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✓ 12 results · all verified · 12 also independently AI-judged
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Grothendieck Groups and Graded Cartan Pairings

1 · Prerequisites

2 · Summary

This page develops the two Grothendieck groups attached to finite-dimensional modules over a finite-dimensional unital algebra over a field: the short-exact-sequence group G0 and the split Grothendieck group K0 built from direct-sum relations on finite-dimensional projectives, with the two groups kept distinct. It proves the universal properties of both constructions and their functoriality for exact and additive functors, including identities, composition and natural isomorphisms, then establishes the simple-class basis of G0 for essentially small abelian categories of finite length and the projective-cover basis of the split K0 indexed by simple isomorphism classes. Neither basis result claims that the Cartan map between the groups is injective or surjective.

The graded part fixes the internal shift M{r}d=Md−r and the Laurent action v[M]=[M{1}], defines the graded Cartan map and proves that it is Z[v,v−1]-linear, and develops the graded structure needed to compute with it: the finite-dimensional graded Fitting decomposition, graded Krull–Schmidt uniqueness, graded projective covers, and the shift-orbit Laurent bases of the graded simple and finite graded projective classes.

The page then introduces the projective/simple Hom pairing on the groups and proves that it is additive and graded sesquilinear, with ⟨vr[P],vs[M]⟩=vs−r⟨[P],[M]⟩, and identifies when the cover and simple classes are dual bases: the pairing matrix is diagonal with entries dim⁡kEnd⁡A(Si), respectively dim⁡kEnd⁡A,0 for graded simples, so it is a dual-basis pairing exactly under the splitting hypothesis End⁡A(Si)=k. Finally, exact k-linear adjoint functors that preserve finite projectives induce adjoint operators on both K0 and G0, the graded version being built degreewise from natural degree-zero shift isomorphisms. The arguments are choice-free; only finite choices of generators, lifts and summands occur.

3 · Logical flowchart

4 · Definitions, theorems and proofs

DefinitionDefinition: Literature-sourcedProof: Not applicablejudge pass (gpt-6-sol)audited 2026-09-30Open item page →

Grothendieck group of an essentially small abelian category

Definition

Let C be an essentially small abelian category (Abelian category). Its set of isomorphism classes is denoted Iso⁡(C). The Grothendieck group of C is

G0(C):=Z[Iso⁡(C)]/⟨eY−eX−eZ: 0→X→Y→Z→0 is short exact in C⟩.

where Z[Iso⁡(C)] is the free abelian group on that set (Free abelian group on a set) and [X] denotes the image of the generator for the isomorphism class of X. Thus the defining relation is [Y]=[X]+[Z] for every short exact sequence (Exact sequence and short exact sequence in an abelian category). This is the short-exact-sequence group, distinguished below from split Grothendieck groups of projectives. No free abelian group on the possibly class-sized collection of all objects is formed. The sequence 0→0→0→0 in particular gives [0]=0.

DefinitionDefinition: Literature-sourcedProof: Not applicablejudge pass (gpt-6-sol)audited 2026-09-30Open item page →

Split Grothendieck group of an additive category

Definition

Let D be an essentially small additive category (Additive category), and let Iso⁡(D) be its set of isomorphism classes. Its split Grothendieck group is

K0split(D):=Z[Iso⁡(D)]/⟨eX⊕Y−eX−eY⟩,

where the free abelian group is generated by Iso⁡(D) (Free abelian group on a set) and the subgroup is generated by the displayed elements for all pairs X,Y∈D. Write [X] for the image of eX; then [X⊕Y]=[X]+[Y], including [0]=0. Only direct-sum relations are imposed; the isomorphism class of a biproduct is independent of its choice. In particular, for a finite-dimensional algebra A, write K0(A) for this group on the additive category of finite-dimensional projective left A-modules; it is distinct from the short-exact-sequence group of all finite-dimensional A-modules.

TheoremStatement: Literature-sourcedProof: AI-adaptedprecheck passjudge pass (gpt-6-sol)audited 2026-09-30Open item page →

Universal properties and functoriality of G0 and split K0

Statement

Let C,C′ be essentially small abelian categories and let D,D′ be essentially small additive categories. For any abelian group H, every function χ ⁣:Iso⁡(C)→H satisfying χ(Y)=χ(X)+χ(Z) for every short exact sequence 0→X→Y→Z→0 factors uniquely as a homomorphism χ‾ ⁣:G0(C)→H with χ‾([X])=χ(X). Every function ψ ⁣:Iso⁡(D)→H satisfying ψ(X⊕Y)=ψ(X)+ψ(Y) factors uniquely as a homomorphism ψ‾ ⁣:K0split(D)→H with ψ‾([X])=ψ(X). Here Iso⁡ is the set of isomorphism classes, so these are class functions.

An exact functor between essentially small abelian categories induces a homomorphism on G0, and an additive functor between essentially small additive categories induces a homomorphism on split K0. These assignments preserve identities and composition. Naturally isomorphic exact functors, or naturally isomorphic additive functors, induce equal homomorphisms.

Facts & Assumptions

Given: The categories and abelian group H in the Statement. The free abelian groups are formed on the sets of isomorphism classes, and all quotient relations are the ones in the respective G0 and split-K0 definitions. No choice principle is used.

[F1]

G0(C) is the free abelian group on Iso⁡(C) modulo the relations eY−eX−eZ from short exact sequences (Grothendieck group of an essentially small abelian category).

[F2]

K0split(D) is the free abelian group on Iso⁡(D) modulo eX⊕Y−eX−eY (Split Grothendieck group of an additive category).

[F3]

A function from a set to an abelian group extends uniquely to a homomorphism from the free abelian group on that set (Free abelian group on a set).

[F4]

A homomorphism that kills a normal subgroup factors uniquely through the quotient group (A homomorphism that kills a normal subgroup factors uniquely through the quotient group).

[F5]

In an abelian category, a composable sequence 0→X→iY→pZ→0 is short exact exactly when i is a kernel of p and p is a cokernel of i (A short exact sequence is a kernel-cokernel pair).

[F6]

An exact functor is additive and preserves the finite limits and finite colimits that exist in its source category (Exact functor between abelian categories).

[F7]

An additive functor induces additive homomorphisms on the morphism abelian groups (Additive functor).

[F8]

An additive category is a preadditive category with all finite biproducts (Additive category).

[F9]

A functor preserves identity morphisms and composition (Covariant functor, identity functor, composite functor, and contravariant functor).

[F10]

A natural isomorphism has an inverse natural transformation (Natural isomorphism).

Proof

technique · direct
1.1F1F3F4givenconstructalgebra

Let FC be the free abelian group on Iso⁡(C) and let RC be the subgroup generated by eY−eX−eZ for the short exact sequences of [F1]. By [F3], χ extends uniquely to χ~ ⁣:FC→H. For each generator of RC, χ~(eY−eX−eZ)=χ(Y)−χ(X)−χ(Z)=0, so RC⊆ker⁡χ~. Since H is abelian, RC is normal; [F4] gives a unique homomorphism from FC/RC=G0(C) with the required values. The zero sequence gives χ(0)=χ(0)+χ(0), hence χ(0)=0.

1.2F2F3F4givenconstructalgebra

Let FD be the free abelian group on Iso⁡(D) and let RD be generated by eX⊕Y−eX−eY. By [F3], ψ extends uniquely to ψ~ ⁣:FD→H, and the additivity hypothesis makes every generator of RD lie in its kernel. The subgroup RD is normal because FD is abelian, so [F4] gives a unique homomorphism FD/RD=K0split(D)→H. Taking X=Y=0 gives ψ(0)=0.

2.1F1F5F6F9step 1.1algebra

Let F ⁣:C→C′ be exact. If f is an isomorphism, applying [F9] to ff−1=1 and f−1f=1 shows Ff is an isomorphism, so [X]↦[FX] is a function on Iso⁡(C). In a short exact sequence, [F5] identifies i as ker⁡p and p as coker⁡i. Exactness [F6] preserves these finite limit and colimit diagrams, so 0→FX→FY→FZ→0 is short exact in C′. Thus the image class function is additive, and step 1.1 gives the induced homomorphism G0(F) ⁣:G0(C)→G0(C′) with G0(F)([X])=[FX].

2.2F2F7F8F9step 1.2constructalgebra

Let F ⁣:D→D′ be additive. If f is an isomorphism, applying [F9] to ff−1=1 and f−1f=1 shows Ff is an isomorphism, so [X]↦[FX] is defined on isomorphism classes. For a biproduct X⊕Y, let iX,iY and pX,pY be its inclusions and projections. The equations paib=δab and iXpX+iYpY=1 characterize this biproduct. By [F7], F preserves zero morphisms and addition; by [F9], it preserves identities and composition. The four image maps therefore exhibit F(X⊕Y) as a biproduct of FX and FY, so F(X⊕Y)≅FX⊕FY. The image class function is additive, and step 1.2 gives the induced homomorphism K0split(F) ⁣:K0split(D)→K0split(D′) with K0split(F)([X])=[FX].

3.1F6F7F9step 2.1step 2.2algebra

For identity functors the formulas in steps 2.1–2.2 fix every generator. For composable exact functors F,G, and separately for composable additive functors, the composite is again of the same type. On every generator, [X]↦[FX]↦[G(FX)]=[(GF)X]; hence the induced homomorphism of GF is the composite of the induced homomorphisms of F and G. Equality on generators proves identity and composition laws for both assignments.

4.1F9F10step 2.1step 2.2algebra∎

If η ⁣:F⇒G is a natural isomorphism, [F10] supplies a natural inverse, so each component ηX ⁣:FX→GX is an isomorphism. Thus [FX]=[GX] in the target isomorphism-class set, and the induced homomorphisms agree on every generator of the corresponding G0 or split-K0 group. They are therefore equal.

TheoremStatement: Literature-sourcedProof: AI-adaptedprecheck passjudge pass (gpt-6-sol)audited 2026-09-30Open item page →

Simple classes freely generate the Grothendieck group of a length category

Statement

Let C be an essentially small abelian category in which every object has finite length. Let Simp⁡(C) be the set of isomorphism classes of simple objects. The homomorphism

Φ:Z[Simp⁡(C)]⟶G0(C),e[S]⟼[S],

is an isomorphism. For any object M and simple object S, the coordinate of [M] under Φ−1 at e[S] is [M:S], the number of composition factors isomorphic to S in a composition series of M.

Facts & Assumptions

Given: An essentially small abelian category C in which every object has finite length. G0(C) uses the short-exact-sequence relations.

[F1]

Iso⁡(C) is a set, and G0(C) is formed by imposing [Y]=[X]+[Z] for every short exact sequence 0→X→Y→Z→0 (Grothendieck group of an essentially small abelian category).

[F2]

Every object of finite length admits a composition series (Object of finite length).

[F3]

A composition series is a finite strict chain whose successive quotient objects are simple (Composition series and composition factors of an object).

[F4]

Any two composition series of the same object have the same simple composition factors up to permutation and isomorphism (Jordan-Holder theorem in an abelian category).

[F5]

A simple object is nonzero and has no subobjects other than zero and itself (Simple object).

[F6]

Pullbacks are limits of cospans and have their usual universal property (Pullbacks and pushouts as limits and colimits of cospans and spans).

[F7]

The pullback of an epimorphism in an abelian category is epic (The pullback of an epimorphism is an epimorphism).

[F8]

Every epimorphism in an abelian category is the cokernel of its kernel (Every monomorphism is the kernel of its cokernel, and dually every epimorphism is the cokernel of its kernel).

[F9]

The quotient by a subobject is the cokernel of its representing monomorphism (The quotient of an object by a subobject).

