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Seifert matrices and the Alexander module
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2 · Logical flowchart
3 · Definitions, theorems and proofs
S-equivalence of integral Seifert matrices
Definition
Let be an even-order square matrix with integer entries, of size . A unimodular congruence replaces by for an integer matrix with determinant or . For as column vectors and , the two elementary enlargements of are Two even-order integral matrices are S-equivalent if one can be obtained from the other by a finite sequence of unimodular congruences, elementary enlargements, and reverse elementary enlargements.
Seifert pairing and matrix of an oriented knot
Definition
Assume the Axiom of Choice. Let be a smooth oriented knot in the standard oriented three-sphere, and let be a connected compact smooth oriented embedded surface with boundary , oriented so that its boundary orientation is the given orientation of . Let be the nonnegative integer determined by . Choose an ordered integral basis of the first singular homology group , represented by integral one-cycles on . Orient the normal line of by requiring to be positively oriented in whenever is a positive tangent basis of . The positive push-off is the cycle carried to a sufficiently small positive normal level in a bicollar of .
For disjoint oriented closed curves , orient a meridian of so that a positive tangent to followed by a positive basis of its normal disk gives the ambient orientation. The linking number is the integer determined by in , using the Alexander-duality identification that sends to . Extend linking additively over integral one-cycles. The Seifert pairing is , and its matrix in the chosen basis is , where . The surface and basis are part of the data; this definition asserts no knot-only matrix invariant.
Definition references
A genus- surface with one boundary component has and the standard handle normal form.
For one component, Alexander duality normalizes the positive meridian as the generator of .
Full Axiom of Choice used by the Alexander-duality linking convention.
Full choice implies the countable-choice hypothesis of the surface normal-form suppliers.
Well-definedness of the Seifert pairing
Statement
Assume the Axiom of Choice. Let be a smooth oriented embedded circle in the oriented standard three-sphere, let be a connected compact smooth oriented embedded surface with boundary , and let be the ordered integral basis and positive normal push-off convention used to define the Seifert matrix above. Every class of has a representative that is a finite integral sum of pairwise disjoint smooth oriented embedded circles in . For such representatives and , the sum of the pairwise linking numbers between the positive push-off of and depends only on and , is independent of the sufficiently small positive push-off, and equals the bilinear extension of . The linking number of two disjoint oriented circle components is symmetric. In particular, the Seifert pairing is a well-defined bilinear map .
Statement references
The positive-push Seifert pairing and its matrix convention
Topological genus normal forms and free fundamental groups for compact surfaces with boundary
Alexander duality normalizes the positive meridian as the linking-number generator
Linking number is the signed intersection with a supplied spanning surface
Facts & Assumptions
Given: Full AC, the oriented knot , the connected compact oriented spanning surface , its positive normal collar, and the chosen basis from the Seifert-pairing definition.
Full AC is the choice-function axiom. The Axiom of Choice
Full AC implies the countable-choice hypothesis used by the supplied surface normal-form theorem: for a sequence of nonempty sets, apply the AC choice function to its range and use the chosen element on each index. AC implies DC implies countable choice
The supplied surface is connected, compact, smooth, oriented, and has boundary the oriented knot; its genus satisfies . Oriented Seifert surfaces in the three-sphere
Under the countable-choice interface, the compact-surface supplier gives homeomorphism normal forms and free fundamental groups of rank for connected compact subsurfaces with boundary circles. Its finite construction (Proof, steps 1.2–2.1) also gives a homeomorphism to a thickening of a finite connected graph by vertex disks and edge bands. The degree-one Hurewicz map identifies first homology with the abelianization of the fundamental group. Smooth representatives and crossing resolution are established in step 1.3 below, rather than attributed to this topological supplier. Finite surface normal forms, Jordan disks, and torsion control, The first Hurewicz map is abelianization
For a disjoint oriented circle and an oriented circle , the linking number is the coefficient of the positive meridian in ; the positive meridian maps to under the Alexander-duality normalization. The coefficient map is a homomorphism. The one-variable Alexander module of an oriented link
The local oriented intersection sign is the sign of the determinant of the ordered tangent and normal bases. The oriented intersection number, The local oriented intersection sign
If an oriented circle is supplied with a compact oriented spanning surface and a regular diagram of the two-component link, the positive-meridian linking coefficient equals the signed intersection count with that surface. Linking number equals signed intersection with a spanning surface
Homotopic maps induce the same map on singular homology, and continuous maps induce chain maps functorially. Homotopic maps induce the same map on singular homology, Singular chains and singular homology are covariantly functorial
