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Bloch, Schottky, and the Picard Theorems
1 · Prerequisites
- Absolute and Conditional Convergence; Rearrangement; Products
- Analyticity of Holomorphic Functions; Liouville and Morera
- Arc Length and Rectifiable Curves
- Binary Operations, Monoids, Groups and Subgroups
- Bounded Variation and the Riemann–Stieltjes Integral
- Compactness
- Compactness in Metric Spaces
- Completeness, Completion, and Uniform Continuity
- Complex Differentiability and the Cauchy–Riemann Equations
- Complex Power Series and Analytic Functions
- Conformal Mapping, Branches, and the Schwarz Lemma
- Connectedness
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Continuity, IVT, EVT, and Uniform Continuity
- Contour Integration
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Filters and Ultrafilters
- Finite Counting, Factorials and Binomial Coefficients
- Foundations of the Real Numbers for Analysis
- Function Space Topologies and the Exponential Law
- Fundamental Trigonometric Identities
- Goursat's Theorem and Cauchy's Theorem in a Convex Domain
- Group Homomorphisms and the Isomorphism Theorems
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Isolated Singularities and Laurent Series
- Limits of Real Functions
- limsup, liminf, and Subsequential Limits
- Line Integrals and the Gradient Theorem
- Linear Independence, Bases and Dimension
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Matrices, the Matrix of a Linear Map, and Change of Basis
- Metric Spaces
- Mixed Partials, Taylor Formulae, and Extrema
- Monotone Functions, Discontinuities, and Continuity Sets
- Monotone Sequences, Bolzano-Weierstrass, and Cauchy Completeness
- Normal Families and Montel's Theorem
- Normal Subgroups and Quotient Groups
- Order, Zorn's Lemma, and the Axiom of Choice
- Partitions of Unity and Paracompactness
- pi: the Equivalent Characterizations
- Polynomial Rings, the Division Algorithm and Roots
- Power Series and Real-Analytic Functions
- Properties of the Integral and the Working FTC
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Rⁿ as a Normed Space; Vector-Valued Functions
- Roots, Rational Powers, and Classical Inequalities
- Separation Axioms: the Hierarchy
- Sequences and Limits
- Sequences and Series of Functions; Uniform Convergence
- Series: Convergence and the Nonnegative Tests
- Simple Field Extensions and the Construction of the Complex Numbers
- Sine, Cosine, and the Definition of Pi
- Subspaces, Products, and Quotients
- Suprema and Infima
- The Argument Principle and Rouché's Theorem
- The Ascoli–Arzelà Theorem
- The Cantor Set, Baire Category, and Measure Zero in ℝ
- The Complex Exponential and Euler's Formula
- The Derivative and the Mean Value Theorems
- The Exponential Function
- The Fundamental Theorems of Calculus
- The Identity Theorem, the Maximum Principle and the Open Mapping Theorem
- The Inverse and Implicit Function Theorems
- The Logarithm and General Powers
- The Residue Theorem and the Evaluation of Real Integrals
- The Riemann Integral: Definition and Integrability
- The Riemann Mapping Theorem
- The Riemann Sphere and Möbius Transformations
- The Topology of Euclidean Space
- The Total Derivative in ℝᵐ → ℝⁿ
- The Winding Number and the Global Cauchy Theorem
- The ZFC Axioms and the Basic Set Constructions
- Topological Spaces and Continuity
- Topology of ℝ
- Vector Spaces, Linear Subspaces, Span and Direct Sums
2 · Summary
This page follows the classical one-variable route fixed by the design. The first block proves Bloch's theorem by the elementary maximizing-point normalization, extracts the corresponding Landau radius bound, and then uses branch constructions for functions omitting and to obtain Schottky's theorem.
From Schottky the page derives the normal-family theorem for two-value-omitting families, Little Picard, the repaired fixed-annulus lemma ruling out an essential singularity when two finite values are omitted, and then Great Picard. The final remark records the agreement with the later Nevanlinna route without turning that later page into a load-bearing dependency here.
3 · Logical flowchart
4 · Definitions, theorems and proofs
Bloch radii and the Bloch constant
Definition
Let be holomorphic on with . The Bloch radius is the supremum of all for which some subdomain is mapped univalently by onto a round disc of radius .
The Bloch constant is
Landau radii and the Landau constant
Definition
Let be holomorphic on with . The Landau radius is the supremum of all such that contains a round disc of radius .
The Landau constant is
Families of holomorphic functions omitting two common finite values
Definition
Let be a plane domain and . The family is a two-value-omitting holomorphic family when there are distinct such that
By postcomposing with an affine map, one may normalize the omitted pair to when convenient.
Maximizing-point rescaling produces a normalized map with uniformly bounded derivative
Statement
Let be holomorphic on with , let , and let on . If maximizes on the closed radius- disc and
then is holomorphic on , satisfies and , obeys for , and
Facts & Assumptions
Given: A holomorphic map with , the radius , and a maximizer of on .
