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Coulomb continuum spectral density

Statement

Assume the Axiom of Countable Choice and the Axiom of Choice (The Axiom of Countable Choice (ACω), The Axiom of Choice). Let γ≥0, l≥0, let Al be the radial operator of Transported radial endpoint realization with spectral measure EAl, and for k>0 let φl(k,⋅) and fl(k,⋅) be the solutions of Coulomb Jost Volterra solution, with Wl(k):=W(φl(k,⋅),fl(k,⋅))≠0. Write ρl(E):=Eπ ∣Wl(E)∣2(E>0).

For g∈L2(0,∞) write μg(B):=⟨EAl(B)g,g⟩ for its finite positive scalar spectral measure, where B⊆R is Borel (Projection valued measure, Spectral theorem for unbounded self-adjoint operators (PVM form)). A finite positive Borel measure μ is absolutely continuous with respect to Lebesgue measure dE if μ(N)=0 for every Borel set N of Lebesgue measure zero; it is singular continuous if it is carried by a Borel Lebesgue-null set and has no atoms, meaning μ({E})=0 for every E∈R. Define the absolutely continuous subspace Hac(Al):={g∈L2(0,∞):μg is absolutely continuous with respect to dE}. It is a closed linear subspace because it equals ⋂N: ∣N∣=0ker⁡EAl(N), where the intersection is over Borel Lebesgue-null sets and μg(N)=∥EAl(N)g∥2. For I=(0,∞), put Hsc(Al;I):={g∈EAl(I)L2(0,∞):μg is singular continuous}. The set Hsc(Al;I) is a closed linear subspace: linear combinations of such vectors have scalar measures supported on the union of their null carriers and have no atoms, and these two properties pass to limits of vectors by continuity of the PVM projections. Here EAl(I)L2 is purely absolutely continuous when it is contained in Hac(Al), and “Al has no singular-continuous spectrum on I” means Hsc(Al;I)={0}. Thus each operator spectral-type phrase in (d) is a statement about the scalar PVM measures, not an additional pointwise classification of energies.

Then:

(a) resolvent kernel. For z=k2 with Im⁡k>0 and k in the domain of the Jost construction, and for every g∈L2(0,∞) with compact support, the resolvent is given by ((Al−z)−1g)(r)=∫0∞Gl(r,s)g(s) ds,Gl(r,s):=−φl(k,min⁡(r,s)) fl(k,max⁡(r,s))Wl(k), and Gl solves (Al−z)Gl=δ in the sense that −G′′+(l(l+1)/r2−γ/r)G−zG=0 away from r=s and the derivative of G has the jump −1 at r=s; moreover ∥(Al−z)−1∥≤1/∣Im⁡z∣;

(b) boundary value. For real k>0 one has φl(k,⋅) real and, for all r,s>0, Im⁡Gl(k2+i0;r,s)=k φl(k,r)φl(k,s)∣Wl(k)∣2;

(c) spectral density. For every g∈L2(0,∞) and every 0<a<b, ⟨EAl((a,b))g,g⟩=lim⁡ε↓01π∫abIm⁡⟨(Al−E−iε)−1g,g⟩dE, and if g has compact support then ⟨EAl((a,b))g,g⟩=∫abρl(E)∣∫0∞φl(E,r)g(r) dr∣2dE; consequently for compactly supported g the measure EAl,g(B):=⟨EAl(B)g,g⟩ restricted to (0,∞) is absolutely continuous with density ρl(E)∣∫φlg∣2;

(d) absolutely continuous spectrum; no zero eigenvalue. For every g∈L2(0,∞) the measure EAl,g has no atom in (0,∞); the positive spectral subspace EAl((0,∞))L2(0,∞) is purely absolutely continuous and is the closed span of the positive spectral projections of compactly supported functions; it equals the absolutely continuous subspace of Al, and Al has no singular continuous spectrum on (0,∞); moreover 0 is not an eigenvalue of Al.