Under countable choice, the regular-projection supplier provides a regular diagram for each oriented link contained in . For a link in , the ambient-link definition describes first moving a point outside the link to by an orientation-preserving rotation; step 1.1 checks that this preserves the linking coefficients before applying the projection supplier. Oriented links in the three-sphere and ambient isotopy, Regular oriented link diagrams, Existence of regular projections
Every smooth oriented knot bounds a connected compact smooth oriented embedded spanning surface under countable choice. Every smooth oriented knot in bounds a Seifert surface
Under countable choice, a smooth map can be made transverse to a closed embedded submanifold, and the relative theorem fixes a smaller neighbourhood of a closed region where transversality already holds. For a map from a manifold with boundary, the transverse-preimage theorem identifies the boundary of the preimage with the preimage of the boundary face when the boundary restriction is transverse. The transversality homotopy theorem, Relative transversality preserves a map on a closed good region, Transverse preimages for maps from manifolds with boundary
The signed boundary sum of a compact oriented one-manifold is zero. Oriented boundary counts of a compact oriented 1-manifold cancel
Under countable choice, the half-sum of mixed crossing signs of a regular two-component diagram is symmetric under interchanging the named components. Together with [F5], this identifies the topological linking coefficients in both orders with the same integer. This uses the exact diagram and supplied-surface conclusions, not any Seifert-pairing result. The mixed crossing sum is even and defines linking number
The exact parametric transversality statement says that a smooth family transverse to an embedded target has a null set of nontransverse slice parameters under countable choice. A null subset of an open ball in has dense complement. The compact-set bump statement supplies a smooth , equal to one near a specified compact set and supported in a specified open neighbourhood. Choosing that neighbourhood relatively compact makes its support compact. Step 1.1 explicitly constructs the family and earns its compact support and smallness; these are not extra conclusions attributed to the relative-transversality Statement. Parametric transversality, A null set has dense complement in a positive-dimensional manifold, A manifold bump for a compact set inside an open set
External input (surface smoothing). Every homeomorphism between Hausdorff smooth surfaces with countable coordinate atlases, possibly with boundary, is isotopic to a diffeomorphism. This is Hatcher, The Kirby Torus Trick for Surfaces, Theorem B, printed p. 1, with its deduction from handle smoothing in Section 1, printed pp. 3–4, including the boundary case. We use this theorem externally; neither the theorem nor handle smoothing is proved here. Hatcher, Theorem B and Section 1
Proof
Symmetry of linking. Let be disjoint oriented embedded circles. Their union has empty interior, so choose and an orientation-preserving rotation of the standard sphere carrying to , as in [F7]. Then . The restriction of to either component complement induces a homology isomorphism by [F6] and carries a positive meridian to a positive meridian, since it preserves the ambient and transported component orientations. By [F3], both ordered linking coefficients are therefore unchanged by . Work with the rotated circles, relabelled . Full AC supplies countable choice by [L1]; choose compact oriented embedded surfaces with boundaries by [F8], and now apply [F7] to obtain a regular diagram of their boundary link in . For , let be the inclusion. A sufficiently small boundary collar misses ; choose an open collar region on which is transverse to , and protect a smaller collar. Then is compact. Choose a relatively compact open containing and avoiding the protected smaller collar, using finitely many coordinate neighbourhoods of . By [F12] choose , equal to one near and with compact support in . Where , is already transverse to . For in a small open ball in put . The denominator is nonzero for . Where , the derivative in is times the orthogonal projection onto , hence is surjective. Where , nonnegativity gives , and the old source transversality applies. Thus the total family is transverse to . Parametric transversality and the dense-complement statement [F12] give a transverse slice in every sufficiently small parameter ball. The family equals off the compact support and converges uniformly in value and first derivative to there as , directly by differentiation of the displayed smooth formula on the compact set. It therefore extends by the identity across and remains an embedding for sufficiently small : finite compact coordinate subcharts retain a uniform differential lower bound for nearby source points, and compact pairs outside those chart neighbourhoods retain positive image separation. The surface still has oriented boundary and is transverse to . Apply the identical explicit family to , protecting a collar of and taking target . No closed double or disjointness of an added half is asserted. Now [F5] applies to these actual transverse spanning surfaces in both orders, with the same boundary diagram . It equates and with the two diagram half-sums, which agree by [F11]. Linking is therefore symmetric. It is additive in its first cycle by the homological coefficient homomorphism [F3], and symmetry gives additivity in the other cycle.
Independence of the small positive push. In the oriented normal bicollar, any two sufficiently small positive normal sections are joined by linear interpolation through positive sections after shrinking the collar. This homotopy stays disjoint from and therefore from every representative . By [F6], the two pushed cycles have the same homology class in the complement of each component of , so their linking sums coincide.
