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Hydrostatic generating functionals and derivative-expansion boundaries

1 · Prerequisites

2 · Summary

3 · Logical flowchart

4 · Definitions, postulates, theorems and proofs

DefinitionDefinition: Literature-sourcedProof: AI-generatedprecheck passverified 2026-10-22 (gpt-6.1-sol)Open item page →

Static hydrostatic background and equation-of-state data

Physical scope

Prescribed smooth static SI background and pressure data only; no equilibrium-state existence, microscopic trace, convergence, or empirical assertion.

Definition

Let Σ be a nonempty compact smooth three-manifold without boundary, let h be a smooth Riemannian metric on Σ, and give R its usual topology and the standard smooth structure generated by the global identity chart id⁡R:R→R. Give M=R×Σ the canonical product smooth structure. Adopt a constant c>0 in metres per second as the length/time conversion, write x0=ctphys for the standard length coordinate on R, where tphys is time in seconds, and use spatial coordinates measured in metres. For a smooth function N:Σ→(0,∞), extend N constantly along R and define the metric on M by g=−N2 dx0⊗dx0+h, where h is pulled back from Σ. The metric components and lapse N are dimensionless in these length coordinates. This is a static spacetime model: the coefficients are independent of x0, ∂x0 is the selected future timelike Killing field, and its lapse is defined here by Nξ:=−g(ξ,ξ) for ξ=∂x0, so g(∂x0,∂x0)=−N2 and Nξ=N.

The Riemannian volume density of h is denoted by dVh; in length coordinates it has units of cubic metres and finite total volume, and no orientation of Σ is required. In a fixed SI gauge, let Φ:Σ→R be a smooth electrostatic scalar potential in volts, let q∈R be a fixed charge in coulombs, let T0>0 be a reference temperature in kelvins, and let μ0∈R be a reference chemical-potential parameter in joules. The sign convention is that the local electrochemical parameter is μ0−qΦ. For the static Killing field ξ=∂x0, its lapse is Nξ=N; fix the Killing-normalized temperature TK:=NξT to be the constant T0, so the local temperature is T(x)=T0/N(x). Define the local chemical-potential field by μ(x)=(μ0−qΦ(x))/N(x) for x∈Σ; then qΦ and μ have units of joules.

Let D⊂(0,∞)×R be an open domain for the pair (T,μ), measured in kelvins and joules, and let p:D→R be a supplied C2 pressure function with values in pascals. Require (T(x),μ(x))∈D at every x∈Σ. The function p is model input; this definition does not derive an equation of state or assert that the prescribed data have a material realization.

Facts & Assumptions

Given: The data in the Definition, including a nonempty compact smooth Σ, a smooth positive-definite metric h, a smooth positive lapse N, and the stated SI fields and parameters.

[F1]

Smooth manifolds and their smooth charts: a smooth manifold is a topological manifold equipped with a maximal smooth atlas.

[F2]
[F3]

Products of smooth manifolds have a canonical product smooth structure: the product of smooth manifolds has the canonical product smooth structure and dimension equal to the sum of the dimensions.

[F4]

Riemannian metric and riemannian manifold: h is a smooth symmetric tensor and hy(v,v)>0 for each nonzero v∈TyΣ.

[F5]

Smooth time-oriented Lorentzian four-manifolds: the geometric objects of the model: a smooth symmetric nondegenerate metric with inertia (3,1,0) is Lorentzian of signature (−,+,+,+); a smooth timelike field supplies a time orientation.

[F6]

Killing fields of a Lorentzian metric: a smooth vector field is Killing exactly when its metric Lie derivative vanishes, Lξg=0.

[F7]

Riemannian volume density and The riemannian volume density is coordinate independent: dVh=det⁡(hij) ∣dx1dx2dx3∣ is a globally defined positive smooth density. Riemannian volume is the radon measure of the riemannian density associates to it the compact-finite Borel measure vol⁡h, and Measurable integration extends smooth density integration defines integration of Borel scalar functions against this measure. In this item and its consumers, ∫Σf dVh means the measure integral ∫Σf dvol⁡h; compactness gives vol⁡h(Σ)<∞.

[A1]

Adopt the local SI conventions in the Definition: c>0 is in metres per second, x0=ctphys is a length coordinate, and spatial coordinates are in metres. These conventions require no orientation of M or Σ.

[A2]

Adopt the specified scalar-potential convention in the Definition: q is in coulombs and Φ is in volts, so qΦ has units of joules.

[A3]

The local lapse definition is Nξ:=−g(ξ,ξ) for the selected timelike field ξ=∂x0.

[F11]

The Axiom of Countable Choice (ACω): ACω says every sequence (Xn)n∈N of nonempty sets has a choice function f satisfying f(n)∈Xn; this is the countable-choice assumption used to construct vol⁡h and its integration in [F7].

