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Stationary action and Lagrangian dynamics — Examples
1 · Prerequisites
- Absolute and Conditional Convergence; Rearrangement; Products
- Algebraic Closure, Embeddings, and Separability
- Algebraic Extensions, Extension Degree, and Finite Fields
- Binary Operations, Monoids, Groups and Subgroups
- Cm Math Balances
- Cm Math Dynamics
- Cm Math Geometry
- Cm Math Variations
- Compactness in Metric Spaces
- Completeness, Completion, and Uniform Continuity
- Composition Series, the Jordan–Hölder Theorem and Solvable Groups
- Congruences, the Integers Modulo n and the Chinese Remainder Theorem
- Connectedness
- Constant Rank, Submersions, Immersions and Regular Level Sets
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Continuity, IVT, EVT, and Uniform Continuity
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Countability Axioms and Cardinal Functions
- Cyclic Groups and Direct Products
- Determinants of Matrices over a Commutative Ring
- Diagonalisation and the Minimal Polynomial
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Divisibility, Greatest Common Divisors and Bézout's Identity
- Dual Spaces, Bilinear and Quadratic Forms, and Sylvester's Law of Inertia
- Eigenvalues, Eigenvectors and the Characteristic Polynomial
- Exterior Powers, Orientation and Hodge Duality
- Filters and Ultrafilters
- Finite Counting, Factorials and Binomial Coefficients
- Forces, initial data and Newtonian flow
- Foundations of the Real Numbers for Analysis
- Framework, quantities and geometry
- Gaussian Elimination, Elementary Matrices and Reduced Row Echelon Form
- Group Actions, Orbits, Stabilisers and Cayley's Theorem
- Group Homomorphisms and the Isomorphism Theorems
- Hereditary and Productive Behaviour of the Separation Axioms
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Inner Product Spaces, Gram-Schmidt, Projections and Adjoints
- Limits of Real Functions
- limsup, liminf, and Subsequential Limits
- Line Integrals and the Gradient Theorem
- Linear Independence, Bases and Dimension
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Matrices, the Matrix of a Linear Map, and Change of Basis
- Metric Spaces
- Mixed Partials, Taylor Formulae, and Extrema
- Momentum, work and energy balances
- Monotone Functions, Discontinuities, and Continuity Sets
- Monotone Sequences, Bolzano-Weierstrass, and Cauchy Completeness
- Normal Subgroups and Quotient Groups
- Normed and Banach Spaces
- Norming and Separation under Hahn–Banach
- Order, Zorn's Lemma, and the Axiom of Choice
- Picard-Lindelöf and First-Order Ordinary Differential Equations
- Polynomial Rings, the Division Algorithm and Roots
- Power Series and Real-Analytic Functions
- Primes, Euclid's Lemma and the Fundamental Theorem of Arithmetic
- Properties of the Integral and the Working FTC
- Rank Theorems and Embedded Submanifolds
- Regular constraints and moving frames
- Regular Surfaces and Surface Integrals
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Rⁿ as a Normed Space; Vector-Valued Functions
- Roots, Rational Powers, and Classical Inequalities
- Separation Axioms: the Hierarchy
- Sequences and Limits
- Sequences and Series of Functions; Uniform Convergence
- Series: Convergence and the Nonnegative Tests
- Simple Field Extensions and the Construction of the Complex Numbers
- Sine, Cosine, and the Definition of Pi
- Smooth Manifolds and Smooth Maps
- Splitting Fields
- Stationary action and Lagrangian dynamics
- Subspaces, Products, and Quotients
- Suprema and Infima
- Sylow's Theorems, p-Groups and Nilpotent Groups
- Symmetric Groups, Cycle Decomposition and the Sign Homomorphism
- Tangent Cotangent and the Differential
- The Derivative and the Mean Value Theorems
- The Determinant of a Linear Operator, Cofactors and Cramer's Rule
- The Exponential Function
- The Fundamental Theorem of Algebra
- The Fundamental Theorem of Finite Abelian Groups
- The Fundamental Theorems of Calculus
- The Galois Correspondence
- The Inverse and Implicit Function Theorems
- The Inverse Function Theorem Completed
- The Logarithm and General Powers
- The Riemann Integral: Definition and Integrability
- The Spectral Theorem, Positive Operators and Singular Value Decomposition
- The Topology of Euclidean Space
- The Total Derivative in ℝᵐ → ℝⁿ
- The ZFC Axioms and the Basic Set Constructions
- Topological Spaces and Continuity
- Topology of ℝ
- Triangularisation, Generalised Eigenspaces and Jordan Canonical Form
- Vector Spaces, Linear Subspaces, Span and Direct Sums
2 · Summary
Worked checks for cm07-stationary-action-and-lagrangian-dynamics. The free particle: the unique stationary curve between fixed endpoints is the straight uniform motion, and it minimises the action treats the free one-label model: the stationary curves are the affine uniform motions, the curve between two fixed endpoints is unique, and the exact identity shows that the stationary curve is a genuine minimiser in the fixed-endpoint class. The harmonic oscillator on a long interval: the stationary curve is neither a local minimum nor a local maximum computes the action of the sine-mode variations of the oscillator in closed form, , so on intervals longer than arbitrarily small variations make the action both smaller and larger: stationarity is not minimisation. Cylindrical coordinates for one label: the kinetic metric m diag(1, r^2, 1) and the coordinate form of the model's equation verifies the coordinate-covariance theorem on cylindrical local coordinates off the -axis, computing the kinetic metric and identifying the Euler-Lagrange equations with the Cartesian equation in the orthonormal frame. A total-derivative Lagrangian on explicit data: the endpoint term and the unchanged equations uses a vector configuration and a dimensioned affine curve to exhibit the endpoint term while the Euler-Lagrange expression and the model equation stay fixed. The unrestricted action principle fails for the normalized nonholonomic relation : the d'Alembert motion is not vakonomic uses normalized dimensionless coordinates and time for the relation ; its stated d'Alembert motion has and for , so it cannot satisfy the vakonomic equations for those data. This shows that the prescriptions are not generally equivalent for velocity constraints. The planar pendulum by constraint elimination: kinetic metric, Lagrange equation and the ideal reaction recovered recovers the planar pendulum from the reduction theorem, with kinetic metric , substituted Lagrangian , the reduced equation , and the ideal reaction as the transpose constraint-Jacobian multiple , where and the multiplier components have their declared, different dimensions.
