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Newton shell theorem from harmonic mean values

Example

Assume Countable Choice, let n≥3, R>0, and let M∈R. Write SR=∂BR(0) for the sphere carrying the uniform surface-mass measure M∣SR∣−1dS. For every x with ∣x∣≠R, define U(x)=M∣SR∣∫SRΦ(x−y) dSy, where Φ(z)=∣z∣2−n/((n−2)ωn−1) and ωn−1=∣Sn−1∣. Then U(x)={MΦ(x),∣x∣>R,MΦ(R),∣x∣<R. Here Φ(R) denotes the radial value R2−n/((n−2)ωn−1). The claim includes M=0 and makes no assertion at the shell ∣x∣=R.

Facts & Assumptions

Given: ACω, n≥3, R>0, M∈R, and the kernel fixed by Fundamental solution for the positive operator minus Laplacian.

[A1]

The Axiom of Countable Choice is written ACω (The Axiom of Countable Choice (ACω)).

[F1]

For n≥3 and z≠0, Φ(z)=∣z∣2−n/((n−2)ωn−1) (Fundamental solution for the positive operator minus Laplacian). In particular Φ is even and invariant under every Euclidean isometry fixing the origin.

[F2]

The kernel is smooth and harmonic away from its pole (The Laplace fundamental solution is harmonic off its pole).

[F3]

Chart surface measure agrees with polar sphere measure, is invariant under orthogonal maps, and scales under θ↦a+Rθ by Rn−1 (Agreement with the existing polar sphere measure).

[F4]

The polar sphere measure is σ, and the spherical average is Mg(a,r)=ωn−1−1∫Sn−1g(a+rθ) dσ(θ) (The polar surface set function on the unit sphere, Spherical averages and local ball means in Rn).

[F5]

If g∈C2(Ω) is harmonic and Br(a)‾⊆Ω, then g(a)=Mg(a,r) (Spherical mean-value property for harmonic functions).

[F6]

Surface integration on a compact embedded C1 hypersurface is defined by chart integration; signed integrals are defined when the absolute integral is finite (Surface integration on compact C1 hypersurfaces).

[F7]

Under ACω, each positive-radius Euclidean ball has positive finite Lebesgue measure (Euclidean balls have positive finite Lebesgue measure).

[F8]

A positive-radius Euclidean sphere is compact and is a compact embedded C1 hypersurface: Sr=F−1(r2) for F(y)=⟨y,y⟩, whose continuous coordinate partials give the total derivative DF(y)h=2⟨y,h⟩ with DF(y)y=2r2≠0 on Sr, so r2 is a regular value and the regular-level graph theorem supplies the local C1 charts required by the chart surface integral of [F6] (Euclidean spheres and closed balls as subspaces of Rn, For n≥1, every Euclidean closed ball and every Euclidean sphere of positive radius is compact, A regular level set is locally a Ck graph of dimension m−n, Regular and critical points, regular and critical values, and level sets, Submersions and immersions between Euclidean open sets, The Jacobian matrix of partial derivatives and the gradient in the scalar-valued case, If all partial derivatives exist on a neighbourhood and are continuous at a point, then the map is totally differentiable there with Jacobian derivative, For a natural n≥1 the function x↦xn is differentiable everywhere with derivative ι(n) x n−1; for n=0 it is the constant 1, with derivative 0; for a natural n≥1 the function x↦x−n is differentiable at every x≠0 with derivative −ι(n) x−n−1; consequently every polynomial function is differentiable at every real, with the derivative computed term by term, Sums, scalar multiples, products and quotients: (f+g)′(c)=f′(c)+g′(c), (αf)′(c)=αf′(c), (fg)′(c)=f′(c)g(c)+f(c)g′(c), and (f/g)′(c)=(f′(c)g(c)−f(c)g′(c))/g(c)2 when g(c)≠0, The Euclidean inner product ⟨x,y⟩=∑k<nxkyk on Rn).

[F9]

A parameter integral may be differentiated when each slice is integrable, the integrand is differentiable almost everywhere in the parameter, its derivative is measurable, and one integrable majorant bounds all parameter derivatives (Differentiation under the integral sign).

[F10]

Integrable real-valued functions have finite integrals when their absolute values are integrable, and the integral is linear (Integrable real and complex functions, and their integrals, The Lebesgue integral is linear on L1(μ)).

[F11]

A C2 function has continuous coordinate derivatives through order two, and its Laplacian is the sum of its pure second coordinate derivatives (Ck maps and multi-index derivative notation in Euclidean space, Ck Euclidean maps and diffeomorphisms, The Laplacian of a C2 function and of a C2 vector field).