[F10]

Any function on Iso⁡(C) that is additive on short exact sequences factors uniquely through G0(C) (Universal properties and functoriality of G0 and split K0).

[F11]

A function from a set to an abelian group extends uniquely to a homomorphism from the free abelian group on that set (Free abelian group on a set).

[F12]

Every coequalizer morphism, hence every cokernel morphism, is epic (Every equalizer is a monomorphism, and every coequalizer is an epimorphism).

Proof

technique · direct
1.1F1F11construct

Since C is essentially small, Iso⁡(C) is a set by [F1]. Simplicity is invariant under isomorphism, so Simp⁡(C)⊆Iso⁡(C) is a set. Put F:=Z[Simp⁡(C)]. The universal property of the free abelian group defines Φ:F→G0(C) by e[S]↦[S].

1.2F2F3F4construct

For M∈C, choose a composition series 0=M0<M1<⋯<Mn=M. Define [M:S] to be the number of indices i for which Mi/Mi−1≅S. By [F4], this number is independent of the chosen series and of the representative of [M]. Only finitely many factors occur, so μ([M]):=∑[S]∈Simp⁡(C)[M:S]e[S] is a well-defined finite-support element of F. Since this value is unique, no composition series is selected simultaneously for all isomorphism classes.

1.3F3F6F7F8F9F12constructalgebra

The class function [M]↦μ([M]) is additive on short exact sequences. Indeed, take 0→X→iY→pZ→0 and composition series 0=X0<⋯<Xr=X and 0=Z0<⋯<Zs=Z. Regard the first series as a series in Y through the kernel isomorphism i:X≅ker⁡p. For each j, let Yj be the inverse-image subobject of Zj under p, formed by the pullback of p along Zj↪Z. Then Y0=i(X) and Ys=Y. The projection Yj→Zj is epic by [F7]; composing it with the quotient epimorphism Zj→Zj/Zj−1 gives an epimorphism with kernel Yj−1. The kernel assertion follows from the pullback universal property [F6]: a map into Yj is killed by the composite precisely when its Zj-component factors through Zj−1, which is precisely the defining property of Yj−1. By [F8] this composite is a cokernel of Yj−1↪Yj, and by [F9] it therefore identifies Yj/Yj−1≅Zj/Zj−1. These quotients are simple. Thus the chain 0=i(X0)<⋯<i(Xr)=Y0<Y1<⋯<Ys=Y is a composition series of Y, with the factors of the chosen X-series followed by those of the chosen Z-series.

2.1F4step 1.3algebra

The spliced series in step 1.3 has, for each simple S, exactly [X:S]+[Z:S] factors isomorphic to S. Jordan-Hölder [F4] identifies these counts with the counts from any composition series of Y. Therefore [Y:S]=[X:S]+[Z:S] for every simple S, so μ([Y])=μ([X])+μ([Z]). If X=0 or Z=0, the corresponding series is empty and the same argument gives the endpoint identity. Only two finite composition series are chosen for this one sequence; no arbitrary-index choice is used.

3.1F10step 1.2step 2.1

By steps 1.2 and 2.1, μ is an additive class function on Iso⁡(C). The universal property [F10] gives a unique homomorphism μ‾:G0(C)→F with μ‾([M])=μ([M]).

4.1F5step 1.1step 3.1algebra

If S is simple, then 0<S is a composition series with sole factor S by [F5]. Hence μ‾Φ(e[S])=e[S] for every basis vector, so μ‾Φ=1F.

4.2F1step 1.2step 3.1algebra

For a composition series 0=M0<⋯<Mn=M, each short exact sequence 0→Mi−1→Mi→Mi/Mi−1→0 gives [Mi]=[Mi−1]+[Mi/Mi−1] in G0(C) by [F1]. Since [M0]=[0]=0, telescoping gives [M]=∑i=1n[Mi/Mi−1]=Φμ‾([M]). The classes [M] generate G0(C), so Φμ‾=1G0(C).

5.1step 4.1step 4.2F1F2F3F5algebra∎

Steps 4.1 and 4.2 show that Φ and μ‾ are inverse isomorphisms. If Simp⁡(C) is empty, every nonzero object would have a nonempty composition series with a simple first factor; thus every object is zero up to isomorphism, F=0, and the same inverse identities give G0(C)=0. For M=0, the empty composition series gives μ([0])=0, consistent with [0]=0 from [F1]. The theorem is not an iff statement.

TheoremStatement: Literature-sourcedProof: AI-adaptedprecheck passjudge pass (gpt-6-sol)audited 2026-09-30Open item page →

Indecomposable projective classes form a basis of split K0

Statement

Let A be a finite-dimensional unital algebra over a field k. Write S1,…,St for representatives of the isomorphism classes of simple left A-modules, and choose a finite-dimensional projective cover qi ⁣:Pi↠Si for each i. Then the split Grothendieck group of finite-dimensional projective left A-modules (Split Grothendieck group of an additive category) is the free abelian group with basis [P1],…,[Pt]. In particular, each selected cover is indecomposable, the Pi are pairwise nonisomorphic, and every finite dimensional projective is a finite direct sum of them. This result makes no claim that the Cartan map to the short-exact-sequence group G0(A) is invertible.

Facts & Assumptions

Given: A finite-dimensional unital k-algebra A over a field k; all modules considered are unital left modules. A projective cover is an ordinary module cover, so its kernel is superfluous among all submodules. The local Fitting input below is applied only after giving A and the relevant module the trivial grading. Only finitely many simple classes and finitely many covers are selected; no axiom of choice is used.

[F1]

The split Grothendieck group is defined using direct-sum relations only; for finite-dimensional algebras, K0(A) denotes this group on finite-dimensional projective left modules (Split Grothendieck group of an additive category).

[F2]

Every finite-dimensional left A-module has a projective cover, and any two projective covers of the same target are isomorphic over that target (Every finite-dimensional module has a projective cover, unique up to isomorphism over the target).

[F3]

A projective cover is a surjection with superfluous kernel; thus N+ker⁡q=P implies N=P (An essential epimorphism is a surjection with superfluous kernel, and a projective cover is a projective source with such a map).

[F4]

A projective module lifts maps through surjective module homomorphisms (Projective modules and the lifting property).

[F5]

A simple module is nonzero and has no proper nonzero submodule (Simple module: a nonzero module with no proper nonzero submodule).

[F6]

Every finite-dimensional module decomposes as a finite direct sum of indecomposables, uniquely up to isomorphism and permutation (Finite-dimensional kG-modules decompose as finite direct sums of indecomposables uniquely up to order and isomorphism).

[F7]

For a nonzero finite-dimensional graded-indecomposable module over a finite-dimensional graded algebra, every degree-zero endomorphism is invertible or nilpotent (Graded Fitting decomposition for degree-zero endomorphisms).

Proof

technique · direct
1.1F5givenchooseconstructalgebra

By induction on dimension, the regular left module A has a finite composition series 0=A0⊊A1⊊⋯⊊An=A: for a nonzero finite-dimensional module, choose a proper submodule of maximal dimension and continue with it. For any simple left module S, choose 0≠s∈S; the map A→S, a↦as, is nonzero and hence surjective. If j is the least index with the image of Aj nonzero, then Aj−1 maps to zero and Aj maps onto S. Thus the induced map Aj/Aj−1→S is an isomorphism of simple modules. Consequently every simple is finite-dimensional and every simple isomorphism class occurs among the finitely many factors of this fixed series.

1.2F5givenchoosealgebra

Let P≠0 be a finite-dimensional indecomposable projective. Among its proper submodules choose one, K, of maximal k-dimension; such a submodule exists because 0<P and the possible dimensions are finite. Then P/K is nonzero and has no proper nonzero submodule, so it is simple by [F5]. Let p ⁣:P↠P/K be the quotient map.

2.1F2F3step 1.1chooseconstructalgebra

Let S1,…,St represent those finitely many isomorphism classes. For each Si, choose a projective cover qi ⁣:Qi↠Si using [F2]. These sources are finite-dimensional: choose a finite k-basis of Si and lift its vectors to Qi. The submodule Qi0 generated by those lifts is finite-dimensional, since it is an image of a finite direct sum of copies of A, and qi(Qi0)=Si. Hence Qi=Qi0+ker⁡qi; [F3] gives Qi=Qi0.

3.1F3F5step 2.1algebracases

Fix i and write Ki=ker⁡qi. If Qi=U⊕V with both summands nonzero, at least one of qi(U) or qi(V) is nonzero; by simplicity of Si, that image is all of Si. Say it is qi(U). Then U+Ki=Qi, so superfluity of Ki forces U=Qi, contradicting V≠0. Thus each Qi is indecomposable.

4.1F3F5step 3.1algebra

Suppose p ⁣:Q↠S and r ⁣:Q↠T are surjections to simple modules, with superfluous kernels K and L. If r(K)≠0, simplicity gives r(K)=T; then for each x∈Q some y∈K has r(y)=r(x), whence x−y∈L and K+L=Q. Superfluity of L would give K=Q, impossible since p is surjective onto the nonzero module S. Therefore K⊆L; interchanging p and r gives L⊆K. The equal kernels identify S≅Q/K≅T. In particular, the Qi are pairwise nonisomorphic: transporting a cover map across any proposed isomorphism would give two such simple quotients of one source.

5.1F2F3F4F7step 1.2step 4.1constructalgebra

Suppose N≤P and N+K=P. Then p∣N ⁣:N↠P/K is surjective. By projectivity [F4], it lifts p to a map h ⁣:P→N; after inclusion into P, this gives f∈End⁡A(P) with pf=p, hence pfm=p for every m≥1. Regard A and P as concentrated in degree zero. Every submodule of P is then graded, so its ordinary indecomposability makes it graded-indecomposable, and f is degree-zero. By [F7], f is invertible or nilpotent. Nilpotence is impossible because p≠0 and pfm=p for every m; therefore f is invertible. Since f(P)⊆N, this forces N=P. Thus K is superfluous and p is a projective cover by [F3]. If P/K≅Si, compose p with such an isomorphism; uniqueness in [F2] identifies P with Qi over Si. Therefore every nonzero indecomposable finite-dimensional projective is isomorphic to exactly one Qi.

6.1F4F6step 4.1step 5.1algebra

By [F6], any finite-dimensional projective Q is a finite direct sum of indecomposable modules. Each summand remains projective: precompose a map from the summand with the projection from Q, lift through the given surjection using projectivity of Q, and restrict the lift to the summand. Each summand is finite-dimensional, so step 5.1 identifies it with one of the Qi. Step 4.1 makes those types distinct, and uniqueness in [F6] makes the multiplicities mi(Q) uniquely determined. The zero projective has the empty sum.

7.1F1F6step 6.1constructalgebra∎

Let Z(t) be the free abelian group with basis e1,…,et, and define Φ(ei)=[Qi]. Step 6.1 makes Φ surjective. Send the free generator of the split group for each isomorphism class [Q] to ∑imi(Q)ei; uniqueness and additivity of the multiplicities under direct sum, from [F6], make this assignment respect each relation [Q⊕R]=[Q]+[R] from [F1]. It therefore descends to a map Ψ ⁣:K0split(proj⁡A)→Z(t). The two maps are inverse: ΨΦ(ei)=ei, and the decomposition in step 6.1 plus [F1] gives ΦΨ([Q])=[Q] for every generator. Hence the classes [Qi] form a free abelian basis. No step asserts that the Cartan map to G0(A) is invertible.

DefinitionDefinition: Literature-sourcedProof: AI-adaptedprecheck passjudge pass (gpt-6-sol)audited 2026-09-30Open item page →

Graded Grothendieck groups, shift action, and Cartan map

Definition

Let k be a field and let A=⨁i∈ZAi be a finite-dimensional, unital, associative, Z-graded k-algebra. Let Mfdgr(A) be the category of finite-dimensional graded left A-modules and degree-zero maps, and let Pfdgr(A) be its full subcategory of finite graded projective modules. Define

G0gr(A):=G0 ⁣(Mfdgr(A)),K0gr(A):=K0split ⁣(Pfdgr(A)).

