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Well-definedness of the Seifert pairing

Statement

Assume the Axiom of Choice. Let K be a smooth oriented embedded circle in the oriented standard three-sphere, let F be a connected compact smooth oriented embedded surface with boundary K, and let a1,…,a2g be the ordered integral basis and positive normal push-off convention used to define the Seifert matrix V above. Every class of H1(F;Z) has a representative that is a finite integral sum of pairwise disjoint smooth oriented embedded circles in F. For such representatives x and y, the sum of the pairwise linking numbers between the positive push-off of x and y depends only on [x] and [y], is independent of the sufficiently small positive push-off, and equals the bilinear extension of Vij=lk⁡(ai+,aj). The linking number of two disjoint oriented circle components is symmetric. In particular, the Seifert pairing is a well-defined bilinear map H1(F;Z)×H1(F;Z)→Z.

Facts & Assumptions

Given: Full AC, the oriented knot K, the connected compact oriented spanning surface F, its positive normal collar, and the chosen basis from the Seifert-pairing definition.

[A1]

Full AC is the choice-function axiom. The Axiom of Choice

[L1]

Full AC implies the countable-choice hypothesis used by the supplied surface normal-form theorem: for a sequence of nonempty sets, apply the AC choice function to its range and use the chosen element on each index. AC implies DC implies countable choice

[F1]

The supplied surface is connected, compact, smooth, oriented, and has boundary the oriented knot; its genus satisfies χ(F)=1−2g. Oriented Seifert surfaces in the three-sphere

[F2]

Under the countable-choice interface, the compact-surface supplier gives homeomorphism normal forms and free fundamental groups of rank 2g+b−1 for connected compact subsurfaces with b>0 boundary circles. Its finite construction (Proof, steps 1.2–2.1) also gives a homeomorphism to a thickening of a finite connected graph by vertex disks and edge bands. The degree-one Hurewicz map identifies first homology with the abelianization of the fundamental group. Smooth representatives and crossing resolution are established in step 1.3 below, rather than attributed to this topological supplier. Finite surface normal forms, Jordan disks, and torsion control, The first Hurewicz map is abelianization

[F3]

For a disjoint oriented circle J and an oriented circle L, the linking number is the coefficient of the positive meridian in H1(S3∖L;Z); the positive meridian maps to 1 under the Alexander-duality normalization. The coefficient map is a homomorphism. The one-variable Alexander module of an oriented link

[F4]

The local oriented intersection sign is the sign of the determinant of the ordered tangent and normal bases. The oriented intersection number, The local oriented intersection sign

[F5]

If an oriented circle is supplied with a compact oriented spanning surface and a regular diagram of the two-component link, the positive-meridian linking coefficient equals the signed intersection count with that surface. Linking number equals signed intersection with a spanning surface

[F6]

Homotopic maps induce the same map on singular homology, and continuous maps induce chain maps functorially. Homotopic maps induce the same map on singular homology, Singular chains and singular homology are covariantly functorial

[F7]

Under countable choice, the regular-projection supplier provides a regular diagram for each oriented link contained in R3. For a link in S3, the ambient-link definition describes first moving a point outside the link to ∞ by an orientation-preserving rotation; step 1.1 checks that this preserves the linking coefficients before applying the projection supplier. Oriented links in the three-sphere and ambient isotopy, Regular oriented link diagrams, Existence of regular projections

[F8]

Every smooth oriented knot bounds a connected compact smooth oriented embedded spanning surface under countable choice. Every smooth oriented knot in S3 bounds a Seifert surface

[F9]

Under countable choice, a smooth map can be made transverse to a closed embedded submanifold, and the relative theorem fixes a smaller neighbourhood of a closed region where transversality already holds. For a map from a manifold with boundary, the transverse-preimage theorem identifies the boundary of the preimage with the preimage of the boundary face when the boundary restriction is transverse. The transversality homotopy theorem, Relative transversality preserves a map on a closed good region, Transverse preimages for maps from manifolds with boundary

[F10]

The signed boundary sum of a compact oriented one-manifold is zero. Oriented boundary counts of a compact oriented 1-manifold cancel