3 · Logical flowchart
4 · Definitions, postulates, theorems and proofs
None yet.
5 · Examples, experiments and counterexamples
The free particle: the unique stationary curve between fixed endpoints is the straight uniform motion, and it minimises the action
A worked check of the stationary-action equivalence on the free one-label model: zero force map, zero potential, Cartesian Lagrangian of a free particle; on every closed time interval the stationary curves are exactly the affine uniform motions, for each pair of endpoint configurations there is exactly one, and the action difference to the stationary curve is a nonnegative quadratic functional of the variation, so the stationary curve is a minimiser within the fixed-endpoint class. The mass, position, time and velocity carry dimensions mass, length, time and length per time, respectively. All quantities are model values under the declared idealization of a particle subject to no force.
Example
Declare a one-label model of the force branch of Adopted force model: force maps, the equation of motion, additive composition of force contributions and frame covariance with , mass , time window , configuration domain and zero force map ; this is the global potential model with potential and no residual forces (Potential presentations of a force model, potential and mechanical energy, closed versus exact force fields, local potentials and equipotential level sets), whose mechanical Lagrangian is (The action functional of a force model with a potential presentation: the mechanical Lagrangian, its chart instance and its dimensions). Let , let , and consider the curves with and . Under the units of Dimensions and SI unit conventions of the non-relativistic classical mechanics framework, , , , and .
Then:
- is stationary for the action if and only if is affine, with constant ; consequently there is exactly one stationary curve with the prescribed endpoints,
- For every variation of one has the exact identity with equality if and only if ; hence is the unique minimiser of in the class of curves with these endpoints.
- The global affine curve defined by , with , is the unique maximal motion through the datum , and .
All quantities are model values; no measurement is reported.
Facts & Assumptions
Given: The model data of the Example, , the endpoints , the curve and a variation with of .
The chart and the equivalence (The action functional of a force model with a potential presentation: the mechanical Lagrangian, its chart instance and its dimensions, The stationary-action criterion and the potential-part Euler-Lagrange equation): with is a time-dependent Lagrangian chart, and a curve is stationary for if and only if for every .
Motion and maximal motion (Stationary curves of the mechanical action are exactly the restrictions of the model's motions (global potential branch), The associated first-order system, motions, maximal motions and the Newtonian flow of a force model): the stationary curves of on are the restrictions of the motions of the model with interval containing ; every motion with is affine, and through each datum there is exactly one maximal motion.
Integral and derivative calculus (The second fundamental theorem: if is differentiable on with and is integrable, then , Integrable functions on form a set closed under sums and scalar multiples, and , If on and both are integrable then ; and , A continuous on with is identically , A continuous function on is Riemann integrable, by Heine-Cantor and Riemann's criterion, The lower and upper Darboux integrals of a bounded on as and , Darboux integrability as their equality, and the notation , The Euclidean inner product on , The derivative and the Riemann integral of a vector-valued function: an intrinsic derivative and a componentwise integral, The derivative of at a point that is a limit point of , and differentiability on a set, Intervals of : the nine order-convex forms, nondegeneracy, and length, The chain rule for total derivatives: , Sums, scalar multiples, products and quotients: , , , and when ): the integral is linear and monotone on continuous integrands; a continuous nonnegative function with zero integral vanishes identically; and componentwise the fundamental theorem gives for the functions used here. The derivatives of a curve on are continuous and the usual derivative algebra applies.
Verification
Equation and uniqueness: by [F1], stationary means on because . Componentwise, [F3] applied to gives for every ; applying it to then gives , so is affine. Conversely an affine curve has and is stationary by [F1]. Its endpoint values force , well defined because ; hence is the unique stationary curve with the prescribed endpoints.
Expansion of the action: let be a variation. Since is quadratic with no linear term, The first term vanishes: is the constant vector , so by [F3] because vanishes at both endpoints. Hence by [F3].
Equality case: if the integral vanishes, the continuous nonnegative integrand vanishes identically on by [F3], so . The fundamental theorem in [F3] gives componentwise; since , . Thus the stationary curve is the unique minimiser in the fixed-endpoint class.
Consistency with the flow: by [F2] the curve is the restriction of the maximal motion through ; the affine curve is a motion on all of , hence the maximal motion is defined for all times and equals on .
