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Under AC, Cartier and Weil divisors agree on a locally factorial Noetherian integral scheme
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be a locally factorial Noetherian integral scheme (Locally factorial scheme, Locally Noetherian and Noetherian schemes, Integral schemes). Then:
- is normal (Weil divisor normal noetherian scheme); in particular the cycle map (Cartier divisors on a normal Noetherian scheme give Weil divisors) and the canonical homomorphism (The Cartier-to-Weil map respects addition and principal divisors) are defined;
- every prime divisor (Weil divisor normal noetherian scheme) is an effective Cartier divisor (Effective cartier divisor), and its associated Weil divisor is ;
- every Weil divisor on is locally Cartier; equivalently the cycle map is surjective, so every Weil divisor is the associated Weil divisor of a Cartier divisor on (Cartier divisor). In fact, the cycle map is an isomorphism of divisor groups, using its injectivity on normal schemes (Under AC, the Picard-to-class-group map is injective on normal Noetherian integral schemes);
- the canonical homomorphism of (1) is an isomorphism, so (Picard group of a scheme, Principal weil divisor and class group, Group isomorphisms, automorphisms and the set ).
The Axiom of Choice is used exactly through the injectivity input Under AC, the Picard-to-class-group map is injective on normal Noetherian integral schemes, whose suppliers assume it, and through the implication (AC implies DC implies countable choice) that makes the Dependent-Choice suppliers of the cycle map available; the unique factorisation arguments of steps 1.1, 2.1 and 2.2 are choice-free.
Facts & Assumptions
Given: a locally factorial Noetherian integral scheme , the Axiom of Choice, and the algebraic and sheaf-theoretic vocabulary recorded below.
Local factoriality. Every local ring is a unique factorisation domain (Locally factorial scheme); the scheme is Noetherian, that is, it has a finite affine open cover by spectra of Noetherian rings (Locally Noetherian and Noetherian schemes), and integral, that is, nonempty, reduced and irreducible, so that every nonempty affine open subscheme is the spectrum of a domain (Integral schemes, Affine open subschemes).
Unique factorisation. In a domain , means for some , and are associates when for a unit ; a nonzero nonunit element is irreducible when every factorisation into two factors has a unit factor, and a nonzero nonunit element is prime when it divides a product only by dividing a factor. A UFD is a domain in which every nonzero nonunit is a finite product of irreducible elements and in which any two such factorisations have the same number of factors, matching up to associates after a permutation (Divisibility and associates in an integral domain, Irreducible and prime elements of an integral domain, Unique factorisation domain).
Fractions, integrality, normality. The fraction field of a domain consists of fractions with (The field of fractions of an integral domain). An element of is integral over when it satisfies a monic polynomial with coefficients in , and is integrally closed when every such element lies in (Integral closure in an extension ring and integrally closed domains). A Noetherian scheme is normal when all its local rings are integrally closed domains (normal noetherian ring, Weil divisor normal noetherian scheme).
Localisation, height, dimension, finite generation. For a prime of a commutative ring the localisation has elements with (Localisation at a prime ideal: ); the height is , and the Krull dimension of a ring is the supremum of lengths of chains of prime ideals (The height of a prime ideal, Krull dimension of a nonzero ring). A commutative ring is Noetherian exactly when every ideal is finitely generated (Noetherian commutative rings and modules), denotes the principal ideal generated by (The ideal generated by a subset and principal ideals), and prime and maximal ideals are as in Prime ideals and maximal ideals in a commutative ring.
Stalks of affine charts. For there is a canonical isomorphism (The stalk of the affine structure sheaf at a prime is A_p, Affine schemes and their coordinate rings); on an affine open of the stalk at the point corresponding to is therefore , and dimensions of rings are preserved by isomorphism (Krull dimension of a nonzero ring).
Closed subschemes in affine charts. For a closed immersion and an affine open of there is a unique ideal with (Closed immersions are affine quotients and survive base change, Closed immersions into affine schemes are quotient spectra); the ideal sheaf of is , a subsheaf of ideals of (Closed immersions of schemes, Ideal sheaves).
