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Shelah's Baire-Property Model and Inner-Model Lower Bounds — Examples
1 · Prerequisites
- Absolute and Conditional Convergence; Rearrangement; Products
- Areas of Elementary Plane Figures
- Arithmetization, Incompleteness, and Relative Consistency
- Binary Operations, Monoids, Groups and Subgroups
- Boolean Algebras, Stone Duality, and the Prime Ideal Theorem
- Borel and Analytic Sets, Perfect Sets, and Determinacy
- Cardinal Arithmetic, Cofinality and the Alephs
- Choice Strength in Baire, Urysohn, Stone, and Tychonoff
- Club, Stationary Sets, and Pressing Down
- Compactness
- Compactness in Metric Spaces
- Complete Metrizability, Čech-Completeness, and Baire Category
- Completeness, Completion, and Uniform Continuity
- Condensation, GCH, and Diamond in L
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Continuity, IVT, EVT, and Uniform Continuity
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Countability Axioms and Cardinal Functions
- Deduction, Soundness, Completeness, and Compactness
- Density Separability and Convolution in Lᵖ
- Dependent Choice and the Complete-Metric Baire Theorem
- Determinants of Matrices over a Commutative Ring
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Dual Spaces, Bilinear and Quadratic Forms, and Sylvester's Law of Inertia
- Filters and Ultrafilters
- Finite Counting, Factorials and Binomial Coefficients
- Finite-Support Iterations and Martin's Axiom
- Forcing Orders, Names, and Generic Extensions
- Formal Set-Theoretic Syntax, Structures, and Satisfaction
- Foundations of the Real Numbers for Analysis
- Fubini and Change of Variables
- Gaussian Elimination, Elementary Matrices and Reduced Row Echelon Form
- Group Actions, Orbits, Stabilisers and Cayley's Theorem
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Infinite Product Measures and Kolmogorov Extension
- Inner Product Spaces, Gram-Schmidt, Projections and Adjoints
- Large Cardinals, Measures, and Elementary Embeddings
- Lebesgue Measure on Euclidean Space
- Limits of Real Functions
- limsup, liminf, and Subsequential Limits
- Linear Independence, Bases and Dimension
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Matrices, the Matrix of a Linear Map, and Change of Basis
- Measurable Functions and Simple Approximation
- Measures and Their Basic Properties
- Metric Spaces
- Mixed Partials, Taylor Formulae, and Extrema
- Monotone Functions, Discontinuities, and Continuity Sets
- Monotone Sequences, Bolzano-Weierstrass, and Cauchy Completeness
- Non Measurable Sets and the Cost of Choice
- Normal Subgroups and Quotient Groups
- Order, Zorn's Lemma, and the Axiom of Choice
- Ordinal Arithmetic and the First Uncountable Ordinal
- Ordinals, Cardinals, and Transfinite Recursion
- Outer Measure and the Caratheodory Extension Theorem
- Polynomial Rings, the Division Algorithm and Roots
- Power Series and Real-Analytic Functions
- Preservation, Cohen Forcing, and the Continuum
- Product Measures and the Fubini Tonelli Theorems
- Properties of the Integral and the Working FTC
- Reflection, Absoluteness, and Elementary Submodels
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Rⁿ as a Normed Space; Vector-Valued Functions
- Roots, Rational Powers, and Classical Inequalities
- Separation Axioms: the Hierarchy
- Sequences and Limits
- Sequences and Series of Functions; Uniform Convergence
- Series: Convergence and the Nonnegative Tests
- Set-Theoretic Trees, Delta Systems, and Diamond
- Shelah's Baire-Property Model and Inner-Model Lower Bounds
- Sigma Algebras and Borel Sets
- Simple Field Extensions and the Construction of the Complex Numbers
- Solovay's Model and Regularity of All Sets of Reals
- Subspaces, Products, and Quotients
- Suprema and Infima
- Symmetric Groups, Cycle Decomposition and the Sign Homomorphism
- The Arithmetical Hierarchy and Post's Theorem
- The Cantor Set, Baire Category, and Measure Zero in ℝ
- The Constructible Hierarchy and Inner Models
- The Derivative and the Mean Value Theorems
- The Determinant of a Linear Operator, Cofactors and Cramer's Rule
- The Exponential Function
- The Forcing Theorem and Formal Consistency Transfer
- The Lebesgue Integral and the Convergence Theorems
- The Logarithm and General Powers
- The Lᵖ Spaces Holder Minkowski and Riesz Fischer
- The Maximal Function and Lebesgue Differentiation