Here G0 uses all short-exact-sequence relations, while K0split uses only direct-sum relations. Let Mfd(A) be the category of finite-dimensional ungraded left A-modules and put G0(A):=G0(Mfd(A)). The notation K0(A) is the split Grothendieck group of finite-dimensional projective left A-modules from Split Grothendieck group of an additive category.

For r∈Z, internal shift is (M{r})d:=Md−r. It acts on generators by

vr[M]:=[M{r}],vr[P]:=[P{r}],

for [M]∈G0gr(A) and [P]∈K0gr(A). These actions make both groups modules over Z[v,v−1], with v[M]=[M{1}] and v[P]=[P{1}].

The graded Cartan homomorphism is

cAgr:K0gr(A)⟶G0gr(A),[P]⟼[P].

It is Z[v,v−1]-linear. The ungraded Cartan homomorphism is

cA:K0(A)⟶G0(A),[P]⟼[P].

Neither map is asserted to be injective or surjective.

Facts & Assumptions

Given: The field k, the finite-dimensional graded algebra A, and the graded and ungraded left modules described in the Definition. All maps in Mfdgr(A) preserve degree. No axiom of choice is used.

[F1]

For an essentially small abelian category, G0 is the free abelian group on isomorphism classes modulo the relations from every short exact sequence (Grothendieck group of an essentially small abelian category).

[F2]

For an essentially small additive category, K0split is the free abelian group on isomorphism classes modulo direct-sum relations; K0(A) uses finite-dimensional projective left modules (Split Grothendieck group of an additive category).

[F3]

Internal shift is M{r}d=Md−r, is invertible with inverse {−r}, and composes by addition of shifts (Associative graded algebras, bimodules, and internal shifts).

[F4]

GrMod⁡0(A) is abelian, with kernels, images, cokernels, finite biproducts, and exactness computed degreewise (Graded modules with degree-zero maps form an abelian category).

[F5]

A finite graded projective is a degree-zero direct summand of a finite direct sum of internal shifts of A (Finite graded projectives are finite shifted-free summands).

[F6]

A finite graded projective is projective in GrMod⁡0(A) and generated by finitely many homogeneous elements (Finite graded projective modules).

[F7]

Additive class functions on isomorphism classes factor uniquely through the split Grothendieck group; exact-sequence-additive class functions factor uniquely through G0 (Universal properties and functoriality of G0 and split K0).

[F8]

For a linear map with finite-dimensional domain, its kernel and image are finite-dimensional (Rank-nullity: dim⁡FV=nullity⁡T+rank⁡T).

[F9]

An additive category has a zero object and finite biproducts (Additive category).

[F10]

An abelian category is additive, has kernels and cokernels, and its coimage-to-image comparison is an isomorphism (Abelian category).

Proof

technique · direct
1.1F1F4F8F10givenconstructalgebra

By [F4], GrMod⁡0(A) is abelian and its degreewise kernels, cokernels, and finite biproducts have the stated graded structures. For a map between finite-dimensional modules, its kernel is a subspace of the finite-dimensional domain and its cokernel is a quotient of the finite-dimensional codomain; [F8] gives finite-dimensionality of kernels and images. Thus the full subcategory Mfdgr(A) is closed under kernels, cokernels, images, and finite biproducts. The ambient coimage and image of any map therefore remain in this full subcategory, as does their canonical isomorphism; hence [F10] makes it abelian. It is essentially small: each object has finite support and a finite homogeneous basis; for each finite-support dimension vector, the graded k-space with those dimensions has a fixed standard model, and its A-actions are a set of families of linear maps satisfying the algebra-action identities. Every object is isomorphic to one of these set-many models. This objectwise coordinate argument selects no basis simultaneously from an arbitrary family. Hence [F1] defines G0gr(A).

2.1F2F4F5F6F9step 1.1givenconstructalgebra

Every finite-dimensional graded module has a finite homogeneous basis and so is finitely generated. Conversely, a finite graded projective has finitely many homogeneous generators by [F6]; sending the homogeneous generator of each matching shift A{r} to a generator of P gives a degree-zero surjection from a finite sum of shifts of A, so P is finite-dimensional. The category Pfdgr(A) is essentially small as a full subcategory of Mfdgr(A). It inherits preadditive hom groups from that abelian category. By [F5], the zero module and a finite direct sum of finite graded projectives are again finite graded projective; their module biproducts therefore make this an additive category by [F9]. Thus [F2] defines K0gr(A).

2.2F1F4F8F10step 1.1givenconstructalgebra

Write A♭ for the underlying ungraded algebra given the trivial grading, and regard an ungraded module as an A♭-module concentrated in degree zero. This identifies the ungraded module category with a full subcategory of GrMod⁡0(A♭) that is closed under kernels, cokernels, images, and finite biproducts by [F4]. Its finite-dimensional subcategory remains closed because kernels and images are subspaces and cokernels are quotients of finite-dimensional vector spaces. The ambient coimage-to-image isomorphisms remain in this full subcategory, so it is abelian by [F10]; it is essentially small by the same finite-dimensional action-matrix argument as in step 1.1. Therefore [F1] defines G0(A).

2.3F3F4F7step 1.1constructalgebra

For each r∈Z, shift sends a finite-dimensional graded module to a finite-dimensional graded module and leaves degree-zero maps degree-zero. It is exact because degreewise kernels and cokernels in [F4] are merely reindexed, and its inverse is shift by −r by [F3]. Thus shift is an exact autoequivalence of Mfdgr(A), and [F7] induces an automorphism σr of G0gr(A) with σr([M])=[M{r}].

3.1F3F5F6F7step 2.1constructalgebra

If P is finite graded projective, [F5] exhibits it as a summand of a finite direct sum of shifts A{s}. Shifting this splitting by r exhibits P{r} as a summand of a finite direct sum of shifts A{s+r}, so [F5] shows P{r} is finite graded projective. The shift functor and its inverse are additive on this category; [F7] therefore induces inverse automorphisms τr and τ−r on K0gr(A), with τr([P])=[P{r}].

3.2F1F2F7step 1.1step 2.1constructalgebra

The class function [P]↦[P] from Iso⁡(Pfdgr(A)) to G0gr(A) is additive: the split sequence 0→P→P⊕Q→Q→0 gives [P⊕Q]=[P]+[Q] by [F1]. Hence [F7] gives a unique homomorphism cAgr with cAgr([P])=[P].

4.1F3step 2.3step 3.1givenalgebra

The identities σ0=τ0=1, σrσs=σr+s, and τrτs=τr+s follow on generators from (M{s}){r}=M{r+s} and (P{s}){r}=P{r+s} in [F3]. Therefore vr⋅x:=σr(x) on G0gr(A) and vr⋅y:=τr(y) on K0gr(A) extend by finite integer linear combinations to Z[v,v−1]-module structures.

5.1F3F7step 4.1step 3.2algebra

On every projective-class generator, cAgr(v[P])=cAgr([P{1}])=[P{1}]=v[P]=v cAgr([P]) by [F3]. Since these generators generate K0gr(A) as an abelian group and v is invertible, cAgr commutes with every Laurent polynomial action and is Z[v,v−1]-linear.

6.1F1F2F7step 2.2constructalgebra∎

The ungraded class function [P]↦[P] from finite-dimensional projective left A-modules to G0(A) is additive by the split short exact sequence 0→P→P⊕Q→Q→0 in Mfd(A). By [F7] it factors uniquely through the split group K0(A), giving cA([P])=[P].

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Graded Fitting decomposition for degree-zero endomorphisms

Statement

Let A be a finite-dimensional Z-graded algebra over a field k, M a finite-dimensional graded left A-module, and f ⁣:M→M a degree-zero endomorphism. There is an n≥1 for which ker⁡(fn) and im⁡(fn) are graded submodules and M=ker⁡(fn)⊕im⁡(fn). Moreover, if M is nonzero and graded-indecomposable (it has no decomposition into two nonzero graded submodules), then every degree-zero endomorphism of M is invertible or nilpotent. The nonunits of End⁡A,0(M) form a proper two-sided ideal, hence the unique maximal left and right ideal of this possibly noncommutative ring.

Facts & Assumptions

Given: The field, graded algebra, module, and map in the Statement. The indecomposable and endomorphism-ring conclusions additionally assume that M≠0 and has no nontrivial graded direct-sum decomposition. No axiom of choice is used; the only selection is one stabilization index for two specific finite-dimensional chains.

Source relation: Leinster's ungraded finite-dimensional Fitting lemma and indecomposable-endomorphism corollary supply the base result; the preservation of grading and the nonunit-ideal conclusion are established here. Kleshchev supplies only the grading conventions.

[L1]

For degree-zero maps of graded modules, kernels and images are computed in each homogeneous degree (Graded modules with degree-zero maps form an abelian category).

[L2]

If T ⁣:V→W is linear and V is finite-dimensional, then dim⁡V=dim⁡ker⁡T+dim⁡im⁡T (Rank-nullity: dim⁡FV=nullity⁡T+rank⁡T).

[L3]

The endomorphism ring uses pointwise addition and composition as multiplication, with the identity map as its unit (The endomorphism ring End⁡R(M) under addition and composition).

[L4]

These operations make the endomorphisms of a module a unital ring (Module endomorphisms form a ring under pointwise addition and composition).

[L5]

A two-sided ideal is an additive subgroup closed under multiplication by arbitrary ring elements on both the left and the right (Left, right and two-sided ideals).

Proof

technique · direct
1.1L3L4givenalgebra

The degree-zero endomorphisms of M are closed under pointwise addition, additive inverses, and composition, and contain 1M, because each such map preserves every Md. Thus R:=End⁡A,0(M) is a unital subring of End⁡A(M), whose ring operations are those of [L3] and [L4].

1.2L1given

The kernels ker⁡(fm) form an increasing sequence of subspaces and the images im⁡(fm) form a decreasing sequence. Finite-dimensionality makes both sequences stabilize; choose n≥1 after stabilization, so ker⁡(fn)=ker⁡(f2n) and im⁡(fn)=im⁡(fn+1). Since each fn is degree-zero, [L1] makes these stabilized subspaces graded A-submodules.

2.1L2step 1.2algebra

If x∈ker⁡(fn)∩im⁡(fn), write x=fn(y). Then f2n(y)=fn(x)=0, so stabilization gives y∈ker⁡(f2n)=ker⁡(fn) and hence x=0. By [L2] applied to fn, the two submodules have dimensions summing to dim⁡kM; their zero intersection therefore gives M=ker⁡(fn)⊕im⁡(fn). For M=0 this reads 0=0⊕0; for f=0 it reads M=M⊕0, and for invertible f it reads M=0⊕M.

2.2step 1.1givenalgebra

Now suppose M≠0 and let N be the set of nonunits of R. It contains 0, and −a∈N whenever a∈N. If ra were invertible, a would be injective; if ar were invertible, a would be surjective. Since M is finite-dimensional, either property makes a bijective, with degree-zero A-linear inverse. Thus N absorbs multiplication on both sides by every r∈R.

3.1step 2.1givenalgebracases

Suppose in addition that M is graded-indecomposable. The decomposition in step 2.1 forces ker⁡(fn)=0 or im⁡(fn)=0. In the first case f is injective, hence bijective by finite-dimensionality; its inverse is again degree-zero and A-linear. In the second case fn=0. Thus f is invertible or nilpotent, and every nonunit is nilpotent. This includes the zero endomorphism in the nilpotent case. If dim⁡kM=1, nonzero indecomposability is automatic because two nonzero graded direct summands would have total dimension at least two.