Smooth disjoint representatives. Remove a thin open boundary collar from , obtaining a compact core homeomorphic to . Apply [F2] in the boundaryless surface to , and reattach the collar. The disk-and-band construction in [F2] gives a homeomorphism from a thickening of a finite connected graph to , hence to . Give the model its standard smooth structure by rounding the disk-and-band corners. Both surfaces are smooth and Hausdorff with finite chart covers, so [F13] replaces this homeomorphism by a diffeomorphism. Choose a spanning tree of the graph. Each edge outside the tree closes along the unique tree path to a simple graph cycle; these cycles freely generate its fundamental group. In the thickening they have simple smooth representatives: use parallel tracks in edge bands and join them by arcs in vertex disks. The finitely many tracks and joining arcs can be drawn polygonally in these model coordinates with only transverse double crossings, no triple points, and then rounded away from crossings. The graph retraction and [F2] make their classes an integral homology basis. Transport these smooth circles by the diffeomorphism. For any integral class take finitely many parallel copies of these circles, orienting copies negatively for negative coefficients. In the disk-and-band coordinates the copies can be chosen to have only transverse double crossings, with no triple points. Choose mutually disjoint small disks about those finitely many crossings. At each crossing replace the two crossing arcs by the disjoint oriented smoothing, joining incoming ends to outgoing ends and agreeing with the old arcs near the disk boundary. Such arcs occupy the two sectors pairing adjacent compatible ends and can be rounded smoothly inside the disk. The old arcs minus the new arcs form a singular one-cycle supported in that disk, since their endpoint boundaries cancel. It bounds there explicitly by coning each oriented edge to the disk center in convex disk coordinates; the radial endpoint edges cancel. Thus each replacement preserves integral homology. After all replacements the result is a compact smooth embedded oriented one-manifold without boundary, with finitely many circle components. The zero class may use the empty cycle, including when . Each in the given basis can consequently be represented in this way, without requiring that different basis representatives be mutually disjoint.
Independence of cycle representatives. Write a class as and a class as using the given basis, represented by the multicurves of step 1.3. If is another disjoint-union representative of , then for a 2-chain on . Pushing to a sufficiently small positive normal level gives a chain disjoint from whose boundary is the difference between the positive push-offs of the two representatives. Hence they determine the same class in the homology of the complement of each component of , so their linking sums agree by [F3]. If represents , symmetry from step 1.1 changes the comparison to linking with ; the chain on bounding is disjoint from and gives the same conclusion. Therefore the value is independent of both representatives.
Bilinearity and the matrix formula. Additivity of linking in step 1.1 and representative independence in step 2.1 show that the value is additive in each homology variable. For and , additivity gives . This is exactly the pairing defined by the matrix, proving the claim.
Remarks
The argument uses full AC through Alexander duality and through the supplied countable-choice interfaces. It does not assert that is independent of the spanning surface or the basis.
The skew part of a Seifert matrix is the surface intersection form
Statement
Assume the Axiom of Choice. Let be a smooth oriented embedded circle in the oriented standard three-sphere, let be a connected compact smooth oriented embedded surface with boundary , and let be any ordered integral basis of with Seifert matrix . Let be the matrix of the algebraic intersection form on , with a transverse intersection of oriented curves counted positively exactly when their ordered tangent vectors form a positive basis of . Then . The matrix is skew-symmetric and unimodular; when is a standard handle basis, it is a direct sum of blocks .
Statement references
Facts & Assumptions
Given: Full AC, an oriented knot , a connected compact oriented spanning surface , its oriented normal bicollar, and an integral basis of .
Full AC is the choice-function axiom and supplies the stated countable-choice interfaces. The Axiom of Choice, AC implies DC implies countable choice
A compact genus- surface with one boundary component has first homology free of rank ; after capping its boundary, the supplied oriented normal form is the polygon word . Step 1.1 constructs the actual smooth handle curves and their intersection matrix. Finite surface normal forms, Jordan disks, and torsion control
The Seifert pairing is bilinear on homology classes; linking is symmetric and positive push-offs may move through the positive normal collar. Well-definedness of the Seifert pairing
The positive normal is oriented so that is a positive ambient basis whenever is a positive tangent basis of . Seifert pairing and matrix of an oriented knot
The algebraic intersection sign is the local orientation sign of the ordered tangent bases, with the curve factor and surface factor ordered as specified. The oriented intersection number, The local oriented intersection sign
A basis curve is an oriented knot and therefore has a supplied compact oriented spanning surface; with a regular link diagram, linking with that curve is the signed intersection with the surface. Every smooth oriented knot in bounds a Seifert surface, Linking number equals signed intersection with a spanning surface, Oriented links in the three-sphere and ambient isotopy, Regular oriented link diagrams, Existence of regular projections
Under countable choice, transversality and relative transversality apply to closed embedded targets, with the relative hypotheses as stated. The boundary-preimage theorem identifies the endpoints after restriction to the original surface halves, and the signed boundary count of a compact oriented one-manifold is zero. Step 2.1 uses boundaryless punctured interiors with protected collars and endpoint neighbourhoods; its unfixed part is compact. The transversality homotopy theorem, Relative transversality preserves a map on a closed good region, Transverse preimages for maps from manifolds with boundary, Oriented boundary counts of a compact oriented 1-manifold cancel
Parametric transversality under countable choice gives a null exceptional set of slice parameters for a smooth family transverse to its target; the complement is dense in a positive-dimensional parameter ball. A smooth bump equal to one near a compact subset and supported in a chosen relatively compact open neighbourhood is supplied by the compact-set manifold bump theorem. Step 2.1 constructs the actual normalized-translation families, verifying their compact support, smallness, and transversality rather than attributing these extra conclusions to a transversality Statement. Parametric transversality, A null set has dense complement in a positive-dimensional manifold, A manifold bump for a compact set inside an open set
Proof
Construct the smooth handle basis and its intersection matrix. Cap the single boundary component by a disk and apply [F1] to obtain the oriented polygon normal form ; remove the capping disk to recover the one-boundary surface. In this model the th handle has two standard core curves, one meridional and one longitudinal, which meet once. Choose their orientations so the ordered tangent pair is positive at that crossing; curves from distinct handles are disjoint. The finite chart and disk-band construction in [F1] realizes this model on the given smooth surface: draw the curves as finite piecewise-smooth arcs in its bands and smooth their finitely many corners in disjoint coordinate disks, leaving their crossings fixed. In the model the surface retracts to the graph of these core generators, so their homology classes form an integral basis; the same is true on . Their intersection matrix is therefore the block sum , with zero entries between distinct handles.