No scattering phase, normalization of the continuum functions as a unitary transform, or physical cross-section is asserted; the transform itself is the subject of the companion item Onto radial continuum transform.

Facts & Assumptions

Given: the current AC+CC contract, γ≥0, l≥0, ql(r)=l(l+1)/r2−γ/r, the radial form realization Al, φl/rl+1→1, fl with the stated Coulomb logarithmic phase, W(u,v)=uv′−u′v, and ⟨u,v⟩=∫uv‾ (linear in the first slot). Compact support means containment in a compact subset of the open half-line.

[F1]

The endpoint realization supplies Vl=H01(0,∞) with equivalent norm, u/r∈L2 for u∈Vl, the continuous closed form al, and the exact operator-domain criterion: u∈D(Al) if and only if u∈Vl and al(u,v)=⟨h,v⟩ for every v∈Vl and some h∈L2. It also supplies self-adjointness and UCU∗=⨁Al (Transported radial endpoint realization). The nonreal resolvent bound is Resolvent of a self-adjoint operator: nonreal resolvents and the estimate.

[F2]

The regular series and its derivatives converge uniformly on compact parameter and radial sets and have φl=rl+1(1+O(r)), φl′=O(rl) at zero. The Jost solution and its radial derivative are jointly continuous up to the real positive k axis and decay exponentially times a power when Im⁡k>0 in its first-quadrant construction domain. For real k>0, φl is real, W(f‾l,fl)=2ik, and Wl(k)≠0 (Coulomb Jost Volterra solution, especially its actual compact-parameter Volterra/IVP proof).

[F3]

The self-adjoint spectral theorem gives the finite positive scalar measure μg(B)=∥EAl(B)g∥2, total mass ∥g∥2, and ⟨(Al−z)−1g,g⟩=∫(λ−z)−1dμg(λ). The projection at λ is the projection onto ker⁡(Al−λ) (Spectral theorem for unbounded self-adjoint operators (PVM form), Unbounded Borel functional calculus: domains, products, spectral mapping, Projection valued measure).

[F4]

Cauchy–Schwarz, Fubini, dominated convergence, and continuity from below for finite measures are used in their scalar forms (Cauchy-Schwarz inequality for L2, Tonelli and Fubini for the completed product, with only almost-everywhere section measurability, Dominated convergence). No Stone interval formula, positive-energy absence of atoms, or onto continuum transform is an input.

[F5]

The form-core identity ∥u′−u/r∥2=∥u′∥2 and Hardy inequality ∥u/r∥2≤2∥u′∥2 extend to Vl. Young's inequality yields al(u,u)≥12∥u′∥22+l(l+1)∥u/r∥22−2γ2∥u∥22. This bound is uniform over l≥0 and follows from [F1]; no essential-spectrum theorem or negative bound-energy exhaustion is assumed below.

Proof

1.1F1F2F4givenalgebra

[Endpoint and form membership] Fix z=k2 with Im⁡k>0 in the Jost construction domain; its positive real part makes z nonreal. A function agreeing with a constant multiple of φl near zero and a constant multiple of fl near infinity and lying in H2 on intervening compact intervals has u,u′,u/r∈L2 and trace zero at zero by [F2]. It belongs to Vl: a cutoff vanishing below δ and equal to one above 2δ adds derivative squared norm at most C∫02δ∣u∣2/r2→0; a cutoff at infinity adds derivative squared norm at most CR−2∫R2R∣u∣2→0. The tails of all other norm terms vanish by integrability, and the resulting compact H1 functions can be smoothed within the open half-line. This verifies actual form membership including l=0 and γ=0.

