How statement and proof provenance work
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Newton shell theorem from harmonic mean values
Example
Assume Countable Choice, let , , and let . Write for the sphere carrying the uniform surface-mass measure . For every with , define where and . Then Here denotes the radial value . The claim includes and makes no assertion at the shell .
Facts & Assumptions
Given: , , , , and the kernel fixed by Fundamental solution for the positive operator minus Laplacian.
The Axiom of Countable Choice is written (The Axiom of Countable Choice ()).
For and , (Fundamental solution for the positive operator minus Laplacian). In particular is even and invariant under every Euclidean isometry fixing the origin.
The kernel is smooth and harmonic away from its pole (The Laplace fundamental solution is harmonic off its pole).
Chart surface measure agrees with polar sphere measure, is invariant under orthogonal maps, and scales under by (Agreement with the existing polar sphere measure).
The polar sphere measure is , and the spherical average is (The polar surface set function on the unit sphere, Spherical averages and local ball means in Rn).
If is harmonic and , then (Spherical mean-value property for harmonic functions).
Surface integration on a compact embedded hypersurface is defined by chart integration; signed integrals are defined when the absolute integral is finite (Surface integration on compact C1 hypersurfaces).
Under , each positive-radius Euclidean ball has positive finite Lebesgue measure (Euclidean balls have positive finite Lebesgue measure).
A positive-radius Euclidean sphere is compact and is a compact embedded hypersurface: for , whose continuous coordinate partials give the total derivative with on , so is a regular value and the regular-level graph theorem supplies the local charts required by the chart surface integral of [F6] (Euclidean spheres and closed balls as subspaces of , For , every Euclidean closed ball and every Euclidean sphere of positive radius is compact, A regular level set is locally a graph of dimension , Regular and critical points, regular and critical values, and level sets, Submersions and immersions between Euclidean open sets, The Jacobian matrix of partial derivatives and the gradient in the scalar-valued case, If all partial derivatives exist on a neighbourhood and are continuous at a point, then the map is totally differentiable there with Jacobian derivative, For a natural the function is differentiable everywhere with derivative ; for it is the constant , with derivative ; for a natural the function is differentiable at every with derivative ; consequently every polynomial function is differentiable at every real, with the derivative computed term by term, Sums, scalar multiples, products and quotients: , , , and when , The Euclidean inner product on ).
A parameter integral may be differentiated when each slice is integrable, the integrand is differentiable almost everywhere in the parameter, its derivative is measurable, and one integrable majorant bounds all parameter derivatives (Differentiation under the integral sign).
Integrable real-valued functions have finite integrals when their absolute values are integrable, and the integral is linear (Integrable real and complex functions, and their integrals, The Lebesgue integral is linear on ).
A function has continuous coordinate derivatives through order two, and its Laplacian is the sum of its pure second coordinate derivatives ( maps and multi-index derivative notation in Euclidean space, Euclidean maps and diffeomorphisms, The Laplacian of a function and of a vector field).
The Euclidean inner product is symmetric, bilinear and positive definite, and its induced norm satisfies (The Euclidean inner product on ).
Continuous maps between topological spaces have Borel preimages, so the continuous derivative integrands and continuous maps of the Borel shell are measurable (The Borel sigma-algebra of a topological space, Measurable spaces and measurable sets, A measurable function between measurable spaces, A continuous map has Borel preimages of Borel sets).
Continuous partial derivatives give total differentiability; the chain rule for total derivatives computes partials of compositions, and the product and quotient rules compute the displayed radial derivatives (If all partial derivatives exist on a neighbourhood and are continuous at a point, then the map is totally differentiable there with Jacobian derivative, The chain rule for total derivatives: , A total derivative computes every directional derivative, and its matrix is the Jacobian, Sums, scalar multiples, products and quotients: , , , and when ).
Every norm satisfies the triangle inequality and the reverse-triangle inequality; apply this to the Euclidean norm (The finite and reverse triangle inequalities for a norm; and for every norm on satisfies and is Lipschitz, hence continuous, for ).