4.1step 3.1algebra

If f is a nonunit and fm=0, then 1−f has two-sided inverse 1+f+⋯+fm−1. Hence for each f∈R, at least one of f and 1−f is invertible.

5.1L5step 4.1step 2.2algebra∎

If a,b∈N but u=a+b were invertible, then x=u−1a and 1−x=u−1b would both be nonunits: otherwise a=ux or b=u(1−x) would be invertible. This contradicts step 4.1. Therefore N is closed under addition; together with step 2.2 and [L5], it is a two-sided ideal. It is proper because 1M is a unit. Every proper left or right ideal contains no unit and is therefore contained in N, so N is the unique maximal left ideal and the unique maximal right ideal.

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Graded Krull–Schmidt for finite-dimensional graded modules

Statement

Let A be any unital associative Z-graded algebra over a field k. Every finite-dimensional graded left A-module is a finite direct sum of nonzero graded-indecomposable modules (modules not decomposable as a direct sum of two nonzero graded submodules), with the zero module represented by the empty sum. If a module has two such decompositions, their summands have the same finite multiset of isomorphism classes in GrMod⁡0(A), that is, up to degree-zero graded isomorphism (Associative graded algebras, bimodules, and internal shifts). Ungraded isomorphism classes are not substituted.

Facts & Assumptions

Given: A unital associative Z-graded algebra A over a field k and a finite-dimensional graded left A-module M. Decompositions are finite biproducts in GrMod⁡0(A), and indecomposable summands are required to be nonzero. No axiom of choice is used.

Source relation: Webb's ungraded Krull–Schmidt theorem supplies the module-theoretic model; this item proves existence and uniqueness in the degree-zero graded category, including its graded endomorphism-ring step. Kleshchev supplies only the grading conventions.

[F1]

A graded module is the direct sum of its homogeneous pieces, and the action of Ai sends degree d to degree i+d (Associative graded algebras, bimodules, and internal shifts).

[F2]

In GrMod⁡0(A), kernels and images are computed degreewise, and finite biproducts are computed degreewise (Graded modules with degree-zero maps form an abelian category).

[F3]

For a finite-dimensional graded algebra and a nonzero finite-dimensional graded-indecomposable module, the nonunits of its degree-zero endomorphism ring form a proper two-sided ideal (Graded Fitting decomposition for degree-zero endomorphisms).

[F4]

A subspace of a finite-dimensional vector space has dimension at most the ambient dimension, with equality exactly when it is the whole space (If dim⁡FV=n and U is a linear subspace of V, then U is finite-dimensional, dim⁡FU≤n, and dim⁡FU=n if and only if U=V).

Proof

technique · direct
1.1F1givenalgebraconstruct

Let X be a nonzero finite-dimensional graded left A-module. Its grading has finite support. Give End⁡k(X) the grading by degree shift: a homogeneous endomorphism of degree r sends Xd into Xd+r. Because the support of X is finite, every k-linear endomorphism is a finite sum of such homogeneous maps, and composition adds degrees. The action map ρ:A→End⁡k(X) sends Ar into degree r; hence its image B=ρ(A)=⨁rρ(Ar) is a graded subalgebra. It is finite-dimensional as a subspace of End⁡k(X), and its identity is 1B=1X. By [F1], X is a graded B-module. Since A↠B, the graded A-submodules and graded B-submodules of X coincide, as do their degree-zero endomorphism rings.

1.2F4giveninductioncasesalgebra

Existence follows by strong induction on d=dim⁡kM. If d=0, the empty sum is the required decomposition. If M is nonzero and graded-indecomposable, it is already a one-term decomposition. Otherwise write M=U⊕V with nonzero graded submodules U,V. Each is a proper subspace of M, so [F4] gives dim⁡kU<d and dim⁡kV<d. Induction decomposes U and V into finite sums of nonzero graded-indecomposables; combining those sums decomposes M.

2.1F3step 1.1given

If X is also graded-indecomposable, it remains graded-indecomposable as a B-module. Apply [F3] to the finite-dimensional graded algebra B and the module X from step 1.1. It follows that the nonunits of End⁡A,0(X)=End⁡B,0(X) form a proper two-sided ideal.

3.1F2step 2.1giveninductionconstruct

Prove uniqueness by strong induction on d=dim⁡kM. When M=0, both decompositions are empty. For nonzero M, assume uniqueness in every smaller dimension and write M=X⊕C=Y1⊕⋯⊕Ys, where all summands are nonzero graded-indecomposables. Let ιX,πX and ιj,πj be the degree-zero inclusions and projections for these finite biproducts. Define ej=πXιjπjιX∈End⁡A,0(X). The identity ∑jιjπj=1M gives ∑jej=1X. By step 2.1 the nonunits form a proper ideal, so at least one ej is invertible.

4.1F2step 3.1algebra

Fix such a j, and put a=πjιX:X→Yj and b=πXιj:Yj→X. Then ba=ej is invertible. The degree-zero map s:=aej−1 satisfies bs=1X, so Yj=s(X)⊕ker⁡b: for each y∈Yj, y=s(b(y))+(y−s(b(y))), and the second term is in ker⁡b, while s(X)∩ker⁡b=0. By [F2], the image and kernel are graded submodules. Since s(X)≠0 and Yj is graded-indecomposable, ker⁡b=0, so s is bijective. Its inverse is A-linear, and it is degree-zero: for homogeneous y∈Yj,d, write s−1(y)=∑exe with xe∈Xe; the direct grading of Yj and injectivity of s force xe=0 for e≠d. Thus s is a degree-zero isomorphism X≅Yj.

5.1F2F4step 4.1algebra

Write M=X⊕C=Yj⊕D, where D is the sum of the other Y-summands. The projection πD∣C:C→D is a degree-zero isomorphism. Its kernel is zero because C∩Yj=0: if c∈C∩Yj, then πX(c)=0 and the isomorphism b=πX∣Yj from step 4.1 forces c=0. For any z∈D, choose the unique y∈Yj with πX(y)=πX(z); then z−y∈C and πD(z−y)=z, proving surjectivity. The inverse is degree-zero by the argument in step 4.1. Since X,Yj are nonzero, C,D are proper subspaces of M, so [F4] gives dim⁡kC,dim⁡kD<d.

6.1step 1.2step 3.1step 4.1step 5.1induction∎

The decompositions of C and D into the remaining indecomposable summands have the same multiset by the induction hypothesis in step 3.1 and the degree-zero isomorphism in step 5.1. Adding X≅Yj from step 4.1 proves uniqueness for M. Step 1.2 proves existence, so every finite-dimensional graded module has a finite decomposition unique up to permutation and degree-zero graded isomorphism.

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Finite-dimensional graded algebras have graded projective covers

Statement

Let A be a finite-dimensional Z-graded k-algebra over a field, and let X be a finite-dimensional graded left A-module. There is a degree-zero epimorphism p ⁣:P↠X in GrMod⁡0(A) (Associative graded algebras, bimodules, and internal shifts) with P finite graded projective and K:=ker⁡p satisfying

N+K=P⟹N=P

for every graded submodule N≤P. We call such a map a finite graded projective cover; superfluity of its kernel is tested among graded submodules, as appropriate in GrMod⁡0(A) (An essential epimorphism is a surjection with superfluous kernel, and a projective cover is a projective source with such a map). Any two finite graded projective covers of X are isomorphic over X: if q ⁣:Q↠X is another, there is a degree-zero isomorphism ϕ ⁣:P→Q with qϕ=p (Finite graded projective modules). No positivity assumption on the grading of A is made.

Facts & Assumptions

Given: A finite-dimensional unital associative Z-graded k-algebra A over a field and a finite-dimensional graded left A-module X. The grading is arbitrary; no lower bound on its support is assumed. The construction uses only finite data and no axiom of choice.

Source relation: Webb's results give projective-cover existence and uniqueness for ordinary finite-dimensional modules. The construction here is adapted to GrMod⁡0(A), with finite graded projectivity and superfluity among graded submodules proved directly. Kleshchev supplies only grading and shift conventions.

[L1]

The internal shift is A{r}d=Ad−r; multiplication by a homogeneous generator gives a degree-zero map from the matching shift (Associative graded algebras, bimodules, and internal shifts).

[L2]

In GrMod⁡0(A), kernels, images, cokernels and exactness are computed degreewise (Graded modules with degree-zero maps form an abelian category).

[L3]

Finite graded projectives are exactly degree-zero direct summands of finite sums of shifts of A, and every such finite sum is projective (Finite graded projectives are finite shifted-free summands).

[L4]

A graded projective object lifts degree-zero maps through degree-zero epimorphisms (Finite graded projective modules).

[L5]

Finite graded projectives are finitely generated by homogeneous elements (Finite graded projective modules).

[L6]

The cited terminology defines an ordinary projective cover using a superfluous kernel; this item explicitly adopts the corresponding criterion relative to GrMod⁡0(A), testing only graded submodules (An essential epimorphism is a surjection with superfluous kernel, and a projective cover is a projective source with such a map).

[L7]

A degree-zero endomorphism of a finite-dimensional graded module has, for some n≥1, the graded Fitting decomposition M=ker⁡(fn)⊕im⁡(fn) (Graded Fitting decomposition for degree-zero endomorphisms).

Proof

technique · direct
1.1L1givenchoosealgebra

Choose a finite k-basis of X. Each basis vector has finitely many homogeneous components, and the collection of these components is a finite homogeneous generating family x1,…,xm. If X=0, take m=0.

2.1L1L2step 1.1construct

Write dj=deg⁡(xj) and set E:=⨁j=1mA{dj}. The map ϵ ⁣:E→X given on the jth shifted generator by 1j↦xj and extended by a1j↦axj is degree-zero by [L1], and is surjective by step 1.1. It is an epimorphism in GrMod⁡0(A) by [L2]. The empty case gives E=X=0.

3.1L3step 2.1choose

The family of graded direct summands Q of E for which ϵ∣Q ⁣:Q→X is surjective is nonempty because it contains E. Their dimensions lie in the finite set {0,1,…,dim⁡kE}, so choose such a P of minimum dimension and put p:=ϵ∣P. By [L3], P is finite graded projective. It is finite-dimensional because it is a submodule of the finite-dimensional E.

4.1L2L4step 3.1construct

Let K=ker⁡p and let N≤P be a graded submodule with N+K=P. Then p∣N ⁣:N→X is surjective, hence an epimorphism by [L2]. Since P is graded projective, [L4] lifts p through this map to a degree-zero h ⁣:P→N with (p∣N)h=p. After inclusion N↪P, this gives a degree-zero endomorphism f of P with pf=p, and therefore pfn=p for every n≥1.

5.1L2L6L7step 3.1step 4.1algebra

Apply [L7] to f: for some n≥1, P=ker⁡(fn)⊕im⁡(fn) by graded submodules. Since pfn=p, the restriction of p to im⁡(fn) is still surjective. This image is a graded direct summand of P, hence of E, so it is one of the candidates in step 3.1. Minimality gives dim⁡kP≤dim⁡kim⁡(fn); the reverse inequality follows from im⁡(fn)⊆P, so im⁡(fn)=P. As im⁡(fn)⊆im⁡(f)⊆N, it follows that N=P. Thus K is superfluous among graded submodules and, by the category-relative definition in the Statement (using the terminology of [L6]), p is a finite graded projective cover.

6.1L2L4L6step 5.1construct

Let p ⁣:P→X and q ⁣:Q→X be finite graded projective covers. By projectivity, there are degree-zero maps f ⁣:P→Q and g ⁣:Q→P with qf=p and pg=q. Then p(gf)=p, so P=gf(P)+ker⁡p. The image gf(P) is graded by [L2]; superfluity of ker⁡p gives gf(P)=P. Similarly, fg(Q)=Q.

