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Upper semicontinuity of fibre cohomology dimensions
Statement
Assume the Axiom of Choice and the Axiom of Dependent Choice (The Axiom of Choice, The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain), inherited from the perfect-complex construction cited below. Let be a proper morphism of finite presentation (Proper morphisms, Locally finite presentation morphisms) with an arbitrary scheme, and let be a coherent -module (Coherent module sheaves) that is flat over : for every the stalk is a flat module over the local ring (Flat and faithfully flat modules and ring homomorphisms, A local ring is a nonzero commutative ring with a unique maximal ideal). By [F2] such an is finitely presented.
For let be the residue field (The residue field at a point of an affine scheme), let be the fibre of over with projection (Base change of objects, morphisms and properties), and let (Pullback of a module along a morphism of ringed spaces). Then for every integer the function is finite-valued, and, regarded as a real-valued function via the inclusion , it is upper semicontinuous in the sense of Upper semicontinuous real map on a topological space: for every the strict sublevel set is open in , equivalently every superlevel set is closed. Equivalently, and this is the form proved below, every point has an open neighbourhood with for all .
The empty source , the zero sheaf , the empty base , the degree , a perfect complex concentrated in degree , an affine or non-Noetherian base and the case for some or all are included. No Noetherianness, projectivity, flatness of or finite-dimensionality hypothesis beyond the stated ones is imposed, and no hypothesis at all is imposed on the cohomology and base-change maps of Cohomology and base change for proper flat coherent families: coherence of enters only through the finite presentation supplied by [F2].
Facts & Assumptions
Given: The Axiom of Choice and the Axiom of Dependent Choice, a proper morphism of finite presentation with arbitrary, a coherent -module flat over , an integer , and a point .
Properness, finite presentation and affine charts: a proper morphism is separated, of finite type and universally closed; a morphism of finite type is quasi-compact; every point of a scheme has an affine open neighbourhood, so there is an affine open containing ; the points of are the primes , with residue field ; the open subscheme represents the fibre product , its structure morphism is proper, and base change of a locally finitely presented morphism is again locally of finite presentation, so is proper of finite presentation. (Proper morphisms, Locally finite type and finite type morphisms, Quasi-compact and quasi-separated morphisms, Locally finite presentation morphisms, Schemes, The underlying space of an affine spectrum, The residue field at a point of an affine scheme, Affine open subschemes, Restricting fibre products to open subschemes, Properness survives arbitrary base change, Local finiteness conditions under base change)
Coherence implies finite presentation: a coherent -module is quasi-coherent of finite type, and the kernel of every morphism is of finite type; hence on an affine open with and finitely generated, the kernel of a surjection is finitely generated and is finitely presented, so is finitely presented; restrictions of coherent modules to open subschemes are coherent. (Coherent module sheaves, Finite type and finitely presented module sheaves, Quasi-coherent module on a scheme, Kernel sheaves are objectwise, while cokernels and images are sheafified, Finitely presented modules and finitely presented algebras, Affine quasi-coherent sheaves are modules)
The universal perfect complex: for the commutative ring , the proper morphism of finite presentation and the finitely presented module that is flat over (each stalk flat over the corresponding base local ring), there are an integer and a bounded complex of finitely generated projective -modules, concentrated in degrees and finite free in positive degrees, with canonical isomorphisms for every -algebra and every , natural in ; here is the termwise tensor complex and is the cohomology object of a cochain complex. The Axiom of Choice and the Axiom of Dependent Choice are inherited from this supplier. (Universal finite projective cohomology complex over any base, The tensor product of a right and a left chain complex is totalized by direct sums with the Koszul differential, Cohomology object of a cochain complex, Base change of objects, morphisms and properties, Pullback of a module along a morphism of ringed spaces, The Axiom of Choice, The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain)
Open restriction commutes with base change: for a morphism , an open and the open subscheme representing , and for every -scheme whose structure morphism to factors through , there is a canonical identification compatible with the projections; consequently, for the fibre of at is canonically identified with the fibre of at , and under this identification the pullback of to the fibre of corresponds to the pullback of to the fibre of , by the composition rule for pullbacks of modules. (Restricting fibre products to open subschemes, Iterated base change, Base change of objects, morphisms and properties, Pullback of a module along a morphism of ringed spaces)
Cohomology is invariant under isomorphism: if a morphism of schemes is an isomorphism and the coefficient sheaves on source and target correspond under the pullback along it, then the pullback maps of sheaf cohomology along the isomorphism and along an inverse are mutually inverse, by the compatibility with composition and the identity clause of the variance of sheaf cohomology. (Variance of sheaf cohomology, Sheaf cohomology as right derived global sections)
Fibres of associated sheaves and quotients of finitely generated modules: let be a commutative ring, a finitely generated -module and a prime with ; then the canonical maps and are isomorphisms, and the fibre is canonically isomorphic to through the associativity and unit isomorphisms for tensor products. A quotient module of a finitely generated module is finitely generated: the images of any generating family generate the quotient. (The stalk of an associated sheaf is the localisation, Fibre of a module sheaf at a point, Localisation of modules is extension of scalars, Associativity of tensor products for compatible bimodules, The regular module is a tensor unit: and , Module sheaf on an affine scheme, The underlying space of an affine spectrum, Generated submodule, cyclic and finitely generated modules, module basis and free module, Quotient module with scalar multiplication on additive cosets)
