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Qm Math Controlled Dynamics — Examples

1 · Prerequisites

2 · Summary

The companion page to qm-math-controlled-dynamics records three explicit mathematical checks on its approximation theory. All three items are mathematics: they carry domain: mathematics, depend only on the parent page and mathematical suppliers, and make no physical or empirical claim.

Gap-closing failure exhibits the two-level family H(s)=sσz whose gap closes at s=0: the eigenprojection branch is discontinuous and the adiabatic tracking conclusion fails with norm 1 for every slow-time parameter, showing that the uniform-gap hypothesis in Finite gapped adiabatic estimate cannot be dropped.

Continuum contribution in perturbation computes the second-order perturbation coefficient of a model whose unperturbed spectrum is an isolated simple eigenvalue plus a continuous band, obtaining a strictly negative shift produced entirely by the continuous part; a bound-state-only sum would return 0, so Simple-level reduced-resolvent coefficients must include all complementary spectral components.

Long-time RWA limitation evaluates the rotating-wave error exactly for A=B=σz, ω=1 and finds 2∣sin⁡(sin⁡t)∣, which returns the fixed positive value 2∣sin⁡1∣ at t=π/2+2πn, proving nondecay in that fixed commuting case. Its separate noncommuting family has An=0, fixed ω>0 and ∥Bn∥/ω→0, yet its propagator error equals 2 at τn=2πn/ω. That family proves that the finite-time estimate of Rotating-wave finite-time error cannot be replaced by a general uniform-in-time bound tending to zero with ∥B∥/ω.

3 · Logical flowchart

4 · Definitions, postulates, theorems and proofs

None yet.

5 · Examples, experiments and counterexamples

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Gap-closing failure

Example

Let σz=diag⁡(1,−1) on C2, with orthonormal basis e↑=(1,0), e↓=(0,1). Let H(s)=sσz for s∈[−1,1], and let UT solve iUT′=TH(s)UT, UT(−1)=I, for T>0. For s≠0 define P+(s) to be the spectral projection onto the ordered upper eigenvalue E+(s)=∣s∣.

(a) The eigenvalues are s and −s, so their separation 2∣s∣ closes at 0. The uniform positive-gap hypothesis of Finite gapped adiabatic estimate fails.

(b) The ordered upper projection is P+(s)=diag⁡(0,1) for s<0 and P+(s)=diag⁡(1,0) for s>0. Its distinct one-sided limits preclude a continuous extension through 0. At the crossing H(0)=0, the spectral projection for its only eigenvalue is I, not a distinguished rank-one projection. Assigning any rank-one projection at the crossing does not repair the unequal one-sided limits.

(c) The exact propagator is UT(s)=exp⁡[−iTσz(s2−1)/2], so UT(1)=I and

∥(I−P+(1))UT(1)P+(−1)∥=1(T>0).

Thus upper-energy tracking fails maximally at the endpoints. This is the ordered branch for which the leakage assertion is made.

(d) There is nevertheless a continuous constant rank-one branch P↓=diag⁡(0,1) whose vectors obey H(s)e↓=−se↓ for every s. It starts at energy +1 at s=−1, ends at energy −1 at s=1, and satisfies (I−P↓)UT(s)P↓=0 for every s,T. At s=0 this is a subprojection of the degenerate eigenspace; it is not the rank-two full spectral projection EH(0)({0}). The original claim that no continuous rank-one eigenbranch can pass through this crossing was false.

Verification

Given: the explicit diagonal matrices, s∈[−1,1] and T>0, with P+ defined only for s≠0 and its endpoint values as above.

[F1] Direct matrix multiplication gives H(s)e↑=se↑, H(s)e↓=−se↓, and σz2=I; these agree with Finite spin matrices (e).

[F2] The explicit matrix exponential can be differentiated entrywise. If V and W both solve iZ′=TH(s)Z with the same initial matrix, their difference D has (D∗D)′=iD∗THD−iD∗THD=0, so D=0. This supplies the uniqueness actually needed here without consuming the defective generic Dyson ordering.

1.1F1algebra

The two scalar eigenvalues in [F1] have distance 2∣s∣, which tends to zero at the crossing. For s<0 the larger one is −s with eigenspace Ce↓; for s>0 it is s with eigenspace Ce↑. Their orthogonal projections differ by diag⁡(1,−1) in norm 1, so no choice at s=0 gives a continuous ordered-upper projection. The zero matrix at 0 has only the full eigenspace C2 as its nonzero spectral projection.

