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Scale cocycles, finite scheme changes and controlled RG equations

1 · Prerequisites

2 · Summary

3 · Logical flowchart

4 · Definitions, postulates, theorems and proofs

DefinitionDefinition: AI-adaptedProof: AI-generatedprecheck passverified 2026-10-22 (gpt-6.1-sol)Open item page →

Formal scaling and renormalization cocycle

Definition

Assume Countable Choice.

Let M=R4 have Minkowski metric η=diag⁡(−1,1,1,1). A scalar local polynomial functional is a finite sum F(ϕ)=c+∑j=1N∫Mfj(x)Pj(jsjϕ(x)) d4x, where N is a finite nonnegative integer, ϕ∈C∞(M;R), c∈C, and fj∈Cc∞(M;C). For a finite integer sj≥0, the sj-jet is jsjϕ(x)=(∂αϕ(x))α∈{0,1,2,…}4, ∣α∣≤sj; each Pj is a complex polynomial in these finitely many jet coordinates. This is the local functional class used by the supplied scalar time-ordered system.

For every mass label m≥0, suppose a normalized scalar time-ordered system Tn(m) with the same local scalar contract is supplied. Define its coefficientwise formal S-map by Sm(V)=∑n=0∞1n!Tn(m)(V,…,V),T0(m)=1,T1(m)=id⁡. The series is formal in the interaction degree; no analytic convergence is asserted.

Use units c=ℏ=1, so the mass label m has mass dimension one. The scale parameter ρ>0 is dimensionless. On scalar field configurations put (Cρϕ)(x)=ρ−1ϕ(ρ−1x), the engineering scaling of a four-dimensional scalar field. For a mass-indexed family of functionals F=(Fm)m≥0, define (σρF)m=Cρ∗Fρ−1m,(Cρ∗F)(ϕ)=F(Cρ−1ϕ). Thus the component at mass m is pulled back from the component at mass ρ−1m; equivalently the mass label scales as m↦ρm. If A=(Am)m≥0 is instead a family of maps from local functionals (or their formal series) to local or microcausal functionals (or their formal series), define its induced scale conjugate, denoted σρAσρ−1, by (σρAσρ−1)m=Cρ∗∘Aρ−1m∘(Cρ∗)−1,(Cρ∗)−1=Cρ−1∗. Here the rightmost pullback acts on the input, the leftmost pullback acts on every output coefficient, and formal indeterminates are fixed. In particular the mass-m component of the scale-conjugated formal S-map is (σρSσρ−1)m=Cρ∗∘Sρ−1m∘(Cρ∗)−1. These functional and map actions are extended coefficientwise to formal series. They obey σ1=id⁡ and σρτ=σρστ; the dilation sends compact supports to compact supports and normalizes the proper orthochronous Poincare action.

For m≥0, ρ>0 and each n≥0, define the conjugated sequence of multilinear maps componentwise by Tn,ρ′(m)(F1,…,Fn):=Cρ∗ ⁣[Tn(ρ−1m)((Cρ∗)−1F1,…,(Cρ∗)−1Fn)]. For n=0 this means T0,ρ′(m)=Cρ∗1=1; for n=1 it gives T1,ρ′(m)=id⁡. Assume for every m≥0 and ρ>0 that this sequence, as well as the supplied sequence (Tn(m))n≥0, satisfies the normalized local scalar time-ordered-system contract for the same free data at mass m, after transporting the free data at mass ρ−1m by the stated pullback. This is the scale-admissibility condition on the sequences. Their formal S-maps are distinct objects: by multilinearity and coefficientwise pullback, the S-map of (Tn,ρ′(m))n≥0 is exactly (σρSσρ−1)m displayed above. Define Zρ=(Zρ,m)m≥0 by the componentwise equations Cρ∗∘Sρ−1m∘(Cρ∗)−1=Sm∘Zρ,m(m≥0), where each Zρ,m is the unique formal local map with identity linear term, supplied by the finite-renormalization comparison proposition under these hypotheses. The notation Zρ,m(V)=V+O(V2) means that all terms after the linear term have interaction degree at least two. This is a conditional definition: no existence of a time-ordered system for any particular model is asserted.