Remarks
- The exact identity of step 2.1 shows that for the free particle the stationary curve is a genuine minimiser, not a saddle; the oscillator example of this page exhibits the opposite phenomenon for large intervals. Both computations are model checks of the stationarity theorem; neither is a claim that nature extremises an action.
The harmonic oscillator on a long interval: the stationary curve is neither a local minimum nor a local maximum
A worked check that stationarity is not minimisation, on a harmonic oscillator embedded in three-dimensional configuration space and moving along one fixed unit vector, with positive stiffness: on intervals longer than pi divided by the angular frequency, arbitrarily small fixed-endpoint variations in the declared dimensionless C^2 metric around the zero stationary curve produce both strictly larger and strictly smaller actions, so the stationary curve is neither a local minimiser nor a local maximiser; on shorter intervals every sine-mode variation in the checked family increases the action. The computation uses exact model actions and exact trigonometric integrals; no experimental values are reported.
Example
Fix a duration and declare a one-label model of the force branch of Adopted force model: force maps, the equation of motion, additive composition of force contributions and frame covariance with , mass , time window , configuration domain , a fixed unit vector with dimensionless components, and force map with constant . This is the global potential model with and no residual forces (Potential presentations of a force model, potential and mechanical energy, closed versus exact force fields, local potentials and equipotential level sets), with mechanical Lagrangian (The action functional of a force model with a potential presentation: the mechanical Lagrangian, its chart instance and its dimensions). Under Dimensions and SI unit conventions of the non-relativistic classical mechanics framework, , , , , , and , where . Fix a length scale and let ; the scalar below is dimensionless. Consider curves on .
Then:
- the zero curve is stationary for the action ;
- for every integer the map is a variation of , and for every dimensionless real one has the exact identity
- if , then and for every integer and every ; since in the dimensionless metric defined below as , the stationary curve is neither a local minimiser nor a local maximiser in that topology;
- if , then for every and every : every variation in this family increases the action, and no claim of global minimality is made.
Facts & Assumptions
Given: The model data of the Example, , the zero curve , the maps , and a dimensionless real .
The model and its stationarity criterion (The action functional of a force model with a potential presentation: the mechanical Lagrangian, its chart instance and its dimensions, The stationary-action criterion and the potential-part Euler-Lagrange equation): is stationary if and only if for all ; the zero curve satisfies this.
Trigonometric facts (Sine and cosine defined by their real power series, The derivatives of sine and cosine are cosine and minus sine, A function differentiable at is continuous at , The addition formulas for sine and cosine, The zero sets of sine and cosine and the least positive common period 2 pi, Parity and the Pythagorean identity for sine and cosine): , , the product-to-sum identity (the addition formula for the cosine with ), the basic values , and for every integer , and ; iterating the derivative identities twice gives , since the derivatives through order two are scalar multiples of or , which are continuous by differentiability and A function differentiable at is continuous at . Consequently and , while vanishes at and for every integer .
Integral and order calculus (The second fundamental theorem: if is differentiable on with and is integrable, then , The chain rule for total derivatives: , Integrable functions on form a set closed under sums and scalar multiples, and , A continuous function on is Riemann integrable, by Heine-Cantor and Riemann's criterion, The lower and upper Darboux integrals of a bounded on as and , Darboux integrability as their equality, and the notation , Intervals of : the nine order-convex forms, nondegeneracy, and length, The Euclidean inner product on , The derivative and the Riemann integral of a vector-valued function: an intrinsic derivative and a componentwise integral, Absolute value in an ordered field): the integral is linear, continuous integrands are integrable, and for the function is a primitive of on by the chain rule and the fundamental theorem; hence . The Archimedean property gives, for , an integer (Every complete ordered field is Archimedean); and exists uniquely by Square roots exist: a unique with ; the positives are .
The topology used for local extrema: on curves define This is a dimensionless metric: finiteness follows from continuity on the compact interval (Heine-Borel in : with the Euclidean metric a subset of is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line, A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value), and the metric axioms follow componentwise from the Euclidean norm and its triangle inequality (Cauchy-Schwarz with its equality case, the triangle inequality for , the parallelogram law and polarisation). A local minimiser or maximiser means one relative to the fixed-endpoint curve class with this metric. For fixed , by the trigonometric bounds, so it tends to zero as .
Verification
Stationarity of the zero curve: on , so by [F1] is stationary; and each is a variation because it is on with by [F2].
The two integrals: with and the product-to-sum identity of [F2] applied to , the linearity of the integral and the primitive of [F3] give because is an integer multiple of and by [F2]; and using of [F2] and the value just computed.
Exact action of the scaled variation: since and the integrand is quadratic, for every dimensionless real one has Inserting the two integrals of step 1.2 gives using with of [F3]. This proves clause 2.
Signs for : the coefficient is negative for because ; it is positive for every integer because then ; both statements are read off the identity of step 2.1, and [F3] provides such an integer. Hence for the actions and differ in sign from .
Signs for : then , hence for every , and step 2.1 gives for . This is a statement about this family of variations only; no global minimality is asserted.
Smallness: by [F4] the curves converge to in the declared dimensionless metric as , so every neighbourhood of in the fixed-endpoint curve class contains curves of strictly smaller and of strictly larger action by step 3.1; the zero curve is neither a local minimiser nor a local maximiser.
Clauses 1-4 are proved; all quantities are exact model values under the declared oscillator idealization.