A continuous real-valued function on a nonempty compact metric space has a maximum (A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value).
Proof
The closed disc is compact, and is continuous, so [L1] justifies the maximizing point . Since , the affine disc lies in , so is holomorphic on and direct differentiation gives , .
If , then . Maximality of yields . Because , dividing gives .
Since lies in the maximizing disc, maximality also gives , which is the claimed lower bound.
Controlled derivative oscillation forces injectivity on a fixed subdisc
Statement
Let be holomorphic on with , , and on . Then is univalent on and
Facts & Assumptions
Given: A holomorphic map with , , and on .
If is holomorphic and , then (Schwarz lemma with the equality cases).
Rouche's theorem preserves zero count under a strict boundary perturbation (Rouche's theorem in the classical strict-inequality form).
Proof
Define . Then is holomorphic on , , and . Hence [L1] gives for every .
If , step 1.1 gives . For , one has , so . Therefore , which shows injectivity on .
On , one has . Fix with . Then on , . Rouche [L2] gives the same zero count for and , so has exactly one solution in .
Step 2.2 shows every lies in , and step 2.1 shows the restriction there is univalent.
Bloch's theorem
Statement
If is holomorphic on and , then
In particular, .
Facts & Assumptions
Given: A holomorphic map with .
The maximizing-point rescaling lemma produces a normalized map on with and (Maximizing-point rescaling produces a normalized map with uniformly bounded derivative).
Such a normalized map is univalent on and covers there (Controlled derivative oscillation forces injectivity on a fixed subdisc).
Proof
Apply [L1] with to obtain , a radius , and a normalized rescaling with on and .
By [L2], the restriction of to is univalent and its image contains . Take the inverse image of that round disc under this univalent restriction and then undo the affine source and target normalizations. This gives a subdomain on which maps univalently onto . Since step 1.1 gives , this radius is at least .
Thus . Taking the infimum over all normalized gives .
Landau's theorem
Statement
If is holomorphic on and , then
In particular, .
Facts & Assumptions
Given: A holomorphic map with .
Bloch's theorem gives a univalent subdisc whose image contains a round disc of radius at least (Bloch's theorem).
Proof
By [L1], some subdomain of is mapped by univalently onto a round disc of radius at least . That round disc is contained in the full image , so .
Since every schlicht disc counted by is also a disc inside , one has for each normalized . Taking infima and using [L1] gives .
Disc functions omitting 0 and 1 admit holomorphic logarithms for f and 1-f
Statement
Let be holomorphic and omit and . Then there exist holomorphic functions such that
Facts & Assumptions
Given: A holomorphic map .
The unit disc is homologically simply connected (Star-shaped plane domains are homologically simply connected).
On a homologically simply connected complex domain, every holomorphic nowhere-zero function has a holomorphic logarithm (A nonvanishing holomorphic function on a homologically simply connected domain has a holomorphic logarithm).
Proof
Both and are holomorphic and nowhere zero on . Fact [L1] makes homologically simply connected.
Applying [L2] first to and then to gives holomorphic logarithms and with and .
Schottky's theorem
Statement
For every and every there exists a constant such that every holomorphic map with satisfies
Facts & Assumptions
Given: Real numbers and , and a holomorphic map with .
The functions and admit holomorphic logarithms on (Disc functions omitting 0 and 1 admit holomorphic logarithms for f and 1-f).
The unit disc is homologically simply connected, so holomorphic roots and logs exist there for nowhere-zero functions (Star-shaped plane domains are homologically simply connected, A nonvanishing holomorphic function on such a domain has holomorphic roots of every positive order, A nonvanishing holomorphic function on a homologically simply connected domain has a holomorphic logarithm).
Bloch's theorem gives an absolute lower bound for normalized Bloch discs (Bloch's theorem).
The complex exponential satisfies (, and the complex exponential extends the real exponential) and is entire (The complex exponential is entire and its complex derivative is itself).
Proof
By [L1], choose with . Since omits , the function omits every integer. In particular and are nowhere zero, so [L2] gives holomorphic on with and . Then , so is nowhere zero, and [L2] gives a holomorphic with .
Using [L4] and , one gets and hence . Therefore , , and .
Put . First suppose . In step 1.1 choose the logarithm so that , which is possible because is determined up to an integer. Since , this also gives and hence for a fixed bound . Now and , so for one has . Because and , one also has . Finally choose the logarithm of so that ; then and therefore .
Let for , and set . If , then is an odd integer, so step 2.1 gives , impossible. Hence . The horizontal gaps between consecutive are less than , and the two vertical translates reduce the vertical gap to , so every open Euclidean disc of radius in meets .