Facts & Assumptions

Given: Countable Choice, the mass-indexed normalized systems, and the scale-admissibility condition in the Definition.

[A1]

Assume Countable Choice The Axiom of Countable Choice (ACω) for the supplied scalar contraction contract and the given-systems comparison result. No new arbitrary graph extension is chosen in this scale-action construction.

[F1]

Local scalar time-ordered product contract: a scalar time-ordered system is a sequence of symmetric maps on compactly supported finite-jet polynomial functionals of a smooth real scalar field, with T0=1, T1=id⁡, and the stated causal, covariance, scaling, and formal unitarity conditions.

[F2]

Renormalization maps form a formal composition group: for two systems satisfying that contract for the same free data and first-order normalization, there is a unique formal local map Z(V)=V+O(V2) with S′=S∘Z; these maps preserve support and scalar Poincare covariance.

[F3]

Local scalar time-ordered product contract: for γ=(a,Λ) in the proper orthochronous Poincare group, (γ⋅ϕ)(x)=ϕ(Λ−1(x−a)) and (γ⋅F)(ϕ)=F(γ−1⋅ϕ).

[F4]

Local scalar time-ordered product contract: the time-ordered maps are equivariant under this action, as expressed by the covariance condition in its Definition.

Proof

technique · direct verification of the scaling action and conditional well-definedness

Given: [A1] and [F1]–[F4].

1.1givenF1F3F4algebra

Direct substitution gives CρCτϕ(x)=(ρτ)−1ϕ((ρτ)−1x)=Cρτϕ(x). Repeated chain rule gives ∂α(Cρϕ)(x)=ρ−1−∣α∣(∂αϕ)(ρ−1x), so field substitution preserves finite polynomial jets; positive dilations also send compact coefficient supports to compact sets. Thus the induced functional pullback preserves the local polynomial class and has inverse Cρ−1∗. The mass relabelling composes as τ−1ρ−1m=(ρτ)−1m, including m=0, so the functional action obeys σρτ=σρστ and σρ−1 is its inverse. The induced conjugations on map families obey the same composition law, because the pullbacks compose as Cρ∗Cτ∗=Cρτ∗ and the mass labels reindex in that same order. For Taϕ(x)=ϕ(x−a), direct substitution gives CρTaCρ−1=Tρa; scalar dilations commute with each Lorentz transformation. By [F3] this action normalizes the proper orthochronous Poincare group, and by [F4] conjugation preserves covariance of the time-ordered system.

2.1A1F1F2step 1.1

The displayed componentwise definition gives symmetric multilinear maps Tn,ρ′(m), and summing their diagonal values with coefficients 1/n! gives Cρ∗∘Sρ−1m∘(Cρ∗)−1 coefficientwise. At each mass component the sequences (Tn(m))n≥0 and (Tn,ρ′(m))n≥0 have the same free data and satisfy the normalization hypotheses of [F2] by the scale-admissibility condition in the Definition. Under [A1], applying [F2] gives a unique formal local map Zρ(V)=V+O(V2) preserving support and covariance and satisfying the displayed equation. This defines Zρ only under these hypotheses.

3.1A1F2step 1.1algebra∎

For ρ=1, step 1.1 gives σ1=id⁡, so the defining equation is S=S∘Z1. The identity map also satisfies the finite-renormalization conditions, and uniqueness in [F2] gives Z1=id⁡.

Remarks

The time-ordered systems and scale-admissibility condition are supplied inputs. Their comparison map is determined uniquely by a triangular coefficient recursion under Countable Choice from the actual contraction contract. Constructing time-ordered systems is a separate theorem with its own Choice hypotheses; no existence of a system for a particular model is asserted here.

PropositionStatement: AI-adaptedProof: AI-generatedprecheck passverified 2026-10-22 (gpt-6.1-sol)Open item page →

Scaling yields the twisted composition law

Statement

Assume Countable Choice.