[F12]

The Euclidean inner product is symmetric, bilinear and positive definite, and its induced norm satisfies ∣x∣2=⟨x,x⟩ (The Euclidean inner product ⟨x,y⟩=∑k<nxkyk on Rn).

[F13]

Continuous maps between topological spaces have Borel preimages, so the continuous derivative integrands and continuous maps of the Borel shell are measurable (The Borel sigma-algebra of a topological space, Measurable spaces and measurable sets, A measurable function between measurable spaces, A continuous map has Borel preimages of Borel sets).

[F16]

For every real α, (rα)′=αrα−1 on r>0 (Continuity and derivatives of positive-base real powers).

[F18]
[F20]

The absolute value of an integral is bounded by the integral of the absolute value (The modulus of an integral is bounded by the integral of the modulus).

[F22]
[F26]

The natural numbers satisfy induction, and j↦j⋅1R is their canonical embedding in the real exponents (The principle of mathematical induction, The canonical natural ι(n)=n⋅1F of a field).

[F27]

Multiplying two nonnegative inequalities preserves the order (Multiplying inequalities of positives).

[F28]

Reciprocation reverses strict order between positive reals (Inverses of positives are positive, and reciprocation reverses order).

[F29]

Every nonzero natural is a successor (Every nonzero natural number is a successor).

Proof

1.1givenA1F2F3F6F7F8F15F18

Let SR=∂BR(0). By [F3] and [F7], its chart surface measure is ∣SR∣=Rn−1ωn−1=Rn−1n∣B1∣, which is finite and strictly positive. The sphere is a compact embedded C1 hypersurface by [F8], so [F6] defines the integral. The same scaling relation gives, for every continuous h on SR, 1∣SR∣∫SRh(y) dSy=1ωn−1∫Sn−1h(Rθ) dσ(θ). If ∣x∣≠R, the distance from x to SR is positive by [F15], so the integrand in the definition of U(x) is continuous and bounded on the compact shell; its integral is finite.

2.1givenA1F1F2F5F8step 1.1algebra

Suppose ∣x∣>R. Choose s with R<s<∣x∣ and put gx(y)=Φ(x−y) on Ω=Bs(0). The pole x lies outside Bs(0)‾, so [F1]–[F2] show that gx∈C2(Ω) and Δygx=0 there. The closed ball BR(0)‾ is compact and lies inside Ω by [F8]. Applying [F5] at its center and then the scaling identity of step 1.1 gives 1∣SR∣∫SRΦ(x−y) dSy=1ωn−1∫Sn−1Φ(x−Rθ) dσ(θ)=gx(0)=Φ(x). Multiplication by M proves the exterior formula, including M=0.

2.2givenA1F2F9F10F11F13F15F18F19F20F21F23step 1.1

Put V(x)=∣SR∣−1∫SRΦ(x−y) dSy for ∣x∣<R. Fix r<R. For ∣x∣≤r and y∈SR, R−r≤∣x−y∣≤R+r by [F15]. The closed annulus K={z:R−r≤∣z∣≤R+r} is bounded and closed by [F18], hence compact; it is nonempty since it contains Re1. All derivatives of Φ through order two are continuous and bounded on K by [F2] and [F18], and are uniformly continuous there by [F19]. As SR has finite measure by step 1.1, constant bounds on these derivatives are integrable majorants. The derivative integrands are Borel measurable because they are continuous on the shell. For each x∈Br(0), choose a parameter interval small enough that x+tei stays in Br(0). Apply [F9, F13] to each coordinate parameter, first to Φ(x−y) and then to each first derivative. This gives ∂iV(x)=1∣SR∣∫SR∂iΦ(x−y) dSy,∂j∂iV(x)=1∣SR∣∫SR∂j∂iΦ(x−y) dSy. For x,x′∈Br(0) and y∈SR, the points x−y,x′−y lie in K and have distance ∣x−x′∣. Uniform continuity [F19] therefore bounds each derivative-integrand difference uniformly in y by a modulus tending to zero with ∣x−x′∣. Applying [F20] and dividing by ∣SR∣ shows that each derivative integral is continuous in x. Since r<R was arbitrary, V∈C2(BR(0)) by [F11]. Each y∈SR is different from x; [F2] and [F10] now give ΔV(x)=1∣SR∣∫SRΔΦ(x−y) dSy=0. Thus V is harmonic inside the shell.