Fix and rescale from the disc to the unit disc. If , then [L3] would produce a schlicht disc of radius greater than inside , contradicting step 3.1. Therefore for every .
If , integrate step 4.1 radially and use step 2.2 to get for . The formula in step 2.1 then bounds by a constant depending only on and . If , apply the same construction to : its center value lies between and , so the preceding case with center parameter uniformly bounds and hence . Taking the larger of the two bounds gives the required .
Families omitting two values are chordally normal
Statement
Assume the Axiom of Choice. Let be a plane domain and let be a family of holomorphic functions omitting the two values and . Then is normal for chordal local uniform convergence.
Facts & Assumptions
Given: The Axiom of Choice, a plane domain , and a family whose members omit and .
The Axiom of Choice supplies the successive subsequence selections in the chordal Arzela-Ascoli criterion (The Axiom of Choice).
Schottky's theorem bounds such a function on every smaller disc once one of , , or is bounded at the center (Schottky's theorem).
A locally bounded holomorphic family is locally equicontinuous (Locally bounded holomorphic families are locally equicontinuous).
Under the Axiom of Choice, the chordal Arzela-Ascoli criterion characterizes meromorphic normality (Local chordal equicontinuity is equivalent to meromorphic normality on compact exhaustions).
Proof
If is empty, it is chordally normal vacuously. Otherwise fix and choose with . For each , at least one of , , or is at most : if both and held, the triangle inequality would fail. Thus one of the three transforms , , has center value of modulus at most .
Each omits and , so [L1] applied after rescaling to gives a bound on for the transform selected in step 1.1. Hence every member of the transformed family is locally bounded there. Fact [L2] makes each transformed subfamily locally equicontinuous, and because there are only three fixed inverse transforms, the original family is chordally locally equicontinuous on .
The target is compact, so pointwise relative compactness is automatic. Therefore [A1] and [L3] apply on each , giving chordal normality there. As was arbitrary, is chordally normal on .
Little Picard theorem
Statement
A nonconstant entire function omits at most one finite complex value.
Facts & Assumptions
Given: An entire function .
Schottky's theorem bounds a holomorphic map omitting and on every fixed smaller disc by a constant depending only on the center bound (Schottky's theorem).
A bounded entire function is constant (Liouville's theorem: every bounded entire function is constant).
Proof
Assume toward a contradiction that omits two finite values. After an affine change of target, we may suppose those values are and . For every , apply [L1] with the fixed inner radius to the map on . Since , the resulting bound is independent of and gives whenever .
Since in step 1.1 is arbitrary, those discs exhaust while the same constant bounds all of them. Thus is bounded on . Fact [L2] then makes constant, contradicting the assumption.
Therefore a nonconstant entire function omits at most one finite value.
Two omitted finite values rule out an essential singularity
Statement
Assume the Axiom of Choice. Let be holomorphic on a punctured disc and omit two distinct finite values there. Then is removable for or a pole; in particular, is not an essential singularity.
Facts & Assumptions
Given: The Axiom of Choice and a holomorphic map on omitting two distinct finite values.
The Axiom of Choice is available for the subsequence selection below (The Axiom of Choice).
Assuming the Axiom of Choice, holomorphic families omitting and are chordally normal (Families omitting two values are chordally normal).
A chordal limit of holomorphic functions is holomorphic or identically (A chordally locally uniform meromorphic limit is meromorphic or identically infinity).
Boundary maximum modulus propagates a boundary bound to a bounded annulus (Boundary maximum modulus principle on a bounded domain).
A bounded punctured-disc holomorphic function has a removable singularity (Characterizations of removable singularities).
Every isolated singularity is removable, a pole, or essential (Every isolated singularity is removable, a pole, or essential).
A punctured-disc holomorphic function has a pole exactly when its reciprocal extends holomorphically across the centre and vanishes there (Characterizations of poles).
Proof
After an affine change of target, we may assume the omitted values are and . Choose radii with , and define on the fixed annulus . Each omits and , so [A1] and [L1] give a chordally locally uniformly convergent subsequence on ; relabel it again as , with the corresponding radii still written .
By [L2], the limit of that subsequence is either holomorphic on or identically . In the first case, chordal local uniform convergence to a finite holomorphic limit is Euclidean local uniform convergence on the unit circle, so there are and with for every and . In the second case, the same argument applied to the infinity chart gives and with for every and .
In the first case, fix and apply [L3] to the bounded annulus . Step 2.1 bounds by on both boundary circles of , so throughout . As this holds for every , the function is bounded on . Fact [L4] then makes removable.
In the second case, apply the same annulus argument to . Step 2.1 bounds by on both boundary circles of each for , hence throughout every such annulus. Therefore [L4] extends holomorphically across . If the extension is nonzero at , then its reciprocal extends , so is removable for . If the extension vanishes at , [L6] makes a pole of .