[F11]

Under countable choice, the half-sum of mixed crossing signs of a regular two-component diagram is symmetric under interchanging the named components. Together with [F5], this identifies the topological linking coefficients in both orders with the same integer. This uses the exact diagram and supplied-surface conclusions, not any Seifert-pairing result. The mixed crossing sum is even and defines linking number

[F12]

The exact parametric transversality statement says that a smooth family transverse to an embedded target has a null set of nontransverse slice parameters under countable choice. A null subset of an open ball in R4 has dense complement. The compact-set bump statement supplies a smooth χ∈[0,1], equal to one near a specified compact set and supported in a specified open neighbourhood. Choosing that neighbourhood relatively compact makes its support compact. Step 1.1 explicitly constructs the family and earns its compact support and C1 smallness; these are not extra conclusions attributed to the relative-transversality Statement. Parametric transversality, A null set has dense complement in a positive-dimensional manifold, A manifold bump for a compact set inside an open set

[F13]

External input (surface smoothing). Every homeomorphism between Hausdorff smooth surfaces with countable coordinate atlases, possibly with boundary, is isotopic to a diffeomorphism. This is Hatcher, The Kirby Torus Trick for Surfaces, Theorem B, printed p. 1, with its deduction from handle smoothing in Section 1, printed pp. 3–4, including the boundary case. We use this theorem externally; neither the theorem nor handle smoothing is proved here. Hatcher, Theorem B and Section 1

Proof

1.1A1F3F5F6F7F8F11F12L1givenconstruct

Symmetry of linking. Let c,d⊂S3 be disjoint oriented embedded circles. Their union has empty interior, so choose q∈S3∖(c∪d) and an orientation-preserving rotation R∈SO(4) of the standard sphere carrying q to ∞, as in [F7]. Then R(c∪d)⊂R3. The restriction of R to either component complement induces a homology isomorphism by [F6] and carries a positive meridian to a positive meridian, since it preserves the ambient and transported component orientations. By [F3], both ordered linking coefficients are therefore unchanged by R. Work with the rotated circles, relabelled c,d. Full AC supplies countable choice by [L1]; choose compact oriented embedded surfaces A,B with boundaries c,d by [F8], and now apply [F7] to obtain a regular diagram D of their boundary link in R3. For X=Int⁡A, let f:X→S3⊂R4 be the inclusion. A sufficiently small boundary collar misses d; choose an open collar region G on which f is transverse to d, and protect a smaller collar. Then K=X∖G is compact. Choose a relatively compact open W⊂X containing K and avoiding the protected smaller collar, using finitely many coordinate neighbourhoods of K. By [F12] choose χ:X→[0,1], equal to one near K and with compact support in W. Where χ=0, f is already transverse to d. For v in a small open ball in R4 put F(p,v)=(f(p)+χ(p)v)/∥f(p)+χ(p)v∥. The denominator is nonzero for ∥v∥<1/2. Where χ>0, the derivative in v is χ/∥f+χv∥ times the orthogonal projection onto TF(p,v)S3, hence is surjective. Where χ=0, nonnegativity gives dχ=0, and the old source transversality applies. Thus the total family is transverse to d. Parametric transversality and the dense-complement statement [F12] give a transverse slice in every sufficiently small parameter ball. The family equals f off the compact support and converges uniformly in value and first derivative to f there as v→0, directly by differentiation of the displayed smooth formula on the compact set. It therefore extends by the identity across ∂A and remains an embedding for sufficiently small v: finite compact coordinate subcharts retain a uniform differential lower bound for nearby source points, and compact pairs outside those chart neighbourhoods retain positive image separation. The surface still has oriented boundary c and is transverse to d. Apply the identical explicit family to Int⁡B, protecting a collar of d and taking target c. No closed double or disjointness of an added half is asserted. Now [F5] applies to these actual transverse spanning surfaces in both orders, with the same boundary diagram D. It equates lk⁡(c,d) and lk⁡(d,c) with the two diagram half-sums, which agree by [F11]. Linking is therefore symmetric. It is additive in its first cycle by the homological coefficient homomorphism [F3], and symmetry gives additivity in the other cycle.