Remarks
- The computation shows the explicit threshold: for the oscillator's zero curve increases the action along every sine-mode variation, while for both signs occur. The mathematical analogue with the dimensionless Lagrangian and its second variation is recorded in the verification page of the mathematics track.
Cylindrical coordinates for one label: the kinetic metric m diag(1, r^2, 1) and the coordinate form of the model's equation
A worked check of the coordinate-covariance theorem on cylindrical coordinates for one labelled particle of mass m in a declared potential presentation: the map covers the open region off the z-axis periodically and supplies local coordinates there, but is not a global chart of all configuration space; the substituted Lagrangian has kinetic metric m diag(1, r^2, 1), the coordinate Euler-Lagrange equations are exactly the Cartesian equation written in the cylindrical frame, and the Cartesian stationary curves correspond to coordinate lifts. The radial and axial coordinates have length dimension, the angle is dimensionless, and no measurement is reported.
Example
Declare a one-label model of the force branch of Adopted force model: force maps, the equation of motion, additive composition of force contributions and frame covariance with , mass , time window , configuration domain and a global potential presentation with potential and no residual forces (Potential presentations of a force model, potential and mechanical energy, closed versus exact force fields, local potentials and equipotential level sets); the mechanical Lagrangian is (The action functional of a force model with a potential presentation: the mechanical Lagrangian, its chart instance and its dimensions). Let and define the cylindrical coordinate map with substituted Lagrangian and kinetic metric
Under Dimensions and SI unit conventions of the non-relativistic classical mechanics framework, , , and (dimensionless angle); , , and . The configuration image is , which omits the -axis.
Then:
- is a map with everywhere invertible Jacobian, hence a local diffeomorphism at every point of , so the covariance theorem applies to it; its image is , it is periodic in , and it is not a global chart of . The coordinate equations are interpreted on these local charts or along a chosen coordinate lift.
- the Euler-Lagrange equations of are exactly which are the coordinate components of along ;
- consequently, for and a curve with , the coordinate curve is stationary for the substituted action if and only if the Cartesian curve satisfies the model's equation of motion on .
Facts & Assumptions
Given: The model data of the Example, the map and a curve with values in and .
Regularity and invertibility ( Euclidean maps and diffeomorphisms, The Jacobian matrix of partial derivatives and the gradient in the scalar-valued case, Invertible Euclidean linear maps, The derivatives of sine and cosine are cosine and minus sine, The principle of mathematical induction, A function differentiable at is continuous at , Rectangular matrix multiplication and the identity matrix , including zero-sized shapes, The transpose of a matrix, The Euclidean inner product on ): repeated differentiation cycles through and ; induction and their continuity show these functions, and therefore the coordinate functions of , are . The Jacobian is so is invertible on ; and is the displayed diagonal matrix because its columns are orthogonal with squared norms by (Parity and the Pythagorean identity for sine and cosine).
The covariance theorem (Time-dependent coordinate maps transform the potential-part equation into the substituted Euler-Lagrange equation): for this coordinate map the Euler-Lagrange expression of along satisfies , and the vanishing of the substituted Euler-Lagrange equation is equivalent to the Cartesian curve solving on (The stationary-action criterion and the potential-part Euler-Lagrange equation for the Cartesian equivalence).
Chain rule for the coordinate description (The chain rule for total derivatives: , Sums, scalar multiples, products and quotients: , , , and when , The derivatives of sine and cosine are cosine and minus sine, The derivative and the Riemann integral of a vector-valued function: an intrinsic derivative and a componentwise integral, Intervals of : the nine order-convex forms, nondegeneracy, and length): differentiating twice gives where , , are the displayed orthonormal basis vectors; and along .
The trigonometric parameterization needed for the global image and periodicity (The derivatives of sine and cosine are cosine and minus sine, A function differentiable at is continuous at , Intermediate value theorem, by bisection with a canonical left-half rule: a continuous function on takes every value between and , Pi is the first positive zero of sine, Quarter-turn values and shifts by pi/2 and pi, Parity and the Pythagorean identity for sine and cosine, The zero sets of sine and cosine and the least positive common period 2 pi, Square roots exist: a unique with ; the positives are , Squares of nonzero elements are positive, Absolute value in an ordered field): cosine is continuous on , with and , and on this interval. Thus, for with , gives , hence ; the intermediate value theorem gives with . The Pythagorean identity and sine's sign then give . Taking when and when gives . The period theorem gives period for sine and cosine.
Verification
Clause 1: the displayed Jacobian and its determinant are computed from the derivatives of sine and cosine, so is invertible for every and has the invertibility hypothesis of the covariance theorem. By The Euclidean inverse function theorem and A local inverse of a regular map is , its restriction near any point is a smooth diffeomorphism onto an open part of its image; the inverse is a local cylindrical coordinate chart, and these local images show is open. The image is contained in because . Conversely, for put , and . Then , so [F4] supplies with and , giving . Thus . By [F4], with distinct inputs, so is not injective and is not a global chart of . The kinetic metric is computed by matrix multiplication: the columns of are , , , an orthogonal triple of norms , , , so as displayed.
Substituted Lagrangian: from clause (b) of the generalized-coordinate construction, equals , matching the computed kinetic metric.
Euler-Lagrange equations: with , , , , and , the equations read which are the displayed coordinate equations.
Cartesian identification: by [F3], is equivalent, in the orthonormal frame , to the three scalar equations , , and ; the second equation of step 3.1 is this one multiplied by . Hence the coordinate Euler-Lagrange equations are exactly the Cartesian equation written in the cylindrical frame.