For every real , on (Continuity and derivatives of positive-base real powers).
A differentiable real function with zero derivative on an interval is constant, by the mean value theorem (The mean value theorem, as the case of Cauchy's: for continuous on with and differentiable on there is with ).
Closed bounded subsets of are compact, and continuous real functions on nonempty compact Euclidean sets are bounded (For a nonempty subset of with , compactness, closedness and boundedness, pseudocompactness, and attainment of extrema by every continuous real-valued function are equivalent).
A continuous function on a compact metric space is uniformly continuous (Open cover, subcover, compact metric space, and compact subset of a metric space, Metric space: iff , symmetry, and the triangle inequality; pseudometric and ultrametric, as the set of functions , and , , are metrics on it, For a metric space with its metric topology, compactness in the topological sense is compactness in the metric sense, and the two notions of compact subset coincide, Heine-Cantor: a continuous map from a compact metric space to any metric space is uniformly continuous).
The absolute value of an integral is bounded by the integral of the absolute value (The modulus of an integral is bounded by the integral of the modulus).
For , the standard basis vector exists (The standard list with and for is an ordered basis of ; hence , and is the zero space with basis and dimension ), and its Euclidean norm is by the norm definition in [F12] (The Euclidean inner product on ).
A measurable measure-preserving self-map leaves integrals of integrable functions invariant (Measure spaces, A measurable function between measurable spaces, Measure-preserving transformations and systems, Integral invariance under measure-preserving maps).
The Euclidean norm is continuous, so the annulus defined by norm inequalities is closed (The finite and reverse triangle inequalities for a norm; and for every norm on satisfies and is Lipschitz, hence continuous, for ).
An isometry of metric spaces is continuous on its domain (Isometry, isometric embedding, and the subspace metric on a subset, An isometric embedding is injective and carries the metric topology of the source onto the subspace topology of its image).
For , real powers are positive, satisfy , and obey (Real powers for positive bases, with the zero-base positive-exponent convention, The exponent, product, quotient, and iterated-power laws for positive real bases and real exponents, The exponential is positive and satisfies ); also because (The natural logarithm as the inverse of the exponential function).
The natural numbers satisfy induction, and is their canonical embedding in the real exponents (The principle of mathematical induction, The canonical natural of a field).
Multiplying two nonnegative inequalities preserves the order (Multiplying inequalities of positives).
Reciprocation reverses strict order between positive reals (Inverses of positives are positive, and reciprocation reverses order).
Every nonzero natural is a successor (Every nonzero natural number is a successor).
Proof
Let . By [F3] and [F7], its chart surface measure is which is finite and strictly positive. The sphere is a compact embedded hypersurface by [F8], so [F6] defines the integral. The same scaling relation gives, for every continuous on , If , the distance from to is positive by [F15], so the integrand in the definition of is continuous and bounded on the compact shell; its integral is finite.
Suppose . Choose with and put on . The pole lies outside , so [F1]–[F2] show that and there. The closed ball is compact and lies inside by [F8]. Applying [F5] at its center and then the scaling identity of step 1.1 gives Multiplication by proves the exterior formula, including .
Put for . Fix . For and , by [F15]. The closed annulus is bounded and closed by [F18], hence compact; it is nonempty since it contains . All derivatives of through order two are continuous and bounded on by [F2] and [F18], and are uniformly continuous there by [F19]. As has finite measure by step 1.1, constant bounds on these derivatives are integrable majorants. The derivative integrands are Borel measurable because they are continuous on the shell. For each , choose a parameter interval small enough that stays in . Apply [F9, F13] to each coordinate parameter, first to and then to each first derivative. This gives For and , the points lie in and have distance . Uniform continuity [F19] therefore bounds each derivative-integrand difference uniformly in by a modulus tending to zero with . Applying [F20] and dividing by shows that each derivative integral is continuous in . Since was arbitrary, by [F11]. Each is different from ; [F2] and [F10] now give Thus is harmonic inside the shell.