2.1F1F2step 1.1algebra

Set VT(s)=diag⁡(e−iT(s2−1)/2,eiT(s2−1)/2). Entrywise differentiation gives iVT′=TsσzVT and VT(−1)=I. Hence [F2] identifies UT=VT. At s=1 both phases are 1, and (I−P+(1))UT(1)P+(−1)=diag⁡(0,1), an orthogonal projection of norm 1. This proves the full leakage assertion for every T>0.

3.1F1step 2.1algebra∎

The constant projection P↓ has H(s)P↓=−sP↓ by [F1], commutes with UT(s) by step 2.1, and gives zero leakage out of its fixed range. It therefore exhibits the continuous eigenvector counterbranch through the crossing and disproves the old unqualified no-continuous-rank-one-branch assertion, while preserving the ordered-upper failure just proved.

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Continuum contribution in perturbation

Example

Assume Countable Choice (The Axiom of Countable Choice (ACω)), as required by the analytic coefficient supplier. Let H:=C⊕L2((1,2),dx;C) with norm ∥c⊕f∥2=∣c∣2+∫12∣f∣2dx and inner product linear in the first variable (Hilbert space, The space Lp(μ) as the quotient by null functions). Let H0:=0⊕Mx on all of H, with Mxf(x)=xf(x). The operator is bounded and self-adjoint, with spectrum {0}∪[1,2]; E=0 is an isolated simple eigenvalue with gap g=1. These assertions and its concrete PVM are verified directly below, without a general AC spectral theorem. Define V(c⊕f):=(∫12f(x)dx)⊕c1(1,2). This example verifies that:

(a) V is bounded and self-adjoint, with ∥V∥=1. P0(c⊕f)=c⊕0 is the projection onto C⊕{0}, and ψ0:=1⊕0 is a unit vector with ⟨Vψ0,ψ0⟩=0.

(b) With Q=I−P0, HQ=H0∣QH=Mx and the actual reduced inverse S=ιQ(HQ−E)−1Q=0⊕M1/x, the second-order coefficient of Simple-level reduced-resolvent coefficients is exactly E′′(0)2=−⟨VSVψ0,ψ0⟩=−∫12dxx=−log⁡2<0. The coefficient theorem applies for all complex ∣λ∣<1/4, where q=2∣λ∣<1/2; the first-order coefficient is zero. The contour supplier applies on the larger disk ∣λ∣<1/2.

(c) The entire second-order coefficient comes from the continuous, indeed absolutely continuous, complementary spectrum of H0 on [1,2]. A bound-state-only sum returns 0, so it misses this nonzero complementary contribution.

Verification

Given: CC, the concrete H,H0,V,P0,Q,S,ψ0 above and the first-variable-linear pairing.

[F1] Projection valued measure, A bounded linear operator between normed spaces, The operator norm as the least bound and as the unit-sphere or unit-ball supremum, Hilbert space and The space Lp(μ) as the quotient by null functions specify the operators, quotient classes and Hilbert norm. Under the assumed Countable Choice, Complex completeness, density, and inner product: the consumer interface gives completeness and the first-variable-linear pairing for complex L2 on every measure space; apply it to Lebesgue measure on (1,2). Multiplication by bounded measurable functions preserves these quotient classes; Cauchy-Schwarz inequality for L2 bounds the scalar integral in V, and Dominated convergence gives the strong convergence of indicator-multiplier tails.

[F2] Simple-level reduced-resolvent coefficients, with the actual restricted inverse on QH, gives E′(0)=⟨Vψ0,ψ0⟩ and E′′(0)/2=−⟨VSVψ0,ψ0⟩ under CC and q<1/2. Contour perturbation projection gives the holomorphic simple eigenvalue on q<1. The example verifies all operator, spectral, normalization, gap and perturbation hypotheses locally before using them.

[F3] The natural logarithm has derivative 1/x and equals the integral from 1 to x of 1/t identifies ∫12dx/x=log⁡2. Positivity is also immediate from 1/x>0 on a positive-length interval.

1.1F1givenalgebra

[Explicit operator and spectral measure] The L2((1,2)) completeness and pairing in [F1] make it a complex Hilbert space. If cn⊕fn is Cauchy in the stated direct-sum norm, each component is Cauchy; completeness of C and this L2 space gives limits c,f, and the norm identity gives convergence to c⊕f. Thus H is complete before any Hilbert-space theorem or PVM definition is used. Since 1<x<2, Mx is bounded on all L2(1,2) with norm 2, and real multiplication gives ⟨Mxf,h⟩=⟨f,Mxh⟩. A bounded symmetric operator on the whole Hilbert space equals its adjoint directly by the defining pairing, so H0 is self-adjoint with domain H. For every real Borel B define E(B)(c⊕f)=1B(0)c⊕1B(x)f(x). These are orthogonal projections, E(R)=I, and their products are E(B∩C). On a fixed vector, disjoint countable additivity follows from pointwise indicator sums and the integrable squared-norm majorant ∣f∣2 (with the scalar component evaluated at 0), so this is a PVM. Its scalar measures are ∣c∣2δ0(B)+∫B∩(1,2)∣f(x)∣2dx. Integrating bounded simple approximations to the coordinate function on {0}∪[1,2] yields H0=∫t dE(t) on all H. Thus the representing PVM and its bounded multiplier realization are explicit.

