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Grothendieck Groups and Graded Cartan Pairings
1 · Prerequisites
- Abelian Categories
- Adjunctions Units and Counits
- Binary Operations, Monoids, Groups and Subgroups
- Cardinal Arithmetic, Cofinality and the Alephs
- Categories, Functors and Natural Transformations
- Chain Conditions, Semisimple Modules and the Wedderburn–Artin Theorem
- Chains, Antichains, Sperner and Dilworth
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Exactness and the Member Calculus
- Finite Counting, Factorials and Binomial Coefficients
- Foundations of the Real Numbers for Analysis
- Free Groups and Presentations
- Free Modules, Exact Sequences, Projective and Injective Modules
- Graded Bimodules and Tensor Functors
- Group Homomorphisms and the Isomorphism Theorems
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Limits and Colimits
- Linear Independence, Bases and Dimension
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Matrices, the Matrix of a Linear Map, and Change of Basis
- Modular Representations and Projective Covers
- Modules over a Principal Ideal Domain and the Canonical Forms
- Modules, Submodules, Quotient Modules and the Isomorphism Theorems
- Normal Subgroups and Quotient Groups
- Order, Zorn's Lemma, and the Axiom of Choice
- Ordinal Arithmetic and the First Uncountable Ordinal
- Ordinals, Cardinals, and Transfinite Recursion
- Preadditive and Additive Categories and Biproducts
- Rees Modules Artin Rees and Hilbert Samuel Theory
- Reflective Subcategories and the Adjoint Functor Theorems
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Roots, Rational Powers, and Classical Inequalities
- Subobject Lattices Generators and the Grothendieck Axioms
- Suprema and Infima
- Tensor and Fusion Categories
- Tensor Products of Modules
- The ZFC Axioms and the Basic Set Constructions
- Universal Properties, Representables and the Yoneda Lemma
- Vector Spaces, Linear Subspaces, Span and Direct Sums
2 · Summary
This page develops the two Grothendieck groups attached to finite-dimensional modules over a finite-dimensional unital algebra over a field: the short-exact-sequence group and the split Grothendieck group built from direct-sum relations on finite-dimensional projectives, with the two groups kept distinct. It proves the universal properties of both constructions and their functoriality for exact and additive functors, including identities, composition and natural isomorphisms, then establishes the simple-class basis of for essentially small abelian categories of finite length and the projective-cover basis of the split indexed by simple isomorphism classes. Neither basis result claims that the Cartan map between the groups is injective or surjective.
The graded part fixes the internal shift and the Laurent action , defines the graded Cartan map and proves that it is -linear, and develops the graded structure needed to compute with it: the finite-dimensional graded Fitting decomposition, graded Krull–Schmidt uniqueness, graded projective covers, and the shift-orbit Laurent bases of the graded simple and finite graded projective classes.
The page then introduces the projective/simple Hom pairing on the groups and proves that it is additive and graded sesquilinear, with , and identifies when the cover and simple classes are dual bases: the pairing matrix is diagonal with entries , respectively for graded simples, so it is a dual-basis pairing exactly under the splitting hypothesis . Finally, exact -linear adjoint functors that preserve finite projectives induce adjoint operators on both and , the graded version being built degreewise from natural degree-zero shift isomorphisms. The arguments are choice-free; only finite choices of generators, lifts and summands occur.
3 · Logical flowchart
4 · Definitions, theorems and proofs
Grothendieck group of an essentially small abelian category
Definition
Let be an essentially small abelian category (Abelian category). Its set of isomorphism classes is denoted . The Grothendieck group of is
where is the free abelian group on that set (Free abelian group on a set) and denotes the image of the generator for the isomorphism class of . Thus the defining relation is for every short exact sequence (Exact sequence and short exact sequence in an abelian category). This is the short-exact-sequence group, distinguished below from split Grothendieck groups of projectives. No free abelian group on the possibly class-sized collection of all objects is formed. The sequence in particular gives .
Split Grothendieck group of an additive category
Definition
Let be an essentially small additive category (Additive category), and let be its set of isomorphism classes. Its split Grothendieck group is
where the free abelian group is generated by (Free abelian group on a set) and the subgroup is generated by the displayed elements for all pairs . Write for the image of ; then , including . Only direct-sum relations are imposed; the isomorphism class of a biproduct is independent of its choice. In particular, for a finite-dimensional algebra , write for this group on the additive category of finite-dimensional projective left -modules; it is distinct from the short-exact-sequence group of all finite-dimensional -modules.
Universal properties and functoriality of G0 and split K0
Statement
Let be essentially small abelian categories and let be essentially small additive categories. For any abelian group , every function satisfying for every short exact sequence factors uniquely as a homomorphism with . Every function satisfying factors uniquely as a homomorphism with . Here is the set of isomorphism classes, so these are class functions.
An exact functor between essentially small abelian categories induces a homomorphism on , and an additive functor between essentially small additive categories induces a homomorphism on split . These assignments preserve identities and composition. Naturally isomorphic exact functors, or naturally isomorphic additive functors, induce equal homomorphisms.
Facts & Assumptions
Given: The categories and abelian group in the Statement. The free abelian groups are formed on the sets of isomorphism classes, and all quotient relations are the ones in the respective and split- definitions. No choice principle is used.
is the free abelian group on modulo the relations from short exact sequences (Grothendieck group of an essentially small abelian category).
is the free abelian group on modulo (Split Grothendieck group of an additive category).
A function from a set to an abelian group extends uniquely to a homomorphism from the free abelian group on that set (Free abelian group on a set).
A homomorphism that kills a normal subgroup factors uniquely through the quotient group (A homomorphism that kills a normal subgroup factors uniquely through the quotient group).
In an abelian category, a composable sequence is short exact exactly when is a kernel of and is a cokernel of (A short exact sequence is a kernel-cokernel pair).
An exact functor is additive and preserves the finite limits and finite colimits that exist in its source category (Exact functor between abelian categories).
An additive functor induces additive homomorphisms on the morphism abelian groups (Additive functor).
An additive category is a preadditive category with all finite biproducts (Additive category).
A functor preserves identity morphisms and composition (Covariant functor, identity functor, composite functor, and contravariant functor).
A natural isomorphism has an inverse natural transformation (Natural isomorphism).
Proof
Let be the free abelian group on and let be the subgroup generated by for the short exact sequences of [F1]. By [F3], extends uniquely to . For each generator of , , so . Since is abelian, is normal; [F4] gives a unique homomorphism from with the required values. The zero sequence gives , hence .
Let be the free abelian group on and let be generated by . By [F3], extends uniquely to , and the additivity hypothesis makes every generator of lie in its kernel. The subgroup is normal because is abelian, so [F4] gives a unique homomorphism . Taking gives .
Let be exact. If is an isomorphism, applying [F9] to and shows is an isomorphism, so is a function on . In a short exact sequence, [F5] identifies as and as . Exactness [F6] preserves these finite limit and colimit diagrams, so is short exact in . Thus the image class function is additive, and step 1.1 gives the induced homomorphism with .
Let be additive. If is an isomorphism, applying [F9] to and shows is an isomorphism, so is defined on isomorphism classes. For a biproduct , let and be its inclusions and projections. The equations and characterize this biproduct. By [F7], preserves zero morphisms and addition; by [F9], it preserves identities and composition. The four image maps therefore exhibit as a biproduct of and , so . The image class function is additive, and step 1.2 gives the induced homomorphism with .
For identity functors the formulas in steps 2.1–2.2 fix every generator. For composable exact functors , and separately for composable additive functors, the composite is again of the same type. On every generator, ; hence the induced homomorphism of is the composite of the induced homomorphisms of and . Equality on generators proves identity and composition laws for both assignments.
If is a natural isomorphism, [F10] supplies a natural inverse, so each component is an isomorphism. Thus in the target isomorphism-class set, and the induced homomorphisms agree on every generator of the corresponding or split- group. They are therefore equal.
Simple classes freely generate the Grothendieck group of a length category
Statement
Let be an essentially small abelian category in which every object has finite length. Let be the set of isomorphism classes of simple objects. The homomorphism
is an isomorphism. For any object and simple object , the coordinate of under at is , the number of composition factors isomorphic to in a composition series of .
Facts & Assumptions
Given: An essentially small abelian category in which every object has finite length. uses the short-exact-sequence relations.
is a set, and is formed by imposing for every short exact sequence (Grothendieck group of an essentially small abelian category).