Compare positive and negative pushes in the constructed handle basis. Use the curves constructed in step 1.1 and let be the product strip, oriented by so that . Write for the Seifert matrix in this basis. By [F5] choose a compact oriented spanning surface for , and choose regular diagrams for the resulting link pairs. For the desired skew-entry identity is , and the diagonal surface-intersection entry is zero by the handle model in step 1.1; hence take in the intersection construction. The boundary curves are pairwise disjoint. First let with inclusion and closed target . Choose an open collar of disjoint from this target and protect a smaller collar. Its complement is compact. By [F7] choose a smooth , equal to one near , compactly supported in a relatively compact open neighbourhood of avoiding the smaller collar. Then only where is already transverse. For define . Where its parameter derivative is times the tangent projection onto , hence surjective; where , and old transversality applies. Thus the family is transverse. By [F7] every small parameter ball has a transverse slice. Compact support and direct differentiation give uniform convergence to the inclusion. A sufficiently small slice therefore extends by the unchanged boundary to an embedded spanning surface: finite compact coordinate subcharts keep a differential lower bound near the diagonal, and the remaining compact pairs keep positive image separation. Denote this surface again by ; it is transverse to . Let . These points are finite, and the tangent of is not in there because the handle curves cross transversely in . Consequently is already transverse to near . It is also transverse near , since was made transverse to . Put and . The target is a closed embedded boundaryless submanifold of : is compact and all its boundary was removed. The inclusion is a map between boundaryless manifolds. Protect a closed inner collar of and, at every point of , a sufficiently small punctured closed disk neighbourhood. These are closed subsets of , and the inclusion is already transverse to on their neighbourhoods. Choose these neighbourhoods small enough to retain all the original endpoint data. For the inclusion , choose an open protected region containing all boundary ends and punctured disks at , on which is transverse to ; protect smaller such regions. Then is compact. Choose a relatively compact open containing and missing the smaller protected regions, and use [F7] to choose equal to one near , with compact support in . Where old transversality holds. Use the explicit family . As above, where the parameter derivative surjects onto and where the old derivative is unchanged, so the total family is transverse to . The compact set has positive distance from ; choosing small enough that the uniform displacement is less than half that distance keeps the entire family in . Parametric transversality and the dense-complement statement [F7] now give an arbitrarily small transverse parameter. Direct differentiation on the compact support gives uniform convergence. Finite compact coordinate subcharts and off-diagonal separation, as in the preceding phase, ensure embeddedness. The family is identically the original inclusion on smaller punctured endpoint disks and boundary collars, so extends by the identity at and across , fixes all endpoint intersection germs, and creates no new intersection with . Thus the original compact strip and spanning surface have been made transverse, preserving exactly the required endpoint sets. To apply the boundary-preimage theorem within its hypotheses, remove pairwise disjoint small open disks about the points , small enough that their punctured parts lie in the protected neighborhoods, and put . The inclusion is defined on a compact surface with boundary; it is transverse to , and its restriction to each boundary component is transverse to by the protected endpoint germs on and the local half-arc at each . The boundary-preimage theorem gives a compact oriented one-manifold . Adjoining the protected half-arcs from the inner circles to their centers gives a compact oriented one-manifold with boundary exactly . No added double half or disjointness assertion about one is used. Orient its tangent line by requiring to be positive in , where the first two vectors are the positive normals of the oriented surfaces. The local determinant check at an endpoint on gives boundary sign minus the ordered boundary-curve/surface sign; at an endpoint on it gives boundary sign plus the ordered surface/boundary-curve sign. Explicitly, the first local model is with basis and boundary tangent , and with basis ; the intersection tangent is inward . The second model is with basis and boundary tangent , and with basis ; the intersection tangent is again inward . Reversing either surface orientation reverses both signs in its endpoint identity. Thus the zero signed boundary sum is and therefore If are the positive tangents to at one of their crossings and is the positive normal to , then the strip tangent basis is and adjoining gives . By [F3] this has the ambient sign of in , and [F4] fixes the ordered intersection convention; hence . Applying [F5] to the transverse link pairs yields
The pair can be translated through the normal collar by while keeping the two curves disjoint; it becomes . Hence by [F2]. Symmetry of linking in [F2] changes the latter to . Therefore step 2.1 gives .