2.1step 1.1F1algebra

[Spectrum, gap and absence of complementary eigenvectors] For z∉{0}∪[1,2], (z−H0)−1(c⊕f)=c/z⊕f/(z−x) is a bounded two-sided inverse on H. For any t∈[1,2] and ε>0, the interval J=(1,2)∩(t−ε,t+ε) has positive length. The vector 0⊕1J/∣J∣1/2 is unit and has ∥(H0−t)u∥≤ε, excluding a bounded inverse at t. Finally ker⁡H0=C⊕{0}, so 0 is an isolated simple eigenvalue and its distance to the remaining spectrum is g=1. The equation (x−t)f=0 forces f=0 in L2(1,2) because a singleton has Lebesgue measure zero. Consequently the complementary block has no eigenvectors and all its spectral measures are absolutely continuous with densities ∣f∣2 on (1,2), including zero atom at the endpoints. In particular P0=E({0}) and ψ0=1⊕0 has norm one.

3.1step 1.1step 2.1F1F2algebra

[Perturbation hypotheses and the restricted inverse] Let I(f)=∫12f(x)dx=⟨f,1⟩. Cauchy-Schwarz and the interval's length one give ∣I(f)∣≤∥f∥2. Therefore ∥V(c⊕f)∥2=∣I(f)∣2+∣c∣2≤∥c⊕f∥2; equality at ψ0 gives v=∥V∥=1>0. For c⊕f,d⊕h, the first-variable-linear pairing gives ⟨V(c⊕f),d⊕h⟩=I(f)d‾+cI(h)‾=⟨c⊕f,V(d⊕h)⟩, so V=V∗. Moreover Vψ0=0⊕1 and the first-order pairing is zero. On QH=0⊕L2(1,2), HQ−E=Mx has inverse M1/x, bounded on that exact whole complementary domain with norm one. Hence S(c⊕f)=0⊕(f/x), SP0=P0S=0 and (H0−E)S=S(H0−E)=Q on H. No global inverse of H0−E is used. The preceding operator, spectral and perturbation computations verify every concrete hypothesis of [F2], with inherited CC and q=2∣λ∣.

4.1step 1.1step 2.1step 3.1F2F3algebra∎

[Exact coefficient and its continuous origin] The explicit reduced inverse gives SVψ0=0⊕(1/x) and VSVψ0=(∫12dx/x)⊕0. Pairing with the unit ψ0 and applying [F2], [F3] yields E′′(0)/2=−∫12dx/x=−log⁡2<0. The scalar spectral measure of Vψ0=0⊕1 is exactly 1(1,2)(x)dx by step 1.1, so the entire coefficient integrates 1/x over the continuous complementary spectrum. Step 2.1 shows that the only bound eigenvector belongs to P0H, with zero coupling matrix element; there are no complementary bound eigenvectors. A sum restricted to bound states therefore gives zero and omits the exact negative coefficient. This proves all original example claims, its normalization and class, with the correct restricted inverse and explicit inherited CC.

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Long-time RWA limitation

Example

Work on C2 with ℏ=1. Keep the original commuting example A=B=σz, ω=1, so H(t)=(1+2cos⁡t)σz and Havg=σz. The exact and averaged propagators from time 0 are

U(t)=e−i(t+2sin⁡t)σz,Uavg(t)=e−itσz.

Their norm difference is 2∣sin⁡(sin⁡t)∣. At tn=π/2+2πn it equals 2∣sin⁡1∣>0 for every n≥0. This proves persistent nondecay of the original commuting error. It alone does not disprove uniform-time smallness as the ratio ∥B∥/∣ω∣ becomes small: in the commuting extension A=σz, B=βσz, β∈R, ω>0, the exact error satisfies

∥U(t)−Uavg(t)∥=2∣sin⁡(βωsin⁡ωt)∣≤2∣β∣ω(t∈R).

To prove the stronger intended general limitation, fix ω>0 and define σ+=(0100), σ−=σ+∗, σx=σ++σ−. For every integer n≥1, let

εn=ω12n+14n2,An=0,Bn=εnσ+,

Hn(t)=eiωtBn+e−iωtBn∗,Havg,n=0.