Every object of finite length admits a composition series (Object of finite length).
A composition series is a finite strict chain whose successive quotient objects are simple (Composition series and composition factors of an object).
Any two composition series of the same object have the same simple composition factors up to permutation and isomorphism (Jordan-Holder theorem in an abelian category).
A simple object is nonzero and has no subobjects other than zero and itself (Simple object).
Pullbacks are limits of cospans and have their usual universal property (Pullbacks and pushouts as limits and colimits of cospans and spans).
The pullback of an epimorphism in an abelian category is epic (The pullback of an epimorphism is an epimorphism).
Every epimorphism in an abelian category is the cokernel of its kernel (Every monomorphism is the kernel of its cokernel, and dually every epimorphism is the cokernel of its kernel).
The quotient by a subobject is the cokernel of its representing monomorphism (The quotient of an object by a subobject).
Any function on that is additive on short exact sequences factors uniquely through (Universal properties and functoriality of G0 and split K0).
A function from a set to an abelian group extends uniquely to a homomorphism from the free abelian group on that set (Free abelian group on a set).
Every coequalizer morphism, hence every cokernel morphism, is epic (Every equalizer is a monomorphism, and every coequalizer is an epimorphism).
Proof
Since is essentially small, is a set by [F1]. Simplicity is invariant under isomorphism, so is a set. Put . The universal property of the free abelian group defines by .
For , choose a composition series . Define to be the number of indices for which . By [F4], this number is independent of the chosen series and of the representative of . Only finitely many factors occur, so is a well-defined finite-support element of . Since this value is unique, no composition series is selected simultaneously for all isomorphism classes.
The class function is additive on short exact sequences. Indeed, take and composition series and . Regard the first series as a series in through the kernel isomorphism . For each , let be the inverse-image subobject of under , formed by the pullback of along . Then and . The projection is epic by [F7]; composing it with the quotient epimorphism gives an epimorphism with kernel . The kernel assertion follows from the pullback universal property [F6]: a map into is killed by the composite precisely when its -component factors through , which is precisely the defining property of . By [F8] this composite is a cokernel of , and by [F9] it therefore identifies . These quotients are simple. Thus the chain is a composition series of , with the factors of the chosen -series followed by those of the chosen -series.
The spliced series in step 1.3 has, for each simple , exactly factors isomorphic to . Jordan-Hölder [F4] identifies these counts with the counts from any composition series of . Therefore for every simple , so . If or , the corresponding series is empty and the same argument gives the endpoint identity. Only two finite composition series are chosen for this one sequence; no arbitrary-index choice is used.
By steps 1.2 and 2.1, is an additive class function on . The universal property [F10] gives a unique homomorphism with .
If is simple, then is a composition series with sole factor by [F5]. Hence for every basis vector, so .
For a composition series , each short exact sequence gives in by [F1]. Since , telescoping gives . The classes generate , so .
Steps 4.1 and 4.2 show that and are inverse isomorphisms. If is empty, every nonzero object would have a nonempty composition series with a simple first factor; thus every object is zero up to isomorphism, , and the same inverse identities give . For , the empty composition series gives , consistent with from [F1]. The theorem is not an iff statement.
Indecomposable projective classes form a basis of split K0
Statement
Let be a finite-dimensional unital algebra over a field . Write for representatives of the isomorphism classes of simple left -modules, and choose a finite-dimensional projective cover for each . Then the split Grothendieck group of finite-dimensional projective left -modules (Split Grothendieck group of an additive category) is the free abelian group with basis . In particular, each selected cover is indecomposable, the are pairwise nonisomorphic, and every finite dimensional projective is a finite direct sum of them. This result makes no claim that the Cartan map to the short-exact-sequence group is invertible.
Facts & Assumptions
Given: A finite-dimensional unital -algebra over a field ; all modules considered are unital left modules. A projective cover is an ordinary module cover, so its kernel is superfluous among all submodules. The local Fitting input below is applied only after giving and the relevant module the trivial grading. Only finitely many simple classes and finitely many covers are selected; no axiom of choice is used.
The split Grothendieck group is defined using direct-sum relations only; for finite-dimensional algebras, denotes this group on finite-dimensional projective left modules (Split Grothendieck group of an additive category).
Every finite-dimensional left -module has a projective cover, and any two projective covers of the same target are isomorphic over that target (Every finite-dimensional module has a projective cover, unique up to isomorphism over the target).
A projective cover is a surjection with superfluous kernel; thus implies (An essential epimorphism is a surjection with superfluous kernel, and a projective cover is a projective source with such a map).
A projective module lifts maps through surjective module homomorphisms (Projective modules and the lifting property).
A simple module is nonzero and has no proper nonzero submodule (Simple module: a nonzero module with no proper nonzero submodule).
Every finite-dimensional module decomposes as a finite direct sum of indecomposables, uniquely up to isomorphism and permutation (Finite-dimensional kG-modules decompose as finite direct sums of indecomposables uniquely up to order and isomorphism).
For a nonzero finite-dimensional graded-indecomposable module over a finite-dimensional graded algebra, every degree-zero endomorphism is invertible or nilpotent (Graded Fitting decomposition for degree-zero endomorphisms).
Proof
By induction on dimension, the regular left module has a finite composition series : for a nonzero finite-dimensional module, choose a proper submodule of maximal dimension and continue with it. For any simple left module , choose ; the map , , is nonzero and hence surjective. If is the least index with the image of nonzero, then maps to zero and maps onto . Thus the induced map is an isomorphism of simple modules. Consequently every simple is finite-dimensional and every simple isomorphism class occurs among the finitely many factors of this fixed series.
Let be a finite-dimensional indecomposable projective. Among its proper submodules choose one, , of maximal -dimension; such a submodule exists because and the possible dimensions are finite. Then is nonzero and has no proper nonzero submodule, so it is simple by [F5]. Let be the quotient map.
Let represent those finitely many isomorphism classes. For each , choose a projective cover using [F2]. These sources are finite-dimensional: choose a finite -basis of and lift its vectors to . The submodule generated by those lifts is finite-dimensional, since it is an image of a finite direct sum of copies of , and . Hence ; [F3] gives .
Fix and write . If with both summands nonzero, at least one of or is nonzero; by simplicity of , that image is all of . Say it is . Then , so superfluity of forces , contradicting . Thus each is indecomposable.
Suppose and are surjections to simple modules, with superfluous kernels and . If , simplicity gives ; then for each some has , whence and . Superfluity of would give , impossible since is surjective onto the nonzero module . Therefore ; interchanging and gives . The equal kernels identify . In particular, the are pairwise nonisomorphic: transporting a cover map across any proposed isomorphism would give two such simple quotients of one source.
Suppose and . Then is surjective. By projectivity [F4], it lifts to a map ; after inclusion into , this gives with , hence for every . Regard and as concentrated in degree zero. Every submodule of is then graded, so its ordinary indecomposability makes it graded-indecomposable, and is degree-zero. By [F7], is invertible or nilpotent. Nilpotence is impossible because and for every ; therefore is invertible. Since , this forces . Thus is superfluous and is a projective cover by [F3]. If , compose with such an isomorphism; uniqueness in [F2] identifies with over . Therefore every nonzero indecomposable finite-dimensional projective is isomorphic to exactly one .
By [F6], any finite-dimensional projective is a finite direct sum of indecomposable modules. Each summand remains projective: precompose a map from the summand with the projection from , lift through the given surjection using projectivity of , and restrict the lift to the summand. Each summand is finite-dimensional, so step 5.1 identifies it with one of the . Step 4.1 makes those types distinct, and uniqueness in [F6] makes the multiplicities uniquely determined. The zero projective has the empty sum.
Let be the free abelian group with basis , and define . Step 6.1 makes surjective. Send the free generator of the split group for each isomorphism class to ; uniqueness and additivity of the multiplicities under direct sum, from [F6], make this assignment respect each relation from [F1]. It therefore descends to a map . The two maps are inverse: , and the decomposition in step 6.1 plus [F1] gives for every generator. Hence the classes form a free abelian basis. No step asserts that the Cartan map to is invertible.