7.1L5step 6.1givenalgebra∎

By [L5] the sources P,Q are finitely generated by homogeneous elements; since A is finite-dimensional, both are finite-dimensional over k. The surjective endomorphisms gf and fg from step 6.1 are therefore bijective. It follows that f is injective from injectivity of gf and surjective from surjectivity of fg. The inverse is A-linear; it preserves degrees because a homogeneous element's preimage can have no nonzero components in other degrees under an injective degree-zero map. Hence f is a degree-zero isomorphism and qf=p, proving uniqueness over X.

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Shift-orbit bases for graded simple and projective classes

Statement

Let k be a field and A a finite-dimensional unital associative Z-graded k-algebra. A graded-simple module here means a nonzero finite-dimensional graded left A-module whose only graded submodules are 0 and itself. Internal shift acts on graded-simple isomorphism classes by [S]↦[S{r}] for r∈Z. There are finitely many shift orbits of graded-simple isomorphism classes. For each orbit choose a representative Si and a finite graded projective cover pi:Pi↠Si, whose kernel is superfluous among graded submodules. Then

{[Si]}i is a Z[v,v−1]-basis of G0gr(A),{[Pi]}i is a Z[v,v−1]-basis of K0gr(A).

In particular, both modules have the same finite rank, the number of graded simple shift orbits. If A=0, both bases are empty and both groups are zero. No positivity assumption on the grading of A is made.

Facts & Assumptions

Given: The field k, the finite-dimensional unital associative graded algebra A, and finite-dimensional graded left A-modules. Morphisms preserve degree. No axiom of choice is assumed or used.

[F1]

G0gr(A) is the short-exact-sequence group of the category of finite-dimensional graded left A-modules (Graded Grothendieck groups, shift action, and Cartan map).

[F2]

K0gr(A) is the split Grothendieck group of finite graded projectives (Graded Grothendieck groups, shift action, and Cartan map).

[F3]

The shift action is vr[M]=[M{r}] and vr[P]=[P{r}] (Graded Grothendieck groups, shift action, and Cartan map).

[F4]

In an essentially small abelian category of finite-length objects, the simple-object classes form a free abelian basis of G0 (Simple classes freely generate the Grothendieck group of a length category).

[F5]

Every finite-dimensional graded module has a finite decomposition into graded-indecomposable summands, unique up to permutation and degree-zero graded isomorphism (Graded Krull–Schmidt for finite-dimensional graded modules).

[F6]

Every finite-dimensional graded module has a finite graded projective cover with superfluous kernel, and two covers of the same object are isomorphic over it (Finite-dimensional graded algebras have graded projective covers).

[F7]

A degree-zero endomorphism of a finite-dimensional graded-indecomposable module is invertible or nilpotent (Graded Fitting decomposition for degree-zero endomorphisms).

[F8]

A graded module is finite graded projective exactly when it is a degree-zero summand of a finite direct sum of shifts of A; finite sums of such shifts are projective (Finite graded projectives are finite shifted-free summands).

[F9]

A graded projective object lifts degree-zero maps through degree-zero epimorphisms (Finite graded projective modules).

[F10]

In GrMod⁡0(A), kernels, images, cokernels, finite biproducts and exactness are computed degreewise (Graded modules with degree-zero maps form an abelian category).

[F11]

A simple object is nonzero and has no proper nonzero subobject (Simple object).

[F12]

An object has finite length when it admits a composition series (Object of finite length).

[F13]

A composition series is a finite strict chain whose successive quotients are simple (Composition series and composition factors of an object).

[F14]

The split Grothendieck group imposes exactly the relations [P⊕Q]=[P]+[Q] (Split Grothendieck group of an additive category).

[F15]

The free abelian group on a set has its usual universal property (Free abelian group on a set).

[F16]

Internal shift has components M{r}d=Md−r and is invertible, with inverse shift {−r} (Associative graded algebras, bimodules, and internal shifts).

Proof

technique · direct
1.1F10F11F12F13giveninductionchoose

Every finite-dimensional graded module M has finite length. If M=0, the empty chain is a composition series. If M≠0, the dimensions of its proper graded submodules form a nonempty subset of {0,1,…,dim⁡kM−1}; choose a proper graded submodule N of maximal dimension. The quotient M/N is nonzero. Any proper nonzero graded submodule of M/N would lift to a proper graded submodule strictly containing N, contrary to maximality, so M/N is simple. Since dim⁡kN<dim⁡kM, induction gives a composition series of N; appending M/N gives one for M. This uses only a maximum in a finite set of dimensions and one submodule at a time.

1.2F5F8givencases

By graded Krull–Schmidt [F5], write the regular graded module as a finite direct sum A≅⨁j=1mQj of nonzero graded-indecomposable modules; if A=0, take m=0. Each Qj is a direct summand of the shifted free module A{0}, so [F8] makes it a finite graded projective. If A=0, every unital left A-module is zero, so both groups are zero and the empty bases prove the theorem. Henceforth assume A≠0.

1.3F7F9F10F11givenalgebra

Let Q be a nonzero finite-dimensional graded-indecomposable projective and q:Q↠S a degree-zero epimorphism to a graded-simple module. Put K=ker⁡q. If N≤Q is graded and K+N=Q, then q∣N:N↠S is epic. Projectivity [F9] lifts q through q∣N to a degree-zero map g:Q→N. After inclusion N↪Q, let f be the resulting endomorphism. Then qf=q, and induction gives qfn=q for every n≥1, so f is not nilpotent. By graded Fitting [F7], f is invertible. Since im⁡f⊆N, this forces N=Q. Thus K is superfluous among graded submodules and q is a finite graded projective cover.

1.4F6F10F11algebra

Every finite graded projective cover p:P↠S of a graded-simple module is indecomposable. Indeed, if P=U⊕V with both summands nonzero, at least one restriction of p is nonzero and hence surjective; its summand U then satisfies U+ker⁡p=P, contradicting superfluity of ker⁡p. Moreover, S is the unique graded-simple quotient of P up to isomorphism. If q:P↠T is another such quotient and L=ker⁡q, a nonzero graded image q(ker⁡p) must be all of T by simplicity. That would give L+ker⁡p=P, contradicting superfluity. Hence q(ker⁡p)=0, so q factors through P/ker⁡p≅S; the induced nonzero map S→T is an isomorphism.

1.5F16givenchoosealgebra

Every finite-dimensional graded module has finite support: if its dimension is n and it had n+1 distinct nonzero homogeneous components, one nonzero vector from each would be linearly independent. If M≠0 and M≅M{r} by a degree-zero isomorphism, then supp⁡(M)=supp⁡(M)+r. Taking the maximum of this finite nonempty set gives max⁡supp⁡(M)=max⁡supp⁡(M)+r, hence r=0. Thus the shift action is free on the isomorphism classes of nonzero graded simples and nonzero indecomposable projectives; no lower or upper bound on the grading of A is used.

1.6F10givenconstructalgebra

The category of finite-dimensional graded modules is abelian: [F10] makes kernels, cokernels and finite biproducts degreewise, so these objects remain finite-dimensional and the full subcategory inherits the abelian structure. It is essentially small as well. For each finite-support dimension vector on Z, fix the standard graded k-space with those component dimensions; the possible A-actions on it form a set of families of linear maps satisfying the module identities. Every finite-dimensional graded module is isomorphic to one of these models by choosing bases for its finitely many nonzero homogeneous components. The family of all such standard models is a set, and this object-by-object argument makes no simultaneous choice across an arbitrary family.

2.1F1F4step 1.1step 1.6given

By step 1.6, the category of finite-dimensional graded modules is the essentially small abelian category used to define G0gr(A) in [F1]. By step 1.1 all its objects have finite length, so [F4] says that its graded-simple isomorphism classes form a Z-basis of G0gr(A).

2.2F10F11F16step 1.2givenchoosealgebra

If S is graded-simple, take a nonzero homogeneous s∈Sr. The graded submodule As is nonzero, hence is S. The map A{r}→S, a↦as, is degree-zero because 1A has degree r in A{r} and the action preserves degree; it is surjective. Decomposing A{r}≅⨁j=1mQj{r}, at least one restriction to a summand is nonzero and therefore surjective onto the simple module S.

3.1F8F10F16step 1.1step 1.2step 1.3step 1.4step 2.2choose

Each Qj has a graded-simple quotient: a composition series from step 1.1 has a simple final factor. By step 1.3 this quotient map is a projective cover, and by step 1.4 its simple quotient is unique up to isomorphism; denote that isomorphism class by Sj. For any graded-simple S, step 2.2 gives a surjection from some Qj{r} to S. Since shift is invertible [F16], both Qj{r} and Sj{r} retain indecomposability and simplicity, respectively; Qj{r} is finite graded projective by [F8]. The shift of the cover Qj↠Sj is a cover of Sj{r}: [F10] preserves the epimorphism, and shifting back by {−r} preserves the superfluity condition. By steps 1.3–1.4, the quotient S is isomorphic to Sj{r}. Thus the finite list S1,…,Sm meets every graded-simple shift orbit.

4.1F6F8F10F16step 1.3step 1.4step 3.1

Every nonzero finite-dimensional graded-indecomposable projective Q has a graded-simple quotient by step 1.1; step 1.3 makes that quotient map a projective cover. Existence and uniqueness of covers [F6] therefore identify Q with the cover P(S) of its simple quotient. Conversely, step 1.4 shows each P(S) is indecomposable. Shifting a cover gives a cover of the shifted simple, as in step 3.1, so P(S{r})≅P(S){r} by [F6]. If P(S){r}≅P(T), that projective has simple quotients S{r} and T; uniqueness from step 1.4 gives S{r}≅T. Hence projective indecomposable shift orbits are in bijection with graded-simple shift orbits, and there are finitely many.

4.2F1F3F4step 2.1step 3.1step 1.5constructchoose

By steps 2.1 and 3.1, the Z-basis of G0gr(A) is partitioned into finitely many free shift orbits. Choose one simple Si from each orbit. By [F3], vr[Si]=[Si{r}], so the Laurent monomials vr map bijectively to the distinct Z-basis classes in that orbit. The orbit spans therefore form a direct sum of copies of Z[v,v−1], with basis [Si]. This proves the stated finite Laurent basis for G0gr(A).

5.1F1F2F3F5F6F8F14F15step 1.5step 1.6step 4.1construct∎

By step 1.6, the set I of isomorphism classes of nonzero finite-dimensional graded-indecomposable projectives is a set. By graded Krull–Schmidt [F5], each finite graded projective P has a unique finite decomposition into nonzero graded-indecomposable summands Qj. By [F8], P is a degree-zero summand of a finite sum of shifts of A; each Qj, being a summand of P, is also a summand of that finite sum by transitivity of direct summands. Thus [F8] makes every Qj a finite graded projective. Sending P to its multiplicity vector in I is additive under direct sum. By the split-group presentation [F14], it descends to a homomorphism K0gr(A)→Z[I]. The map from the free abelian group [F15] sending each basis vector to its projective class is inverse: one composite fixes each indecomposable basis vector, while the other sends [P] to the sum of its indecomposable classes, which equals [P] by the split relation. Thus I is a Z-basis of K0gr(A). By steps 4.1 and 1.5, this basis is partitioned into finitely many free shift orbits represented by the covers Pi of the chosen Si. Using [F3] as in step 4.2 shows that [Pi] is a finite Z[v,v−1]-basis of K0gr(A). The cover classes are unique up to isomorphism by [F6], so the result is independent of the chosen covers.