- The Riemann Integral in Rᵐ and Jordan Content
- The Riemann Integral: Definition and Integrability
- The Topology of Euclidean Space
- The Total Derivative in ℝᵐ → ℝⁿ
- The ZFC Axioms and the Basic Set Constructions
- Topological Spaces and Continuity
- Topology of ℝ
- Triangularisation, Generalised Eigenspaces and Jordan Canonical Form
- Vector Spaces, Linear Subspaces, Span and Direct Sums
- Weak Choice Principles and Sierpiński's Theorem
- Well-Founded Relations, Rank, and the Cumulative Hierarchy
2 · Summary
The examples display the concrete computations behind the two branches. Under its displayed matched-width hypothesis, the universal-meagre example grafts the finitely many sections of an old nowhere-dense tree onto distinct sections of a stronger witness tree, assigns the resulting prefix permutations their indices in the canonical enumeration, and shows that the direct extension forces the old body into a finite subunion of the generic meagre envelope. The general assertion is supplied by the absorption lemma, and the example also includes an unconditional level-by-level display for the singleton . The Raisonnier example produces the cofinite tails as members of from the cylinder covers of the constructible reals, and the capture example computes the tail intersections for the constant block function and verifies that the capture indices are eventual rather than pointwise. The sweet-amalgam example instantiates the amalgamation, modulus, class and complete embedding data for two sweet models over a common complete subalgebra.
The false statement records the exact contrast between the two regularity properties: ZFC alone suffices for the relative consistency of the all-Baire-property model, while universal measurability is equiconsistent with an inaccessible, and a single relative model satisfies the first without the second. It makes no separate claim that one bare consistency statement cannot imply another.
3 · Logical flowchart
4 · Definitions, theorems and proofs
None yet.
5 · Examples, counterexamples and false statements
A universal-meagre stage absorbs an old nowhere-dense tree
Example
Let be an old perfect nowhere-dense binary tree and let be a condition. The absorption lemma gives a direct extension whose generic F-sigma code contains . When the two trees have a level beyond at which the witness tree has at least as many nodes as , the extension has the explicit finite graft below. The singleton closed nowhere-dense set has a separate one-node perfect graft, displayed level by level below; its prefix tree is not called perfect. Below the distinguished weakest condition, first take the explicit nontrivial condition of the UM definition.
Verification
Given: A condition of and an old perfect nowhere-dense tree , with the generic tree of Shelah's universal-meagre forcing.
[F1] Shelah's universal-meagre forcing: conditions, order, and the containment of every witness tree of a generic condition in the generic tree.
[F2] A universal-meagre generic absorbs old nowhere-dense sets: the meagre envelope is formed from a fixed canonical enumeration of all finite-prefix rearrangements of the generic tree.
[F3] Trees and their bodies: tree bodies and prefix closure; the section and graft formulas are verified below.
[F4] Nowhere dense, meagre, residual, and comeagre subsets of a topological space: nowhere density means that the closure has empty interior; a finite union of closed nowhere-dense sets is closed nowhere dense, since any cylinder can be refined successively to avoid each of the finitely many sets.
For the explicit matched-width case, fix a level satisfying ; this is an additional hypothesis for the display, not a consequence of perfection. Write and choose distinct .
Let be the set of all nodes of together with all nodes for tails satisfying , together with their initial segments; that is, replace the prefix by rather than concatenate the full old word. Prefixes shorter than already lie in . Then is a tree containing , its recorded initial tree through height is , it is perfect because the nodes of keep their splitting extensions and each inherits the splitting of the perfect tree below , and it is nowhere dense because its body is the union of the nowhere-dense set with the finitely many homeomorphic images of the closed nowhere-dense sets . Hence is a direct extension of .
