immersions of schemes)
Proof
Work first over for the point and tangent calculations. The conclusions about the canonical bundle and its sections transport by [F6].
(No canonical base point.) Suppose a geometric point were a base point of . Then . By Serre duality [F1], , and Riemann--Roch [F2] gives . Since , there is a nonconstant function with poles bounded by . A nonconstant function on a proper curve has a pole, so its pole divisor has degree one. By [F7] it gives a degree-one map to and hence an isomorphism, contradicting . Thus the canonical system is base-point-free over and, by [F6], over .
(Canonical map.) By [F3], the full canonical space has dimension ; by [F5] and step 1.1 its generating sections define with . The same construction identifies canonical divisors with hyperplane pullbacks. This proves assertion (1).
(Failure to separate points.) Over , let be geometric points. If the canonical sections fail to separate them, their evaluation map to the two one-dimensional fibers has rank one: each component is nonzero by base-point-freeness. Its kernel is , so this space has dimension . Duality [F1] gives , and Riemann--Roch [F2] gives .
(Failure to separate a tangent.) At a geometric point , the first-jet evaluation has target the two-dimensional restriction of to . Base-point-freeness makes its value component nonzero. If the tangent direction is not separated, this map has rank one, and its kernel has dimension . By [F1], ; Riemann--Roch [F2] then gives .
(The resulting degree-two map.) In either step 2.2 or 2.3, the resulting two-dimensional Riemann--Roch space contains a nonconstant function. Its pole divisor is bounded by the effective divisor of degree two used there. It cannot have degree zero, and degree one would make isomorphic to by [F7], contradicting . Its pole divisor therefore has degree two, and [F7] gives a degree-two map to . It follows that a geometrically nonhyperelliptic curve separates every pair of geometric points and every tangent direction.
(Properness and the generic fiber.) Assume and work over . The canonical map is nonconstant because . Its target projective space is separated, so [F10] makes it proper. Let be its scheme-theoretic image. The source and image are integral. Choose a standard projective chart containing the generic point of . Nonconstancy supplies a nonconstant affine coordinate ratio on that chart. The dominant map embeds function fields by [F13], so regard as a nonconstant element of . Since is algebraically closed in by [F16], this nonconstant is transcendental over . Thus : it is at least one from , and at most one from the inclusion . The affine-domain dimension formula in [F16] on the chart shows that is an integral curve. The function field is finitely generated of transcendence degree one, so is algebraic and finitely generated, hence finite by [F17]. Since , the generic-fiber residue extension is finite. The generic point of maps to the generic point of . No closed point of maps to that generic point, since the morphism is proper and therefore sends the closed singleton of a closed point to a closed subset. Thus the generic fiber has just the source generic point, which is isolated, with the finite residue extension just proved. For a closed point , the fiber is a proper closed subset of : it cannot contain the generic point, which maps to the generic point of . By [F12] its support is a finite set of closed points. For each such point , both and are finite over by [F15], so is finite; the points of this finite fiber are isolated. Hence every point is isolated in its fiber with finite residue extension, and the published fiber criterion [F11] makes the canonical map quasi-finite. Proper plus quasi-finite makes it finite.
(Canonical factorization.) Let be a degree-two map and . The monomials in pull back to independent sections of , so . Its degree is . Riemann--Roch and Serre duality as in the proof of Hyperelliptic curves and hyperelliptic maps give . The pulled-back monomials are therefore a basis of , and the canonical map is the Veronese factorization, up to projective coordinates. The same argument over applies to a geometric degree-two map even when its quotient does not descend to .
(Local closed-immersion argument over .) For the sufficient direction of assertion (2), assume and that is geometrically nonhyperelliptic. By Step 3.1 the canonical map separates geometric points and tangent directions; Step 3.2 proves that it is finite. Let be the scheme-theoretic image of in . By Step 3.2, the map to the ambient projective space is finite. Cover by opens , where ranges over the standard affine charts of the ambient projective space. Since is closed, each is affine with a quotient of . Since the map factors through the closed subscheme , its inverse image of is its inverse image of , say . Finiteness over gives finitely many -module generators of ; the -action factors through its quotient , so these also generate over . The scheme-theoretic-image property [F13] gives . At each closed point , properness gives a point above it and point separation gives exactly one such point . Let . If generate over , their images generate over , so is finite over ; by [F19] the ring map is integral. Every maximal ideal of contracts to the maximal ideal of the local ring , again by [F19]. Maximal ideals of are precisely the points of the fiber over : conversely, a prime over the maximal ideal is maximal because its quotient is an integral domain integral over the residue field , hence is a field. There is exactly one such point by point separation. Thus is local. If is its unique maximal ideal, then ; in particular this local ring is finite over . The residue fields of and are . Tangent injectivity dualizes to a surjection . Hence . The module is finite over the local ring , so [F18] gives . Equality of residue fields now gives . The finite -module is therefore equal to its product by , so [F18] over gives . For each affine in this cover, this proves that the cokernel of vanishes after localization at every maximal ideal: maximal ideals are closed points because is of finite type over . A nonzero finite module has a maximal ideal in its support, so the cokernel is zero. Thus is an isomorphism on every such affine, and is an isomorphism. Since is a closed subscheme, is a closed immersion. This proves the local criterion directly from point and tangent separation; it does not invoke a degree-threshold very-ampleness result.
(The factorization is not an embedding.) The Veronese map is a closed immersion. If its composite with were a closed immersion, then would be a closed immersion into its Veronese image: on affine charts this follows by factoring the surjection of coordinate rings for the composite through the coordinate ring of the Veronese image. But is finite and surjective of degree two. A surjective closed immersion into is an isomorphism by [F20], since that target is reduced. This would force to have degree one, a contradiction. Thus the canonical map is not a closed immersion whenever is geometrically hyperelliptic. Its generic degree onto the rational normal curve is two. This gives the necessary geometric condition in assertion (2) without any separability assumption.