Identify the intersection matrix in every basis. Step 3.1 proves . For any other integral basis , the change matrix lies in . Bilinearity of the Seifert pairing [F2] and of surface intersection gives and . Hence , , and . If , the matrices are empty and the determinant is the empty product .
Remarks
The orientation sign can be checked in a local oriented chart: when the positive normal is the first vector, the strip orientation and the surface intersection orientation give the same sign. The proof uses that orientation check in step 2.1; the schematic below is not a proof premise.
diagram failed to render:
\begin{tikzpicture}[scale=0.82,>=stealth]
\draw[fill=gray!12] (-2,-0.65) -- (1.2,-1.15) -- (2,0.65) -- (-1.2,1.15) -- cycle;
\node at (1.45,0.85) {$F$};
\draw[thick,->] (-1.25,0) -- (1.15,0) node[right] {$u$};
\draw[thick,->] (0,-0.6) -- (0.45,0.65) node[above] {$v$};
\fill (0,0) circle (1.6pt);
\node[red] at (-1.35,0.72) {$\odot\,n$};
\node at (0,-1.55) {$F\text{ tangent plane}$};
\begin{scope}[xshift=5.2cm]
\draw[thick] (0,0) -- (2.8,0) node[right] {$F$};
\draw[->,red,thick] (1.4,-0.9) -- (1.4,0.95) node[above] {$n$};
\draw[blue,thick] (0.55,0.58) -- (2.25,0.58) node[right] {$a_i^+$};
\draw[blue,thick] (0.55,-0.58) -- (2.25,-0.58) node[right] {$a_i^-$};
\draw[thick] (0.55,0) -- (2.25,0) node[right] {$a_i$};
\node at (1.4,-1.3) {$\text{normal coordinate}$};
\end{scope}
\end{tikzpicture}The left panel places in the tangent plane and marks as the positive normal out of the page. The right panel shows the normal coordinate: the Seifert push-offs lie on opposite sides of . The picture is schematic; by definition is positively oriented exactly when agrees with the surface orientation.
The cut-open cover presentation of the Alexander module
Statement
Assume the Axiom of Choice. Let be a smooth oriented knot in the oriented standard three-sphere and let be a connected compact smooth oriented surface with boundary , oriented so that its induced boundary orientation agrees with the given orientation of . Choose a sufficiently small oriented product tubular neighborhood compatible with the inward conormal of , set and , and put . Thus is a connected properly embedded surface in and its boundary on projects to with degree . Orient the normal line of by requiring to be positively oriented in whenever is a positive tangent basis of . Choose a product bicollar of in , with on the side and on the side, and let be the compact cut-open complement with these boundary copies. The inclusion obtained by removing the boundary collar induces an isomorphism . Let be the two collar-face inclusions and define Form a space from copies () by gluing to for every , with the remaining boundary faces glued by the inherited product collar. Let be the deck shift , which is the shift of the positive meridian, and let . Then is connected, is the preferred longitude, and the linking-evaluation map is an isomorphism. There is an exact sequence of -modules Thus is the cokernel of the displayed map.
Statement references
Facts & Assumptions
Given: Full AC, an oriented knot , a connected compact oriented spanning surface , an adapted tubular neighborhood, a proper cut surface , and a product bicollar used to form .
Full AC supplies Alexander duality, the universal-coefficient theorem, and the countable-choice hypotheses inherited by the surface and tubular-neighborhood suppliers. The Axiom of Choice, AC implies DC implies countable choice
The exterior is with boundary torus ; the positive meridian is the oriented boundary of a normal disk. Knot exterior, Meridian and preferred longitude
The exterior has generated by the positive meridian, and its kernel on the boundary torus has a unique degree-one class, the preferred longitude. Homology and preferred longitude of a knot exterior
The normal-form result gives , , and ; deleting a boundary collar does not change homology. Finite surface normal forms, Jordan disks, and torsion control
Alexander duality identifies with , and the universal-coefficient exact sequence identifies with because is free. Alexander duality for compact locally contractible subsets of a sphere, The universal coefficient theorem for cohomology over a PID
Under this duality, a positive meridian evaluates as ; for a cycle disjoint from , its associated cohomology class evaluates on a curve of by their linking number. The one-variable Alexander module of an oriented link, Linking number equals signed intersection with a spanning surface
The Laurent ring is an integral domain, and its element is nonzero. The Laurent polynomial ring as the principal localisation of Z[t] at t
Mayer–Vietoris is exact for an open cover; connected-cover classification identifies covers by their subgroups, and a normal kernel gives the regular deck group. Mayer–Vietoris sequence in singular homology, Connected covering spaces are classified by conjugacy classes of fundamental-group subgroups, A connected covering is regular exactly when its induced subgroup is normal, exactly when deck transformations act transitively on a fibre, A regular connected covering has deck group , Deck transformations and the deck-transformation group of a covering
Proof
The boundary class. The boundary circle follows the inward conormal collar of once around , so its projection to the core has degree . It bounds the oriented surface in , hence maps to zero in . By [F2] it is the unique degree-one class in the boundary kernel, namely the preferred longitude. The collar removed from is an annulus, so [F3] also identifies with .