Rank-nullity over a field and cokernels of linear maps: for a linear map of vector spaces over a field with finite-dimensional, where , and if is surjective then is finite-dimensional with ; dimensions of quotient spaces enter the proof only through this identity applied to surjections. For an -module homomorphism the cokernel is the quotient module , and the canonical projection is a surjective homomorphism with kernel ; over a field this is the quotient map of the vector space by its subspace , so the surjective form above applies with and . (Rank-nullity: , Rank and nullity of a linear map with finite-dimensional domain, Finite-dimensional vector space, and its dimension ; infinite-dimensional means having no finite basis, Module homomorphism and isomorphism, kernel, image and cokernel, Quotient module with scalar multiplication on additive cosets, The quotient vector space and its canonical projection, Coset equality, well-defined quotient operations, and the canonical projection with kernel )
Finitely generated projective modules: a finitely generated module is a quotient of a finite free module; a surjection onto a projective module splits, so a finitely generated projective module is a direct summand of a finite free module, hence finitely generated and finitely presented; over a local ring , a finitely generated module whose residue classes generate is generated by lifts of those classes, and if is a split surjection with kernel then the induced surjection is an isomorphism only if , so and is free. The implication from projectivity to the splitting uses the Axiom of Choice. (Generated submodule, cyclic and finitely generated modules, module basis and free module, The splitting lemma for short exact sequences of modules, Equivalent characterizations of projective modules, Projective modules and the lifting property, Assuming the Axiom of Choice, Nakayama's lemma, Assuming the Axiom of Choice, generators modulo an ideal in the Jacobson radical lift to generators, The Jacobson radical of a ring, A local ring is a nonzero commutative ring with a unique maximal ideal, Finitely presented modules and finitely presented algebras, The Axiom of Choice)
The free locus and the fibre dimension: let be a finitely generated projective -module with associated sheaf on ; for the locus is open and is locally free of rank on it. For the prime , the stalk is and the fibre is by [F6]; on this fibre is , so the function is constant with value on . (Openness of the finite free locus, Locally free sheaves of finite rank, Fibre of a module sheaf at a point, The stalk of an associated sheaf is the localisation, Affine quasi-coherent sheaves are modules, Module sheaf on an affine scheme, Localisation of modules is extension of scalars, Associativity of tensor products for compatible bimodules, The regular module is a tensor unit: and , Tensor products commute with arbitrary direct sums)
Fitting ideals control fibre dimensions: let be a quasi-coherent -module of finite type on a scheme , with Fitting ideal sheaves and fibre ; then for every the locus is open in . In particular, for a finitely generated module over a commutative ring and a prime , the set of primes with is an open neighbourhood of in , the fibre of being by [F6]. (Fitting ideals control fibre generator loci, Fitting ideal sheaves, Fibre of a module sheaf at a point, Finite type and finitely presented module sheaves)
Upper semicontinuity and openness: a map on a topological space is upper semicontinuous exactly when every strict sublevel set is open, equivalently when every superlevel set is closed; the underlying topological space of a scheme is a topological space, and an arbitrary union of open sets is open, so a subset of a topological space that contains an open neighbourhood of each of its points is open. (Upper semicontinuous real map on a topological space, Topology on a set, open and closed sets, clopen sets, the closed-set axiomatisation, and the coarser/finer comparison, Schemes)
Cohomology and base change (used only in the comparison of 1.10): for the family of the statement, a point and , the cohomology and base-change map is the -linear map out of the fibre of the higher direct image sheaf (Cohomology and base-change map, Higher direct image of a sheaf, Fibre of a module sheaf at a point, Pullback of a module along a morphism of ringed spaces, The residue field at a point of an affine scheme). If and are surjective (the second condition being automatic for ), then is locally free of finite rank in a neighbourhood of , and there is an affine open neighbourhood of such that for every morphism , with the projection, the base-change map is an isomorphism of -modules; for with the left side has global sections the fibre , by the affine localisation of higher direct images and the pullback formula for associated sheaves, and the right side has global sections , so the fibre of the finite locally free sheaf at is identified with and its dimension is the rank. (Cohomology and base change for proper flat coherent families, Higher direct images localize over an affine base, Scheme pullback preserves quasi-coherence, Affine quasi-coherent sheaves are modules, Module sheaf on an affine scheme, Locally free sheaves of finite rank, Base change of objects, morphisms and properties, Restricting fibre products to open subschemes)
The Axiom of Choice and the Axiom of Dependent Choice are the choice principles named in the statement. (The Axiom of Choice, The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain)
Proof
The affine chart and its data. Fix and choose by [F1] an affine open containing ; write for the corresponding prime, put and . By [F1] the morphism is proper of finite presentation; by [F2] the restriction is coherent and finitely presented, conditions that are local on the source and pass to open subschemes; and is flat over , because for one has and . Fix for the rest of the proof.