These are smooth bounded self-adjoint Hamiltonians of precisely the form of Rotating-wave finite-time error. They are noncommuting in time: for suitable t,u, [Hn(t),Hn(u)]=2iεn2sin⁡(ω(t−u))σz≠0. Their oscillatory coefficient norm satisfies ∥Bn∥/ω=εn/ω→0. Nevertheless at the growing times τn=2πn/ω their exact propagator obeys Un(τn)=−I, while Uavg,n(τn)=I. Thus

∥Un(τn)−Uavg,n(τn)∥=2(n≥1).

This is the maximum possible norm distance between unitaries. In particular no general bound sup⁡t≥0∥U(t)−Uavg(t)∥≤f(∥B∥/ω) with f(r)→0 as r→0 can hold for this whole class, even with A=0, fixed positive ω and dimension two. This does not assert that the finite-time theorem's linear growth rate is sharp; it proves the absence of general uniform-time smallness without additional hypotheses. All assertions concern explicit mathematical models, not a laboratory error or measurement.

Verification

Given: the original commuting example, and the circular family Hn with n≥1, ω>0, εn and τn as above.

[F1] The Pauli matrices have σx2=σz2=I and σxσz+σzσx=0, and σzσ+−σ+σz=2σ+; these follow by multiplying their displayed two-by-two matrices, consistent with Finite spin matrices (e).

[F2] Direct differentiation of a displayed unitary solution with initial value I verifies its propagator equation; uniqueness follows from the same D∗D calculation used in the preceding example. No generic ordered Dyson formula, autonomous AC group theorem, or unbounded-domain assertion is needed.

1.1F1F2algebra

The original displayed diagonal exponentials differentiate to iU′=(1+2cos⁡t)σzU, iUavg′=σzUavg, with initial value I. They are therefore the required propagators by [F2]. Left multiplication of their difference by eitσz leaves its norm unchanged and gives diagonal entries e∓2isin⁡t−1, whose common modulus is 2∣sin⁡(sin⁡t)∣. Substitution at π/2+2πn proves the original positive nondecaying subsequence.

1.2F1F2algebra

Define W(t)=exp⁡(iωtσz/2) and Gn=εnσx+(ω/2)σz. The diagonal formula for W gives Wσ+W∗=eiωtσ+ and Wσ−W∗=e−iωtσ−. Hence Hn(t)=εnW(t)σxW(t)∗. Put Vn(t)=W(t)e−itGn. Both factors are unitary, Vn(0)=I, and differentiating gives iVn′=−(ω/2)σzVn+WGne−itGn=εnWσxW∗Vn=HnVn, because W commutes with σz. By [F2], Un=Vn. The sign of W and the positive ωσz/2 term in Gn are essential in this cancellation.

2.1step 1.1algebra

For the commuting extension with real β, integrate its diagonal scalar entries to obtain U(t)=exp⁡[−i(t+2βsin⁡(ωt)/ω)σz]. The same diagonal norm calculation gives 2∣sin⁡((β/ω)sin⁡ωt)∣≤2∣β∣/ω. Thus the original commuting nondecay example admits a time-uniform small-ratio estimate; the stronger failure requires the separate noncommuting construction.

2.2F1step 1.2algebra

By [F1], Gn2=(εn2+ω2/4)I=νn2I, where νn=(ω/2)(1+1/n)>0 from the exact definition of εn. Splitting the absolutely convergent matrix exponential into even and odd powers gives e−itGn=cos⁡(νnt)I−isin⁡(νnt)Gn/νn. At τn=2πn/ω, the angles are ωτn/2=πn and νnτn=π(n+1). Therefore W(τn)=(−1)nI and e−iτnGn=(−1)n+1I, so Un(τn)=−I. Since An=0, Uavg,n(t)=I for every t, and the norm difference at τn is ∥−2I∥=2.

3.1step 2.2algebra∎

The matrix σ+ sends (x,y) to (y,0), so its operator norm is exactly 1; hence ∥Bn∥/ω=1/(2n)+1/(4n2)→0. Also τn→∞ for fixed ω. For noncommutativity, the products σ+σ−=diag⁡(1,0) and σ−σ+=diag⁡(0,1) give [Hn(t),Hn(u)]=εn2(eiω(t−u)−e−iω(t−u))σz=2iεn2sin⁡(ω(t−u))σz. The proposed general function f(r)→0 would give 2≤f(∥Bn∥/ω)→0, a contradiction. This proves the full intended no-general-uniform-smallness conclusion while retaining the distinct commuting nondecay example.

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