Homology of the cut complement. In an interior product chart , the complement has the two half-collars and ; on either half replace during the homotopy by for . At the boundary collar, the adapted tube gives the corresponding punctured half-disk fibers, and radial projection to their outer boundary arcs is the same deformation. These maps agree with the identity off the collar and exhibit the cut-open complement as homotopy equivalent to . Since by [F3], Alexander duality in [F4] gives , hence is connected. In degree one, [F4] and the universal-coefficient sequence identify with . The natural duality map sends to ; the meridian normalization in [F5] fixes its sign.
The stacked space is the positive-linking cover. Product neighborhoods of the cut faces show that the quotient map is a covering: away from it is the identity on a sheet, and at the two product half-collars of adjacent copies give the two half-neighborhoods of a point in . The stack is connected because each is connected by step 1.2 and consecutive copies meet along the connected surface . The shift is a deck transformation with quotient group . To fix the sign, let be the positive tangent to and the inward conormal of at its boundary. The outward-normal-first boundary convention makes positive in , so is positive in for the declared positive normal . The positive meridian disk then has oriented basis ; at its intersection with its positive boundary tangent is , so it crosses from the negative to the positive side. Under the specified gluing this moves from to and has monodromy . Every loop's sheet change is its signed intersection with , which equals its total linking with because is parallel to and the omitted boundary collar misses loops in . Therefore the cover subgroup is the kernel of the one-variable total-linking homomorphism, and [F7] identifies this as the cyclic cover with the stated positive deck generator.
Mayer–Vietoris presentation. Cover the stack by open thickenings of the copies ; consecutive thickenings overlap in one copy of and nonconsecutive ones are disjoint. A singular chain has compact image and therefore meets only finitely many sheets, so the finite-chain Mayer–Vietoris sequences pass to the direct limit over finite consecutive stacks. Identifying translates with powers of gives the exact sequence Both and are connected, so the last map is multiplication by . If and , a nonzero has a largest exponent with nonzero coefficient , while the coefficient of in is ; hence . The last map is therefore injective. Exactness makes the preceding map onto with kernel exactly the image of ; using from step 1.1 gives the asserted cokernel presentation.
Remarks
The left-to-right stack direction is chosen so a positive meridian moves from index to index . The seam convention is shown below. The proof verifies the cover and its monodromy in step 2.1 and derives the map from exactness in step 3.1; the drawing supplies no additional premise.
diagram failed to render:
\begin{tikzpicture}[>=stealth, node distance=1.5cm]
\node[draw,minimum width=1.55cm,minimum height=0.8cm] (yn) {$Y_n$};
\node[draw,minimum width=1.55cm,minimum height=0.8cm,right=2.6cm of yn] (ynp) {$Y_{n+1}$};
\draw[thick] (yn.east) -- node[above,align=center] {$S_-(Y_n)$\\{}$=S_+(Y_{n+1})$} (ynp.west);
\draw[->,red,thick] ([yshift=-0.35cm]yn.east) -- node[below] {positive meridian: $t$} ([yshift=-0.35cm]ynp.west);
\node[left=0.3cm of yn] {$\cdots$};
\node[right=0.3cm of ynp] {$\cdots$};
\end{tikzpicture}Each rectangle is one cut complement. The seam identifies the negative face of copy with the positive face of copy ; the induced Mayer–Vietoris relation is .
Seifert matrices of ambient-isotopic pairs are S-equivalent
Statement
Assume the Axiom of Choice. Let and be oriented knot and spanning-surface pairs in the oriented standard three-sphere, and let be a smooth ambient isotopy with the identity, , and , preserving the given orientations. If and are their Seifert matrices in any integral bases, then the basis transported by has matrix , and any other target basis with transition matrix has matrix . Hence and are S-equivalent, meaning they are related by a finite sequence of integral unimodular congruences and the two elementary rank-two enlargement moves or their reverses.
Statement references
Facts & Assumptions
Given: Full AC, two oriented knot-surface pairs and an orientation-preserving smooth ambient isotopy carrying the first pair to the second.