For every there is exactly one with and . Let be the full level- permutation swapping with (the identity if they agree) and leaving all other level words and all subsequent tail bits unchanged. Since [F2] fixes an enumeration of every finite-prefix rearrangement, define to be the least with . Then , because the graft is recorded in the witness tree and every witness tree of a condition in the generic filter is contained in the generic tree. Hence , and the condition forces a finite subunion of the countable meagre envelope of the absorption lemma.
Singleton case displayed level by level: for , choose , a node , and let . Its body contains , has arbitrarily late free odd coordinates and is nowhere dense because a later even coordinate can be set to ; graft below , so . At every level the graft contributes the nodes with (some may already belong to ). The body remains nowhere dense by the finite-union argument of step 1.2; no same-level sibling of is required. The full prefix permutation swapping and sends the grafted branch to , so , and this single finite substitution is the whole code at this stage.
The general existence assertion is the exact content of [F2]. Under the additional matched-width hypothesis, steps 1.1--1.3 exhibit the finite graft explicitly, and step 2.1 supplies the unconditional singleton instance. No claim is made that perfection alone yields the width comparison or that the generic tree itself contains every old tree.
Cylinder covers generate the Frechet tails in the Raisonnier filter
Example
For fixed , enumerate the finitely many length- binary strings and use their cylinders as a countable cover of . Any two distinct reals in one cylinder first differ at a coordinate at least . Hence belongs to , concretely demonstrating that extends the Fréchet filter.
Verification
Given: A real , a natural number , and the Raisonnier family of the definition item.
[F1] Rapid filters and the Raisonnier family: cylinders, the first-difference function and the defining cover criterion for F(x).
Let enumerate all binary strings of length in the canonical order and put for , padded by empty sets for . Every real in extends exactly one of the listed strings, so ; this is a countable cover of the required kind.
If both lie in one cylinder with , then and agree on all coordinates below . Their first differing coordinate is therefore at least , so the prefix length defined by [F1] satisfies , and in particular .
Therefore by the defining cover criterion, for every , so contains the Fréchet filter.
The case is included: the unique length- string has cylinder , every pair of distinct reals in it has first differing prefix length at least , and the cover is the single set padded by empty sets, giving .
The steps above exhibit the cofinite tails as members of through explicit cylinder covers, which is the claim.
Uniform null capture for a constant block function
Example
For the constant function , the uniform capture lemma assigns a null set . Whenever an open of measure below one contains , the associated finite capture sets satisfy for all sufficiently large .
Verification
Given: The constant function , , and an open set of coin measure below one.
[F1] Uniform null G-delta sets capture block functions: for every there is a uniformly assigned null set , and if an open of measure below one contains , then the finite capture sets satisfy for all sufficiently large .
Apply [F1] to the constant function . It supplies the uniformly assigned set and says directly that is a null .
Since the given is open, has measure below one, and contains , the capture clause of [F1] gives for all sufficiently large . Because for every , this is exactly eventually.
Thus [step 1.1] gives the claimed null , and [step 1.2] gives the claimed eventual, rather than pointwise, capture of the constant function.
False: the all-Baire-property model needs an inaccessible
Statement
False: an inaccessible-cardinal hypothesis is needed as an upper-bound assumption to establish the relative consistency of a model of ZF+DC in which every set of reals has the Baire property. In fact Con(ZFC) already implies the consistency of that theory, whereas making every set of reals Lebesgue measurable is equiconsistent with an inaccessible cardinal. This refutes the claimed need for that stronger hypothesis; it does not assert the separate metatheoretic negation of .
Facts & Assumptions
Given: The equiconsistency theorems of this pair and the separation theorem.
The exact equiconsistency of ZFC and the all-Baire-property model: the equiconsistency of ZFC with ZF+DC plus universal Baire property.
Exact equiconsistency of universal measurability and an inaccessible: the equiconsistency of universal measurability with an inaccessible.
Shelah's model separates universal Baire property from universal measurability: the separating model with Baire property but not measurability.
Refutation
The claim under refutation is the usual relative-consistency assertion that an inaccessible-cardinal hypothesis is needed to obtain the all-Baire-property model. To refute that requirement it suffices to produce the model relative to ZFC alone. This reading is weaker than, and must not be replaced by, the formal assertion that the target theory's consistency disproves the consistency of ZFC plus an inaccessible.