Prime divisors and Weil divisors. For an integral closed subscheme with generic point , is a prime divisor when (Weil divisor normal noetherian scheme, Generic points of irreducible closed subsets). A Weil divisor is a formal sum over the prime divisors with locally finite support; since is quasi-compact the support is finite, addition is coefficientwise, so exactly when all coefficients agree (Weil divisor normal noetherian scheme).
Cartier divisors. is the group of global sections of : a Cartier divisor is represented by an open cover and meromorphic units with , sums are represented by products of equations, and local data with unit ratios glue along the cover (Cartier divisor, Sheaf total quotient rings). An effective Cartier divisor has local equations that are regular sections and an ideal sheaf with for every local equation (Effective cartier divisor).
Locally principal closed subschemes are effective Cartier divisors. If a closed subscheme is locally cut out by nonzerodivisors, meaning that every point of has an affine open neighbourhood with for some nonzerodivisor , then the local equations form an effective Cartier divisor with ; in particular the closed subscheme cut out by is (Effective Cartier divisors are closed subschemes cut out by regular equations).
The cycle map and the class map. Assume Dependent Choice. On a normal Noetherian scheme a Cartier divisor with local equations has a well-defined associated Weil divisor , independent of the data, and on an integral scheme (Cartier divisors on a normal Noetherian scheme give Weil divisors). On a normal Noetherian integral scheme is a homomorphism of abelian groups and induces the canonical homomorphism carrying to , where (The Cartier-to-Weil map respects addition and principal divisors, Picard group of a scheme, Principal weil divisor and class group).
Orders and valuations. For a prime divisor with generic point the local ring is a discrete valuation ring with normalised valuation ; the order of a meromorphic unit along is , and vanishes on the units of and takes the value on a generator of its maximal ideal (Order codimension one rational function, Discrete valuation rings).
Injectivity input. Assume the Axiom of Choice. On a normal Noetherian integral scheme the canonical homomorphism is injective, and the cycle homomorphism is injective as well: a Cartier divisor with zero associated Weil divisor is zero (Under AC, the Picard-to-class-group map is injective on normal Noetherian integral schemes).
(AC implies DC implies countable choice), where AC is the statement that every family of nonempty sets has a choice function (The Axiom of Choice) and DC is the dependent choice principle (The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain).
Irreducible spaces and affine refinements. A nonempty open subset of an irreducible space is dense, hence the closure of a nonempty open subset of an integral scheme is the whole scheme (Irreducibility via nonempty open subsets, connectedness and open subspaces, Integral schemes); and for every open and there is with (Every point of a Zariski-open set has a distinguished-open neighbourhood inside it). An isomorphism of groups is a bijective group homomorphism (Group isomorphisms, automorphisms and the set , Monoid homomorphism and group homomorphism).
Proof
Irreducible elements of a UFD are prime. Let be a UFD, let be irreducible, and let with , say . If or then or ; if is a unit then is divisible by , and if is a unit then is. Otherwise are nonzero nonunits, hence is a nonzero nonunit and . By [F2] factor and into irreducibles. If is a unit then is associate to a product of irreducibles, and since is irreducible uniqueness in [F2] forces , so is associate to the single factor, which lies among the or the ; if is a nonunit, factor and compare the two factorisations of , so that uniqueness again makes associate to some or . In either case or , so is prime and is a nonzero prime ideal.
A UFD is integrally closed. Let be a UFD with fraction field and let be integral over ; by [F3] write with , , subject to a monic relation with and . For a nonzero let be the number of irreducible factors in a factorisation of , and set when is a unit; by the uniqueness part of [F2] the number is well defined. Among all representations with choose one with minimal. If is a unit then ; assume it is not. If then , so assume . The nonzero nonunit has an irreducible factor by [F2], say with ; multiplying the monic relation by gives , so , and since is prime by step 1.1 we get . Writing gives , and : if is a unit then is associate to , hence irreducible (a factorisation gives , so or is a unit), and ; otherwise appending a factorisation of to factorises . This contradicts the minimality of , so is a unit and : every UFD is integrally closed.