Graded Grothendieck groups, shift action, and Cartan map
Definition
Let be a field and let be a finite-dimensional, unital, associative, -graded -algebra. Let be the category of finite-dimensional graded left -modules and degree-zero maps, and let be its full subcategory of finite graded projective modules. Define
Here uses all short-exact-sequence relations, while uses only direct-sum relations. Let be the category of finite-dimensional ungraded left -modules and put . The notation is the split Grothendieck group of finite-dimensional projective left -modules from Split Grothendieck group of an additive category.
For , internal shift is . It acts on generators by
for and . These actions make both groups modules over , with and .
The graded Cartan homomorphism is
It is -linear. The ungraded Cartan homomorphism is
Neither map is asserted to be injective or surjective.
Facts & Assumptions
Given: The field , the finite-dimensional graded algebra , and the graded and ungraded left modules described in the Definition. All maps in preserve degree. No axiom of choice is used.
For an essentially small abelian category, is the free abelian group on isomorphism classes modulo the relations from every short exact sequence (Grothendieck group of an essentially small abelian category).
For an essentially small additive category, is the free abelian group on isomorphism classes modulo direct-sum relations; uses finite-dimensional projective left modules (Split Grothendieck group of an additive category).
Internal shift is , is invertible with inverse , and composes by addition of shifts (Associative graded algebras, bimodules, and internal shifts).
is abelian, with kernels, images, cokernels, finite biproducts, and exactness computed degreewise (Graded modules with degree-zero maps form an abelian category).
A finite graded projective is a degree-zero direct summand of a finite direct sum of internal shifts of (Finite graded projectives are finite shifted-free summands).
A finite graded projective is projective in and generated by finitely many homogeneous elements (Finite graded projective modules).
Additive class functions on isomorphism classes factor uniquely through the split Grothendieck group; exact-sequence-additive class functions factor uniquely through (Universal properties and functoriality of G0 and split K0).
For a linear map with finite-dimensional domain, its kernel and image are finite-dimensional (Rank-nullity: ).
An additive category has a zero object and finite biproducts (Additive category).
An abelian category is additive, has kernels and cokernels, and its coimage-to-image comparison is an isomorphism (Abelian category).
Proof
By [F4], is abelian and its degreewise kernels, cokernels, and finite biproducts have the stated graded structures. For a map between finite-dimensional modules, its kernel is a subspace of the finite-dimensional domain and its cokernel is a quotient of the finite-dimensional codomain; [F8] gives finite-dimensionality of kernels and images. Thus the full subcategory is closed under kernels, cokernels, images, and finite biproducts. The ambient coimage and image of any map therefore remain in this full subcategory, as does their canonical isomorphism; hence [F10] makes it abelian. It is essentially small: each object has finite support and a finite homogeneous basis; for each finite-support dimension vector, the graded -space with those dimensions has a fixed standard model, and its -actions are a set of families of linear maps satisfying the algebra-action identities. Every object is isomorphic to one of these set-many models. This objectwise coordinate argument selects no basis simultaneously from an arbitrary family. Hence [F1] defines .
Every finite-dimensional graded module has a finite homogeneous basis and so is finitely generated. Conversely, a finite graded projective has finitely many homogeneous generators by [F6]; sending the homogeneous generator of each matching shift to a generator of gives a degree-zero surjection from a finite sum of shifts of , so is finite-dimensional. The category is essentially small as a full subcategory of . It inherits preadditive hom groups from that abelian category. By [F5], the zero module and a finite direct sum of finite graded projectives are again finite graded projective; their module biproducts therefore make this an additive category by [F9]. Thus [F2] defines .
Write for the underlying ungraded algebra given the trivial grading, and regard an ungraded module as an -module concentrated in degree zero. This identifies the ungraded module category with a full subcategory of that is closed under kernels, cokernels, images, and finite biproducts by [F4]. Its finite-dimensional subcategory remains closed because kernels and images are subspaces and cokernels are quotients of finite-dimensional vector spaces. The ambient coimage-to-image isomorphisms remain in this full subcategory, so it is abelian by [F10]; it is essentially small by the same finite-dimensional action-matrix argument as in step 1.1. Therefore [F1] defines .
For each , shift sends a finite-dimensional graded module to a finite-dimensional graded module and leaves degree-zero maps degree-zero. It is exact because degreewise kernels and cokernels in [F4] are merely reindexed, and its inverse is shift by by [F3]. Thus shift is an exact autoequivalence of , and [F7] induces an automorphism of with .
If is finite graded projective, [F5] exhibits it as a summand of a finite direct sum of shifts . Shifting this splitting by exhibits as a summand of a finite direct sum of shifts , so [F5] shows is finite graded projective. The shift functor and its inverse are additive on this category; [F7] therefore induces inverse automorphisms and on , with .
The class function from to is additive: the split sequence gives by [F1]. Hence [F7] gives a unique homomorphism with .
The identities , , and follow on generators from and in [F3]. Therefore on and on extend by finite integer linear combinations to -module structures.
On every projective-class generator, by [F3]. Since these generators generate as an abelian group and is invertible, commutes with every Laurent polynomial action and is -linear.
The ungraded class function from finite-dimensional projective left -modules to is additive by the split short exact sequence in . By [F7] it factors uniquely through the split group , giving .
Graded Fitting decomposition for degree-zero endomorphisms
Statement
Let be a finite-dimensional -graded algebra over a field , a finite-dimensional graded left -module, and a degree-zero endomorphism. There is an for which and are graded submodules and . Moreover, if is nonzero and graded-indecomposable (it has no decomposition into two nonzero graded submodules), then every degree-zero endomorphism of is invertible or nilpotent. The nonunits of form a proper two-sided ideal, hence the unique maximal left and right ideal of this possibly noncommutative ring.
Facts & Assumptions
Given: The field, graded algebra, module, and map in the Statement. The indecomposable and endomorphism-ring conclusions additionally assume that and has no nontrivial graded direct-sum decomposition. No axiom of choice is used; the only selection is one stabilization index for two specific finite-dimensional chains.
Source relation: Leinster's ungraded finite-dimensional Fitting lemma and indecomposable-endomorphism corollary supply the base result; the preservation of grading and the nonunit-ideal conclusion are established here. Kleshchev supplies only the grading conventions.
For degree-zero maps of graded modules, kernels and images are computed in each homogeneous degree (Graded modules with degree-zero maps form an abelian category).
If is linear and is finite-dimensional, then (Rank-nullity: ).
The endomorphism ring uses pointwise addition and composition as multiplication, with the identity map as its unit (The endomorphism ring under addition and composition).
These operations make the endomorphisms of a module a unital ring (Module endomorphisms form a ring under pointwise addition and composition).
A two-sided ideal is an additive subgroup closed under multiplication by arbitrary ring elements on both the left and the right (Left, right and two-sided ideals).
Proof
The degree-zero endomorphisms of are closed under pointwise addition, additive inverses, and composition, and contain , because each such map preserves every . Thus is a unital subring of , whose ring operations are those of [L3] and [L4].
The kernels form an increasing sequence of subspaces and the images form a decreasing sequence. Finite-dimensionality makes both sequences stabilize; choose after stabilization, so and . Since each is degree-zero, [L1] makes these stabilized subspaces graded -submodules.
If , write . Then , so stabilization gives and hence . By [L2] applied to , the two submodules have dimensions summing to ; their zero intersection therefore gives . For this reads ; for it reads , and for invertible it reads .
Now suppose and let be the set of nonunits of . It contains , and whenever . If were invertible, would be injective; if were invertible, would be surjective. Since is finite-dimensional, either property makes bijective, with degree-zero -linear inverse. Thus absorbs multiplication on both sides by every .
Suppose in addition that is graded-indecomposable. The decomposition in step 2.1 forces or . In the first case is injective, hence bijective by finite-dimensionality; its inverse is again degree-zero and -linear. In the second case . Thus is invertible or nilpotent, and every nonunit is nilpotent. This includes the zero endomorphism in the nilpotent case. If , nonzero indecomposability is automatic because two nonzero graded direct summands would have total dimension at least two.
If is a nonunit and , then has two-sided inverse . Hence for each , at least one of and is invertible.
If but were invertible, then and would both be nonunits: otherwise or would be invertible. This contradicts step 4.1. Therefore is closed under addition; together with step 2.2 and [L5], it is a two-sided ideal. It is proper because is a unit. Every proper left or right ideal contains no unit and is therefore contained in , so is the unique maximal left ideal and the unique maximal right ideal.