Proof

1.1givenF1F2F3F4F5algebra

By [F1] and [F2], M=R×Σ is the Cartesian product equipped with the smooth product structure of [F3], hence is a smooth four-manifold. The tensor g=−N2dx0⊗dx0+h is smooth and symmetric. At each (x0,y) the tangent space splits as R∂x0⊕TyΣ, and for a∈R and v∈TyΣ its quadratic form is −N(y)2a2+hy(v,v). Since N(y)>0 and hy is positive definite by [F4], this form has one negative direction and three positive directions, and its direct-sum matrix is nondegenerate; hence it has signature (−,+,+,+) by [F5].

1.2givenF5F6A3algebra

The field ∂x0 is smooth and has squared norm −N2<0, so it is future timelike for the selected time orientation. Its local flow translates x0 and fixes y∈Σ; since N and h are independent of x0, this flow pulls g back to itself and hence L∂x0g=0 by [F6]. Thus the field is Killing, and its lapse equals the prescribed N by [A3] and N>0.

2.1givenF7F11A1A2algebra∎

By [F7], dVh is a globally defined positive smooth density with associated Borel measure vol⁡h. This measure is finite on compact Σ, and the notation ∫Σf dVh denotes its integral for Borel f. The profiles T=T0/N and μ=(μ0−qΦ)/N are smooth because N is smooth and strictly positive. Their length-coordinate conventions follow from [A1], while qΦ has energy units by [A2]. The measure construction and integration use the stated ACω premise [F11].

PostulateStatement: Literature-sourcedProof: Not applicable‡ sources checked 2026-10-22Open item page →

Restricted hydrostatic effective functional

Physical scope

An adopted zeroth-gradient effective equilibrium functional on a compact smooth static background in a declared long-wavelength regime; no microscopic trace, convergence, empirical equation of state, or transport coefficient is asserted.

Postulate

Use the prescribed static hydrostatic data Σ,h,N,Φ,q,T0,μ0,D,p,dVh, with local profiles T=T0/N and μ=(μ0−qΦ)/N. Fix the background fields and parameters, and take an open interval U⊂R containing μ0 such that (T0/N(x),(r−qΦ(x))/N(x))∈D for every r∈U and x∈Σ. Adopt the dimensionless effective functional

Whs(T0,r;h,N,Φ,q,p):=log⁡Zeff=1kBT0∫ΣN(x) p ⁣(T0N(x),r−qΦ(x)N(x))dVh(x),

with the integral finite. Here Zeff:=exp⁡(Whs) is notation for the adopted functional; no microscopic trace or Gibbs state is asserted. “Hydrostatic” labels this prescribed static equilibrium response model: the background is time-independent along the chosen Killing field and the Killing-normalized temperature is T0; it does not assert a fluid-equation solution or a thermal state. A “derivative expansion” means a formal ordering of candidate corrections by the number of derivatives of the prescribed background and local thermodynamic variables; this postulate retains its order-zero term only. Each application declares a microscopic length ℓmicro>0 in metres, a microscopic relaxation time τmicro>0 in seconds, and a positive spatial background scale Lbg in metres, identifying the physical meaning of each without equating distinct microscopic scales; Lbg is the shortest declared spatial variation or curvature scale among the prescribed fields. The static model is used only in the declared spatial long-wavelength regime ℓmicro/Lbg≪1. Its integral contains no temporal gradients; any time-dependent extension must separately declare a temporal variation scale tbg>0 in seconds and satisfy τmicro/tbg≪1. No numerical error bound, convergence of a gradient expansion, or microscopic existence claim is asserted. The pressure function p(T,μ) is separately supplied and is not identified with a pressure derived from a material energy function unless an application states that additional equation-of-state identification.

Physics theoremStatement: Literature-sourcedProof: AI-generatedprecheck passverified 2026-10-22 (gpt-6.1-sol)Open item page →

Hydrostatic susceptibility and Tolman variables

Physical scope

Conditional derivative identity and nonnegativity of the model chemical-potential response in the compact smooth static-background functional; no trace, microscopic existence, convergence, or empirical conclusion.

Statement

Fix the background data Σ,h,N,Φ,q,T0,p of the adopted compact hydrostatic functional and vary only its chemical-potential parameter μ0 inside the open interval U specified by that model. The local temperature profile T=T0/N has constant Killing-normalized value NT=T0; this is the model's Tolman profile. Write pμ and pμμ for the first and second derivatives of the pressure function with respect to its chemical-potential argument, evaluated at (T0/N(x),(μ0−qΦ(x))/N(x)). Then

∂μ0Whs=∫Σpμ(T0/N,(μ0−qΦ)/N)kBT0 dVh,∂μ02Whs=∫Σpμμ(T0/N,(μ0−qΦ)/N)NkBT0 dVh.

The model chemical-potential susceptibility χhs:=∂μ02Whs is nonnegative if pμμ(T0/N(x),(μ0−qΦ(x))/N(x))≥0 for every x∈Σ. With the stated SI conventions, Whs is dimensionless and χhs has units J−2. This is a deduction inside the adopted effective model, not an empirical charge-fluctuation claim.