Full AC supplies the Alexander-duality linking convention used by the Seifert pairing. The Axiom of Choice
The Seifert pairing is bilinear on homology classes and is computed by linking positive normal push-offs. Seifert pairing and matrix of an oriented knot, Well-definedness of the Seifert pairing
An orientation-preserving ambient isotopy induces homology isomorphisms on complements and carries positive meridians to positive meridians; naturality of Alexander duality preserves the total-linking coefficient. Oriented links in the three-sphere and ambient isotopy, Singular chains and singular homology are covariantly functorial, The one-variable Alexander module of an oriented link
The positive normal is fixed by the ambient and surface orientations, so an orientation-preserving diffeomorphism carrying the oriented surface carries positive normal levels to positive normal levels. Seifert pairing and matrix of an oriented knot
S-equivalence is generated by integral unimodular congruences, the two elementary rank-two enlargements, and their reverses. S-equivalence of integral Seifert matrices
Proof
Put . Because preserves the ambient orientation and the orientations of , [F3] sends each positive normal push-off of a curve to a positive normal push-off of , up to a homotopy within the positive collar. By [F2] the induced map on the complement preserves the positive-meridian coefficient, so Thus the transported basis of has exactly the same matrix .
Let be any chosen integral basis on . There is a unique integer matrix with ; since both lists are integral bases, . Bilinearity [F1] gives the matrix in the basis as . By [F4], this unimodular congruence is one of the defining S-equivalence moves, so the two matrices are S-equivalent.
Remarks
The conclusion uses only the congruence move in the stated S-equivalence relation; the elementary enlargements are included to fix the relation's full convention for later consumers.
The Seifert-matrix map in the infinite cyclic cover
Statement
Assume the Axiom of Choice. Let be a smooth oriented knot in the oriented standard three-sphere, and let be a connected compact smooth oriented embedded surface with boundary orientation equal to that of . Let satisfy . Choose a small product tubular neighborhood adapted to the inward conormal of , put and , and cut open along a product bicollar of to obtain the compact cut-open complement . Orient the normal line of by requiring to be positive in whenever is a positive tangent basis of ; name the face on the side and the face on the side . Let be the collar-removal inclusion and the two face inclusions; the inclusion induces an isomorphism on , and set . Form from copies by gluing to , and let be the deck shift. Because the boundary orientation of agrees with , this shift is the positive-meridian shift. Let be an ordered integral basis of and let , where is the positive normal push-off. In the linking-dual basis given by under , the map is represented over by . Consequently is the cokernel of .
Statement references
Facts & Assumptions
Given: Full AC, the oriented knot/surface pair, an integral basis of , its Seifert matrix , the cut-open complement , and the gluing convention .
Full AC is the choice-function axiom and supplies the Alexander-duality and countable-choice interfaces. The Axiom of Choice, AC implies DC implies countable choice
The pairing convention is with positive normal fixed by the ambient orientation. Seifert pairing and matrix of an oriented knot
Linking is symmetric and unchanged by moving both components through a disjoint product collar; the pairing is defined on homology classes. Well-definedness of the Seifert pairing
Linking identifies with the integral dual of , the stack has the positive meridian deck shift, and Mayer–Vietoris presents its homology by . The cut-open cover presentation of the Alexander module
The deck shift defines the -module structure with acting by . The Laurent polynomial ring as the principal localisation of Z[t] at t
Proof
Matrices of the two inclusions. Use the dual coordinate of at given by from [F3]. The th source basis vector under is the negative push . Its th dual coordinate is . By symmetry [F2], this equals . Translating both curves by a small positive normal amount preserves their disjointness and changes the pair to , so this coordinate is by [F1]. Thus the th column of is the th column of . For the th dual coordinate of the image of is by [F1], so the matrix of is .
The deck variable multiplies the term by under the seam convention in [F3]. Therefore the coordinate matrix of is by step 1.1. The exact Mayer–Vietoris sequence in [F3] identifies its cokernel with , proving both claims.
Remarks
The coordinate square records the map and its matrix. The vertical arrows send a surface class to its chosen basis coordinates and a cut-complement class to its linking evaluations on that basis; step 1.1 proves commutativity entry by entry.
diagram failed to render:
\begin{tikzpicture}[>=stealth,node distance=1.6cm]
\node (h1) {$H_1(F)\otimes\Lambda$};
\node[right=3.2cm of h1] (h2) {$H_1(Y)\otimes\Lambda$};
\node[below=1.2cm of h1] (z1) {$\Lambda^{2g}$};
\node[below=1.2cm of h2] (z2) {$\Lambda^{2g}$};
\draw[->] (h1) -- node[above] {$i_- -t i_+$} (h2);
\draw[->] (h1) -- node[left] {basis coordinates} (z1);
\draw[->] (h2) -- node[right] {linking dual} (z2);
\draw[->] (z1) -- node[below] {$V-tV^T$} (z2);
\end{tikzpicture}A Seifert matrix presents the one-variable Alexander module
Statement
Assume the Axiom of Choice. Let be a smooth oriented knot in the oriented standard three-sphere, let be a connected compact smooth oriented embedded surface with boundary orientation equal to that of , let satisfy , and choose an ordered integral basis of . Use the positive normal convention and define . Let be the one-variable Alexander module of the knot complement , where the cover is classified by the total-linking homomorphism and acts by the deck transformation corresponding to the positive meridian. Then there is an isomorphism of -modules
Statement references
Facts & Assumptions
Given: Full AC, a smooth oriented knot , a connected compact smooth oriented spanning surface , an integral homology basis, and the positive-push convention.