Clause 3: regard the time-independent map as , . Then its substituted domain is , which is a time-dependent Lagrangian chart over because is open and nonempty. By clause 2 of [F2], stationarity of for the substituted action is equivalent to stationarity of for ; by clause 1 of [F2] and step 4.1, the latter is equivalent to the Cartesian equation along .
Remarks
-
The example displays the two ingredients of the generalized-coordinate construction: the kinetic metric is the Jacobian-transpose multiple of the mass operator, and the coordinate equations carry the centripetal and Coriolis terms of the Cartesian acceleration exactly as computed by the chain rule. No new dynamical content is added by the change of coordinates.
-
For a curve with satisfying the first two equations, the third equation holds exactly when throughout its interval, because . Under this condition the plane-polar equations describe a motion of the declared three-dimensional model in that plane. The displayed angular Euler-Lagrange equation divided by is .
A total-derivative Lagrangian on explicit data: the endpoint term and the unchanged equations
A worked gauge check on the free one-label model in three-dimensional configuration space: adding the total time derivative of F(t,x)=alphatx_1 to the free Lagrangian changes the action by endpoint values and leaves the Euler-Lagrange expression equal to the original one, hence leaves stationary curves and the model equation unchanged. The position is a vector of length dimension, time has time dimension, alpha has force dimension, and F has action dimension. The potential normalization U + gammat is the special case F = -gammat^2/2, with gamma of energy-per-time dimension. The values are exact model values of a declared computation.
Example
Declare a one-label model of the force branch of Adopted force model: force maps, the equation of motion, additive composition of force contributions and frame covariance with , mass , time window , configuration domain and zero force map; the mechanical Lagrangian is (The action functional of a force model with a potential presentation: the mechanical Lagrangian, its chart instance and its dimensions). Let be a time scale, fix the interval , a dimensioned parameter with , and the function
so that is the Lagrangian plus the total time derivative of (Total-derivative Lagrangians, the potential representative and scaling: invariant stationary curves with endpoint terms). Under Dimensions and SI unit conventions of the non-relativistic classical mechanics framework, , , , and . Fix a unit vector and a velocity with , and consider the dimensionally consistent affine curve on .
Then:
- for every curve one has at every , and the stationary curves of and coincide;
- for the curve the actions satisfy with and ;
- for the reference-unit choice , , and , these values are , and endpoint term , all of dimension , while the equation of motion and stationary curves are unchanged.
Facts & Assumptions
Given: The model and functions of the Example, the curve , and a curve .
The gauge theorem (Total-derivative Lagrangians, the potential representative and scaling: invariant stationary curves with endpoint terms): for the mechanical Lagrangian and the function defined throughout the chart time-configuration domain with action dimension, the Lagrangian is , satisfies and for every admissible curve, and has the same stationary curves; a potential normalization uses , where .
Stationarity criterion (The stationary-action criterion and the potential-part Euler-Lagrange equation, The action functional of a force model with a potential presentation: the mechanical Lagrangian, its chart instance and its dimensions): a curve is stationary for the action of a mechanical Lagrangian if and only if it satisfies ; for the free model this is , whose solutions on are the affine vector curves.
Calculus facts (The second fundamental theorem: if is differentiable on with and is integrable, then , The chain rule for total derivatives: , Sums, scalar multiples, products and quotients: , , , and when , Integrable functions on form a set closed under sums and scalar multiples, and , A continuous function on is Riemann integrable, by Heine-Cantor and Riemann's criterion, The lower and upper Darboux integrals of a bounded on as and , Darboux integrability as their equality, and the notation , The Jacobian matrix of partial derivatives and the gradient in the scalar-valued case, Directional derivatives and partial derivatives of a map , The derivative and the Riemann integral of a vector-valued function: an intrinsic derivative and a componentwise integral, The derivative of at a point that is a limit point of , and differentiability on a set, Intervals of : the nine order-convex forms, nondegeneracy, and length): for this one has and , so ; its integral over is the endpoint difference. Also .
Verification
The displayed is a polynomial, hence (in particular ), throughout the chart projection . For a curve on , and , so pointwise; hence the vanishing sets on this interval coincide and, by [F2], so do the stationary curves.
Endpoint term on the explicit curve: and , so and . By [F1] this is .
Actions: by [F3], and step 1.2 gives .
Reference-unit data: substituting the specified into step 2.1 gives and , differing by endpoint term . Their numerical values in that SI action unit are , and , respectively; the dimension is . The curve is affine, hence stationary for both actions by [F2], and the model equation is the same for both.
Clauses 1-3 are verified: the total-derivative modification changes the action by the endpoint value of and leaves the Euler-Lagrange expression, the stationary curves and the model equation unchanged; the potential normalization is the case by [F1].
Remarks
- The endpoint value is not the difference of a physical energy: it depends on the chosen and the endpoints. The illustration complements the gauge theorem of this page, which licenses reading the potential's arbitrary as such a total derivative.
The unrestricted action principle fails for the normalized nonholonomic relation : the d'Alembert motion is not vakonomic
A worked check in dimensionless normalized coordinates and time, with physical length and time scales declared, on the nonholonomic relation z_s = x y_s: the d'Alembert motion from the stated normalized initial data has strictly positive y_s and nonzero y_{ss} for s>0, so it cannot satisfy the vakonomic (unrestricted-action) equations of the same constraint, which force y_{ss} to vanish wherever x_{ss} does. Thus these two prescriptions differ for this model and data, so no general equivalence holds. The example reports exact model computations, not measurements.