By The exact equiconsistency of ZFC and the all-Baire-property model, the theory ZF+DC plus "every set of reals has the Baire property" is equiconsistent with ZFC alone: in particular, The construction therefore needs no inaccessible-cardinal assumption, which refutes the requirement fixed in step 1.1. Equiconsistency with ZFC by itself does not prove that the target consistency fails to imply the consistency of a stronger theory, and no such claim is used here.
The comparison with measurability is a separate calibration: by Exact equiconsistency of universal measurability and an inaccessible, universal Lebesgue measurability is equiconsistent with ZFC plus an inaccessible cardinal. This fact neither supplies a separating model nor, by itself, proves a strict nonimplication between the two bare consistency statements; no such inference is made here.
The semantic separation is also witnessed: by Shelah's model separates universal Baire property from universal measurability there is, relative to , a model of ZF+DC in which every set of reals has the Baire property and some set of reals is not Lebesgue measurable. This shows that the two regularity assertions themselves separate; it is not offered as a proof that one formal consistency statement fails to imply another.
Steps 1.2 and 1.3 refute the alleged need to assume an inaccessible in the relative-consistency construction and identify the established equiconsistency calibrations; step 1.4 supplies the semantic contrast. No lower bound for measurability transfers to the Baire property, and no unproved nonimplication between bare consistency statements is asserted.
Amalgamating two sweet models over a common complete subalgebra
Example
Let and be sweetness models whose complete Boolean algebras share a common complete subalgebra , with contained in and in . Then the amalgam is sweet: below each admitted pair in the canonical dense set there is a least admission modulus, and the equivalence relations obtained by shifting the two factor relations by that modulus have countably many downward-directed classes and satisfy the sweetness diagonal and transfer clauses. The canonical embeddings of and into the amalgam are complete, and is ccc because every sweet forcing is ccc.
Verification
Given: Sweetness models and , named complete embeddings of the complete algebra into both Boolean completions, and the positive forcing with those two images identified.
[F1] Shelah sweetness models for forcing: the sweetness clauses and the extension relation.
[F2] Sweet density transfers along complete suborders: the two-part uniformity and density conclusion of Claim 7.4 used to synchronize the quotient witnesses in both coordinates.
[F3] Shelah amalgamation preserves sweetness: the amalgam classes and the denseness of the amalgam data.
[F4] Sweet forcings are countable unions of directed sets and ccc: completeness of suborders and the sigma-directed decomposition.
The amalgam data are those of [F3]: consists of the pairs admitted by a common positive -condition and is ordered coordinatewise. Its canonical dense subset is The denseness assertion already includes the synchronization of the two quotient witnesses; it is not inferred from coordinatewise denseness alone.
For , let be the least such that every pair with is admitted. Existence is the double application of [F2] in the proof of [F3]: a countable directed cover of is used first for and then, after retaining the dense subfamily below the admission witness, for . Two reductions in the same directed piece have a common strengthening and hence admit the perturbed pair. The least number depends only on the two equivalence classes and admission, not on a chosen witness.
No partial-isomorphism extension theorem is needed. The theorem [F3] applies directly to the two named complete embeddings of the arbitrary common complete subalgebra . The weak-coordinate maps give complete canonical copies of both factors in the full amalgam, independently of whether those canonical conditions belong to the selected dense presentation .
If has in both coordinates, then the relevant factor classes are unchanged and minimality gives . Hence [F3] defines These relations refine with , have countably many classes, and every class is downward directed. In particular every two members of one -class are compatible. The diagonal and transfer assertions are the coordinatewise sweetness clauses combined with the same common-admission property; they are not consequences of pairwise compatibility alone.
The canonical embeddings are complete by the exact conclusion of [F3]; no countable-generation hypothesis on is present in that theorem.
Countable chain condition: the amalgam is sweet by [F3] and step 2.1, and a sweet forcing is a countable union of directed sets, hence ccc by [F4].
The steps above exhibit the intrinsic least modulus, the -classes, the two canonical complete embeddings and the ccc conclusion for the amalgam over an arbitrary common complete subalgebra, verifying the claimed instance.