Height one primes of a UFD are principal. Let be a UFD and let be a prime ideal of height one. Then , so choose . The element is a nonzero nonunit, so by [F2] it factors as with and all irreducible; since is prime, some lies in . The ideal is then contained in , is nonzero, and is prime by step 1.1. Were the inclusion strict, the chain of prime ideals would force , contradicting by [F4]. Hence is principal.
is normal and the cycle and class maps exist. By [F1] every local ring of is a UFD, hence integrally closed by step 2.1, and hence is normal because it is Noetherian: every local ring is an integrally closed domain, as required by [F3]. Since is in addition integral, the implication of [F13] provides Dependent Choice, so the cycle map and the canonical homomorphism are defined by [F10], and is additive.
Prime divisors are locally cut out by nonzerodivisors. Let be a prime divisor and fix . If , then is an open neighbourhood of (Z is closed), and picking any affine chart of through and applying the distinguished-open refinement of [F14] inside that chart produces an affine open with ; then by [F6], and is a nonzerodivisor. Now suppose , choose a Noetherian affine chart containing from the cover in [F1], let be the prime of and the prime with given by [F6], so that . The closed subset is a nonempty open subset of the integral scheme , hence dense by [F14], so its generic point, the point corresponding to , is the generic point of ; by [F5] , and therefore by [F4] and [F7]. The stalk is a UFD by [F1]; the natural map is an isomorphism, since both rings are the localisation of at the multiplicative set (every denominator also lies outside , because ; and an element of lies outside exactly when , so the second localization inverts precisely the remaining numerators outside ), so by [F4]. Applying step 2.2 in the UFD gives for some ; write with , . Then and . By [F4] the ideal is finitely generated, and each , so there are with ; also gives with . Put , and , an affine open with . In one has and : each lies in , so , while gives the reverse inclusion. Finally because , and is a domain, so is a nonzerodivisor; applying [F6] on the affine open with gives .
Every prime divisor is an effective Cartier divisor with . Step 3.2 checked the hypothesis of [F9] for the closed subscheme (closed by [F7]): every point of has an affine open neighbourhood with for a nonzerodivisor . Hence carries an effective Cartier divisor with . To compute , let be a prime divisor with generic point . If then agrees with on the open neighbourhood of by [F6], so the local equation of near is a unit of , and its order is by [F11]: the coefficient of in vanishes. If then ; to see that , take an affine open meeting , write and with primes by [F6], note that the generic points both lie in (each and is a nonempty open subset of the corresponding integral scheme, hence dense, and contains its generic point), and compute as in step 3.2 that and ; a strict inclusion with would force , so , the two closed subsets coincide, and since both and are the closure of this common nonempty open subset by [F14], . Consequently the only prime divisor whose generic point lies in is itself. At , the stalk is the kernel of by [F6], and is a field because is the generic point of the integral scheme , so is the maximal ideal of the one-dimensional local domain ; the germ of any local equation of at generates this ideal by [F8] and [F9], hence equals a unit times a generator of the maximal ideal, and its -value is by [F11]. Thus has coefficient at and at every other prime divisor, so by [F7].
The cycle map is surjective. Let be a Weil divisor on ; by [F7] the sum has finite support, so it is a finite combination of prime divisors. For each step 4.1 provides the effective Cartier divisor with , and is a Cartier divisor by [F8]. Since is a homomorphism of abelian groups by [F10], . Hence every Weil divisor is the associated Weil divisor of a Cartier divisor: the cycle map is surjective, and every Weil divisor is locally Cartier, represented near each point by the local equations of such a Cartier divisor on the members of its representing cover.
The cycle map is an isomorphism. By step 3.1, is normal and the cycle map is a homomorphism. Its injectivity follows from [F12], and step 5.1 proves surjectivity. Thus it is an isomorphism of divisor groups by [F14].
The canonical map is an isomorphism. By step 3.1 the canonical homomorphism exists, and it is injective by [F12]. For surjectivity let be the class of a Weil divisor ; by step 5.1 there is a Cartier divisor with , and by [F10] the class is the class of , namely . So is bijective, hence an isomorphism of groups by [F14], and .