Graded Krull–Schmidt for finite-dimensional graded modules
Statement
Let be any unital associative -graded algebra over a field . Every finite-dimensional graded left -module is a finite direct sum of nonzero graded-indecomposable modules (modules not decomposable as a direct sum of two nonzero graded submodules), with the zero module represented by the empty sum. If a module has two such decompositions, their summands have the same finite multiset of isomorphism classes in , that is, up to degree-zero graded isomorphism (Associative graded algebras, bimodules, and internal shifts). Ungraded isomorphism classes are not substituted.
Facts & Assumptions
Given: A unital associative -graded algebra over a field and a finite-dimensional graded left -module . Decompositions are finite biproducts in , and indecomposable summands are required to be nonzero. No axiom of choice is used.
Source relation: Webb's ungraded Krull–Schmidt theorem supplies the module-theoretic model; this item proves existence and uniqueness in the degree-zero graded category, including its graded endomorphism-ring step. Kleshchev supplies only the grading conventions.
A graded module is the direct sum of its homogeneous pieces, and the action of sends degree to degree (Associative graded algebras, bimodules, and internal shifts).
In , kernels and images are computed degreewise, and finite biproducts are computed degreewise (Graded modules with degree-zero maps form an abelian category).
For a finite-dimensional graded algebra and a nonzero finite-dimensional graded-indecomposable module, the nonunits of its degree-zero endomorphism ring form a proper two-sided ideal (Graded Fitting decomposition for degree-zero endomorphisms).
A subspace of a finite-dimensional vector space has dimension at most the ambient dimension, with equality exactly when it is the whole space (If and is a linear subspace of , then is finite-dimensional, , and if and only if ).
Proof
Let be a nonzero finite-dimensional graded left -module. Its grading has finite support. Give the grading by degree shift: a homogeneous endomorphism of degree sends into . Because the support of is finite, every -linear endomorphism is a finite sum of such homogeneous maps, and composition adds degrees. The action map sends into degree ; hence its image is a graded subalgebra. It is finite-dimensional as a subspace of , and its identity is . By [F1], is a graded -module. Since , the graded -submodules and graded -submodules of coincide, as do their degree-zero endomorphism rings.
Existence follows by strong induction on . If , the empty sum is the required decomposition. If is nonzero and graded-indecomposable, it is already a one-term decomposition. Otherwise write with nonzero graded submodules . Each is a proper subspace of , so [F4] gives and . Induction decomposes and into finite sums of nonzero graded-indecomposables; combining those sums decomposes .
If is also graded-indecomposable, it remains graded-indecomposable as a -module. Apply [F3] to the finite-dimensional graded algebra and the module from step 1.1. It follows that the nonunits of form a proper two-sided ideal.
Prove uniqueness by strong induction on . When , both decompositions are empty. For nonzero , assume uniqueness in every smaller dimension and write , where all summands are nonzero graded-indecomposables. Let and be the degree-zero inclusions and projections for these finite biproducts. Define . The identity gives . By step 2.1 the nonunits form a proper ideal, so at least one is invertible.
Fix such a , and put and . Then is invertible. The degree-zero map satisfies , so : for each , , and the second term is in , while . By [F2], the image and kernel are graded submodules. Since and is graded-indecomposable, , so is bijective. Its inverse is -linear, and it is degree-zero: for homogeneous , write with ; the direct grading of and injectivity of force for . Thus is a degree-zero isomorphism .
Write , where is the sum of the other -summands. The projection is a degree-zero isomorphism. Its kernel is zero because : if , then and the isomorphism from step 4.1 forces . For any , choose the unique with ; then and , proving surjectivity. The inverse is degree-zero by the argument in step 4.1. Since are nonzero, are proper subspaces of , so [F4] gives .
The decompositions of and into the remaining indecomposable summands have the same multiset by the induction hypothesis in step 3.1 and the degree-zero isomorphism in step 5.1. Adding from step 4.1 proves uniqueness for . Step 1.2 proves existence, so every finite-dimensional graded module has a finite decomposition unique up to permutation and degree-zero graded isomorphism.
Finite-dimensional graded algebras have graded projective covers
Statement
Let be a finite-dimensional -graded -algebra over a field, and let be a finite-dimensional graded left -module. There is a degree-zero epimorphism in (Associative graded algebras, bimodules, and internal shifts) with finite graded projective and satisfying
for every graded submodule . We call such a map a finite graded projective cover; superfluity of its kernel is tested among graded submodules, as appropriate in (An essential epimorphism is a surjection with superfluous kernel, and a projective cover is a projective source with such a map). Any two finite graded projective covers of are isomorphic over : if is another, there is a degree-zero isomorphism with (Finite graded projective modules). No positivity assumption on the grading of is made.
Facts & Assumptions
Given: A finite-dimensional unital associative -graded -algebra over a field and a finite-dimensional graded left -module . The grading is arbitrary; no lower bound on its support is assumed. The construction uses only finite data and no axiom of choice.
Source relation: Webb's results give projective-cover existence and uniqueness for ordinary finite-dimensional modules. The construction here is adapted to , with finite graded projectivity and superfluity among graded submodules proved directly. Kleshchev supplies only grading and shift conventions.
The internal shift is ; multiplication by a homogeneous generator gives a degree-zero map from the matching shift (Associative graded algebras, bimodules, and internal shifts).
In , kernels, images, cokernels and exactness are computed degreewise (Graded modules with degree-zero maps form an abelian category).
Finite graded projectives are exactly degree-zero direct summands of finite sums of shifts of , and every such finite sum is projective (Finite graded projectives are finite shifted-free summands).
A graded projective object lifts degree-zero maps through degree-zero epimorphisms (Finite graded projective modules).
Finite graded projectives are finitely generated by homogeneous elements (Finite graded projective modules).
The cited terminology defines an ordinary projective cover using a superfluous kernel; this item explicitly adopts the corresponding criterion relative to , testing only graded submodules (An essential epimorphism is a surjection with superfluous kernel, and a projective cover is a projective source with such a map).
A degree-zero endomorphism of a finite-dimensional graded module has, for some , the graded Fitting decomposition (Graded Fitting decomposition for degree-zero endomorphisms).
Proof
Choose a finite -basis of . Each basis vector has finitely many homogeneous components, and the collection of these components is a finite homogeneous generating family . If , take .
Write and set . The map given on the th shifted generator by and extended by is degree-zero by [L1], and is surjective by step 1.1. It is an epimorphism in by [L2]. The empty case gives .
The family of graded direct summands of for which is surjective is nonempty because it contains . Their dimensions lie in the finite set , so choose such a of minimum dimension and put . By [L3], is finite graded projective. It is finite-dimensional because it is a submodule of the finite-dimensional .
Let and let be a graded submodule with . Then is surjective, hence an epimorphism by [L2]. Since is graded projective, [L4] lifts through this map to a degree-zero with . After inclusion , this gives a degree-zero endomorphism of with , and therefore for every .
Apply [L7] to : for some , by graded submodules. Since , the restriction of to is still surjective. This image is a graded direct summand of , hence of , so it is one of the candidates in step 3.1. Minimality gives ; the reverse inequality follows from , so . As , it follows that . Thus is superfluous among graded submodules and, by the category-relative definition in the Statement (using the terminology of [L6]), is a finite graded projective cover.
Let and be finite graded projective covers. By projectivity, there are degree-zero maps and with and . Then , so . The image is graded by [L2]; superfluity of gives . Similarly, .
By [L5] the sources are finitely generated by homogeneous elements; since is finite-dimensional, both are finite-dimensional over . The surjective endomorphisms and from step 6.1 are therefore bijective. It follows that is injective from injectivity of and surjective from surjectivity of . The inverse is -linear; it preserves degrees because a homogeneous element's preimage can have no nonzero components in other degrees under an injective degree-zero map. Hence is a degree-zero isomorphism and , proving uniqueness over .
Shift-orbit bases for graded simple and projective classes
Statement
Let be a field and a finite-dimensional unital associative -graded -algebra. A graded-simple module here means a nonzero finite-dimensional graded left -module whose only graded submodules are and itself. Internal shift acts on graded-simple isomorphism classes by for . There are finitely many shift orbits of graded-simple isomorphism classes. For each orbit choose a representative and a finite graded projective cover , whose kernel is superfluous among graded submodules. Then
In particular, both modules have the same finite rank, the number of graded simple shift orbits. If , both bases are empty and both groups are zero. No positivity assumption on the grading of is made.