Remark

Kleshchev, §2.2, PDF p. 6 (printed p. 7), uses the same positive-shift and homogeneous-map convention. His §2.1 assumes an algebraically closed field; that stronger hypothesis and his ungraded-to-graded simple classification are not used here. The orbit and projective-cover arguments above are proved locally under the stated field hypothesis.

DefinitionDefinition: Literature-sourcedProof: AI-adaptedprecheck passjudge pass (gpt-6-sol)audited 2026-09-30Open item page →

Projective–module Hom pairing on class generators

Statement

Let k be a field and A a finite-dimensional unital k-algebra. For a finite-dimensional projective left A-module P and finite-dimensional left A-module M, define the object-level value

h(P,M):=dim⁡kHom⁡A(P,M).

If A is Z-graded and P,M are finite-dimensional graded left A-modules, with P projective in the degree-zero graded category, define

hgr(P,M):=∑d∈Zvddim⁡kHom⁡A,d(P,M),

where Hom⁡A,d(P,M) consists of A-linear maps sending each Pi into Mi+d. These are candidate values on object isomorphism classes; no descent to pairings on K0×G0 is asserted here.

Facts & Assumptions

Given: The field k, the finite-dimensional unital algebra A, and the finite-dimensional projective and module objects specified in the Statement. In the graded case, all module maps are A-linear and homogeneous when a degree is specified. No axiom of choice is used.

[F1]

G0 is generated by isomorphism classes of objects modulo the short-exact-sequence relations (Grothendieck group of an essentially small abelian category).

[F2]

The split Grothendieck group is generated by isomorphism classes of projectives modulo direct-sum relations (Split Grothendieck group of an additive category).

[F3]

The graded groups carry the Laurent action with vd[M]=[M{d}] and vd[P]=[P{d}] (Graded Grothendieck groups, shift action, and Cartan map).

[F4]

For graded modules, Hom⁡A,d(P,M) is the group of A-linear maps satisfying f(Pi)⊆Mi+d for every i (Graded balanced tensor product and homogeneous Hom).

[F5]

The scalar action of k on a graded k-algebra is central (Associative graded algebras, bimodules, and internal shifts).

[F6]

Lk(V,W) is a k-vector space under pointwise addition and scalar multiplication (L(V,W) is a vector space over the common scalar field).

[F7]

If V,W are finite-dimensional k-vector spaces, then Lk(V,W) is finite-dimensional, with dimension (dim⁡kV)(dim⁡kW) (dim⁡FMm×n(F)=mn and dim⁡FL(V,W)=(dim⁡FV)(dim⁡FW) for finite-dimensional V,W).

[F8]

The homogeneous components of a graded left A-module are k-modules (Associative graded algebras, bimodules, and internal shifts).

Proof

technique · direct
1.1F5F6F7givenalgebra

Every A-linear map between left A-modules is k-linear: for λ∈k, centrality of the scalar action gives f(λp)=f((λ1A)p)=(λ1A)f(p)=λf(p). Sums and scalar multiples of A-linear maps remain A-linear, so Hom⁡A(P,M) is a k-vector subspace of Lk(P,M). Since P,M are finite-dimensional, [F7] makes the ambient linear-map space finite-dimensional, and hence Hom⁡A(P,M) is finite-dimensional. Thus h(P,M) is defined in Z.

1.2F4F5F6F7F8givenalgebra

Each Hom⁡A,d(P,M) is also a k-vector subspace of Lk(P,M): the A-linearity and degree-d conditions are preserved by addition and scalar multiplication, using [F4], [F5], and [F8]. Therefore every such homogeneous Hom space is finite-dimensional by [F6] and [F7].

2.1F3F4step 1.2givenchoosealgebra

The supports IP:={i:Pi≠0} and IM:={j:Mj≠0} are finite. Indeed, if a finite-dimensional graded space had more than n nonzero components, where n is its dimension, choosing one nonzero vector in each of n+1 distinct components would give n+1 linearly independent vectors; this is only a finite selection. If Hom⁡A,d(P,M)≠0, choose a nonzero map f in it. Since f is nonzero, some p∈P has f(p)≠0. Decompose p into its finitely many homogeneous components. As f is homogeneous and f(p)≠0, at least one component pi∈Pi has f(pi)≠0. Then i∈IP and i+d∈IM, so d∈IM−IP. This difference set is finite, hence only finitely many terms in hgr(P,M) can be nonzero. The exponent is this map degree d, consistent with the internal-shift normalization vd[M]=[M{d}] in [F3]. The formula is therefore a Laurent polynomial in Z[v,v−1]. If either module is zero, all homogeneous Hom spaces vanish and the sum is zero.

2.2F4step 1.1step 1.2algebra

If α:P→P′ and β:M→M′ are module isomorphisms, then f↦βfα−1 is a k-linear isomorphism Hom⁡A(P,M)→Hom⁡A(P′,M′). For graded isomorphisms of degree zero it restricts, for every d, to an isomorphism of Hom⁡A,d spaces, since degree-zero maps preserve each homogeneous component. Hence both candidate values depend only on the object isomorphism classes.

3.1step 1.1step 1.2step 2.1step 2.2construct

The formulas in the Statement thus give well-defined functions on pairs of object isomorphism classes, with values in Z and Z[v,v−1], respectively.

4.1F1F2given∎

The groups in [F1] and [F2] impose additional short-exact-sequence and direct-sum relations. This Definition specifies only the object-level values; it makes no claim that they are additive for those relations or descend to K0×G0.

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Projective Hom pairing descends and is graded sesquilinear

Statement

Let k be a field and let A be a finite-dimensional unital associative k-algebra. For finite-dimensional projective left A-modules P and finite-dimensional left A-modules M, the generator value h(P,M):=dim⁡kHom⁡A(P,M) from Projective–module Hom pairing on class generators extends uniquely to a Z-bilinear pairing ⟨−,−⟩:K0(A)×G0(A)→Z.

If A is also Z-graded and P,M are finite-dimensional graded left A-modules with P projective in GrMod⁡0(A), the generator value hgr(P,M):=∑d∈Zvddim⁡kHom⁡A,d(P,M) extends uniquely to a Z-bilinear pairing ⟨−,−⟩gr:K0gr(A)×G0gr(A)→R, where R:=Z[v,v−1].

For all r,s∈Z and generator classes [P],[M], ⟨vr[P],vs[M]⟩gr=vs−r⟨[P],[M]⟩gr. Consequently ⟨fx,gy⟩gr=f‾ g ⟨x,y⟩gr for f,g∈R, x∈K0gr(A) and y∈G0gr(A), with f‾(v):=f(v−1). Thus the first variable is conjugate-linear for the involution v↦v−1 and the second is linear. No axiom of choice is used.

Facts & Assumptions

Given: A field k, a finite-dimensional unital associative k-algebra A, and the finite-dimensional module objects specified in the Statement. In the graded case A is a Z-graded k-algebra and all morphisms in GrMod⁡0(A) preserve degree. The groups and generator values have the conventions in the Statement and cited definitions. No axiom of choice is used.

[F1]

The ungraded generator value is h(P,M)=dim⁡kHom⁡A(P,M) (Projective–module Hom pairing on class generators).

[F2]

The category of all left A-modules is abelian (Modules over a ring form an abelian category).

[F3]

A projective left A-module has the lifting property for every surjective module homomorphism (Projective modules and the lifting property).

[F4]

In an abelian category, Hom⁡(P,−) is exact when P is projective (An object is projective exactly when Hom out of it is exact).

[F5]

The category GrMod⁡0(A) is abelian and its exact sequences, kernels, cokernels and finite biproducts are computed degreewise (Graded modules with degree-zero maps form an abelian category).

[F6]

A finite graded projective is projective in GrMod⁡0(A), so it has the degree-zero lifting property against degree-zero epimorphisms (Finite graded projective modules).

[F7]

The internal shift is M{r}i=Mi−r, is invertible with inverse {−r}, and preserves the underlying vector space (Associative graded algebras, bimodules, and internal shifts).

[F8]

A degree-d homogeneous A-linear map P→M sends Pi into Mi+d (Graded balanced tensor product and homogeneous Hom).

[F9]

G0 is generated by object classes and imposes the relation [M]=[M′]+[M′′] for every short exact sequence 0→M′→M→M′′→0 (Grothendieck group of an essentially small abelian category).

[F10]

Split K0 imposes the direct-sum relation [P⊕Q]=[P]+[Q] (Split Grothendieck group of an additive category).

[F11]

Exact-sequence-additive class functions factor uniquely through G0, and direct-sum-additive class functions factor uniquely through split K0 (Universal properties and functoriality of G0 and split K0).

[F12]

The graded groups are R-modules with vr[M]=[M{r}] and vr[P]=[P{r}] (Graded Grothendieck groups, shift action, and Cartan map).

[F13]

Maps out of a finite direct sum are uniquely determined by their restrictions to its summands (Universal property of a direct sum of modules).

[F14]

For a linear map with finite-dimensional domain, dim⁡V=dim⁡ker⁡T+dim⁡im⁡T (Rank-nullity: dim⁡FV=nullity⁡T+rank⁡T).

[F15]

Scalars act centrally on a k-algebra, so an A-linear map between left A-modules is k-linear (Algebras over a commutative ring, central structure maps, and algebra homomorphisms).

[F16]

The space of linear maps is a k-vector space under pointwise addition and scalar multiplication (L(V,W) is a vector space over the common scalar field).

[F17]

For finite-dimensional k-vector spaces V,W, the space of linear maps V→W is finite-dimensional (dim⁡FMm×n(F)=mn and dim⁡FL(V,W)=(dim⁡FV)(dim⁡FW) for finite-dimensional V,W).

[F18]

The graded generator value is hgr(P,M)=∑dvddim⁡kHom⁡A,d(P,M) (Projective–module Hom pairing on class generators).

[F19]

An abelian category is additive, has kernels and cokernels, and the canonical comparison from coimage to image is an isomorphism (Abelian category).

[F20]

An additive category is preadditive and has all finite biproducts (Additive category).

Proof

technique · direct
1.1F2F5F19F20givenchooseconstructalgebra

Put Mfd(A) and Mfdgr(A) for the full subcategories of finite-dimensional modules in A-Mod and GrMod⁡0(A). The ambient categories are abelian by [F2] and [F5]. The finite full subcategories inherit preadditive Hom groups and composition from their ambient module categories. They are closed under kernels and cokernels: in the ungraded case these are a subspace of a finite-dimensional domain and a quotient of a finite-dimensional codomain; in the graded case [F5] computes them degreewise and their underlying spaces remain finite-dimensional. They also inherit finite biproducts, so they are additive by [F20]. For each map, its coimage and image remain in the finite subcategory because they are built from these kernels and cokernels; the ambient coimage-to-image isomorphism and its inverse are therefore morphisms in the full subcategory. By [F19], both finite subcategories are abelian. They are essentially small: for each ungraded dimension n, structures on the carrier kn form a subset of the set of functions A×kn→kn satisfying the module identities; for graded modules, finite-support dimension vectors n:Z→N with finite sum form a set, and the possible graded actions on ⨁dkn(d) form a set of families of maps satisfying the action identities. Every object is isomorphic to one of these models by a finite (homogeneous) basis. These objectwise coordinate models prove essential smallness without simultaneous basis choices. The full projective subcategories inherit essential smallness.