(Generic geometric fibers.) For completeness, every degree-two map from with is separable, including in characteristic two. Only characteristic two needs proof. Put and let be the induced extension. If it were purely inseparable, choose generating it with for nonsquare. Write with . Because is perfect, there are such that and . Under the embedding given by , the element can be sent to , whose square is . Irreducibility of makes this a field embedding . Both extensions over have degree two, so the image is all of . Hence is birational to , and smooth proper birational curves are isomorphic; this contradicts . Thus the degree-two extension is separable. Its geometric generic fiber consists of two distinct points, which the canonical map identifies through the Veronese factorization.
(Finiteness over and descent.) Under the same hypotheses, the canonical map over is proper, and the following fiber argument proves it quasi-finite, hence finite. Its scheme-theoretic image is integral. Choose a standard projective chart containing its generic point. Nonconstancy supplies a nonconstant affine coordinate ratio . The dominant map embeds function fields by [F13], so regard as a nonconstant element of . Geometric integrality makes transcendental over by [F16]. The inclusion and the fact that has transcendence degree one show that has transcendence degree one, so [F16] makes an integral curve. Finite generation of of transcendence degree one makes , and therefore , finite. Thus the generic fiber is the single isolated generic point with finite residue extension. The generic point of maps to the generic point of , and properness keeps closed source points from mapping there: a proper map sends the closed singleton of a closed source point to a closed subset of the projective target, whereas the generic point of the integral curve is not closed. Each closed fiber is a proper closed subset of with finite support by [F12], and its residue extensions are finite by [F15]. The fiber criterion and properness then give finiteness by [F11]. On each standard affine chart of , write ; finiteness makes a finite -module. Its base change to is the chart map of the closed immersion proved above, so is surjective. The cokernel of tensors to zero; since is faithfully flat, that cokernel is zero. Therefore every chart map is surjective and is a closed immersion over by [F14]. This proves the sufficient direction of assertion (2).
(The converse.) If , the canonical map has target and is nonconstant because . A closed immersion of a proper integral curve into would have one-dimensional closed image, hence image all of , and would make , contradicting . If is geometrically hyperelliptic, step 4.2 shows that the base-changed canonical map is not a closed immersion; closed immersions remain closed after field extension. Thus a closed immersion forces and geometric nonhyperellipticity. Together with steps 3.1--3.2, 4.1--4.2, and 5.1, this proves assertion (2).
(Conclusion.) Assertions (1)--(3) follow from steps 1.1--2.1, 3.1--3.3, 4.1--4.3, and 5.1--6.1. The Axiom of Choice enters through the cited duality, properness, finite-morphism, Nakayama, scheme-image, and descent suppliers; no additional choice is made in the point, tangent, or local-ring computations.
Depends on
- The canonical divisor has degree 2g - 2
- The canonical bundle has exactly g independent sections
- h^1 of a line bundle equals the dimension of the space of dual sections
- Finite type under base change and products over a field
- A field finitely generated as a k-algebra is a finite extension of k
- Closed immersions of schemes
- The Axiom of Choice
- Base points and base-point-free linear systems
- Canonical bundle and canonical divisors
- Complete linear system
- Finite morphisms of schemes
- Gonality
- Hyperelliptic curves and hyperelliptic maps
- The Riemann-Roch dimension l(D)
- Degree of a nonconstant morphism of curves
- Proper morphisms
- Quasi-finiteness at a prime of a finite-type algebra
- Quasi-finite morphisms of schemes
- Relative projective space from standard charts
- Scheme-theoretic image
- An extension generated by finitely many algebraic elements is finite
- Assuming the Axiom of Choice, Nakayama's lemma
- Finite morphisms are integral and universally closed
- Under an integral extension, a prime is maximal if and only if its contraction is maximal
- Birational smooth proper curves are isomorphic
- Relative differentials commute with scheme base change
- Proper closed subsets of a curve are finite
- Finite-type maps from Jacobson rings induce finite residue-field extensions at maximal ideals
- Function field of an integral finite-type scheme
- A nonconstant rational function defines a finite map to the projective line
- Morphisms from a proper scheme to a separated one are proper
- Finite-fibre and pointwise characterizations of quasi-finiteness
- Flat field extension commutes with coherent cohomology
- Base change of immersions
- Closed immersions are local on the target
- The Veronese map is a well-defined closed immersion
- A base-point-free linear system defines a morphism to projective space
- Closed immersions into affine schemes are quotient spectra
- Affine-domain dimension equals transcendence degree
- The full Riemann-Roch theorem for divisors on a smooth proper curve
- Maps to projective space equal generating line-bundle data
- Finite-dimensional projective space is proper over every base
- A proper quasi-finite morphism is finite
- Riemann-Roch for curves: the Euler-characteristic form
- Scheme-theoretic image of a quasi-compact morphism
- In a nonzero commutative ring, every proper ideal is contained in a maximal ideal
- Serre duality for line bundles on a smooth proper curve, and the residue realization
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285 results within two dependency steps of this one, each drawn at its shortest distance from it. An arrow runs from a result to what uses it, so the chart reads left to right and ends at this result, which carries a heavier outline. Every node is a link to that result. Click elsewhere on the chart to enlarge it.
Sources
- Ravi Vakil, The Rising Sea (version of October 21, 2025) (standard reference, not scraped)
- William Fulton, Algebraic Curves (Internet Archive copy), Ch. 8 (standard reference, not scraped)
- MIT 18.725 Algebraic Geometry (Fall 2015) course notes, Lectures 24-25 (standard reference, not scraped)