The Axiom of Choice enters exactly through the injectivity input [F12] and through the implication of [F13] that makes the Dependent-Choice statements [F10] available. The unique factorisation arguments of steps 1.1, 2.1 and 2.2 use only the existence and uniqueness of factorisations and the well-ordering of ; step 3.2 selects only finitely many denominators in the fixed ring . Such finite selections require no choice axiom.
Two boundary cases are worth recording. First, if has no prime divisors, for instance for a field , then and ; the canonical map is injective by [F12] into the zero group, hence an isomorphism, and the construction of the later steps is vacuous. Second, the zero Weil divisor is realised by the Cartier divisor with the constant equation , and by [F10]; a single prime divisor with coefficient one is realised by the effective Cartier divisor of step 4.1, while a single prime divisor with negative coefficient is realised by the inverse of that Cartier divisor in , so no sign restriction is imposed. The empty scheme is not integral and is excluded by the hypotheses.
Depends on
- The Axiom of Choice
- The axiom of dependent choice: a relation in which every element is related to something admits an $\mathbb{N}$-indexed chain
- Locally factorial scheme
- Weil divisor normal noetherian scheme
- Locally Noetherian and Noetherian schemes
- Integral schemes
- Unique factorisation domain
- Irreducible and prime elements of an integral domain
- Divisibility and associates in an integral domain
- The field of fractions $\operatorname{Frac}(D)=(D\setminus\{0\})^{-1}D$ of an integral domain
- Integral closure in an extension ring and integrally closed domains
- normal noetherian ring
- Localisation at a prime ideal: $R_{\mathfrak p}=(R\setminus\mathfrak p)^{-1}R$
- The height of a prime ideal
- Krull dimension of a nonzero ring
- The ideal generated by a subset and principal ideals
- Prime ideals and maximal ideals in a commutative ring
- Noetherian commutative rings and modules
- Ideal sheaves
- Closed immersions of schemes
- Effective cartier divisor
- Cartier divisor
- Picard group of a scheme
- Principal weil divisor and class group
- Order codimension one rational function
- Discrete valuation rings
- Monoid homomorphism and group homomorphism
- Group isomorphisms, automorphisms and the set $\operatorname{Aut}(G)$
- Sheaf total quotient rings
- Affine schemes and their coordinate rings
- Affine open subschemes
- Generic points of irreducible closed subsets
- The stalk of the affine structure sheaf at a prime is A_p
- Every point of a Zariski-open set has a distinguished-open neighbourhood inside it
- Closed immersions are affine quotients and survive base change
- Closed immersions into affine schemes are quotient spectra
- Irreducibility via nonempty open subsets, connectedness and open subspaces
- Effective Cartier divisors are closed subschemes cut out by regular equations
- Cartier divisors on a normal Noetherian scheme give Weil divisors
- The Cartier-to-Weil map respects addition and principal divisors
- Under AC, the Picard-to-class-group map is injective on normal Noetherian integral schemes
- AC implies DC implies countable choice
Used by
Dependency tree · two levels
149 results within two dependency steps of this one, each drawn at its shortest distance from it. An arrow runs from a result to what uses it, so the chart reads left to right and ends at this result, which carries a heavier outline. Every node is a link to that result. Click elsewhere on the chart to enlarge it.
Sources
- The Stacks Project, Divisors, Lemma 31.16.7 (tag 0AGA: a codimension-one integral closed subscheme whose local rings are UFDs is an effective Cartier divisor) and Lemma 31.28.7 (tag 0BE9: for UFD local rings Pic(X) is isomorphic to Cl(X)) (standard reference, not scraped)
- The Stacks Project, Algebra, Lemma 10.120.11 (tag 0AFV: a unique factorisation domain is normal) and Lemma 10.120.6 (tag 0AFT: a height one prime of a UFD is principal) (standard reference, not scraped)
- Ravi Vakil, The Rising Sea, Ch. 15 §§15.1-15.3 (standard reference, not scraped)