Facts & Assumptions
Given: The field , the finite-dimensional unital associative graded algebra , and finite-dimensional graded left -modules. Morphisms preserve degree. No axiom of choice is assumed or used.
is the short-exact-sequence group of the category of finite-dimensional graded left -modules (Graded Grothendieck groups, shift action, and Cartan map).
is the split Grothendieck group of finite graded projectives (Graded Grothendieck groups, shift action, and Cartan map).
The shift action is and (Graded Grothendieck groups, shift action, and Cartan map).
In an essentially small abelian category of finite-length objects, the simple-object classes form a free abelian basis of (Simple classes freely generate the Grothendieck group of a length category).
Every finite-dimensional graded module has a finite decomposition into graded-indecomposable summands, unique up to permutation and degree-zero graded isomorphism (Graded Krull–Schmidt for finite-dimensional graded modules).
Every finite-dimensional graded module has a finite graded projective cover with superfluous kernel, and two covers of the same object are isomorphic over it (Finite-dimensional graded algebras have graded projective covers).
A degree-zero endomorphism of a finite-dimensional graded-indecomposable module is invertible or nilpotent (Graded Fitting decomposition for degree-zero endomorphisms).
A graded module is finite graded projective exactly when it is a degree-zero summand of a finite direct sum of shifts of ; finite sums of such shifts are projective (Finite graded projectives are finite shifted-free summands).
A graded projective object lifts degree-zero maps through degree-zero epimorphisms (Finite graded projective modules).
In , kernels, images, cokernels, finite biproducts and exactness are computed degreewise (Graded modules with degree-zero maps form an abelian category).
A simple object is nonzero and has no proper nonzero subobject (Simple object).
An object has finite length when it admits a composition series (Object of finite length).
A composition series is a finite strict chain whose successive quotients are simple (Composition series and composition factors of an object).
The split Grothendieck group imposes exactly the relations (Split Grothendieck group of an additive category).
The free abelian group on a set has its usual universal property (Free abelian group on a set).
Internal shift has components and is invertible, with inverse shift (Associative graded algebras, bimodules, and internal shifts).
Proof
Every finite-dimensional graded module has finite length. If , the empty chain is a composition series. If , the dimensions of its proper graded submodules form a nonempty subset of ; choose a proper graded submodule of maximal dimension. The quotient is nonzero. Any proper nonzero graded submodule of would lift to a proper graded submodule strictly containing , contrary to maximality, so is simple. Since , induction gives a composition series of ; appending gives one for . This uses only a maximum in a finite set of dimensions and one submodule at a time.
By graded Krull–Schmidt [F5], write the regular graded module as a finite direct sum of nonzero graded-indecomposable modules; if , take . Each is a direct summand of the shifted free module , so [F8] makes it a finite graded projective. If , every unital left -module is zero, so both groups are zero and the empty bases prove the theorem. Henceforth assume .
Let be a nonzero finite-dimensional graded-indecomposable projective and a degree-zero epimorphism to a graded-simple module. Put . If is graded and , then is epic. Projectivity [F9] lifts through to a degree-zero map . After inclusion , let be the resulting endomorphism. Then , and induction gives for every , so is not nilpotent. By graded Fitting [F7], is invertible. Since , this forces . Thus is superfluous among graded submodules and is a finite graded projective cover.
Every finite graded projective cover of a graded-simple module is indecomposable. Indeed, if with both summands nonzero, at least one restriction of is nonzero and hence surjective; its summand then satisfies , contradicting superfluity of . Moreover, is the unique graded-simple quotient of up to isomorphism. If is another such quotient and , a nonzero graded image must be all of by simplicity. That would give , contradicting superfluity. Hence , so factors through ; the induced nonzero map is an isomorphism.
Every finite-dimensional graded module has finite support: if its dimension is and it had distinct nonzero homogeneous components, one nonzero vector from each would be linearly independent. If and by a degree-zero isomorphism, then . Taking the maximum of this finite nonempty set gives , hence . Thus the shift action is free on the isomorphism classes of nonzero graded simples and nonzero indecomposable projectives; no lower or upper bound on the grading of is used.
The category of finite-dimensional graded modules is abelian: [F10] makes kernels, cokernels and finite biproducts degreewise, so these objects remain finite-dimensional and the full subcategory inherits the abelian structure. It is essentially small as well. For each finite-support dimension vector on , fix the standard graded -space with those component dimensions; the possible -actions on it form a set of families of linear maps satisfying the module identities. Every finite-dimensional graded module is isomorphic to one of these models by choosing bases for its finitely many nonzero homogeneous components. The family of all such standard models is a set, and this object-by-object argument makes no simultaneous choice across an arbitrary family.
By step 1.6, the category of finite-dimensional graded modules is the essentially small abelian category used to define in [F1]. By step 1.1 all its objects have finite length, so [F4] says that its graded-simple isomorphism classes form a -basis of .
If is graded-simple, take a nonzero homogeneous . The graded submodule is nonzero, hence is . The map , , is degree-zero because has degree in and the action preserves degree; it is surjective. Decomposing , at least one restriction to a summand is nonzero and therefore surjective onto the simple module .
Each has a graded-simple quotient: a composition series from step 1.1 has a simple final factor. By step 1.3 this quotient map is a projective cover, and by step 1.4 its simple quotient is unique up to isomorphism; denote that isomorphism class by . For any graded-simple , step 2.2 gives a surjection from some to . Since shift is invertible [F16], both and retain indecomposability and simplicity, respectively; is finite graded projective by [F8]. The shift of the cover is a cover of : [F10] preserves the epimorphism, and shifting back by preserves the superfluity condition. By steps 1.3–1.4, the quotient is isomorphic to . Thus the finite list meets every graded-simple shift orbit.
Every nonzero finite-dimensional graded-indecomposable projective has a graded-simple quotient by step 1.1; step 1.3 makes that quotient map a projective cover. Existence and uniqueness of covers [F6] therefore identify with the cover of its simple quotient. Conversely, step 1.4 shows each is indecomposable. Shifting a cover gives a cover of the shifted simple, as in step 3.1, so by [F6]. If , that projective has simple quotients and ; uniqueness from step 1.4 gives . Hence projective indecomposable shift orbits are in bijection with graded-simple shift orbits, and there are finitely many.
By steps 2.1 and 3.1, the -basis of is partitioned into finitely many free shift orbits. Choose one simple from each orbit. By [F3], , so the Laurent monomials map bijectively to the distinct -basis classes in that orbit. The orbit spans therefore form a direct sum of copies of , with basis . This proves the stated finite Laurent basis for .
By step 1.6, the set of isomorphism classes of nonzero finite-dimensional graded-indecomposable projectives is a set. By graded Krull–Schmidt [F5], each finite graded projective has a unique finite decomposition into nonzero graded-indecomposable summands . By [F8], is a degree-zero summand of a finite sum of shifts of ; each , being a summand of , is also a summand of that finite sum by transitivity of direct summands. Thus [F8] makes every a finite graded projective. Sending to its multiplicity vector in is additive under direct sum. By the split-group presentation [F14], it descends to a homomorphism . The map from the free abelian group [F15] sending each basis vector to its projective class is inverse: one composite fixes each indecomposable basis vector, while the other sends to the sum of its indecomposable classes, which equals by the split relation. Thus is a -basis of . By steps 4.1 and 1.5, this basis is partitioned into finitely many free shift orbits represented by the covers of the chosen . Using [F3] as in step 4.2 shows that is a finite -basis of . The cover classes are unique up to isomorphism by [F6], so the result is independent of the chosen covers.
Remark
Kleshchev, §2.2, PDF p. 6 (printed p. 7), uses the same positive-shift and homogeneous-map convention. His §2.1 assumes an algebraically closed field; that stronger hypothesis and his ungraded-to-graded simple classification are not used here. The orbit and projective-cover arguments above are proved locally under the stated field hypothesis.
Projective–module Hom pairing on class generators
Statement
Let be a field and a finite-dimensional unital -algebra. For a finite-dimensional projective left -module and finite-dimensional left -module , define the object-level value
If is -graded and are finite-dimensional graded left -modules, with projective in the degree-zero graded category, define
where consists of -linear maps sending each into . These are candidate values on object isomorphism classes; no descent to pairings on is asserted here.