Example
Adopt the constraint model of The velocity constraint : virtual displacements, the d'Alembert law and the vakonomic law in dimensionless normalized variables: let be dimensionless time and be dimensionless coordinates, where , and are reference quantities with , and . Primes below mean differentiation with respect to . The normalized unit-mass equations have zero applied force and velocity constraint ; in physical variables this is , which is dimensionally consistent. The physical kinetic action is times the normalized action; scaling the augmented multiplier by makes its augmented action the same positive multiple of the normalized one, preserving stationarity. Physical reactions scale as times normalized reactions, and physical virtual displacements scale as , so the zero-virtual-work condition is preserved. In these normalized variables the d'Alembert prescription is , , with along motions, and the vakonomic prescription is , , for the normalized multiplier . Consider the normalized initial data
Then:
- the curve is a d'Alembert motion with these data on , and it satisfies and for every , so whenever ;
- ;
- consequently this d'Alembert motion is not a vakonomic motion of the same constraint with the same data: on any nondegenerate interval where a vakonomic pair for this curve is stationary, and force , and then the vakonomic equation forces . Every nondegenerate interval contains some , which contradicts clause 1;
- hence, for this normalized model and initial data, the vakonomic stationary-action prescription does not reproduce the d'Alembert motion. This conclusion concerns the augmented-action prescription defined by the vakonomic law above; it makes no claim about a separately specified minimization problem or other variational prescriptions.
Facts & Assumptions
Given: The normalized constraint model and initial data of the Example, the scales and the displayed curve.
The constraint model (The velocity constraint : virtual displacements, the d'Alembert law and the vakonomic law): in normalized variables the allowed velocities and virtual displacements are ; the normalized sample Lagrangian is . The displayed d'Alembert equations follow from acceleration orthogonal to and differentiation of the constraint; the displayed vakonomic equations are necessary for augmented-action stationarity, as derived in the Counterexample paragraphs headed "the d'Alembert system" and "the vakonomic equations" of The d'Alembert and vakonomic motions of differ from the same initial data.
The comparison result (The d'Alembert and vakonomic motions of differ from the same initial data): every d'Alembert motion with the stated data is claimed to be a vakonomic motion of the same constraint with the same data; the statement is refuted there by exhibiting the difference. In particular the two prescriptions are not equivalent for this constraint and data. The present example re-derives the discrepancy on explicit quantities.
Real-power and integral calculus (Continuity and derivatives of positive-base real powers, Real powers for positive bases, with the zero-base positive-exponent convention, Square roots exist: a unique with ; the positives are , The chain rule for total derivatives: , Sums, scalar multiples, products and quotients: , , , and when , The first fundamental theorem: if is integrable on and continuous at , then ; in particular a continuous has as a primitive, The second fundamental theorem: if is differentiable on with and is integrable, then , For : is integrable on if and only if it is integrable on and on , and then ; with the oriented form for arbitrary , A continuous function on is Riemann integrable, by Heine-Cantor and Riemann's criterion, The integral with oriented limits: and , Squares of nonzero elements are positive, Absolute value in an ordered field, The derivative and the Riemann integral of a vector-valued function: an intrinsic derivative and a componentwise integral, The derivative of at a point that is a limit point of , and differentiability on a set, Intervals of : the nine order-convex forms, nondegeneracy, and length): is continuously differentiable on with derivative , the expression is positive, and . Continuous integrands are integrable on every nondegenerate compact interval. Oriented additivity gives for arbitrary endpoints in such an interval. The first part of the fundamental theorem differentiates on a fixed , and its second part evaluates the integral of an integrable derivative.
The model setting (Configuration domain of labeled particles: open admissible sets, regular holonomic constraints and the mass operator, clause (e), Dimensions and SI unit conventions of the non-relativistic classical mechanics framework, The Euclidean inner product on ): realize the separately adopted d'Alembert prescription of [F1] by one particle of mass with position curve , where . The applied force input is identically zero. Along a d'Alembert motion the ideal reaction is , a continuous vector of force dimension, so . Its pairing with every physical virtual displacement , , vanishes because . Thus zero applied force does not mean zero total force. This constrained prescription is outside Adopted force model: force maps, the equation of motion, additive composition of force contributions and frame covariance, clause (i), which explicitly excludes constrained dynamics; that postulate supplies no equation with zero total force for this curve.
Verification
Clause 1, integral derivatives: for any , choose and . For either continuous integrand or , oriented additivity gives for . The first part of the fundamental theorem differentiates the first term at the interior point and the second term is constant, so the integral has derivative , including when . Thus and on . The derivative of is ; the second part of the fundamental theorem on the interval between and , with oriented reversal for and the zero-integral convention for , gives .
Clause 1, d'Alembert equations: with one has and ; differentiating step 1.1 by [F3] gives and , both continuous, so the curve is . The d'Alembert multiplier is , so and ; the constraint holds by step 1.1, and the initial data match. Thus the curve is a d'Alembert motion on with the stated data, everywhere, and vanishes only at .
Clause 2: at , , so by [F3] , because and .