1.2F1F3F4givenalgebra

[Radial form proof of zero exclusion] Define Ssu(r)=es/2u(esr) for real s. Change of variables gives unitarity on L2, preservation of Vl, and on the smooth form core the exact identity al(Ssu,v)=e2sal(u,S−sv)+γ(e2s−es)⟨Ss(u/r),v⟩. Kinetic and angular terms scale by e2s and the Coulomb term by es. Continuity extends the identity to all u,v∈Vl, since u/r∈L2. If u∈D(Al) and Alu=0, the form criterion gives Ssu∈D(Al) and AlSsu=γ(e2s−es)Ss(u/r). Self-adjointness yields 0=⟨AlSsu,u⟩=γ(e2s−es)⟨Ss(u/r),u⟩. For γ>0 and s≠0 divide by the nonzero coefficient. Strong continuity Ssh→h follows first for compact continuous h by dominated convergence and then by density and unitarity for all h∈L2. Letting s→0 gives ∫∣u∣2/r=0, hence u=0. For γ=0, 0=⟨Alu,u⟩=∥u′−u/r∥22+l(l+1)∥u/r∥22; the identity ∥u′−u/r∥2=∥u′∥2 extends from the form core to Vl, so u′=0 and its L2 constant representative is zero. No unbounded dilation generator is differentiated.

1.3F1F4F5givenalgebra

[Compact weighted form embedding] The map K:Vl→L2(0,∞), Ku=u/r, is compact on bounded H01 sets. To prove this directly, for ∥u∥2,∥u′∥2≤C use ∫0δ∣u∣2/r≤δ∥u/r∥22≤4δC2 and ∫R∞∣u∣2/r≤C2/R. On [δ,R], partition into finitely many equal cells of length at most h and replace u by its average on each cell. The absolute continuity formula and Cauchy–Schwarz give ∫I∣u−uI∣2≤h2∫I∣u′∣2 on each cell I, so multiplication by 1/r gives total middle error at most h2C2/δ. The resulting functions lie in a fixed finite-dimensional span of cell indicators divided by r, with bounded coefficients. Choosing δ,R,h makes the error arbitrarily small, so the image has finite nets of every radius and is relatively compact in complete L2. This explicit finite-rank approximation works for real l≥0 as well as the angular integer labels.

2.1step 1.1F1F2algebra

[Nonreal Wronskian] If Wl(k)=0, regular-IVP uniqueness makes φl and fl proportional, giving a nonzero common solution u. Step 1.1 puts u in Vl. Integration by parts against compact smooth v gives al(u,v)=z⟨u,v⟩, since the derivative form equals ∫u′v′‾ by cancellation of the derivative of uv‾/r. Form continuity extends this to every v∈Vl. The exact criterion [F1] gives u∈D(Al) and Alu=zu, contradicting self-adjointness. Thus the nonreal Wronskian is nonzero.

2.2step 1.3F1F3F5algebra

[Finite negative spectral bands] Assume γ>0, put M=2γ2+1, and fix ε>0. The range Hε=EAl([−M,−ε])L2 lies in D(Al) by bounded energy support; for u∈Hε the PVM gives al(u,u)≤−ε∥u∥2. The lower bound [F5] gives ∥u′∥22≤4γ2∥u∥22, so the unit ball of Hε is H01-bounded. If this spectral range were infinite-dimensional, AC allows choosing an orthonormal sequence uj in it (successively choose a unit vector orthogonal to the preceding finite span). For v=uj−ui, nonnegativity of the kinetic and angular terms and the negative-band bound give γ∥Kv∥22≥ε∥v∥22=2ε. Thus the images Kuj are separated by a fixed positive distance, contradicting the finite nets in step 1.3. Hence every negative band has finite-dimensional spectral range. This orthonormal-sequence selection uses the retained AC assumption; the proof does not claim a CC-only recursive choice argument.