Facts & Assumptions
Given: The field , the finite-dimensional unital algebra , and the finite-dimensional projective and module objects specified in the Statement. In the graded case, all module maps are -linear and homogeneous when a degree is specified. No axiom of choice is used.
is generated by isomorphism classes of objects modulo the short-exact-sequence relations (Grothendieck group of an essentially small abelian category).
The split Grothendieck group is generated by isomorphism classes of projectives modulo direct-sum relations (Split Grothendieck group of an additive category).
The graded groups carry the Laurent action with and (Graded Grothendieck groups, shift action, and Cartan map).
For graded modules, is the group of -linear maps satisfying for every (Graded balanced tensor product and homogeneous Hom).
The scalar action of on a graded -algebra is central (Associative graded algebras, bimodules, and internal shifts).
is a -vector space under pointwise addition and scalar multiplication ( is a vector space over the common scalar field).
If are finite-dimensional -vector spaces, then is finite-dimensional, with dimension ( and for finite-dimensional ).
The homogeneous components of a graded left -module are -modules (Associative graded algebras, bimodules, and internal shifts).
Proof
Every -linear map between left -modules is -linear: for , centrality of the scalar action gives . Sums and scalar multiples of -linear maps remain -linear, so is a -vector subspace of . Since are finite-dimensional, [F7] makes the ambient linear-map space finite-dimensional, and hence is finite-dimensional. Thus is defined in .
Each is also a -vector subspace of : the -linearity and degree- conditions are preserved by addition and scalar multiplication, using [F4], [F5], and [F8]. Therefore every such homogeneous Hom space is finite-dimensional by [F6] and [F7].
The supports and are finite. Indeed, if a finite-dimensional graded space had more than nonzero components, where is its dimension, choosing one nonzero vector in each of distinct components would give linearly independent vectors; this is only a finite selection. If , choose a nonzero map in it. Since is nonzero, some has . Decompose into its finitely many homogeneous components. As is homogeneous and , at least one component has . Then and , so . This difference set is finite, hence only finitely many terms in can be nonzero. The exponent is this map degree , consistent with the internal-shift normalization in [F3]. The formula is therefore a Laurent polynomial in . If either module is zero, all homogeneous Hom spaces vanish and the sum is zero.
If and are module isomorphisms, then is a -linear isomorphism . For graded isomorphisms of degree zero it restricts, for every , to an isomorphism of spaces, since degree-zero maps preserve each homogeneous component. Hence both candidate values depend only on the object isomorphism classes.
The formulas in the Statement thus give well-defined functions on pairs of object isomorphism classes, with values in and , respectively.
The groups in [F1] and [F2] impose additional short-exact-sequence and direct-sum relations. This Definition specifies only the object-level values; it makes no claim that they are additive for those relations or descend to .
Projective Hom pairing descends and is graded sesquilinear
Statement
Let be a field and let be a finite-dimensional unital associative -algebra. For finite-dimensional projective left -modules and finite-dimensional left -modules , the generator value from Projective–module Hom pairing on class generators extends uniquely to a -bilinear pairing .
If is also -graded and are finite-dimensional graded left -modules with projective in , the generator value extends uniquely to a -bilinear pairing , where .
For all and generator classes , . Consequently for , and , with . Thus the first variable is conjugate-linear for the involution and the second is linear. No axiom of choice is used.
Facts & Assumptions
Given: A field , a finite-dimensional unital associative -algebra , and the finite-dimensional module objects specified in the Statement. In the graded case is a -graded -algebra and all morphisms in preserve degree. The groups and generator values have the conventions in the Statement and cited definitions. No axiom of choice is used.
The ungraded generator value is (Projective–module Hom pairing on class generators).
The category of all left -modules is abelian (Modules over a ring form an abelian category).
A projective left -module has the lifting property for every surjective module homomorphism (Projective modules and the lifting property).
In an abelian category, is exact when is projective (An object is projective exactly when Hom out of it is exact).
The category is abelian and its exact sequences, kernels, cokernels and finite biproducts are computed degreewise (Graded modules with degree-zero maps form an abelian category).
A finite graded projective is projective in , so it has the degree-zero lifting property against degree-zero epimorphisms (Finite graded projective modules).
The internal shift is , is invertible with inverse , and preserves the underlying vector space (Associative graded algebras, bimodules, and internal shifts).
A degree- homogeneous -linear map sends into (Graded balanced tensor product and homogeneous Hom).
is generated by object classes and imposes the relation for every short exact sequence (Grothendieck group of an essentially small abelian category).
Split imposes the direct-sum relation (Split Grothendieck group of an additive category).
Exact-sequence-additive class functions factor uniquely through , and direct-sum-additive class functions factor uniquely through split (Universal properties and functoriality of G0 and split K0).
The graded groups are -modules with and (Graded Grothendieck groups, shift action, and Cartan map).
Maps out of a finite direct sum are uniquely determined by their restrictions to its summands (Universal property of a direct sum of modules).
For a linear map with finite-dimensional domain, (Rank-nullity: ).
Scalars act centrally on a -algebra, so an -linear map between left -modules is -linear (Algebras over a commutative ring, central structure maps, and algebra homomorphisms).
The space of linear maps is a -vector space under pointwise addition and scalar multiplication ( is a vector space over the common scalar field).
For finite-dimensional -vector spaces , the space of linear maps is finite-dimensional ( and for finite-dimensional ).
The graded generator value is (Projective–module Hom pairing on class generators).
An abelian category is additive, has kernels and cokernels, and the canonical comparison from coimage to image is an isomorphism (Abelian category).
An additive category is preadditive and has all finite biproducts (Additive category).
Proof
Put and for the full subcategories of finite-dimensional modules in and . The ambient categories are abelian by [F2] and [F5]. The finite full subcategories inherit preadditive Hom groups and composition from their ambient module categories. They are closed under kernels and cokernels: in the ungraded case these are a subspace of a finite-dimensional domain and a quotient of a finite-dimensional codomain; in the graded case [F5] computes them degreewise and their underlying spaces remain finite-dimensional. They also inherit finite biproducts, so they are additive by [F20]. For each map, its coimage and image remain in the finite subcategory because they are built from these kernels and cokernels; the ambient coimage-to-image isomorphism and its inverse are therefore morphisms in the full subcategory. By [F19], both finite subcategories are abelian. They are essentially small: for each ungraded dimension , structures on the carrier form a subset of the set of functions satisfying the module identities; for graded modules, finite-support dimension vectors with finite sum form a set, and the possible graded actions on form a set of families of maps satisfying the action identities. Every object is isomorphic to one of these models by a finite (homogeneous) basis. These objectwise coordinate models prove essential smallness without simultaneous basis choices. The full projective subcategories inherit essential smallness.
Let be short exact in . Centrality [F15] makes each -linear map -linear; sums and scalar multiples preserve -linearity, so is a -subspace of the full linear-map space [F16], hence finite-dimensional by [F17]. Since is projective by [F3], exactness of in the ambient abelian category [F4] gives . Its arrows are -linear by [F15]. The last arrow is surjective and its kernel is the image of the first, isomorphic to ; rank-nullity [F14] gives , also when any of these spaces is zero.
For every integer , shift by is an exact equivalence of : [F7] reindexes each homogeneous piece, so [F5] shows it preserves exact sequences, and its inverse is shift by . Thus if is a degree-zero epimorphism, is an epimorphism. Given a degree-zero map , shift it by and lift the resulting map through using the projectivity [F6]; shifting the lift back shows is graded projective. It remains finite-dimensional because its underlying vector space is unchanged [F7].
The supports of finite-dimensional graded vector spaces and are finite: if a space of dimension had more than nonzero homogeneous components, choosing such components and one nonzero vector in each would contradict linear independence. If , a nonzero map has some element with nonzero image; decomposing it into homogeneous components shows some maps nontrivially into . Hence , a finite set, and the sum defining in [F18] has finite support. If either module is zero, the sum is empty and equals zero. The argument makes only finite selections.
A function on the underlying modules is degree zero from to exactly when it sends into for every ; setting makes this precisely the degree- condition [F8]. Therefore . The degree- Hom space is a -subspace of the full linear-map space, since its degree and -linearity conditions are preserved by addition and scalar multiplication [F15, F16]; it is finite-dimensional by [F17].