Steps 3.1 and 3.2 show that only the removable and pole branches of [L5] can occur, so is not an essential singularity.
Great Picard theorem
Statement
Let be holomorphic on a punctured disc and suppose is an essential singularity of . With at most one finite exception, every value in is assumed infinitely often in every punctured neighborhood of .
Facts & Assumptions
Given: A holomorphic function on with an essential singularity at .
If a punctured-disc holomorphic function omits two distinct finite values, then the singularity is removable or a pole (Two omitted finite values rule out an essential singularity).
Proof
Suppose two distinct finite values each failed to occur infinitely often in some punctured neighborhood of . After passing to the smaller of those neighborhoods, each equation would have only finitely many solutions there. Shrink once more past all those finitely many points. The resulting punctured disc omits both and , so [L1] would make the singularity removable or a pole, contradicting the hypothesis that it is essential.
Step 1.1 shows that at most one finite value can fail the asserted infinitely-often property. Every other finite value is therefore assumed infinitely often in every punctured neighborhood of .
This is exactly the Great Picard conclusion for finite values.
A nonconstant meromorphic function on the plane omits at most two sphere values
Statement
A nonconstant meromorphic function on omits at most two values of .
Facts & Assumptions
Given: A nonconstant meromorphic function .
A unique Möbius transformation carries any ordered triple of distinct sphere points to any other (A unique Möbius transformation carries any ordered triple of distinct sphere points to any other).
Möbius transformations are biholomorphic sphere self-maps (Every Möbius transformation is a biholomorphism of the Riemann sphere).
A nonconstant entire function omits at most one finite value (Little Picard theorem).
Proof
Assume toward a contradiction that omits three distinct sphere values. By [L1], choose a Möbius transformation sending them to , , and . Then is meromorphic by [L2], omits , , and , and therefore is actually entire.
Fact [L3] makes an entire function omitting and constant, so is constant. Since is biholomorphic by [L2], is constant as well, contradicting the hypothesis.
Therefore a nonconstant meromorphic function on the plane omits at most two sphere values.
A meromorphic essential singularity omits at most two sphere values
Statement
Let be meromorphic on a punctured disc with an essential singularity at . Then at most two sphere values can be omitted on a punctured neighborhood of ; equivalently, with at most two sphere-value exceptions, every value occurs infinitely often in every punctured neighborhood of .
Facts & Assumptions
Given: A meromorphic function with an essential singularity on .
Great Picard holds for holomorphic functions and finite values (Great Picard theorem).
Möbius transformations act biholomorphically on the sphere and can move any ordered triple of sphere points to any other (Every Möbius transformation is a biholomorphism of the Riemann sphere, A unique Möbius transformation carries any ordered triple of distinct sphere points to any other).
Proof
Suppose three distinct sphere values each failed to occur infinitely often in some punctured neighborhood of . After passing to a common smaller neighborhood and then shrinking past their finitely many preimages, all three values are omitted. By [L2], choose a Möbius transformation sending them to , , and . Then is holomorphic on that smaller punctured disc and still has an essential singularity at , because a biholomorphic target change cannot turn an essential singularity into a removable singularity or pole.
The function omits the finite values and , so [L1] gives a contradiction. Thus at most two sphere values can fail the infinitely-often property, and every other sphere value occurs infinitely often in every punctured neighborhood.
This is the meromorphic Great Picard conclusion.
Agreement between the classical and Nevanlinna proofs of Picard's theorems
The one-variable Little and Great Picard theorems proved on this page agree with the later Nevanlinna-theoretic route: Eremenko's discussion of the Second Main Theorem identifies the corresponding one-variable statement as exactly the same value-distribution obstruction. This remark records that agreement only after both classical proofs have already been established locally by Little Picard theorem and Great Picard theorem.
5 · Examples, counterexamples and false statements
None yet.
Sources
- Matthias Weber, Complex Analysis, §7.4
- Aleksander Simonic, The Ahlfors lemma and Picard's theorems, §6.3
- Aleksander Simonic, The Ahlfors lemma and Picard's theorems, Theorem 13
- Matthias Weber, Complex Analysis, Theorem 7.4.2
- Matthias Weber, Complex Analysis, Theorem 7.4.1
- Aleksander Simonic, The Ahlfors lemma and Picard's theorems, Theorem 11
- K. Stoll, Introductory Complex Analysis, Lemma 16.6 and Theorem 16.10
- Aleksander Simonic, The Ahlfors lemma and Picard's theorems, §6.2
- Aleksander Simonic, The Ahlfors lemma and Picard's theorems, Theorem 14
- Aleksander Simonic, The Ahlfors lemma and Picard's theorems, §6.4
- Aleksander Simonic, The Ahlfors lemma and Picard's theorems
- Alexandre Eremenko, Lectures on Nevanlinna theory