The function is radial. Indeed, take with . If , use the identity map. Otherwise set and Bilinearity of the inner product [F12] gives . Since , the formula gives ; hence is an orthogonal involution. Also , hence . Thus maps onto itself. It is an isometry, hence continuous [F24], and [F13] makes it a Borel-measurable self-map. The unit-sphere invariance and radius-scaling clauses of [F3] imply that preserves the surface measure on , so it preserves surface integrals by [F22]. Using and the radial formula [F1],
Write on and set for . By the chain and product rules [F14, F16], for , Summing over and using [F11] yields Consequently , so [F17] makes on for one constant . By [F16], the derivative of is zero; another application of [F17] gives for constants . Since is continuous at the origin by [F11, step 2.2], there are and such that for . Set . For any and , induction on proves : the base is by [F25]; if , then multiplying by and using gives by [F27]. Since , it is a nonzero natural; [F29] gives with , whose real exponent is by [F26]. Thus . By [F28], . This is the quantified limit as . If , choose and take small enough to satisfy the preceding bound and . Reverse triangle inequality [F15] gives , a contradiction. Thus , and is constant throughout .
At , on , so [F1] gives Step 4.1 makes this the value of at every interior point. Since , the interior formula follows for every real , including zero.
The outside and inside cases are disjoint and cover exactly the points . At the pole lies on the shell, and the statement makes no claim there. The assumption is used when the radial ODE produces and continuity at zero removes its singular term; dimensions one and two are outside this statement. Countable Choice is the sole set-theoretic assumption, carried by the cited kernel, surface/polar measure, spherical-mean and ball-measure interfaces [A1, F1, F2, F3, F4, F5, F6, F7]; the explicit differentiation and reflection calculations require no full Axiom of Choice. ∎
Source notes
Hunter, §2.1, Theorem 2.1 and equation (2.3) (PDF p.25), proves the spherical mean-value theorem from the divergence theorem. Hunter §2.7, equation (2.24) (printed p.36, PDF p.41), interprets the Newtonian potential as a continuous superposition of point-source potentials; it does not calculate this shell integral. Teschl §5.3, equation (5.24) (printed p.117), gives the equivalent fundamental-solution normalization. Teschl Problem 5.16 (printed p.122) is an exercise asking for exterior equality for a compactly supported rotationally symmetric volume density; it gives no proof and does not assert the surface shell statement. The inside constancy and the shell calculation are established above from local harmonicity, rotation invariance, the radial ODE, and the mean-value theorem.
Depends on
- For $n\ge1$, every Euclidean closed ball and every Euclidean sphere of positive radius is compact
- The exponential is positive and satisfies $\exp(-x)=1/\exp(x)$
- The mean value theorem, as the case $g(x) = x$ of Cauchy's: for $f$ continuous on $[a,b]$ with $a < b$ and differentiable on $(a,b)$ there is $c \in (a,b)$ with $f(b) - f(a) = f'(c)(b-a)$
- A regular level set is locally a $C^k$ graph of dimension $m-n$
- The Borel sigma-algebra of a topological space
- The canonical natural $\iota(n) = n \cdot 1_F$ of a field
- $C^k$ maps and multi-index derivative notation in Euclidean space
- $C^k$ Euclidean maps and diffeomorphisms
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- The Euclidean inner product $\langle x,y\rangle = \sum_{k<n} x_k y_k$ on $\mathbb{R}^n$
- Euclidean spheres and closed balls as subspaces of $\mathbb{R}^n$
- Integrable real and complex functions, and their integrals
- Isometry, isometric embedding, and the subspace metric on a subset
- Fundamental solution for the positive operator minus Laplacian
- The Laplacian of a $C^2$ function and of a $C^2$ vector field
- A measurable function between measurable spaces
- Measurable spaces and measurable sets