1.2F1F2F3F4F14F15F16F17givenalgebra

Let 0→M′→M→M′′→0 be short exact in Mfd(A). Centrality [F15] makes each A-linear map k-linear; sums and scalar multiples preserve A-linearity, so Hom⁡A(P,M) is a k-subspace of the full linear-map space [F16], hence finite-dimensional by [F17]. Since P is projective by [F3], exactness of Hom⁡A(P,−) in the ambient abelian category [F4] gives 0→Hom⁡A(P,M′)→Hom⁡A(P,M)→Hom⁡A(P,M′′)→0. Its arrows are k-linear by [F15]. The last arrow is surjective and its kernel is the image of the first, isomorphic to Hom⁡A(P,M′); rank-nullity [F14] gives h(P,M)=h(P,M′)+h(P,M′′), also when any of these spaces is zero.

1.3F5F6F7givenconstructalgebra

For every integer d, shift by d is an exact equivalence of GrMod⁡0(A): [F7] reindexes each homogeneous piece, so [F5] shows it preserves exact sequences, and its inverse is shift by −d. Thus if q:E↠N is a degree-zero epimorphism, q{−d} is an epimorphism. Given a degree-zero map f:P{d}→N, shift it by {−d} and lift the resulting map P→N{−d} through q{−d} using the projectivity [F6]; shifting the lift back shows P{d} is graded projective. It remains finite-dimensional because its underlying vector space is unchanged [F7].

1.4F8F18givenchoosealgebra

The supports of finite-dimensional graded vector spaces P and M are finite: if a space of dimension n had more than n nonzero homogeneous components, choosing n+1 such components and one nonzero vector in each would contradict linear independence. If Hom⁡A,d(P,M)≠0, a nonzero map has some element with nonzero image; decomposing it into homogeneous components shows some Pi maps nontrivially into Mi+d. Hence d∈supp⁡(M)−supp⁡(P), a finite set, and the sum defining hgr(P,M) in [F18] has finite support. If either module is zero, the sum is empty and equals zero. The argument makes only finite selections.

2.1F8F15F16F17step 1.3algebra

A function on the underlying modules is degree zero from P{d} to M exactly when it sends P{d}i=Pi−d into Mi for every i; setting j=i−d makes this precisely the degree-d condition Pj→Mj+d [F8]. Therefore Hom⁡A,d(P,M)≅Hom⁡A,0(P{d},M). The degree-d Hom space is a k-subspace of the full linear-map space, since its degree and A-linearity conditions are preserved by addition and scalar multiplication [F15, F16]; it is finite-dimensional by [F17].

2.2F7F8F12F18step 1.4constructalgebra

A degree-d map P{r}→M{s} is the same underlying A-linear function as a map P→M of degree e=d+r−s: from P{r}i=Pi−r its image lies in M{s}i+d=Mi+d−s, which after j=i−r is Mj+e. Thus Hom⁡A,d(P{r},M{s})≅Hom⁡A,d+r−s(P,M). Reindexing the finite sum from step 1.4 gives hgr(P{r},M{s})=∑eve−r+sdim⁡kHom⁡A,e(P,M)=vs−rhgr(P,M). The group actions [F12] identify these shifts with multiplication by vr and vs, proving the displayed formula on generators.

3.1F18F4F5F14F15step 1.3step 2.1step 1.4givenalgebra

Apply [F4] in GrMod⁡0(A) to the projective object P{d} from step 1.3 and any short exact sequence of finite-dimensional graded modules. Step 2.1 identifies the resulting exact Hom sequence with the degree-d Hom sequence, whose maps are k-linear by [F15] and whose spaces are finite-dimensional by step 2.1. Rank-nullity [F14] gives dim⁡kHom⁡A,d(P,M)=dim⁡kHom⁡A,d(P,M′)+dim⁡kHom⁡A,d(P,M′′). The three sums have finite support by step 1.4, so summing the coefficient identities gives hgr(P,M)=hgr(P,M′)+hgr(P,M′′), including sequences with zero terms.

4.1F1F8F9F11F18step 1.2step 3.1construct

For fixed P, postcomposition by a module isomorphism M→M′ identifies the ungraded Hom spaces; in the graded case a degree-zero isomorphism identifies every degree-d Hom space [F8]. The generator values are therefore class functions. By steps 1.2 and 3.1 they are exact-sequence-additive. The G0 presentation [F9] and universal property [F11] give unique homomorphisms h‾P:G0(A)→Z and h‾Pgr:G0gr(A)→R with the prescribed values on object classes [F1, F18].

5.1F1F3F5F6F10F11F13F18F20step 1.1step 4.1constructalgebra

If P≅P′, precomposition with an isomorphism identifies their Hom spaces, preserving each degree in the graded case; hence the functions [P]↦h‾P and [P]↦h‾Pgr are class functions. The zero module is projective, and finite direct sums of projectives remain projective because lifts on the summands combine to a lift on the sum [F3, F6]. The direct-sum universal property [F13] gives Hom⁡A(P⊕Q,M)≅Hom⁡A(P,M)⊕Hom⁡A(Q,M); in the graded case this decomposition preserves each degree because finite biproducts are computed degreewise [F5]. Thus the class functions are additive in the projective variable. The finite projective subcategories are essentially small by step 1.1; they are full preadditive subcategories and have a zero object and finite biproducts, so they are additive by [F20]. The split relation [F10] and universal property [F11], with target the abelian group of homomorphisms out of the corresponding G0, factor these class functions uniquely through K0(A) and K0gr(A). Evaluation defines the claimed pairings, which are Z-bilinear and unique because object classes generate both groups; zero Hom spaces give zero on zero objects.

6.1F12step 5.1step 2.2constructalgebra∎

Bilinearity extends the generator shift identity to finite Laurent combinations. For f=∑rarvr and g=∑sbsvs, ⟨fx,gy⟩gr=∑r,sarbsvs−r⟨x,y⟩gr=f‾ g ⟨x,y⟩gr, where f‾(v)=f(v−1). Thus the graded pairing is sesquilinear, with no additional sign convention.

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Projective and simple classes are dual bases under splitting

Statement

Let k be a field and A a finite-dimensional unital associative k-algebra. Let S1,…,St represent all isomorphism classes of simple left A-modules, and let qi:Pi↠Si be finite-dimensional projective covers. Then [P1],…,[Pt] and [S1],…,[St] are bases of K0(A) and G0(A), respectively, and ⟨[Pi],[Sj]⟩A={dim⁡kEnd⁡A(Si),i=j,0,i≠j. In particular, if End⁡A(Si)=k for every i, these bases are dual.

For a finite-dimensional unital associative Z-graded k-algebra, let S1,…,St represent the graded-simple shift orbits and let pi:Pi↠Si be finite graded projective covers. Here graded-simple means nonzero with no proper nonzero graded submodule. Then [Pi] and [Si] are R=Z[v,v−1]-bases of K0gr(A) and G0gr(A), respectively, and ⟨[Pi],[Sj]⟩A,gr={dim⁡kEnd⁡A,0(Si),i=j,0,i≠j. If End⁡A,0(Si)=k for every representative, these Laurent bases are dual. Neither pairing statement asserts unimodularity of the projective-to-module Cartan map or of a projective/projective Cartan matrix. No axiom of choice is assumed or used.

Facts & Assumptions

Given: A field k, a finite-dimensional unital associative k-algebra, and its finite-dimensional left modules. For the graded assertions, the algebra and modules carry the stated Z-gradings and morphisms preserve degree. Projective covers and the selected finite families are as in the Statement. No axiom of choice is assumed or used.

[F1]

The classes of projective covers of representatives of all simple-module classes form a Z-basis of split K0 (Indecomposable projective classes form a basis of split K0).

[F2]

In an essentially small abelian category in which every object has finite length, the classes of simple objects form a Z-basis of G0 (Simple classes freely generate the Grothendieck group of a length category).

[F3]

For a finite-dimensional graded algebra, covers of representatives of the graded-simple shift orbits give Laurent bases of graded K0 and G0; graded-simple means nonzero with no proper nonzero graded submodule (Shift-orbit bases for graded simple and projective classes).

[F4]

The finite-dimensional ungraded group is defined by G0(A)=G0(Mfd(A)) (Graded Grothendieck groups, shift action, and Cartan map).

[F5]

The category of left modules over a ring is abelian (Modules over a ring form an abelian category).

[F6]

An abelian category is additive, has kernels and cokernels, and its coimage-to-image comparison is an isomorphism (Abelian category); an additive category is preadditive with finite biproducts (Additive category).

[F7]

An object has finite length when it admits a finite composition series, whose factors are simple (Object of finite length, Composition series and composition factors of an object).

[F8]

An ordinary projective cover has superfluous kernel: if N+ker⁡q=P, then N=P (An essential epimorphism is a surjection with superfluous kernel, and a projective cover is a projective source with such a map).

[F9]

A finite graded projective cover has kernel superfluous among graded submodules (Finite-dimensional graded algebras have graded projective covers).

[F10]

A nonzero homomorphism between simple modules is an isomorphism, and the endomorphism ring of a simple module is a division ring (Schur's lemma for simple modules).

[F11]

A simple module is nonzero and has no proper nonzero submodule (Simple module: a nonzero module with no proper nonzero submodule).

[F12]

The internal shift is (M{r})d=Md−r and is invertible with inverse shift {−r} (Associative graded algebras, bimodules, and internal shifts).

[F13]

A degree-d homogeneous map f:P→M sends Pi into Mi+d (Graded balanced tensor product and homogeneous Hom).

[F14]

Kernels and images of degree-zero maps of graded modules are graded submodules and are computed degreewise (Graded modules with degree-zero maps form an abelian category).

[F15]

Scalars act centrally on a k-algebra, so its module homomorphisms are k-linear (Algebras over a commutative ring, central structure maps, and algebra homomorphisms).

[F16]

The space of k-linear maps between vector spaces is closed under pointwise addition and scalar multiplication (L(V,W) is a vector space over the common scalar field).

[F17]
[F18]

The ungraded pairing value is dim⁡kHom⁡A(P,M); the graded pairing value is ∑dvddim⁡kHom⁡A,d(P,M), and the pairings are well-defined on the stated Grothendieck groups (Projective Hom pairing descends and is graded sesquilinear).

[F19]

A finite graded projective is projective in GrMod⁡0(A) and is generated by finitely many homogeneous elements (Finite graded projective modules).

Proof

technique · direct
1.1F2F4F5F6F7giveninductionchooseconstructalgebra

The category Mfd(A) is abelian: it is the full subcategory of the abelian category of left A-modules [F5], and its finite-dimensional objects are closed under kernels, cokernels, and finite biproducts; the ambient coimage-to-image isomorphisms remain in the full subcategory, so [F6] applies. To verify essential smallness without choosing a skeleton, form the full subcategory whose objects are all module actions of A on kn for n∈N. This is a small category: for each n its possible actions are a subset of the set of functions A×kn→kn, and all morphisms between these coordinate models form sets. Every finite-dimensional module is isomorphic to one such model by choosing a finite basis for that individual module, so the inclusion is fully faithful and essentially surjective. Thus Mfd(A) is essentially small and the group in [F4] is defined. Every object has finite length by induction on its k-dimension: for nonzero M, choose a proper submodule N of maximal dimension among the finite set of possible dimensions; then M/N is simple, and an induction series for N extends by this quotient to one for M. This uses one submodule at a time and no global choice; [F7] records the length convention. Therefore [F2] applies to Mfd(A).

1.2F8F10F11F15F16F17givenconstructalgebra

Every A-linear map between the finite modules is k-linear by [F15], and the Hom spaces are k-subspaces of the corresponding spaces of linear maps by [F16]; they are finite-dimensional by [F17]. Fix i,j and let f:Pi→Sj. If f≠0, simplicity [F11] makes it surjective, so ker⁡f is maximal. The cover kernel Ki=ker⁡qi lies in every maximal submodule: otherwise Ki+ker⁡f=Pi, contradicting [F8]. Thus Ki⊆ker⁡f, and f factors uniquely through qi as a map Si→Sj. Conversely every map Si→Sj composes with qi, so Hom⁡A(Pi,Sj)≅Hom⁡A(Si,Sj). By [F10], this is zero for i≠j and is End⁡A(Si) for i=j.