Clause 3, contradiction: suppose the same curve were also vakonomic, with a multiplier making the augmented pair stationary on some nondegenerate interval . Its first vakonomic equation reads ; since and everywhere by step 2.1, this forces on . The second equation then gives on . Choose with , which exists because is a nonempty open interval; step 2.1 gives , a contradiction. Hence no interval in the vakonomic definition makes this curve stationary, so it is not a vakonomic motion with these normalized data.
Clause 4: since the d'Alembert motion with these normalized data is not vakonomic by step 3.2, the vakonomic stationary-action prescription does not reproduce that motion for this model and data. The proof asserts no conclusion about minimization or other variational prescriptions, and no universal claim about all velocity constraints follows; the holonomic reduction of this page concerns the separate holonomic branch.
Remarks
- The verification uses only the two displayed prescriptions and exact calculus; the underlying separation of the two dynamics is recorded in the cited counterexample, and the model-theoretic warning belongs to the scope remark of this pair's main page.
The planar pendulum by constraint elimination: kinetic metric, Lagrange equation and the ideal reaction recovered
A worked check of the constraint-elimination theorem on the planar pendulum model: one particle of mass m constrained without friction to a circle of radius l in the plane z=0 under a uniform downward field; the periodic angle map from R is a surjective immersion onto the circle, and multiple angle representatives are allowed. It gives kinetic metric m l^2, substituted potential -m g l cos(theta), the pendulum equation theta-double-dot = -(g/l) sin(theta), and the reaction as the transpose constraint-Jacobian multiple with its two component multipliers. The constraint components have dimensions length squared and length, so their multipliers have different dimensions. All quantities are model values of the declared idealization.
Example
Declare a one-label model of the force branch of Adopted force model: force maps, the equation of motion, additive composition of force contributions and frame covariance with , mass , time window , configuration domain and force map with constant : the global potential model of potential and no residual forces (Potential presentations of a force model, potential and mechanical energy, closed versus exact force fields, local potentials and equipotential level sets). Under Dimensions and SI unit conventions of the non-relativistic classical mechanics framework, , , , , and ; the angle is dimensionless. Fix and constrain the label to the circle of radius in the plane by the regular holonomic-constraint datum of Holonomic-constraint models of the force branch: constraint data, the constrained equation, virtual displacements and the scleronomic/rheonomic distinction and adopt the ideal-reaction law of Adopted ideal-reaction law for holonomic constraints: the d'Alembert condition, its scope and its limits. The locus is the time-independent set , so the datum is scleronomic, and the map is a surjective immersion of the constrained configurations in the sense of Generalized-coordinate maps of the model, the substituted Lagrangian, the kinetic metric and generalized forces. It is periodic and not one-to-one; the definition and reduction theorem allow these multiple angle representatives.
Then, with , kinetic metric , substituted potential and substituted Lagrangian the following hold:
- for every interval with nonempty interior and every curve with , the curve solves the Lagrange equation , i.e. if and only if is a constrained motion with ideal reaction;
- when this holds, the reaction is where and ; the multipliers have dimensions and , so the reaction has force dimension, annihilates the virtual displacements, and has a unique multiplier;
- in particular the reduced pendulum equation is exactly the Lagrange equation of , and every solution of it on such an interval , with , is an ideal constrained motion of the model.
Facts & Assumptions
Given: The model data of the Example, the datum , the surjective immersion , a curve with , and the constants with the declared dimensions.
The reduction theorem (Ideal scleronomic holonomic constraints: the substituted Lagrange equations are equivalent to the constrained model equation): for a scleronomic regular holonomic datum with a global-coverage parametrization and a potential presentation , a coordinate curve solves the Lagrange equations of with residual generalized force if and only if is a constrained motion with ideal reaction; injectivity of is unnecessary, the virtual displacements at equal , and the reaction is unique with a unique multiplier vector.
The datum and its locus (Holonomic-constraint models of the force branch: constraint data, the constrained equation, virtual displacements and the scleronomic/rheonomic distinction, Adopted ideal-reaction law for holonomic constraints: the d'Alembert condition, its scope and its limits, For an matrix , , Submersions and immersions between Euclidean open sets, The Jacobian matrix of partial derivatives and the gradient in the scalar-valued case): is smooth with of rank on (the last row is independent; on not both vanish), its component dimensions are and , the locus is nonempty and time-independent, and the virtual displacements at are .
The parametrization and its derivatives (Generalized-coordinate maps of the model, the substituted Lagrangian, the kinetic metric and generalized forces, The derivatives of sine and cosine are cosine and minus sine, Sine and cosine defined by their real power series, A function differentiable at is continuous at , The principle of mathematical induction, Parity and the Pythagorean identity for sine and cosine, The chain rule for total derivatives: , Sums, scalar multiples, products and quotients: , , , and when , Rectangular matrix multiplication and the identity matrix , including zero-sized shapes, The transpose of a matrix, The Euclidean inner product on , The derivative and the Riemann integral of a vector-valued function: an intrinsic derivative and a componentwise integral): repeated differentiation cycles through and ; induction shows all iterated derivatives of exist and are continuous, so is . Also , , and ; the displayed vectors and are orthonormal.