Full AC implies the countable-choice hypothesis used by the tubular-neighborhood and surface normal-form suppliers, and is the stated hypothesis of Alexander duality and the one-variable module convention. The Axiom of Choice, AC implies DC implies countable choice
The knot normal bundle admits an orientation-preserving framing, and a tubular map gives a compact exterior onto which strongly deformation retracts. The oriented normal bundle of a knot is trivial, Tubular exterior and boundary torus, The tubular neighbourhood theorem in a smooth ambient manifold, Tubular neighbourhoods of embedded submanifolds
The positive meridian generates , and the boundary longitude is the unique degree-one class in the kernel of its map into the exterior. Homology and preferred longitude of a knot exterior
For a tube compatible with the surface collar, the cut-open cover has Alexander-module presentation under the stated positive seam and linking-dual convention. The Seifert-matrix map in the infinite cyclic cover
The one-variable module is of the connected cover classified by the kernel of total linking, with acting by the deck transformation for ; the positive meridian maps to . The one-variable Alexander module of an oriented link
Connected covers are classified by subgroups of , normal kernels give regular covers with quotient deck group, and degree-one Hurewicz identifies total linking on with the corresponding homomorphism on . Connected covering spaces are classified by conjugacy classes of fundamental-group subgroups, A connected covering is regular exactly when its induced subgroup is normal, exactly when deck transformations act transitively on a fibre, A regular connected covering has deck group , Deck transformations and the deck-transformation group of a covering, The first Hurewicz map is abelianization
A homotopy through the base of a covering has a unique lift extending a specified initial lift. Homotopic maps induce the same homomorphism on singular homology. Existence and uniqueness of homotopy lifts through a covering map, Homotopic maps induce the same map on singular homology
Proof
Choose a tube adapted to . The smooth boundary collar of gives with ; in local ambient charts extend it smoothly a small distance to negative collar parameter, shrinking it so its image stays in the domain of a tubular chart from [F1]. Let be the chart's projection to the zero section. The map is two-dimensional. At , its derivative in the variables has block form , so it is invertible. The inverse function theorem makes a local diffeomorphism near . After shrinking , each circle map is -close to the identity and hence a degree-one local diffeomorphism of the circle; it is therefore a diffeomorphism. Thus is a diffeomorphism on the smaller collar, and reparameterizing by it writes the extended collar as a graph in the normal disks, with and , the inward conormal. Use the oriented framing in [F1] with as first vector and a transverse vector as second. The map has invertible derivative along the zero section and agrees with for . The inverse function theorem gives local coordinates; compactness gives a common radius, and after shrinking, distinct fibers do not collide. Reparameterizing each fiber disk by these coordinates yields an embedded tubular map for which the surface is exactly the radial half-collar .
Let be the compact exterior of this adapted tube and . Then is properly embedded and its boundary on projects once positively to , because it is the outer edge of the inward boundary collar. It bounds in , so its homology class maps to zero in . By [F2] it is the unique degree-one class in that kernel, hence the preferred longitude. Thus the hypotheses of [F3] hold.
The cut-open cover supplied by [F3] has first homology the cokernel of over , with moving in the positive-meridian direction.
Let be the total-linking cover from [F4], and let be the strong deformation retraction onto from [F1]. By [F6], lift starting at the identity of . The lifted homotopy fixes pointwise, since the corresponding base paths are constant, and its final map lands in . It is therefore a strong deformation retraction onto , which is connected. For every deck transformation , the homotopies and lift the same base homotopy and have the same initial map ; uniqueness in [F6] makes them equal. Thus the induced isomorphism on is deck-equivariant. The restricted covering has subgroup the kernel of total linking restricted to . By [F2] and [F4], this homomorphism sends the positive meridian to , so it is the homomorphism defining the cut-open cover in step 3.1. Classification [F5], now over the common base , identifies these connected covers and their positive deck generators. The resulting isomorphism on is consequently -linear and identifies the cokernel in step 3.1 with .
Remarks
The tube is chosen only to realize the cut-and-stack construction; the resulting module is identified with the cover of the open complement in step 4.1. The formula uses the stated positive meridian as and the positive normal in .
4 · Examples, counterexamples and false statements
None yet.
Sources
- Dale Rolfsen, Knots and Links, Chapter 8.A–8.B
- Alessia Cattabriga and Stefano Francaviglia, Knot Theory and Applications: Lecture Notes, Section 6.2.3
- Knot Theory Lecture Notes, Chapter 7: Seifert Matrices and Derived Invariants
- Dale Rolfsen, Knots and Links, Chapter 8.A
- Allen Hatcher, The Kirby Torus Trick for Surfaces, Theorem B and Section 1
- Dale Rolfsen, Knots and Links, Chapter 7.B
- Dale Rolfsen, Knots and Links, Chapter 8.B
- Dale Rolfsen, Knots and Links, Chapter 7.B–8.C