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Rank Theorems and Embedded Submanifolds Examples
1 · Prerequisites
- Absolute and Conditional Convergence; Rearrangement; Products
- Binary Operations, Monoids, Groups and Subgroups
- Compactness in Metric Spaces
- Completeness, Completion, and Uniform Continuity
- Connectedness
- Constant Rank, Submersions, Immersions and Regular Level Sets
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Continuity, IVT, EVT, and Uniform Continuity
- Countability and Uncountability
- Countability Axioms and Cardinal Functions
- Determinants of Matrices over a Commutative Ring
- Dual Spaces, Bilinear and Quadratic Forms, and Sylvester's Law of Inertia
- Filters and Ultrafilters
- Finite Counting, Factorials and Binomial Coefficients
- Foundations of the Real Numbers for Analysis
- Gaussian Elimination, Elementary Matrices and Reduced Row Echelon Form
- Group Actions, Orbits, Stabilisers and Cayley's Theorem
- Hereditary and Productive Behaviour of the Separation Axioms
- Limits of Real Functions
- limsup, liminf, and Subsequential Limits
- Linear Independence, Bases and Dimension
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Matrices, the Matrix of a Linear Map, and Change of Basis
- Metric Spaces
- Mixed Partials, Taylor Formulae, and Extrema
- Monotone Functions, Discontinuities, and Continuity Sets
- Monotone Sequences, Bolzano-Weierstrass, and Cauchy Completeness
- Order, Zorn's Lemma, and the Axiom of Choice
- Polynomial Rings, the Division Algorithm and Roots
- Power Series and Real-Analytic Functions
- Properties of the Integral and the Working FTC
- Rank Theorems and Embedded Submanifolds
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Rⁿ as a Normed Space; Vector-Valued Functions
- Roots, Rational Powers, and Classical Inequalities
- Separation Axioms: the Hierarchy
- Sequences and Limits
- Sequences and Series of Functions; Uniform Convergence
- Series: Convergence and the Nonnegative Tests
- Sine, Cosine, and the Definition of Pi
- Smooth Manifolds and Smooth Maps
- Subspaces, Products, and Quotients
- Suprema and Infima
- Symmetric Groups, Cycle Decomposition and the Sign Homomorphism
- Tangent Cotangent and the Differential
- The Derivative and the Mean Value Theorems
- The Determinant of a Linear Operator, Cofactors and Cramer's Rule
- The Exponential Function
- The Inverse and Implicit Function Theorems
- The Inverse Function Theorem Completed
- The Riemann Integral: Definition and Integrability
- The Topology of Euclidean Space
- The Total Derivative in ℝᵐ → ℝⁿ
- The ZFC Axioms and the Basic Set Constructions
- Topological Spaces and Continuity
- Topology of ℝ
- Vector Spaces, Linear Subspaces, Span and Direct Sums
2 · Summary
These examples keep the page’s geometry concrete: coordinate inclusions and projections, a matrix-group level set, a preimage cylinder, a graph, the empty-fibre regular-value convention, and the standard failures behind the embedding and constant-rank hypotheses.
3 · Logical flowchart
4 · Definitions, theorems and proofs
None yet.
5 · Examples, counterexamples and false statements
Coordinate inclusions are immersions and coordinate projections are submersions
Example
For , the coordinate inclusion
is an immersion. For , the coordinate projection
is a submersion.
Facts & Assumptions
Given: The two displayed coordinate maps.
A smooth map is an immersion exactly when its differential is injective at every point, and is a submersion exactly when its differential is surjective at every point (Immersions, submersions, and constant-rank maps).
For a totally differentiable Euclidean map, the differential is computed by the Jacobian matrix (A total derivative computes every directional derivative, and its matrix is the Jacobian).
Verification
The coordinate inclusion is linear, so directly from the definition of the total derivative its differential at every point is itself. Its Jacobian is the injective block matrix , in agreement with [L1]. Hence is an immersion by [F1].
The projection is linear, so its differential at every point is itself. Its Jacobian is the surjective block matrix , in agreement with [L1]. Hence is a submersion by [F1].
This verifies the example.
The special linear group is a codimension-one embedded submanifold
Example
For , the special linear group
is an embedded codimension-one submanifold of the Euclidean space .
Facts & Assumptions
Given: The determinant map .
A nonempty regular level set of a map into an -manifold is an embedded submanifold of codimension (A regular level set is an embedded submanifold).
The determinant is multiplicative, and an invertible matrix has inverse given by the adjugate formula (For , the determinant over a commutative ring by the Leibniz formula, and for a real matrix, For same-sized finite square matrices over a commutative ring, , If is a unit, then ).
Euclidean differentials are computed by one-variable directional derivatives and the usual derivative algebra (A total derivative computes every directional derivative, and its matrix is the Jacobian, Sums, scalar multiples, products and quotients: , , , and when ).
Verification
Let and . Using [F1], for small one has because . Differentiating at with [L2] gives .
This linear functional is surjective, because . Hence is a regular value of the determinant.
The level set is nonempty because . By [L1], is therefore an embedded codimension-one submanifold.
A cylinder is the preimage of a circle under a projection
Example
Let be the projection , and let . Then
the standard circular cylinder, is an embedded submanifold of .
Facts & Assumptions
Given: The projection and the function .
The preimage of an embedded submanifold under a submersion is an embedded submanifold (The preimage theorem for submanifolds under submersions).