A degree- map is the same underlying -linear function as a map of degree : from its image lies in , which after is . Thus . Reindexing the finite sum from step 1.4 gives . The group actions [F12] identify these shifts with multiplication by and , proving the displayed formula on generators.
Apply [F4] in to the projective object from step 1.3 and any short exact sequence of finite-dimensional graded modules. Step 2.1 identifies the resulting exact Hom sequence with the degree- Hom sequence, whose maps are -linear by [F15] and whose spaces are finite-dimensional by step 2.1. Rank-nullity [F14] gives . The three sums have finite support by step 1.4, so summing the coefficient identities gives , including sequences with zero terms.
For fixed , postcomposition by a module isomorphism identifies the ungraded Hom spaces; in the graded case a degree-zero isomorphism identifies every degree- Hom space [F8]. The generator values are therefore class functions. By steps 1.2 and 3.1 they are exact-sequence-additive. The presentation [F9] and universal property [F11] give unique homomorphisms and with the prescribed values on object classes [F1, F18].
If , precomposition with an isomorphism identifies their Hom spaces, preserving each degree in the graded case; hence the functions and are class functions. The zero module is projective, and finite direct sums of projectives remain projective because lifts on the summands combine to a lift on the sum [F3, F6]. The direct-sum universal property [F13] gives ; in the graded case this decomposition preserves each degree because finite biproducts are computed degreewise [F5]. Thus the class functions are additive in the projective variable. The finite projective subcategories are essentially small by step 1.1; they are full preadditive subcategories and have a zero object and finite biproducts, so they are additive by [F20]. The split relation [F10] and universal property [F11], with target the abelian group of homomorphisms out of the corresponding , factor these class functions uniquely through and . Evaluation defines the claimed pairings, which are -bilinear and unique because object classes generate both groups; zero Hom spaces give zero on zero objects.
Bilinearity extends the generator shift identity to finite Laurent combinations. For and , , where . Thus the graded pairing is sesquilinear, with no additional sign convention.
Projective and simple classes are dual bases under splitting
Statement
Let be a field and a finite-dimensional unital associative -algebra. Let represent all isomorphism classes of simple left -modules, and let be finite-dimensional projective covers. Then and are bases of and , respectively, and In particular, if for every , these bases are dual.
For a finite-dimensional unital associative -graded -algebra, let represent the graded-simple shift orbits and let be finite graded projective covers. Here graded-simple means nonzero with no proper nonzero graded submodule. Then and are -bases of and , respectively, and If for every representative, these Laurent bases are dual. Neither pairing statement asserts unimodularity of the projective-to-module Cartan map or of a projective/projective Cartan matrix. No axiom of choice is assumed or used.
Facts & Assumptions
Given: A field , a finite-dimensional unital associative -algebra, and its finite-dimensional left modules. For the graded assertions, the algebra and modules carry the stated -gradings and morphisms preserve degree. Projective covers and the selected finite families are as in the Statement. No axiom of choice is assumed or used.
The classes of projective covers of representatives of all simple-module classes form a -basis of split (Indecomposable projective classes form a basis of split K0).
In an essentially small abelian category in which every object has finite length, the classes of simple objects form a -basis of (Simple classes freely generate the Grothendieck group of a length category).
For a finite-dimensional graded algebra, covers of representatives of the graded-simple shift orbits give Laurent bases of graded and ; graded-simple means nonzero with no proper nonzero graded submodule (Shift-orbit bases for graded simple and projective classes).
The finite-dimensional ungraded group is defined by (Graded Grothendieck groups, shift action, and Cartan map).
The category of left modules over a ring is abelian (Modules over a ring form an abelian category).
An abelian category is additive, has kernels and cokernels, and its coimage-to-image comparison is an isomorphism (Abelian category); an additive category is preadditive with finite biproducts (Additive category).
An object has finite length when it admits a finite composition series, whose factors are simple (Object of finite length, Composition series and composition factors of an object).
An ordinary projective cover has superfluous kernel: if , then (An essential epimorphism is a surjection with superfluous kernel, and a projective cover is a projective source with such a map).
A finite graded projective cover has kernel superfluous among graded submodules (Finite-dimensional graded algebras have graded projective covers).
A nonzero homomorphism between simple modules is an isomorphism, and the endomorphism ring of a simple module is a division ring (Schur's lemma for simple modules).
A simple module is nonzero and has no proper nonzero submodule (Simple module: a nonzero module with no proper nonzero submodule).
The internal shift is and is invertible with inverse shift (Associative graded algebras, bimodules, and internal shifts).
A degree- homogeneous map sends into (Graded balanced tensor product and homogeneous Hom).
Kernels and images of degree-zero maps of graded modules are graded submodules and are computed degreewise (Graded modules with degree-zero maps form an abelian category).
Scalars act centrally on a -algebra, so its module homomorphisms are -linear (Algebras over a commutative ring, central structure maps, and algebra homomorphisms).
The space of -linear maps between vector spaces is closed under pointwise addition and scalar multiplication ( is a vector space over the common scalar field).
The space of linear maps between finite-dimensional -vector spaces is finite-dimensional ( and for finite-dimensional ).
The ungraded pairing value is ; the graded pairing value is , and the pairings are well-defined on the stated Grothendieck groups (Projective Hom pairing descends and is graded sesquilinear).
A finite graded projective is projective in and is generated by finitely many homogeneous elements (Finite graded projective modules).
Proof
The category is abelian: it is the full subcategory of the abelian category of left -modules [F5], and its finite-dimensional objects are closed under kernels, cokernels, and finite biproducts; the ambient coimage-to-image isomorphisms remain in the full subcategory, so [F6] applies. To verify essential smallness without choosing a skeleton, form the full subcategory whose objects are all module actions of on for . This is a small category: for each its possible actions are a subset of the set of functions , and all morphisms between these coordinate models form sets. Every finite-dimensional module is isomorphic to one such model by choosing a finite basis for that individual module, so the inclusion is fully faithful and essentially surjective. Thus is essentially small and the group in [F4] is defined. Every object has finite length by induction on its -dimension: for nonzero , choose a proper submodule of maximal dimension among the finite set of possible dimensions; then is simple, and an induction series for extends by this quotient to one for . This uses one submodule at a time and no global choice; [F7] records the length convention. Therefore [F2] applies to .
Every -linear map between the finite modules is -linear by [F15], and the Hom spaces are -subspaces of the corresponding spaces of linear maps by [F16]; they are finite-dimensional by [F17]. Fix and let . If , simplicity [F11] makes it surjective, so is maximal. The cover kernel lies in every maximal submodule: otherwise , contradicting [F8]. Thus , and factors uniquely through as a map . Conversely every map composes with , so . By [F10], this is zero for and is for .
For every , the shift convention [F12] identifies a degree- map with a degree-zero map , by [F13]. The shifted cover is again a finite graded projective cover: shifting is an exact equivalence with inverse by [F12, F14], so it preserves projectivity, and a finite homogeneous generating family remains finite after reindexing by [F19]. Shifting back also takes graded submodules and the cover-kernel condition in [F9] to those for . For a degree-zero map , if then it is epic, and its graded kernel is maximal by graded simplicity [F3] and [F14]. Superfluity of forces that kernel into , so factors uniquely through . A nonzero map between graded-simple modules is an isomorphism, since its kernel and image are graded submodules.
By [F18], the ungraded pairing matrix has entry on the diagonal and zero off the diagonal. Under the splitting hypothesis each diagonal entry is . The bases in [F1] and [F2] are therefore dual in the split case; without splitting the displayed diagonal dimensions remain the exact pairing values.
If , the choice of one representative per shift orbit forces . A finite-dimensional nonzero graded module has finite nonempty support, and an isomorphism would make that support invariant under translation by ; its maximum then gives . Therefore unless and , while by step 1.3.
Taking the graded pairing coefficients in [F18] gives diagonal value and zero off the diagonal, by steps 1.3 and 2.2. Under the splitting hypothesis the diagonal is , and [F3] makes these bases dual over . For nonsplit endomorphism rings the diagonal dimension remains as stated; neither this calculation nor the ungraded one determines the projective-to-module Cartan map or a projective/projective Cartan matrix. The chosen representative families are finite by [F1] and [F3], so these arguments use only finite choices and no axiom of choice.