Let Zρ be the mass-indexed formal renormalization map defined for the scale action σρ, ρ>0. For all ρ,τ>0, Zρτ=Zρ∘(σρZτσρ−1). If σρZτσρ−1=Zτ for every ρ,τ>0, this reduces to Zρτ=Zρ∘Zτ. No one-parameter subgroup law is asserted without this condition.

Facts & Assumptions

Given: Countable Choice, and the scale-indexed systems and formal maps in Formal scaling and renormalization cocycle, with ρ,τ>0.

[A1]

Assume Countable Choice The Axiom of Countable Choice (ACω) as required by the scalar contraction contract used to define the comparison maps.

[F1]

Formal scaling and renormalization cocycle: on a map family A=(Am)m≥0, the mass-m component of its induced scale conjugate is (σρAσρ−1)m=Cρ∗∘Aρ−1m∘(Cρ∗)−1, and σρτ=σρστ. In particular, at each m≥0, Cρ∗∘Sρ−1m∘(Cρ∗)−1=Sm∘Zρ,m, where Zρ=(Zρ,m)m≥0 and each Zρ,m is the unique local formal map with identity linear term supplied by the finite-renormalization comparison proposition.

Proof

technique · direct substitution followed by uniqueness

Given: [A1] and [F1].

1.1A1F1algebra

Under [A1], conjugating the defining equation for Zτ by σρ and using the group law for σ gives σρτSσρτ−1=σρ(S∘Zτ)σρ−1=(σρSσρ−1)∘(σρZτσρ−1)=S∘Zρ∘(σρZτσρ−1). The conjugated map is local, support-preserving, Poincare-covariant, and has identity linear term because σρ is an automorphism normalizing the Poincare action and Zτ has those properties.

2.1A1F1step 1.1algebra∎

The left side of step 1.1 also equals S∘Zρτ by [F1]. Both maps composed with S satisfy the same finite-renormalization conditions, so uniqueness in [F1] gives Zρτ=Zρ∘(σρZτσρ−1). When the conjugation action is trivial the factor in parentheses is Zτ, giving the stated special case.

Remarks

The mass label is part of the scale action. Suppressing it in the notation does not turn the cocycle into a group homomorphism; the required action on the renormalization maps remains explicit in the formula.

TheoremStatement: AI-adaptedProof: AI-generatedprecheck passverified 2026-10-22 (gpt-6.1-sol)Open item page →

One-coupling truncated RG flow and leading beta-coefficient invariance

Statement

Let ρ>0 be a dimensionless scale and put t=log⁡ρ∈R. Take I⊆R to be an interval containing 0. Let g:I→R be a differentiable real coupling and let b,g0∈R be dimensionless constants; require g to satisfy the truncated scalar initial-value problem dgdt=bg2,g(0)=g0. A solution through (0,g0) is maximal if there is no strictly larger interval J⊋I and solution G:J→R of the same initial-value problem with G∣I=g. If c:=bg0=0, the unique maximal real solution is g(t)=g0 on R. If c≠0, the unique maximal solution through t=0 is g(t)=g01−bg0t on (−∞,c−1) when c>0 and on (c−1,∞) when c<0.

For the formal beta-series calculation, let u be an indeterminate and work in R[[u]]. Write β(u)=bu2+O(u3) and let Φ(u)=u+au2+O(u3) be an invertible formal change of dimensionless coupling, with dimensionless a∈R. The notation O(uk) means an element of ukR[[u]], so its terms have degree at least k; the real trajectory g(t) is distinct from the formal indeterminate u. Put u~=Φ(u), let Φ′ be the termwise formal derivative, and define the transformed formal vector field in R[[u~]] by β~(u~)=(Φ′(u)β(u))∣u=Φ−1(u~). The quadratic coefficient of β~ is b. The real ODE is exact only for the displayed truncation; neither it nor the formal scheme-change statement determines b from a QFT graph or bounds omitted higher-order terms. Its pole is a property of this truncated equation, not a theorem about an ultraviolet completion.