The universal complex on the chart. By 1.1 the hypotheses of [F3] hold for the proper finitely presented morphism and the finitely presented module flat over , so there are an integer and a bounded complex of finitely generated projective -modules, concentrated in degrees and finite free in positive degrees, with canonical isomorphisms for every -algebra and every .
The fibre cohomology computed by the complex. Let , with residue field and . By [F4] the fibre is canonically identified with the fibre of at , carrying to ; by [F5] the cohomology groups correspond, so as -vector spaces for every . Composing with of 1.2 applied to the -algebra gives, for every , where is the termwise tensor complex over the field .
The fibre complex and its dimensions. Put , write for its differentials, and put ; then and for . Each is a natural number: is finitely generated, hence a quotient of a finite free -module , so is a quotient of the finite-dimensional space , and [F7] gives . Applying the first identity of [F7] to and to , and the surjective identity of [F7] to the canonical projection with kernel , gives where is the rank of the -linear map ; in particular is a natural number for every .
Cokernels and the rank identity. For every let be the cokernel of the differential of ; it is a finitely generated -module, because is finitely generated and is a quotient of it, by [F6]. Tensoring the right-exact sequence with yields an exact sequence , so ; by [F6] the fibre at of the associated sheaf on is . Applying the surjective form of [F7] to the canonical projection , whose kernel is , gives valid for every and every , with both sides equal to when (where and ) and when (where , and with ).
Constant term dimensions on an open neighbourhood. By [F8] each is finitely generated projective, hence finitely presented, and by [F6] and [F9] the loci are open and the fibre dimension is constant with value on . Since is free over the local ring by [F8], with one has ; hence is an open neighbourhood of in , and for every and every one has , while for .
Upper semicontinuity of the cokernel fibre dimensions. Fix and put , the fibre dimension of at ; the module is finitely generated by 1.5, so is quasi-coherent of finite type on and [F10] shows that is open in and contains . On the open set , using 1.5, 1.6 and the constancy of on ,
The cohomology dimension does not increase near . Set , an open subset of containing . For every , combining 1.4 with the inequalities of 1.7 for and gives Since is open in and contains the point corresponding to , this exhibits for an open neighbourhood on which does not exceed its value at .
Upper semicontinuity. The point was arbitrary in 1.1-1.8, so every point of has an open neighbourhood on which does not exceed its value at that point. Let and put ; for every the neighbourhood just produced is contained in , because for every in it. Hence : the inclusion from right to left is clear, and the converse holds because each lies in an open . By the union axiom of [F11] this arbitrary union of open sets is open, so is open and equivalently each superlevel set is closed; regarded as a real-valued function, is therefore upper semicontinuous on .
Comparison with the base-change hypotheses (context, not used above). If at the maps and of [F12] are surjective -- for the second condition is automatic -- then [F12] supplies an open neighbourhood of on which is locally free of finite rank and every base change of is an isomorphism, and the base change to identifies the fibre of at a nearby point with ; the function is then constant, equal to that rank, on a neighbourhood of . The argument of 1.1-1.9 assumes no such surjectivity and covers the points where the base-change maps fail to be isomorphisms: this is exactly the content of the corollary, and it is the reason the fibre cohomology is computed from the universal complex of 1.2 rather than from .