1.2F1F3F6givenconstruct

Independence of the small positive push. In the oriented normal bicollar, any two sufficiently small positive normal sections are joined by linear interpolation through positive sections after shrinking the collar. This homotopy stays disjoint from F and therefore from every representative y⊂F. By [F6], the two pushed cycles have the same homology class in the complement of each component of y, so their linking sums coincide.

1.3F1F2F6F13L1givenconstruct

Smooth disjoint representatives. Remove a thin open boundary collar from F, obtaining a compact core N⊂Int⁡F homeomorphic to F. Apply [F2] in the boundaryless surface Int⁡F to N, and reattach the collar. The disk-and-band construction in [F2] gives a homeomorphism from a thickening of a finite connected graph to N, hence to F. Give the model its standard smooth structure by rounding the disk-and-band corners. Both surfaces are smooth and Hausdorff with finite chart covers, so [F13] replaces this homeomorphism by a diffeomorphism. Choose a spanning tree of the graph. Each edge outside the tree closes along the unique tree path to a simple graph cycle; these cycles freely generate its fundamental group. In the thickening they have simple smooth representatives: use parallel tracks in edge bands and join them by arcs in vertex disks. The finitely many tracks and joining arcs can be drawn polygonally in these model coordinates with only transverse double crossings, no triple points, and then rounded away from crossings. The graph retraction and [F2] make their classes an integral homology basis. Transport these smooth circles by the diffeomorphism. For any integral class take finitely many parallel copies of these circles, orienting copies negatively for negative coefficients. In the disk-and-band coordinates the copies can be chosen to have only transverse double crossings, with no triple points. Choose mutually disjoint small disks about those finitely many crossings. At each crossing replace the two crossing arcs by the disjoint oriented smoothing, joining incoming ends to outgoing ends and agreeing with the old arcs near the disk boundary. Such arcs occupy the two sectors pairing adjacent compatible ends and can be rounded smoothly inside the disk. The old arcs minus the new arcs form a singular one-cycle supported in that disk, since their endpoint boundaries cancel. It bounds there explicitly by coning each oriented edge to the disk center in convex disk coordinates; the radial endpoint edges cancel. Thus each replacement preserves integral homology. After all replacements the result is a compact smooth embedded oriented one-manifold without boundary, with finitely many circle components. The zero class may use the empty cycle, including when g=0. Each ai in the given basis can consequently be represented in this way, without requiring that different basis representatives be mutually disjoint.

2.1F1F2F3F6L1step 1.1step 1.3givenconstruct

Independence of cycle representatives. Write a class x as ∑imi[ai] and a class y as ∑jnj[aj] using the given basis, represented by the multicurves of step 1.3. If x′ is another disjoint-union representative of x, then x′−∑imiai=∂C for a 2-chain C on F. Pushing C to a sufficiently small positive normal level gives a chain disjoint from y whose boundary is the difference between the positive push-offs of the two representatives. Hence they determine the same class in the homology of the complement of each component of y, so their linking sums agree by [F3]. If y′ represents y, symmetry from step 1.1 changes the comparison to linking with x+; the chain on F bounding y−y′ is disjoint from x+ and gives the same conclusion. Therefore the value is independent of both representatives.

3.1F1F2step 1.1step 2.1step 1.2algebra∎

Bilinearity and the matrix formula. Additivity of linking in step 1.1 and representative independence in step 2.1 show that the value is additive in each homology variable. For x=∑imi[ai] and y=∑jnj[aj], additivity gives lk⁡(x+,y)=∑i,jminjlk⁡(ai+,aj)=∑i,jminjVij. This is exactly the pairing defined by the matrix, proving the claim.

Remarks

The argument uses full AC through Alexander duality and through the supplied countable-choice interfaces. It does not assert that V is independent of the spanning surface or the basis.

Depends on

Used by

Cited to discharge well-definedness by Seifert pairing and matrix of an oriented knot.

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