3.1step 1.1step 2.1F1F2F4algebra

[Green sign, derivative jump and actual inverse] Write φ=φl(k,⋅), f=fl(k,⋅), W=Wl(k). For g supported in [r1,r2]⊂(0,∞) let I(r)=∫0rφ(s)g(s)ds, J(r)=∫r∞f(s)g(s)ds, and u=−(fI+φJ)/W. The integrals are absolutely continuous; cross terms cancel in u′=−(f′I+φ′J)/W, and u′′=−(f′′I+φ′′J)/W−g. Therefore −u′′+(ql−z)u=g almost everywhere. Below r1 and above r2, u is respectively a constant multiple of φ and of f, so step 1.1 gives u∈Vl. Integration by parts against compact tests and form continuity give al(u,v)=⟨zu+g,v⟩ for every v∈Vl. Thus u∈D(Al) and u=(Al−z)−1g. The kernel G=−φ(r<)f(r>)/W is continuous and its derivative jump is −[φ(s)f′(s)−φ′(s)f(s)]/W=−1, giving (Ll−z)G=δs distributionally. The stated inverse norm estimate is [F1].

3.2step 2.2F1F3F5algebra

[Negative scalar measures are countably atomic] Each band projection in step 2.2 has finite rank N. Choose a finite orthonormal basis e1,…,eN for its range and define ν=∑jμej, supported in the band. Its support has at most N points: otherwise N+1 distinct support points admit disjoint open neighborhoods of positive ν mass, hence N+1 nonzero mutually orthogonal spectral projection ranges inside this N-dimensional space. The complement of this support is the union of the rational open intervals of zero ν mass, so it has zero ν mass by countable subadditivity. Every scalar measure of a vector in the band is likewise supported on this finite set, since ν(B)=0 makes E(B) annihilate the basis and hence the entire band range. Exhausting negative energies by [−M,−1/n] shows every radial negative scalar measure is supported on one countable union of finite sets. The lower bound [F5] excludes energies below −M. For γ=0, the form is nonnegative and the negative projection is zero. This proves the negative pure-point fact locally for the whole stated real l≥0 range.

4.1step 3.1F2F4algebra

[Boundary algebra for complex sources] For real k>0, Im⁡(f‾W)=φIm⁡(f‾f′)=kφ. Since −f/W=−fW‾/∣W∣2, conjugating f‾W gives Im⁡(−f/W)=kφ/∣W∣2, proving (b). For a complex source the kernel symmetry G(r,s)=G(s,r) matters: the adjoint kernel on the compact support is G(s,r)‾=G(r,s)‾, so (R−R∗)/(2i) has kernel Im⁡G. Consequently Fubini gives Im⁡⟨R(k2+i0)g,g⟩=k∣∫φl(k,r)g(r)dr∣2/∣Wl(k)∣2. This does not incorrectly distribute imaginary parts across complex source products.

5.1step 3.1step 4.1F2F4algebra

[Uniform compact-source limit] Fix 0<a<b and compact source support J⊂(0,∞). Choose kmin⁡<a. The set of first-quadrant roots {E+iε:E∈[a,b],0≤ε≤ε0} is compact inside the Jost parameter domain. The jointly continuous φ,f,φ′,f′ give continuous W computed at any fixed radial point. Its real-axis modulus has a positive minimum on [a,b], hence a common positive lower bound for sufficiently small ε0. Uniform continuity therefore gives uniform convergence of G(E+iε;r,s) to its boundary value for E∈[a,b] and r,s∈J. Since ∥g∥1≤∣J∣1/2∥g∥2, the paired error is at most the supremum kernel error times ∥g∥12. Pairings converge uniformly and step 4.1 gives their imaginary parts. No global limiting-absorption norm is assumed.

6.1step 5.1F3F4algebra

[Poisson approximation from the PVM] For continuous h compactly supported in (0,∞), extended by zero to R, [F3] and Fubini give π−1∫h(E)Im⁡⟨(Al−E−iε)−1g,g⟩dE=∫(Pε∗h)(λ)dμg(λ), where Pε(t)=ε/[π(t2+ε2)]. Absolute integrability follows from ∫Pε=1 and finite mass ∥g∥2. Uniform continuity bounds ∣h(x−t)−h(x)∣ by any prescribed η>0 for ∣t∣≤δ; the remainder is at most 2∥h∥∞∫∣t∣>δPε≤4∥h∥∞ε/(πδ). Hence Pε∗h→h uniformly. For compact-source g, step 5.1 computes the other limit, yielding ∫h dμg=∫0∞h(E)dg(E)dE, with continuous nonnegative dg(E)=ρl(E)∣∫φl(E,r)g(r)dr∣2.