3.1givenA1F1F3F12F13F22F24step 1.1step 2.2algebra

The function V is radial. Indeed, take x,x′ with ∣x∣=∣x′∣<R. If x=x′, use the identity map. Otherwise set v=x−x′ and Qz=z−2⟨z,v⟩⟨v,v⟩v. Bilinearity of the inner product [F12] gives ⟨Qz,Qw⟩=⟨z,w⟩. Since ⟨Qz,v⟩=−⟨z,v⟩, the formula gives Q2z=z; hence Q is an orthogonal involution. Also 2⟨x,v⟩=⟨v,v⟩, hence Qx=x′. Thus Q maps SR onto itself. It is an isometry, hence continuous [F24], and [F13] makes it a Borel-measurable self-map. The unit-sphere invariance and radius-scaling clauses of [F3] imply that Q preserves the surface measure on SR, so it preserves surface integrals by [F22]. Using y=Qz and the radial formula [F1], V(x′)=1∣SR∣∫SRΦ(Qx−y) dSy=1∣SR∣∫SRΦ(Qx−Qz) dSz=1∣SR∣∫SRΦ(x−z) dSz=V(x).

4.1givenF11F12F14F15F16F17F21F25F26F27F28F29step 2.2step 3.1algebra

Write V(x)=v(∣x∣) on BR(0) and set v(r)=V(re1) for 0<r<R. By the chain and product rules [F14, F16], for ∣x∣=r>0, ∂iV(x)=v′(r)xir,∂iiV(x)=v′′(r)xi2r2+v′(r)(1r−xi2r3). Summing over i and using [F11] yields 0=ΔV(x)=v′′(r)+n−1rv′(r). Consequently (rn−1v′(r))′=0, so [F17] makes rn−1v′(r)=c on (0,R) for one constant c. By [F16], the derivative of v(r)−c2−nr2−n is zero; another application of [F17] gives v(r)=a+br2−n(0<r<R) for constants a,b. Since V is continuous at the origin by [F11, step 2.2], there are ρ>0 and C>0 such that ∣v(r)∣≤C for 0<r<ρ. Set m=n−2≥1. For any L>0 and 0<r<min⁡{1,L−1}, induction on k∈N proves 0<rk+1≤r: the base k=0 is r1=r by [F25]; if rk+1≤r, then multiplying by r>0 and using r<1 gives rk+2=rk+1r≤r2≤r by [F27]. Since m≥1, it is a nonzero natural; [F29] gives k∈N with m=σ(k), whose real exponent is k+1 by [F26]. Thus 0<rm≤r<L−1. By [F28], r2−n=r−m=(rm)−1>L. This is the quantified limit r2−n→+∞ as r↓0. If b≠0, choose L>(C+∣a∣)/∣b∣ and take r small enough to satisfy the preceding bound and r<min⁡{R,ρ}. Reverse triangle inequality [F15] gives ∣v(r)∣=∣a+br−m∣≥∣b∣r−m−∣a∣>C, a contradiction. Thus b=0, and V is constant throughout BR(0).

5.1givenA1F1F11step 1.1step 4.1algebra

At x=0, ∣y∣=R on SR, so [F1] gives V(0)=1∣SR∣∫SRΦ(−y) dSy=Φ(R). Step 4.1 makes this the value of V at every interior point. Since U=MV, the interior formula follows for every real M, including zero.

6.1givenA1F1F2F3F4F5F6F7cases

The outside and inside cases are disjoint and cover exactly the points ∣x∣≠R. At ∣x∣=R the pole lies on the shell, and the statement makes no claim there. The n≥3 assumption is used when the radial ODE produces r2−n and continuity at zero removes its singular term; dimensions one and two are outside this statement. Countable Choice is the sole set-theoretic assumption, carried by the cited kernel, surface/polar measure, spherical-mean and ball-measure interfaces [A1, F1, F2, F3, F4, F5, F6, F7]; the explicit differentiation and reflection calculations require no full Axiom of Choice. ∎

Source notes

Hunter, §2.1, Theorem 2.1 and equation (2.3) (PDF p.25), proves the spherical mean-value theorem from the divergence theorem. Hunter §2.7, equation (2.24) (printed p.36, PDF p.41), interprets the Newtonian potential as a continuous superposition of point-source potentials; it does not calculate this shell integral. Teschl §5.3, equation (5.24) (printed p.117), gives the equivalent fundamental-solution normalization. Teschl Problem 5.16 (printed p.122) is an exercise asking for exterior equality for a compactly supported rotationally symmetric volume density; it gives no proof and does not assert the surface shell statement. The inside constancy and the shell calculation are established above from local harmonicity, rotation invariance, the radial ODE, and the mean-value theorem.

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