A nonempty regular level set is an embedded submanifold (A regular level set is an embedded submanifold).
The derivative of a square is , and derivative algebra handles sums (For a natural the function is differentiable everywhere with derivative ; for it is the constant , with derivative ; for a natural the function is differentiable at every with derivative ; consequently every polynomial function is differentiable at every real, with the derivative computed term by term, Sums, scalar multiples, products and quotients: , , , and when ).
Verification
The map is a submersion because its Jacobian is . For , [L3] gives , which is surjective whenever . The fibre is nonempty because . Hence is an embedded submanifold by [L2].
Applying [L1] to the submersion and the embedded circle gives that is an embedded submanifold of .
The displayed equation identifies this preimage with the usual cylinder.
The graph of the sine function is an embedded submanifold
Example
The set
is an embedded one-dimensional submanifold of .
Facts & Assumptions
Given: The smooth function , .
The graph of a smooth map is an embedded submanifold of of dimension (The graph of a smooth map is an embedded submanifold).
Sine and cosine are differentiable with derivatives cosine and negative sine, respectively (The derivatives of sine and cosine are cosine and minus sine).
Verification
Repeatedly applying the derivative identities in [L2] shows that every derivative of exists and is again or ; these functions are continuous. Hence is smooth.
Therefore its graph is an embedded submanifold of by [L1].
This is exactly the displayed subset .
A value outside the image can still be regular
Example
For the smooth map , , the value is a regular value even though .
Facts & Assumptions
Given: The map .
The definition of regular value allows the fibre to be empty (Regular and critical points and values).
The derivative of is (The exponential function is smooth and ), and the exponential maps bijectively onto (The exponential is a continuous bijection from onto ).
Verification
The image of is , so .
By [F1], regularity of asks whether every point of the empty fibre is regular, which is vacuously true. The derivative fact [L1] is compatible with that conclusion because the map has no critical point over .
Hence is a regular value although it is not attained.
A figure-eight curve is an immersed image but not an embedded submanifold
Statement refuted
Every immersed image is an embedded submanifold.
Facts & Assumptions
Given: The map from to .
The displayed claim is the false statement under discussion (The image of every immersion need not be an embedded submanifold).
(The derivatives of sine and cosine are cosine and minus sine), and the chain rule gives (The chain rule for total derivatives: ).
Counterexample
By [L1], , and as in the false-statement proof this never vanishes. Hence is an immersion.
The image passes through at and , and in fact at every integer multiple of . The two branches coming from and already have distinct tangent directions, so the image has a transverse self-crossing and is not locally homeomorphic to an interval at the origin.
Thus is an immersed image that is not an embedded submanifold, refuting [F1].
Countably many concentric circles give an injective immersion that is not an embedding
Statement refuted
Every injective immersion is an embedding, and every immersed submanifold inherits the subspace topology of its image.
Facts & Assumptions
Given: The disjoint union of one unit circle and the circles of radii for , with the componentwise inclusion .
The two displayed claims are the false statements under discussion (An injective immersion need not be an embedding, The intrinsic topology of an immersed submanifold need not be the subspace topology).
Countable disjoint unions of fixed-dimensional smooth manifolds are smooth manifolds, and the circles here are smooth one-manifolds (Countable disjoint unions of fixed-dimensional smooth manifolds are smooth manifolds, A regular level set is an embedded submanifold, For a natural the function is differentiable everywhere with derivative ; for it is the constant , with derivative ; for a natural the function is differentiable at every with derivative ; consequently every polynomial function is differentiable at every real, with the derivative computed term by term, Sums, scalar multiples, products and quotients: , , , and when ).
Counterexample
By [L1], is a smooth manifold. The restriction of to each component is the ordinary circle inclusion, so is an injective immersion.
In the intrinsic topology of , each component is open. In the subspace topology on , the unit circle component is not open because every neighbourhood of one of its points meets infinitely many outer circles. So is not a homeomorphism and the topologies do not agree.
Therefore this single example simultaneously refutes both claims in [F1].
A rank drop at one point need not persist locally
Statement refuted
If a smooth map has rank at one point, then it has rank on some neighbourhood of that point.
Facts & Assumptions
Given: The map on .
The displayed claim is the false statement under discussion (Rank at one point need not determine nearby rank).
The derivative of is (For a natural the function is differentiable everywhere with derivative ; for it is the constant , with derivative ; for a natural the function is differentiable at every with derivative ; consequently every polynomial function is differentiable at every real, with the derivative computed term by term, A total derivative computes every directional derivative, and its matrix is the Jacobian).
Counterexample
By [L1], the derivative at is , so the rank at is .
For every , the derivative is , so the rank is at . Thus no neighbourhood of has constant rank .
Hence refutes the claim in [F1].
Sources
- John M. Lee, Introduction to Smooth Manifolds, Immersions and Submersions
- John M. Lee, Introduction to Smooth Manifolds, Level Sets
- John M. Lee, Introduction to Smooth Manifolds, Embedded Submanifolds
- Nigel Hitchin, Differentiable Manifolds, Theorem 3.3 context
- John M. Lee, Introduction to Smooth Manifolds, Immersed Submanifolds
- John M. Lee, Introduction to Smooth Manifolds, Embeddings
- John M. Lee, Introduction to Smooth Manifolds, Maps of Constant Rank