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Etale Covers and the Etale Fundamental Group — Examples

1 · Prerequisites

2 · Summary

The two boundary examples of the finite étale fundamental group packet are collected here.

The first computes the Kummer covers of the multiplicative group over an algebraically closed field k: for n invertible in k the power map t↦tn on Gm,k is a connected finite étale cover of degree n whose deck group is μn(k), so it produces an order-n continuous quotient of π1et(Gm,k,1). When the characteristic p divides n the same finite power map fails to be étale, with explicitly nonreduced fibre over 1; no claim that the Kummer covers exhaust all finite covers in positive characteristic is made.

The second is a counterexample to base-field invariance: the finite étale R-algebra C is a connected Galois cover of Spec⁡R of order two, so π1et(Spec⁡R) has a quotient of order two, while π1et(Spec⁡C) is trivial. Extending the base field from R to C therefore changes the étale fundamental group of a connected finite type scheme.

3 · Logical flowchart

4 · Definitions, theorems and proofs

None yet.

5 · Examples, counterexamples and false statements

ExampleConstruction: Literature-sourcedVerification: AI-adaptedprecheck passjudge pass (gpt-6.1-sol)Open item page →

Kummer covers of the multiplicative group

Example

Assume AC. Let k be an algebraically closed field, let n≥1 be invertible in k, and put Gm,k=Spec⁡k[u,u−1]. The power map Spec⁡k[t,t−1]⟶Spec⁡k[u,u−1],u⟼tn is a connected finite étale cover of degree n. Its deck group is μn(k), acting by t↦ζt. With geometric basepoint u=1 and a chosen lift t=1, it yields a continuous surjective quotient of π1et(Gm,k,1) of order n. These examples exhibit finite covers; no assertion that they exhaust all covers in positive characteristic is made.

If char⁡k=p>0 and p∣n, the same finite power map is not étale. Its fibre over u=1 is nonreduced, so its degree cannot be interpreted as the number of geometric fibre points of a finite étale cover.

Facts & Assumptions

Given: AC, k, n, the two Laurent polynomial rings and the indicated power map.

[F1]

Finite free algebras with zero differentials are finite étale, and their module rank counts geometric fibre points (Finite étale algebras have finite locally free underlying modules).

[F2]

A connected finite étale cover whose automorphisms act simply transitively on the fibre is Galois. Its finite deck group, with the opposite-action convention if necessary, is a quotient of the profinite fibre-functor group (Finite étale covers admit connected Galois trivializations and subgroup quotients, Finite étale covers are equivalent to finite continuous étale fundamental group sets). The basepoint conventions are Geometric fibre functor and étale fundamental group. AC is inherited through these suppliers (The Axiom of Choice).

Verification

1.1F1algebra

The upstairs algebra is k[u,u−1][T]/(Tn−u): T is automatically invertible because Tn=u, so this quotient is k[t,t−1]. Division by the monic polynomial shows that 1,T,…,Tn−1 is a free basis over the downstairs ring. The derivative nTn−1 is a unit, so the relative differentials vanish. By [F1] the map is finite étale of rank n. Its source is integral and nonempty, hence connected.

2.1F1F2step 1.1

The fibre at u=1 consists of the n distinct roots of Tn−1 in k. Each ζ∈μn(k) gives an automorphism T↦ζT over the base, and these act simply transitively on that fibre. By [F2] all automorphisms are determined by one fibre point, so these are the entire deck group. The explicit reconstruction in [F2] gives a continuous surjection from the fundamental group to its opposite deck group; this is the same group because μn(k) is abelian.

3.1F1step 1.1algebra∎

If p∣n, write n=pam with a≥1 and p∤m. In characteristic p, Tn−1=(Tm−1)pa. Thus the finite fibre over 1 has nonzero nilpotents and is not geometrically regular of dimension zero. It cannot be a fibre of an étale morphism by [F1]. This verifies the characteristic restriction and the degree interpretation.

CounterexampleConstruction: Literature-sourcedVerification: AI-adaptedprecheck passjudge pass (gpt-6.1-sol)Open item page →

The étale fundamental group changes when the base field changes

Statement refuted

“The étale fundamental group of a connected scheme of finite type over a field is unchanged by extension of its base field.”

Facts & Assumptions

Given: AC, the real and complex fields, the two spectra and basepoints.

[F1]

The field C is algebraically closed (The complex numbers are algebraically closed).

Counterexample

Assume AC. Take X=Spec⁡R, with geometric basepoint Spec⁡C→X. Its base change to C is XC=Spec⁡C, with its identity geometric basepoint. Then π1et(XC) is trivial, whereas π1et(X) has a quotient of order two. Both schemes are connected, Noetherian and of finite type over their indicated base fields.

1.1F1F2

A finite étale algebra over C is a finite product of copies of C by [F1] and the finite-étale geometric-fibre assertion in [F2]. Its fibre functor is therefore the usual finite-set functor on disjoint unions of the basepoint. A natural automorphism of this functor fixes the singleton fibre of the identity cover, and by naturality for all maps from that singleton it fixes every point of every finite fibre. Hence π1et(Spec⁡C)=1.

2.1F1F2step 1.1algebra∎

The algebra C=R[T]/(T2+1) is free of rank two over R, and 2T is invertible in it, so it is finite étale by [F2]. Its spectrum is connected. Its two geometric points over the chosen complex basepoint correspond to the embeddings sending T to i and to −i. Complex conjugation interchanges them; it is the unique nonidentity deck transformation, since an automorphism is determined by its action on the image of T. Thus the cover is Galois of order two. By [F2], π1et(Spec⁡R) surjects onto that deck group, and cannot be trivial. This differs from step 1.1 after the stated base change and refutes the claim.

Sources