- Measure-preserving transformations and systems
- Measure spaces
- Open cover, subcover, compact metric space, and compact subset of a metric space
- Metric space: $d(x,y) = 0$ iff $x = y$, symmetry, and the triangle inequality; pseudometric and ultrametric
- The natural logarithm as the inverse of the exponential function
- The polar surface set function on the unit sphere
- Real powers for positive bases, with the zero-base positive-exponent convention
- Spherical averages and local ball means in Rn
- Surface integration on compact C1 hypersurfaces
- Submersions and immersions between Euclidean open sets
- The Jacobian matrix of partial derivatives and the gradient in the scalar-valued case
- Regular and critical points, regular and critical values, and level sets
- For a natural $n \ge 1$ the function $x \mapsto x^{n}$ is differentiable everywhere with derivative $\iota(n)\,x^{\,n-1}$; for $n = 0$ it is the constant $1$, with derivative $0$; for a natural $n \ge 1$ the function $x \mapsto x^{-n}$ is differentiable at every $x \ne 0$ with derivative $-\iota(n)\,x^{-n-1}$; consequently every polynomial function is differentiable at every real, with the derivative computed term by term
- Euclidean balls have positive finite Lebesgue measure
- Agreement with the existing polar sphere measure
- The finite and reverse triangle inequalities for a norm; and for $n \ge 1$ every norm $N$ on $\mathbb{R}^n$ satisfies $N(x) \le C\lVert x\rVert_1$ and is Lipschitz, hence continuous, for $d_2$
- An isometric embedding is injective and carries the metric topology of the source onto the subspace topology of its image
- The Laplace fundamental solution is harmonic off its pole
- $\mathbb{R}^n$ as the set of functions $n \to \mathbb{R}$, and $d_1$, $d_2$, $d_\infty$ are metrics on it
- Every nonzero natural number is a successor
- Inverses of positives are positive, and reciprocation reverses order
- The standard list $e : n \to F^{n}$ with $e_i(i) = 1_F$ and $e_i(j) = 0_F$ for $j \ne i$ is an ordered basis of $F^{n}$; hence $\dim_F F^{n} = n$, and $F^{0}$ is the zero space with basis $\varnothing$ and dimension $0$
- Multiplying inequalities of positives
- Sums, scalar multiples, products and quotients: $(f+g)'(c) = f'(c) + g'(c)$, $(\alpha f)'(c) = \alpha f'(c)$, $(fg)'(c) = f'(c)g(c) + f(c)g'(c)$, and $(f/g)'(c) = \bigl(f'(c)g(c) - f(c)g'(c)\bigr)/g(c)^{2}$ when $g(c) \ne 0$
- The chain rule for total derivatives: $D(g\circ f)(a)=Dg(f(a))\circ Df(a)$
- For a metric space with its metric topology, compactness in the topological sense is compactness in the metric sense, and the two notions of compact subset coincide
- If all partial derivatives exist on a neighbourhood and are continuous at a point, then the map is totally differentiable there with Jacobian derivative
- A continuous map has Borel preimages of Borel sets
- Differentiation under the integral sign
- For a nonempty subset of $\mathbb{R}^n$ with $n\ge1$, compactness, closedness and boundedness, pseudocompactness, and attainment of extrema by every continuous real-valued function are equivalent
- Heine-Cantor: a continuous map from a compact metric space to any metric space is uniformly continuous
- The principle of mathematical induction
- The modulus of an integral is bounded by the integral of the modulus
- Integral invariance under measure-preserving maps
- The Lebesgue integral is linear on $L^1(\mu)$
- Continuity and derivatives of positive-base real powers
- The exponent, product, quotient, and iterated-power laws for positive real bases and real exponents
- Spherical mean-value property for harmonic functions
- A total derivative computes every directional derivative, and its matrix is the Jacobian
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Sources
- Gerald Teschl, Partial Differential Equations: From Classical to Modern (archived author manuscript) (standard reference, not scraped)
- John K. Hunter, Notes on Partial Differential Equations (2014) (standard reference, not scraped)