1.3F3F9F12F13F14F19givenconstructalgebra

For every d∈Z, the shift convention [F12] identifies a degree-d map Pi→Sj with a degree-zero map Pi{d}→Sj, by [F13]. The shifted cover pi{d}:Pi{d}↠Si{d} is again a finite graded projective cover: shifting is an exact equivalence with inverse {−d} by [F12, F14], so it preserves projectivity, and a finite homogeneous generating family remains finite after reindexing by [F19]. Shifting back also takes graded submodules and the cover-kernel condition in [F9] to those for pi. For a degree-zero map g:Pi{d}→Sj, if g≠0 then it is epic, and its graded kernel is maximal by graded simplicity [F3] and [F14]. Superfluity of ker⁡(pi{d}) forces that kernel into ker⁡g, so g factors uniquely through Si{d}. A nonzero map between graded-simple modules is an isomorphism, since its kernel and image are graded submodules.

2.1F1F2F18step 1.2construct

By [F18], the ungraded pairing matrix has entry dim⁡kEnd⁡A(Si) on the diagonal and zero off the diagonal. Under the splitting hypothesis each diagonal entry is 1. The bases in [F1] and [F2] are therefore dual in the split case; without splitting the displayed diagonal dimensions remain the exact pairing values.

2.2F3F12step 1.3constructalgebracases

If Si{d}≅Sj, the choice of one representative per shift orbit forces i=j. A finite-dimensional nonzero graded module has finite nonempty support, and an isomorphism Si{d}≅Si would make that support invariant under translation by d; its maximum then gives d=0. Therefore Hom⁡A,d(Pi,Sj)=0 unless i=j and d=0, while Hom⁡A,0(Pi,Si)≅End⁡A,0(Si) by step 1.3.

3.1F1F3F18step 1.3step 2.2construct∎

Taking the graded pairing coefficients in [F18] gives diagonal value dim⁡kEnd⁡A,0(Si) and zero off the diagonal, by steps 1.3 and 2.2. Under the splitting hypothesis the diagonal is 1, and [F3] makes these bases dual over R. For nonsplit endomorphism rings the diagonal dimension remains as stated; neither this calculation nor the ungraded one determines the projective-to-module Cartan map or a projective/projective Cartan matrix. The chosen representative families are finite by [F1] and [F3], so these arguments use only finite choices and no axiom of choice.

Remark

Kleshchev, §2.2, author PDF p. 6 / printed p. 7, gives the same shift and graded Hom/pairing conventions. The argument above proves the dual-basis assertion locally. Kleshchev's §2.1 assumes an algebraically closed field; that stronger hypothesis is not imported. The general projective/simple cover correspondence is established by the preceding local basis results and cover arguments here; no published correspondence theorem is used.

TheoremStatement: Literature-sourcedProof: AI-adaptedprecheck passjudge pass (gpt-6-sol)audited 2026-09-30Open item page →

Exact adjoints induce adjoint operators on Grothendieck groups

Statement

Let k be a field and let A,B be finite-dimensional unital associative k-algebras. Write A-modfd and B-modfd for their categories of finite-dimensional left modules. Let F:A-modfd→B-modfd and G:B-modfd→A-modfd be exact k-linear adjoint functors F⊣G, and suppose F sends finite-dimensional projective modules to finite-dimensional projective modules. The induced maps F∗:K0(A)→K0(B) and G∗:G0(B)→G0(A) then satisfy

⟨F∗[P],[N]⟩B=⟨[P],G∗[N]⟩A

for every finite-dimensional projective left A-module P and finite-dimensional left B-module N.

For the graded analogue, let A,B be finite-dimensional unital associative Z-graded k-algebras, and let F,G be exact k-linear adjoints between their finite-dimensional graded-module categories with degree-zero maps. Assume F preserves finite graded projectives, and that there are natural degree-zero isomorphisms F(M{r})≅F(M){r} and G(N{r})≅G(N){r} for every r∈Z. The graded transposition is the one obtained from the degree-zero adjunction after using these shift isomorphisms. Then the induced maps F∗:K0gr(A)→K0gr(B) and G∗:G0gr(B)→G0gr(A) are Z[v,v−1]-linear and satisfy

⟨F∗x,y⟩B,gr=⟨x,G∗y⟩A,gr

for all x∈K0gr(A) and y∈G0gr(B). No axiom of choice is assumed or used.

Facts & Assumptions

Given: The field k, finite-dimensional unital associative k-algebras A,B, exact k-linear adjoint functors as in the Statement, and the stated projective-preservation and graded-shift hypotheses. All module categories here use left modules; graded-category morphisms preserve degree.

[F1]

The ungraded pairing has value dim⁡kHom⁡A(P,M), and the graded pairing has value ∑dvddim⁡kHom⁡A,d(P,M); both descend to the stated Grothendieck groups (Projective Hom pairing descends and is graded sesquilinear).

[F2]

Exact functors induce maps on G0, and additive functors induce maps on split K0 (Universal properties and functoriality of G0 and split K0).

[F3]

For a locally small adjunction F⊣G, transposition is a natural bijection Hom⁡(FX,Y)≅Hom⁡(X,GY) with forward map u↦G(u)∘ηX (Under local smallness, transposition gives the natural hom-set bijection, and conversely).

[F4]

In a k-linear category each Hom space is a k-vector space and composition is k-bilinear; a k-linear functor acts k-linearly on Hom spaces (k-linear categories and k-linear functors).

[F5]

The category of left modules over a ring is abelian (Modules over a ring form an abelian category).

[F6]

The category GrMod⁡0(A) is abelian, with kernels, cokernels, finite biproducts, and exactness computed degreewise (Graded modules with degree-zero maps form an abelian category).

[F7]

An abelian category is additive, and an additive category is preadditive with all finite biproducts (Abelian category, Additive category).

[F8]

A category is locally small when every Hom-collection is a set (Small, locally small, and large categories).

[F9]

Projective modules lift maps through epimorphisms, and exact functors between abelian categories are additive (Projective modules and the lifting property, Exact functor between abelian categories).

[F10]

A finite graded projective lifts degree-zero maps through degree-zero epimorphisms (Finite graded projective modules).

[F11]

The shift is (M{r})i=Mi−r, and a homogeneous map of degree d sends Mi into Ni+d (Associative graded algebras, bimodules, and internal shifts, Graded balanced tensor product and homogeneous Hom).

[F12]

For finite-dimensional vector spaces V,W, dim⁡kHom⁡k(V,W)=(dim⁡kV)(dim⁡kW) (dim⁡FMm×n(F)=mn and dim⁡FL(V,W)=(dim⁡FV)(dim⁡FW) for finite-dimensional V,W).

[F13]

Finite-dimensional vector spaces over k are linearly isomorphic if and only if they have the same dimension (Two finite-dimensional vector spaces over F are linearly isomorphic if and only if they have the same dimension).

[F14]

For a graded (B,A)-bimodule, the graded tensor–Hom construction gives a natural degree-zero adjunction between tensoring and homogeneous Hom (Associative and graded bimodule tensor–Hom adjunction).

Proof

technique · direct
1.1F4F5F6F7F8F9F10F12givenchooseconstructalgebra

The finite-dimensional left-module categories are essentially small abelian categories. In the ungraded case, [F5] makes the ambient module category abelian; kernels, cokernels, and finite biproducts of finite-dimensional modules remain finite-dimensional, so the full finite-dimensional subcategory is abelian by [F7]. For graded modules, [F6] gives the same conclusion degreewise. These categories are essentially small: every ungraded n-dimensional module is isomorphic to one on the standard vector space kn, and its possible actions form a set of functions satisfying the module identities. Every finite-dimensional graded module is similarly isomorphic to a standard graded vector space specified by a finite-support dimension vector Z→N; the possible graded actions on it form a set. Each such model uses bases only for one finite-dimensional object at a time. Morphisms are subsets of the set of linear maps between the underlying finite vector spaces, so the categories are locally small by [F4, F8, F12]. Their full subcategories of finite-dimensional projectives are essentially small and additive: zero objects and finite direct sums remain projective by the lifting properties in [F9, F10], and finite generation is preserved by taking the union of the finite generating families. Thus the universal group maps in [F2] apply to these categories.

1.2F3F4F12F13givenalgebra

For fixed P,N, the adjunction bijection [F3] is Φ(u)=G(u)∘ηP. Since G is k-linear by [F4] and composition is k-bilinear, Φ preserves addition and scalar multiplication: Φ(u+u′)=Φ(u)+Φ(u′) and Φ(λu)=λΦ(u). Thus the set bijection [F3] is a k-linear isomorphism. Both Hom spaces are finite-dimensional because they are subspaces of the finite-dimensional linear-map spaces from [F12]. Consequently [F13] gives dim⁡kHom⁡B(FP,N)=dim⁡kHom⁡A(P,GN).

2.1F2F9F10F11step 1.1givenconstruct

Exactness gives the induced maps on the two G0 groups by [F2]. The functor F is additive by [F9], and its projective-preservation hypothesis restricts it to an additive functor from finite projectives over A to those over B; [F2] therefore gives F∗ on split K0. The same reasoning applies in the graded categories. For every r, the natural shift isomorphisms identify F(M{r}) with F(M){r} and G(N{r}) with G(N){r}, so their induced maps commute with multiplication by vr. Hence all four induced maps are Z[v,v−1]-linear where applicable.

2.2F3F4F11step 1.2constructalgebra

For every d∈Z, a degree-d map F(P)→N is the same underlying map as a degree-zero map F(P){d}→N, by [F11]. Use the natural shift isomorphism αP,d:F(P{d})→≅F(P){d} and precompose with αP,d to obtain a degree-zero map F(P{d})→N. Apply the degree-zero adjunction bijection to the object P{d}; its output is a degree-zero map P{d}→G(N), which is exactly a degree-d map P→G(N) under the same shift convention [F11]. Each operation is a k-linear bijection, so Hom⁡B,d(F(P),N)≅Hom⁡A,d(P,G(N)) linearly. This constructs the degree-compatible graded transposition from the ordinary adjunction rather than replacing homogeneous Hom by all ungraded maps.

3.1F1step 2.1step 1.2construct

By [F1], the two sides of this dimension equality are respectively ⟨F∗[P],[N]⟩B and ⟨[P],G∗[N]⟩A. This proves the ungraded identity on projective and module class generators. Every element of either Grothendieck group is a finite integer linear combination of such classes, so the Z-bilinearity in [F1] extends the equality to all classes in the ungraded groups.

3.2F1step 2.1step 2.2construct

Taking dimensions in step 2.2 gives equality of every coefficient in hgr,B(F(P),N) and hgr,A(P,G(N)). The sums are finite by [F1]. Thus the graded pairing identity holds on projective and module class generators, and the Z-bilinearity in [F1] extends it to all x∈K0gr(A) and y∈G0gr(B). Step 2.1 gives Laurent-linearity of the induced operators.

4.1F14given∎

In the tensor–Hom setting of [F14], the functors F=M⊗A− and G=HOM⁡B(M,−) have the required degree-zero adjunction interface. This theorem applies to that instance only after exactness on the finite categories, finite-dimensionality of outputs, projective preservation by F, and the stated shift conditions have each been verified.

Remark

Kleshchev, §2.2, supplies graded shift and pairing conventions, not the adjointness identity. Khovanov–Seidel, §2e.1, author PDF p. 15, computes exact Grothendieck operators for the specific Am family and its projective basis; it is not a proof of the general adjunction theorem here.

5 · Examples, counterexamples and false statements

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