Facts & Assumptions

Given: A compact nonempty smooth spatial manifold Σ without boundary, smooth h,N,Φ, N>0, fixed q∈R and T0>0, p∈C2(D), and an open interval U around μ0 on which all local (T,μ) profiles remain in D; hold these background inputs fixed while varying μ0.

[F1]

Restricted hydrostatic effective functional: Whs=(kBT0)−1∫ΣNp(T0/N,(μ0−qΦ)/N) dVh on the specified parameter interval, with the background held fixed.

[F2]

Static hydrostatic background and equation-of-state data: N is smooth and strictly positive, dVh is the Riemannian volume density on compact Σ with vol⁡h(Σ)<∞, and p is C2 on an open domain containing the local profiles.

[F3]

Riemannian volume density: in local coordinates dVh=det⁡(hij) ∣dx1dx2dx3∣ and its coordinate coefficient is positive.

[F4]

Riemannian volume is the radon measure of the riemannian density associates the Borel measure vol⁡h to dVh. Under ACω [A2], Measurable integration extends smooth density integration defines integration of Borel functions against this measure and gives linearity and order preservation for integrable functions. Since vol⁡h(Σ)<∞, every bounded Borel g:Σ→R is integrable and ∣∫Σg dVh∣≤∥g∥∞vol⁡h(Σ).

[F7]

A continuous function from a compact metric space to a metric space is uniformly continuous (Heine-Cantor: a continuous map from a compact metric space to any metric space is uniformly continuous).

[F8]

For a real function continuous on a closed interval and differentiable in its interior, the mean value theorem gives a point where its derivative equals the interval difference quotient (The mean value theorem, as the case g(x)=x of Cauchy's: for f continuous on [a,b] with a<b and differentiable on (a,b) there is c∈(a,b) with f(b)−f(a)=f′(c)(b−a)).

[F10]

The chain rule for total derivatives applies to the profile map r↦G(r,x) and the C2 pressure function p (The chain rule for total derivatives: D(g∘f)(a)=Dg(f(a))∘Df(a)).

[A1]

The pointwise convexity condition pμμ(T0/N(x),(μ0−qΦ(x))/N(x))≥0 holds for every x∈Σ when asserting the nonnegative conclusion.

[A2]

Adopt ACω as defined in The Axiom of Countable Choice (ACω), the explicit assumption of the intrinsic density-integration supplier [F4].

[A3]

The adopted SI Boltzmann constant satisfies kB>0.

Proof

1.1givenF1F2F4F5F6F7F8F10F11A2algebra

Choose a nondegenerate bounded closed interval I0⊂U whose interior contains μ0. It is compact by [F5], so I0×Σ is compact by [F5]. Define G(r,x)=(T0/N(x),(r−qΦ(x))/N(x)). This map is continuous and takes values in D, so its image K⊂D is compact by [F6]. With the Euclidean subspace metric, K is a compact metric space. Since p∈C2(D), pμ and pμμ are continuous and bounded on K by [F11], and uniformly continuous there by [F7]. Also N attains a minimum Nmin⁡>0 on compact Σ by [F11]. For r∈I0 put f(r,x)=N(x)p(G(r,x))/(kBT0). For sufficiently small h with r+h∈I0, the mean value theorem [F8] gives a point rh(x) between r and r+h with (f(r+h,x)−f(r,x))/h=∂rf(rh(x),x). The profiles satisfy ∣G(rh(x),x)−G(r,x)∣≤∣h∣/Nmin⁡ uniformly in x, so uniform continuity of pμ makes these quotients converge uniformly to ∂rf(r,x)=pμ(G(r,x))/(kBT0) by [F10]. By [F4] and finite total volume [F2], the difference between the integrals is bounded by vol⁡h(Σ)sup⁡x∣(f(r+h,x)−f(r,x))/h−∂rf(r,x)∣, which tends to zero. Hence differentiation passes through the finite-volume integral and yields ∂μ0Whs=∫Σpμ/(kBT0) dVh.

2.1step 1.1F1F2F4F7F8F10A2algebra

Differentiating ∂rf=pμ(G)/(kBT0) by [F10] gives ∂r2f=pμμ(G)/(NkBT0). The same mean value argument, now using uniform continuity of pμμ on K and 1/N≤1/Nmin⁡, shows that the difference quotients of ∂rf converge uniformly in x to ∂r2f. Applying the density-integral estimate from [F4] therefore gives ∂μ02Whs=∫Σpμμ/(NkBT0) dVh.

3.1step 2.1F3F4A1A2A3algebra∎

By [A1], each integrand value in the second formula is nonnegative because N(x)>0, kB>0 by [A3], and T0>0. By [F3] the Riemannian density is positive, and [F4] makes its integral nonnegative; hence χhs≥0.

5 · Examples, experiments and counterexamples

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