The angle coverage and period (The derivatives of sine and cosine are cosine and minus sine, A function differentiable at is continuous at , Intermediate value theorem, by bisection with a canonical left-half rule: a continuous function on takes every value between and , Pi is the first positive zero of sine, Quarter-turn values and shifts by pi/2 and pi, Parity and the Pythagorean identity for sine and cosine, The zero sets of sine and cosine and the least positive common period 2 pi, Squares of nonzero elements are positive, Absolute value in an ordered field): cosine is continuous on , with and , and sine is nonnegative there. For , gives , hence ; the intermediate value theorem gives with . The Pythagorean identity and sine's sign give ; use for and for , with parity, to obtain . Sine and cosine have period .
Verification
Hypotheses of the reduction theorem: is smooth and has rank on by [F2], so is a regular holonomic-constraint datum with nonempty locus, and it is scleronomic with . The map is by [F3], with injective for all because its norm is . For any , put and ; then , so [F4] gives with and , hence . Conversely every lies in by the Pythagorean identity, so . The period statement in [F4] gives with distinct inputs, so the map is periodic and not one-to-one. Moreover for all . Thus is a global-coverage parametrization with repeated angle representatives allowed, and ; the presentation has no residual forces.
Substituted Lagrangian and Lagrange equation: by [F3], and , so and The Lagrange equation is therefore , equivalent to because .
Equivalence and reaction: since , the residual generalized force vanishes, and by [F1] the equation of step 1.2 holds along if and only if is a constrained motion with ideal reaction. In that case and, differentiating twice, substituting and gives . Since and , this equals with , as stated. The reaction is normal to from [F2], so it annihilates the virtual displacements; [F1] supplies uniqueness of the multiplier vector.
Clauses 1-3 are verified: the datum and parametrization satisfy the hypotheses of the reduction theorem; the Lagrange equation of is the reduced pendulum equation; and the reaction is the normal multiple with the displayed multiplier. All quantities are model values under the declared idealizations (frictionless circular track, rigid radius, uniform downward field), not measurements.
Remarks
- The multiplier and reaction computed here agree with the multiplier-balance account of the preceding page on the same idealized apparatus; the present verification shows that the same motion is obtained by eliminating the constraint in the Lagrangian rather than by solving for the multiplier. Neither route adds an empirical claim.
Sources
- D. Tong, Classical Dynamics (Cambridge lecture notes, January 2015 printing), Section 2.1, printed pages 10-13 (PDF pages 16-19): the free particle action and the straight-line stationary path
- K. K. Likharev, Essential Graduate Physics, Part CM: Classical Mechanics (title page last edited September 1, 2026), Section 1.1, chapter pages 1-2: free motion as uniform straight motion of a particle with fixed mass
- D. Tong, Classical Dynamics (Cambridge lecture notes, January 2015 printing), Section 2.1, printed pages 10-13 (PDF pages 16-19): the principle of least action is a misnomer; the stationary path may be a minimum or a saddle
- D. Cline, Variational Principles in Classical Mechanics (2nd edition, University of Rochester River Campus Libraries, open textbook, CC BY-NC-SA 4.0), Section 5.2: the function satisfying Euler's equation is stationary and the stationary value may be a maximum or a minimum
- K. K. Likharev, Essential Graduate Physics, Part CM: Classical Mechanics (title page last edited September 1, 2026), Chapter 5, Section 5.1, chapter pages 1-2: the harmonic oscillator Lagrangian and equation of motion
- D. Tong, Classical Dynamics (Cambridge lecture notes, January 2015 printing), Section 2.2, printed pages 13-16 (PDF pages 19-22): changing coordinate systems, with plane-polar central-force coordinates and the Lagrange equations in polar form
- K. K. Likharev, Essential Graduate Physics, Part CM: Classical Mechanics (title page last edited September 1, 2026), Sections 2.1-2.2, chapter pages 1-3: generalized coordinates for a particle, with the polar-coordinate kinetic energy
- D. Cline, Variational Principles in Classical Mechanics (2nd edition, University of Rochester River Campus Libraries, open textbook, CC BY-NC-SA 4.0), Section 9.3: equivalent Lagrangians differing by a total time derivative, and the arbitrary constant in the potential
- D. Tong, Classical Dynamics (Cambridge lecture notes, January 2015 printing), Section 2.5.7, printed page 37 (PDF page 43): addition of a total derivative to the Lagrangian leaves the equations of motion unchanged
- J. Cortes, M. de Leon, D. Martin de Diego and S. Martinez, Geometric description of vakonomic and nonholonomic dynamics. Comparison of solutions (SIAM J. Control Optim., author PDF), Sections 1, 2 and 5
- D. Cline, Variational Principles in Classical Mechanics (2nd edition, University of Rochester River Campus Libraries, open textbook, CC BY-NC-SA 4.0), Sections 5.7 and 6.9: constrained variational systems and the virtual-work treatment of non-holonomic constraints
- D. Tong, Classical Dynamics (Cambridge lecture notes, January 2015 printing), Section 2.3.1, printed pages 17-19 (PDF pages 23-25): the pendulum constraint, its Lagrange equation and the constraint force proportional to the multiplier
- K. K. Likharev, Essential Graduate Physics, Part CM: Classical Mechanics (title page last edited September 1, 2026), Sections 2.1-2.2, chapter pages 1-4: the pendulum as a one-degree-of-freedom constrained system and its reduced equation
- D. Cline, Variational Principles in Classical Mechanics (2nd edition, University of Rochester River Campus Libraries, open textbook, CC BY-NC-SA 4.0), Sections 6.5 and 6.8: the plane pendulum with its constraint force in the Lagrange-multiplier treatment