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Local bifurcation normal forms and numerical certificates — Examples

1 · Prerequisites

2 · Summary

The examples separate the sign of the first Lyapunov coefficient from the mere presence of an imaginary eigenpair. They include both sides of the planar cubic Hopf normal form, a degenerate crossing, a symmetry-breaking imperfection, and an interval enclosure that must return inconclusive.

3 · Logical flowchart

4 · Definitions, theorems and proofs

None yet.

5 · Examples, counterexamples and false statements

ExampleConstruction: AI-generatedVerification: AI-generatedjudge pass (gpt-6-luna)Open item page →

An imaginary eigenvalue crossing with zero Lyapunov coefficient

Example

Consider the linear system x˙=μx−y,y˙=x+μy. The eigenvalues cross the imaginary axis transversely, but there is no isolated small cycle branch for nonzero μ.

Facts & Assumptions

Given: The linear system in the Example and the eigenvector normalization q∗q=p∗q=1.

[F1]

Hopf spectral and multilinear normal-form data: the first Lyapunov coefficient is computed from the second and third derivatives by the displayed formula.

Verification

1.1givenalgebra

Its Jacobian is [μ−11μ], with eigenvalues μ±i, so β′(0)=1. The vector field is linear; therefore B=0 and C=0.

2.1F1step 1.1algebra

By [F1], G21=0 and ℓ1=0. The nondegeneracy hypothesis of the generic Hopf theorem is therefore absent even though the eigenvalue crossing is transverse.

3.1step 1.1algebra∎

In polar coordinates R˙=μR and θ˙=1. If μ≠0, every nonzero radius changes strictly exponentially and cannot be periodic; if μ=0, every circle R>0 is periodic, so there is no isolated branch selected by crossing.

ExampleConstruction: AI-generatedVerification: AI-generatedjudge pass (gpt-6-luna)Open item page →

An interval containing zero makes a Hopf certificate inconclusive

Example

Use the planar cubic system x˙=μx−y+1200x(x2+y2), y˙=x+μy+1200y(x2+y2). Give its exact first Lyapunov coefficient the valid rational enclosure [−1/10,1/10], while all other certificate fields are exact or have strict enclosures.

Facts & Assumptions

Given: The system in the Example, ω0=1, its exact equilibrium and eigenpair records, and the stated proof-carrying interval certificate.

[F1]

Hopf spectral and multilinear normal-form data: with q∗q=p∗q=1, ℓ1=Re⁡G21/(2ω0).

[F2]

Validate a proof-carrying local Hopf certificate: the procedure returns inconclusive if the certified interval for ℓ1 intersects zero.

Verification

1.1F1givenalgebra

The Jacobian has eigenvalues μ±i, so β′=1; the normalized eigenvectors are q=p=(1,−i)T/2. The quadratic derivative vanishes. The cubic coefficient has c=1/200, so C(q,q,qˉ)=4cq, G21=4c=1/50, and ℓ1=1/100, which lies in [−1/10,1/10].

2.1F2step 1.1given∎

Every other field in the input record is valid and strictly separated as assumed, but the interval [−1/10,1/10] contains zero. Hence the interval for ℓ1 fails the strict nonzero test, and [F2] returns inconclusive rather than asserting a Hopf branch.

ExampleConstruction: AI-generatedVerification: AI-generatedjudge pass (gpt-6-luna)Open item page →

A constant imperfection removes the pitchfork's trivial branch

Example

For a fixed ε>0, consider the perturbed equilibrium equation F(x,μ,ε)=x3+μx+ε=0. This is a symmetry-breaking perturbation of the odd pitchfork equation x3+μx=0.

Here ε1/3 denotes the unique positive real number whose cube is ε.

Facts & Assumptions

Given: F(x,μ,ε)=x3+μx+ε with fixed ε>0.

[F1]

Scalar fold, transcritical, and symmetric pitchfork equilibrium branches: a pitchfork at x=0 requires the trivial branch F(0,μ)=0 and odd symmetry in x.

[F2]

The parametrized implicit function theorem with Ck regularity: if Fx is nonzero at an equilibrium, there is a unique smooth local equilibrium branch through it.

Verification

1.1F1givenalgebra

We have F(0,μ,ε)=ε≠0, and F(−x,μ,ε)+F(x,μ,ε)=2ε≠0. Thus both the trivial-branch and odd-symmetry hypotheses in [F1] fail at the former pitchfork point.