7.1step 6.1F3F4algebra

[Borel density without a regularity prerequisite] For 0<a<b, continuous hn(E)=min⁡(1,n(E−a)+,n(b−E)+) increase to 1(a,b) and vanish outside [a,b]. Step 6.1 and dominated convergence give μg((a,b))=∫abdg(E)dE. Every positive singleton has zero mass by shrinking intervals around it and local boundedness of dg. On a fixed compact interval [c,d]⊂(0,∞), the two finite measures agree on all subintervals, including endpoints. Agreement on every relative Borel set follows by the elementary measure uniqueness argument: agreement sets form a Dynkin class (equal total mass, relative complements, disjoint countable unions), and intervals form an intersection-stable generator. For completeness, let D be the smallest Dynkin class containing these intervals and the full compact interval; for a fixed generating interval I, the sets B with I∩B∈D form a Dynkin class containing the generators, hence contain D. Repeating this with any fixed B∈D shows that D is closed under intersections of its members. A Dynkin class closed under intersections is a sigma algebra by disjointifying countable unions, so it contains the generated Borel sigma algebra. Exhaustion by [1/n,n] proves equality on every positive Borel set. The same exhaustion bounds the total density integral by ∥g∥2. This proves density before either Stone's interval formula or an onto transform, without a separate finite-measure regularity assumption.

8.1step 7.1F3F4algebra

[Arbitrary vectors] For arbitrary g∈L2, take explicit gn=1[1/n,n]g→g. Projection contraction gives ∣μg(B)−μgn(B)∣≤(∥g∥+∥gn∥)∥g−gn∥ uniformly over Borel B. Every positive Lebesgue-null Borel set has zero μgn mass by step 7.1 and hence zero μg mass. Thus every scalar spectral measure restricted to (0,∞) is absolutely continuous and every positive atom vanishes. These explicit cutoffs require no additional choice.

9.1step 8.1step 7.1F3F4algebra

[Exact interval Stone formula] PVM representation and Fubini give π−1∫abIm⁡⟨(Al−E−iε)−1g,g⟩dE=∫Fε(λ)dμg(λ), with Fε(λ)=π−1[arctan⁡((b−λ)/ε)−arctan⁡((a−λ)/ε)]. It lies in [0,1] and tends to 1(a,b)+121{a,b}. Dominated convergence and the already proved zero endpoint atoms yield the exact interval formula for every g. Step 7.1 gives its compact-source density integral.

9.2step 8.1F3algebra

[Positive subspace] Put P+=EAl((0,∞)). If g=P+g, its entire scalar measure is positive-energy supported and absolutely continuous by step 8.1. Thus this subspace has neither pure-point nor singular-continuous part. Also P+gn→P+g, so positive spectral projections of compact-source vectors span it densely. This permits unprojected compact-source vectors to have negative-energy components.

10.1step 3.1step 4.1step 7.1step 9.1step 9.2step 1.2step 3.2F3∎

[Full AC subspace and conclusion] An absolutely continuous scalar measure gives zero mass to the countable negative support from step 3.2 and to {0}. Hence its vector lies in P+L2. Step 9.2 proves the reverse inclusion, so the full absolutely continuous subspace equals the positive spectral subspace, establishing corrected clause (d), whose zero exclusion is step 1.2. Clauses (a), (b), (c) follow from the Green inverse, boundary algebra, and PVM Poisson arguments above. The regular normalization and density E/(π∣Wl(E)∣2) are unchanged, and neither the onto transform nor any angular transport at noninteger l was assumed.

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