Facts & Assumptions

Given: b,g0∈R, c=bg0, dimensionless ρ>0 with t=log⁡ρ, and the formal change Φ(u)=u+au2+O(u3) in R[[u]].

[A1]

The vector field is the prescribed truncation F(t,g)=bg2 on D=R2; no higher-order beta coefficients or measured coupling are specified.

[A2]

The formal beta transformation is defined in R[[u]] by push-forward under the invertible formal series Φ; its termwise derivatives and substitutions are coefficientwise, and no formal series is assumed to converge.

[F1]

The Statement takes ρ>0 dimensionless and t=log⁡ρ, and separates the real trajectory g(t) from the formal indeterminate u∈R[[u]]. The scalar coefficient b is prescribed independently; no renormalization cocycle or QFT coefficient calculation is assumed.

[F2]

First-order systems, initial value problems, and solutions on intervals: a solution on an interval is a differentiable real function satisfying the stated equation and initial condition.

[F3]

Local Lipschitz continuity in the state variable, locally uniform in time and parameters: a vector field is locally Lipschitz in the state variable when one finite Lipschitz constant works on each compact time-state cylinder.

[F4]

Picard-Lindelöf local existence and uniqueness for first-order systems: a continuous vector field locally Lipschitz in the state variable has a unique local solution, and two solutions with the same initial data agree on every common interval containing the initial time.

Proof

technique · direct verification of the rational solution, ODE uniqueness, and formal re-expansion

Given: [A1]–[A2] and [F1]–[F4].

1.1A1F1F2algebra

Under [A1], [F1] fixes t=log⁡ρ as the dimensionless scale coordinate and the vector field is the prescribed F(t,g)=bg2. If c=0, the constant function g(t)=g0 has derivative zero and bg02=0, so it solves the IVP on all of R. If c≠0, set γ(t)=g0/(1−ct) on the interval specified in the Statement. For every interior t, γ(t+h)−γ(t)h=g0c(1−ct)(1−c(t+h))⟶g0c(1−ct)2=bγ(t)2, and γ(0)=g0, so it solves the IVP.

2.1A1F2F3F4step 1.1

The vector field F(t,x)=bx2 is continuous on the open domain D=R2. On any compact time-state cylinder with ∣x∣,∣y∣≤R, ∣F(t,x)−F(t,y)∣=∣b∣∣x−y∣∣x+y∣≤2∣b∣R∣x−y∣, so it is locally Lipschitz in the state variable by [F3]. Uniqueness from [F4] shows that every solution through (0,g0) agrees with step 1.1 on its common interval. If c≠0, any strictly larger interval containing the stated interval must contain c−1. A solution G on such an interval would be continuous at c−1, while uniqueness forces G=γ on the original interval and ∣γ(t)∣→∞ as t approaches c−1 from within it, a contradiction. When c=0, the constant solution already exists on all of R. These facts establish the stated maximal intervals.

3.1A2algebra∎

Termwise differentiation in R[[u]] gives Φ′(u)=1+2au+O(u2). Since Φ has linear term u, recursive coefficient matching gives Φ−1(u~)=u~+O(u~2), hence u2=u~2+O(u~3). Therefore Φ′(u)β(u)=bu2+O(u3) and re-expression in u~ yields β~(u~)=bu~2+O(u~3). The coefficient b is unchanged; no coefficient at higher order is determined here.

Remarks

The adjacent Low-momentum matching has a controlled remainder is a separate spectral remainder estimate under its low-energy band hypothesis. It supplies no estimate for omitted terms in this beta truncation. This theorem derives no numerical QED beta coefficient and identifies no scheme parameter with a measured observable. The context of Formal scaling and renormalization cocycle motivates the logarithmic scale convention; the present theorem uses that convention directly and assumes no existence of a renormalization map or time-ordered system.

5 · Examples, experiments and counterexamples

None yet.

Sources