2.1F2givenalgebra∎

At μ=0, x∗=−ε1/3 is an equilibrium and Fx(x∗,0,ε)=3ε2/3>0. By [F2] it continues as a unique smooth simple equilibrium branch near (x∗,0); the equilibrium at the origin has disappeared.

ExampleConstruction: AI-generatedVerification: AI-generatedOpen item page →

A supercritical planar cubic Hopf bifurcation

Example

Consider x˙=μx−y−x(x2+y2),y˙=x+μy−y(x2+y2). The normal-form convention is that q∗q=p∗q=1 and ℓ1=Re⁡G21/(2ω0).

Facts & Assumptions

Given: The polynomial vector field in the Example, ω0=1, parameter μ, and the normalization q∗q=p∗q=1.

[F1]

Hopf spectral and multilinear normal-form data: ℓ1=Re⁡G21/(2ω0), with Aq=iω0q, A∗p=−iω0p, and q∗q=p∗q=1.

[F2]

A simple nondegenerate Hopf point creates a local periodic branch: for a C5 field with the stated local equilibrium and simple critical eigenvalue branches, a simple pair ±iω0 with ω0>0, no other imaginary-axis eigenvalues, β′(0)≠0, and ℓ1≠0, a small local cycle exists on the side βℓ1<0; it is radially stable for β>0, and with no transverse modes this is orbital asymptotic stability.

Verification

1.1givenalgebra

The origin is an equilibrium for all μ, and its Jacobian is A(μ)=[μ−11μ] with eigenvalues μ±i. Thus the critical pair is simple, β(μ)=μ, β′(0)=1, and there are no other eigenvalues.

1.2F1givenalgebra

At μ=0, take q=p=(1,−i)T/2. The quadratic derivative B is zero. For the cubic term − ∥(x,y)∥2(x,y), its symmetric third derivative is C(u,v,w)=−2((u⋅v)w+(u⋅w)v+(v⋅w)u), using the complex-bilinear extension of the real dot product. Since q⋅q=0 and q⋅qˉ=1, C(q,q,qˉ)=−4q, so G21=p∗C(q,q,qˉ)=−4.

2.1F1F2step 1.1step 1.2algebra

Therefore ℓ1=−2. The hypotheses of [F2] hold, and βℓ1<0 exactly when μ>0; since there are no transverse modes, the small cycle on that side is orbitally stable.

3.1step 1.1algebra∎

In polar coordinates R=x2+y2 the equations give R˙=μR−R3 and θ˙=1. For μ>0 the nonzero radial equilibrium is R=μ, and its radial derivative is μ−3R2=−2μ<0, verifying the stable cycle and period 2π.

ExampleConstruction: AI-generatedVerification: AI-generatedjudge pass (gpt-6-luna)Open item page →

A subcritical planar cubic Hopf bifurcation

Example

Consider x˙=μx−y+x(x2+y2),y˙=x+μy+y(x2+y2). This has the same eigenvalue crossing as the preceding cubic example but the opposite first Lyapunov sign.

Facts & Assumptions

Given: The polynomial vector field in the Example, ω0=1, and the normalization q∗q=p∗q=1.

[F1]

Hopf spectral and multilinear normal-form data: ℓ1=Re⁡G21/(2ω0) with the displayed normalized eigenvectors.

[F2]

A simple nondegenerate Hopf point creates a local periodic branch: a simple crossing with ℓ1≠0 has its local cycle on βℓ1<0; radial stability requires β>0.

Verification

1.1givenalgebra

The origin is an equilibrium and A(μ)=[μ−11μ] has eigenvalues μ±i. Hence β′(0)=1 and there is no transverse spectrum.

1.2F1givenalgebra

With q=p=(1,−i)T/2, B=0. The cubic vector field is ∥(x,y)∥2(x,y), so C(u,v,w)=2((u⋅v)w+(u⋅w)v+(v⋅w)u). Since q⋅q=0 and q⋅qˉ=1, C(q,q,qˉ)=4q and G21=4.

2.1F1F2step 1.1step 1.2algebra

Thus ℓ1=2>0, and [F2] gives a small branch only for μ<0; its radial multiplier is unstable because β<0.

3.1step 1.1algebra∎

Directly, polar coordinates give R˙=μR+R3 and θ˙=1. At μ<0, R=−μ is a radial equilibrium with derivative μ+3R2=−2μ>0, so the periodic orbit is unstable.

Sources