Remark
Kleshchev, §2.2, author PDF p. 6 / printed p. 7, gives the same shift and graded Hom/pairing conventions. The argument above proves the dual-basis assertion locally. Kleshchev's §2.1 assumes an algebraically closed field; that stronger hypothesis is not imported. The general projective/simple cover correspondence is established by the preceding local basis results and cover arguments here; no published correspondence theorem is used.
Exact adjoints induce adjoint operators on Grothendieck groups
Statement
Let be a field and let be finite-dimensional unital associative -algebras. Write and for their categories of finite-dimensional left modules. Let and be exact -linear adjoint functors , and suppose sends finite-dimensional projective modules to finite-dimensional projective modules. The induced maps and then satisfy
for every finite-dimensional projective left -module and finite-dimensional left -module .
For the graded analogue, let be finite-dimensional unital associative -graded -algebras, and let be exact -linear adjoints between their finite-dimensional graded-module categories with degree-zero maps. Assume preserves finite graded projectives, and that there are natural degree-zero isomorphisms and for every . The graded transposition is the one obtained from the degree-zero adjunction after using these shift isomorphisms. Then the induced maps and are -linear and satisfy
for all and . No axiom of choice is assumed or used.
Facts & Assumptions
Given: The field , finite-dimensional unital associative -algebras , exact -linear adjoint functors as in the Statement, and the stated projective-preservation and graded-shift hypotheses. All module categories here use left modules; graded-category morphisms preserve degree.
The ungraded pairing has value , and the graded pairing has value ; both descend to the stated Grothendieck groups (Projective Hom pairing descends and is graded sesquilinear).
Exact functors induce maps on , and additive functors induce maps on split (Universal properties and functoriality of G0 and split K0).
For a locally small adjunction , transposition is a natural bijection with forward map (Under local smallness, transposition gives the natural hom-set bijection, and conversely).
In a -linear category each Hom space is a -vector space and composition is -bilinear; a -linear functor acts -linearly on Hom spaces (k-linear categories and k-linear functors).
The category of left modules over a ring is abelian (Modules over a ring form an abelian category).
The category is abelian, with kernels, cokernels, finite biproducts, and exactness computed degreewise (Graded modules with degree-zero maps form an abelian category).
An abelian category is additive, and an additive category is preadditive with all finite biproducts (Abelian category, Additive category).
A category is locally small when every Hom-collection is a set (Small, locally small, and large categories).
Projective modules lift maps through epimorphisms, and exact functors between abelian categories are additive (Projective modules and the lifting property, Exact functor between abelian categories).
A finite graded projective lifts degree-zero maps through degree-zero epimorphisms (Finite graded projective modules).
The shift is , and a homogeneous map of degree sends into (Associative graded algebras, bimodules, and internal shifts, Graded balanced tensor product and homogeneous Hom).
For finite-dimensional vector spaces , ( and for finite-dimensional ).
Finite-dimensional vector spaces over are linearly isomorphic if and only if they have the same dimension (Two finite-dimensional vector spaces over are linearly isomorphic if and only if they have the same dimension).
For a graded -bimodule, the graded tensor–Hom construction gives a natural degree-zero adjunction between tensoring and homogeneous Hom (Associative and graded bimodule tensor–Hom adjunction).
Proof
The finite-dimensional left-module categories are essentially small abelian categories. In the ungraded case, [F5] makes the ambient module category abelian; kernels, cokernels, and finite biproducts of finite-dimensional modules remain finite-dimensional, so the full finite-dimensional subcategory is abelian by [F7]. For graded modules, [F6] gives the same conclusion degreewise. These categories are essentially small: every ungraded -dimensional module is isomorphic to one on the standard vector space , and its possible actions form a set of functions satisfying the module identities. Every finite-dimensional graded module is similarly isomorphic to a standard graded vector space specified by a finite-support dimension vector ; the possible graded actions on it form a set. Each such model uses bases only for one finite-dimensional object at a time. Morphisms are subsets of the set of linear maps between the underlying finite vector spaces, so the categories are locally small by [F4, F8, F12]. Their full subcategories of finite-dimensional projectives are essentially small and additive: zero objects and finite direct sums remain projective by the lifting properties in [F9, F10], and finite generation is preserved by taking the union of the finite generating families. Thus the universal group maps in [F2] apply to these categories.
For fixed , the adjunction bijection [F3] is . Since is -linear by [F4] and composition is -bilinear, preserves addition and scalar multiplication: and . Thus the set bijection [F3] is a -linear isomorphism. Both Hom spaces are finite-dimensional because they are subspaces of the finite-dimensional linear-map spaces from [F12]. Consequently [F13] gives .
Exactness gives the induced maps on the two groups by [F2]. The functor is additive by [F9], and its projective-preservation hypothesis restricts it to an additive functor from finite projectives over to those over ; [F2] therefore gives on split . The same reasoning applies in the graded categories. For every , the natural shift isomorphisms identify with and with , so their induced maps commute with multiplication by . Hence all four induced maps are -linear where applicable.
For every , a degree- map is the same underlying map as a degree-zero map , by [F11]. Use the natural shift isomorphism and precompose with to obtain a degree-zero map . Apply the degree-zero adjunction bijection to the object ; its output is a degree-zero map , which is exactly a degree- map under the same shift convention [F11]. Each operation is a -linear bijection, so linearly. This constructs the degree-compatible graded transposition from the ordinary adjunction rather than replacing homogeneous Hom by all ungraded maps.
By [F1], the two sides of this dimension equality are respectively and . This proves the ungraded identity on projective and module class generators. Every element of either Grothendieck group is a finite integer linear combination of such classes, so the -bilinearity in [F1] extends the equality to all classes in the ungraded groups.
Taking dimensions in step 2.2 gives equality of every coefficient in and . The sums are finite by [F1]. Thus the graded pairing identity holds on projective and module class generators, and the -bilinearity in [F1] extends it to all and . Step 2.1 gives Laurent-linearity of the induced operators.
In the tensor–Hom setting of [F14], the functors and have the required degree-zero adjunction interface. This theorem applies to that instance only after exactness on the finite categories, finite-dimensionality of outputs, projective preservation by , and the stated shift conditions have each been verified.
Remark
Kleshchev, §2.2, supplies graded shift and pairing conventions, not the adjointness identity. Khovanov–Seidel, §2e.1, author PDF p. 15, computes exact Grothendieck operators for the specific family and its projective basis; it is not a proof of the general adjunction theorem here.
5 · Examples, counterexamples and false statements
None yet.
Sources
- Charles Weibel, The K-book, Chapter II, Definition 6.1.1 and §6.1.3
- The Stacks Project, Homological Algebra, Definition 12.11.1
- Charles Weibel, The K-book, Chapter II, §1, §2 and Definition 5.1.2
- Charles Weibel, The K-book, Chapter II, §§1–2 and 5–6
- The Stacks Project, Homological Algebra, §12.11, tag 02MT
- Charles Weibel, The K-book, Chapter II, Exercise 6.3
- Alexander Kleshchev, Representation Theory of Symmetric Groups and Related Hecke Algebras, §2.2
- Tom Leinster, The bijection between projective indecomposable and simple modules, arXiv:1410.3671v1, §3, Lemma 3.1 and Corollary 3.2 (ungraded finite-dimensional Fitting lemma and indecomposable endomorphism criterion; the degree-zero graded adaptation is proved here)
- Alexander Kleshchev, Representation Theory of Symmetric Groups and Related Hecke Algebras, §2.2 (graded module conventions only)
- Peter Webb, A Course in Finite Group Representation Theory (23 Feb 2016 draft), §11.1, Theorem 11.1.6 (ungraded Krull–Schmidt theorem for modules over a ring; the graded-category version is proved here)
- Peter Webb, A Course in Finite Group Representation Theory (23 Feb 2016 draft), §7.3, Proposition 7.3.3(2) and Theorem 7.3.10 (ungraded projective-cover uniqueness and existence; the graded-category version is proved here)
- Alexander Kleshchev, Representation Theory of Symmetric Groups and Related Hecke Algebras, §2.2 (grading and internal-shift conventions only)
- Alexander Kleshchev, Representation Theory of Symmetric Groups and Related Hecke Algebras, §2.2 (shift and pairing conventions only)
- Alexander Kleshchev, Representation Theory of Symmetric Groups and Related Hecke Algebras, §2.2 (graded pairing convention only)