Boundaries and choice. If then every fibre is empty, all groups vanish by the empty-sum convention of the cohomology functor, and is constant; the same conclusion holds if or if the complex of 1.2 is the zero complex, and in the latter case , and every , so that in 1.6 and 1.7. If then has empty domain, every strict sublevel set is empty and therefore open, and the pointwise form of the statement is vacuous. A fibre at a point is included: by the comparison of 1.3 the complex has vanishing cohomology, and 1.4 still computes . The zero ring does not occur here, because is a prime of and ; the case is included in 1.4 with , and the case is included with and . The Axiom of Choice is consumed through [F3] in 1.2 and through [F8] and [F9] in 1.6, and the Axiom of Dependent Choice is inherited from [F3]; the Fitting loci of [F10] in 1.7 and the sets are determined by the given data and the fixed point , and no further selection of points, presentations or minors is made.
Depends on
- Assuming the Axiom of Choice, generators modulo an ideal in the Jacobson radical lift to generators
- Affine open subschemes
- The underlying space of an affine spectrum
- Module sheaf on an affine scheme
- The Axiom of Choice
- Cohomology and base-change map
- Base change of objects, morphisms and properties
- Coherent module sheaves
- Cohomology object of a cochain complex
- The axiom of dependent choice: a relation in which every element is related to something admits an $\mathbb{N}$-indexed chain
- Finite-dimensional vector space, and its dimension $\dim_F V$; infinite-dimensional means having no finite basis
- Fibre of a module sheaf at a point
- Finite type and finitely presented module sheaves
- Finitely presented modules and finitely presented algebras
- Fitting ideal sheaves
- Flat and faithfully flat modules and ring homomorphisms
- Generated submodule, cyclic and finitely generated modules, module basis and free module
- Higher direct image of a sheaf
- The Jacobson radical of a ring
- Kernel sheaves are objectwise, while cokernels and images are sheafified
- Locally finite presentation morphisms
- Locally finite type and finite type morphisms
- Locally free sheaves of finite rank
- A local ring is a nonzero commutative ring with a unique maximal ideal
- Module homomorphism and isomorphism, kernel, image and cokernel
- Projective modules and the lifting property
- Proper morphisms
- Pullback of a module along a morphism of ringed spaces
- Quasi-coherent module on a scheme
- Quasi-compact and quasi-separated morphisms
- Quotient module $M/N$ with scalar multiplication on additive cosets
- The quotient vector space $V/W$ and its canonical projection
- Rank and nullity of a linear map with finite-dimensional domain
- The residue field at a point of an affine scheme
- Schemes
- Sheaf cohomology as right derived global sections
- The tensor product of a right and a left chain complex is totalized by direct sums with the Koszul differential
- Topology on a set, open and closed sets, clopen sets, the closed-set axiomatisation, and the coarser/finer comparison
- Upper semicontinuous real map on a topological space
- The stalk of an associated sheaf is the localisation
- Iterated base change
- Local finiteness conditions under base change
- Variance of sheaf cohomology
- Restricting fibre products to open subschemes
- Higher direct images localize over an affine base
- Universal finite projective cohomology complex over any base
- Properness survives arbitrary base change
- Scheme pullback preserves quasi-coherence
- Coset equality, well-defined quotient operations, and the canonical projection with kernel $W$
- Affine quasi-coherent sheaves are modules
- Associativity of tensor products for compatible bimodules
- Cohomology and base change for proper flat coherent families
- Fitting ideals control fibre generator loci
- Openness of the finite free locus
- Localisation of modules is extension of scalars
- Assuming the Axiom of Choice, Nakayama's lemma
- Equivalent characterizations of projective modules
- Rank-nullity: $\dim_F V=\operatorname{nullity}T+\operatorname{rank}T$
- Tensoring is right exact
- The splitting lemma for short exact sequences of modules
- Tensor products commute with arbitrary direct sums
- The regular module is a tensor unit: $R\otimes_RN\cong N$ and $M\otimes_RR\cong M$
Used by
Dependency tree · two levels
238 results within two dependency steps of this one, each drawn at its shortest distance from it. An arrow runs from a result to what uses it, so the chart reads left to right and ends at this result, which carries a heavier outline. Every node is a link to that result. Click elsewhere on the chart to enlarge it.
Sources
- The Stacks Project, Derived Categories of Schemes, Lemma 36.32.1 (Tag 0BDN) (standard reference, not scraped)
- The Stacks Project, Derived Categories of Schemes, Lemma 36.31.1 (Tag 0BDI) (standard reference, not scraped)
- The Stacks Project, Derived Categories of Schemes, Sections 36.30-36.32 (standard reference, not scraped)