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Fixed-frequency inverse scattering and Born linearization — Examples and Counterexamples

1 · Prerequisites

2 · Logical flowchart

3 · Definitions, theorems and proofs

None yet.

4 · Examples, counterexamples and false statements

ExampleConstruction: AI-generatedVerification: AI-generatedprecheck passjudge pass (gpt-6-luna)verified 2026-10-22 (gpt-6.1-sol)Open item page →

A compactly supported contrast with volume-operator norm greater than two

Example

Assume Countable Choice. At wavenumber k=1, let D=[0,1/4]3 and let the contrast be the constant q(y)=512π on D, extended by zero outside. In the outgoing volume model, the associated operator satisfies ∥Kq,1∥L2(D)→L2(D)>2. Thus this contrast lies outside the small-norm domain used for the Born linearization. This example makes no claim that the exact scattering equation has no solution or is nonunique.

Facts & Assumptions

Given: Countable Choice, the cube D=[0,1/4]3, k=1, q=512π 1D, and the volume operator Kq,1.

[F1]

The volume model defines Kq,1 by the kernel ei∣x−y∣/(4π∣x−y∣) off the diagonal and uses the zero representative on the diagonal; the operator lemma identifies its L2 value with this a.e. kernel integral (The three-dimensional volume integral scattering model, The volume integral operator is well defined and bounded on L2).

[F3]

The Euclidean norm on R3 is x12+x22+x32, so every x,y∈D satisfy ∣x−y∣≤3/4<1/2 (The Euclidean inner product ⟨x,y⟩=∑k<nxkyk on Rn).

[F5]

For real r≥0, the curve s↦exp⁡(irs) has derivative irexp⁡(irs) (The complex exponential is entire and its complex derivative is itself); a differentiable curve with derivative norm bounded by r is r-Lipschitz (If f:[a,b]→Rm is differentiable with integrable f′ then ∫abf′=f(b)−f(a); and a bounded derivative makes f Lipschitz).

[F6]

The constant function 1D is a nonzero vector of L2(D) with norm ∣D∣, and the complex L2 pairing obeys Cauchy–Schwarz (The complex L2 pairing is well-defined and satisfies Cauchy–Schwarz).

[F7]

The operator norm is ∥T∥=sup⁡∥x∥≤1∥Tx∥ (The operator norm as the least bound and as the unit-sphere or unit-ball supremum).

[F8]
[F9]

The small-norm domain is UD,k={q:∥Kq,k∥<1} (Fixed-frequency far-field data on the small-norm volume branch).

[A1]

Countable Choice is assumed in the volume model and bounded-operator supplier (The Axiom of Countable Choice (ACω)).

Verification

Given: The data above.

1.1givenF2F3

By [F2], M=∣D∣=1/64. By [F3], every distance in D is at most 3/4, and opposite corners attain this value, so d:=diam⁡(D)=3/4<1/2. The indicator 1D is a nonzero L2 class.

2.1F4F5step 1.1algebra

For 0≤r≤d, the curve γ(s)=eirs on [0,1] has derivative γ′(s)=ireirs, whose modulus is r by [F4]. Fact [F5] gives ∣eir−1∣≤r, and hence Re⁡(eir)≥1−r≥1−d>1/2.

3.1A1F1F8step 1.1step 2.1algebra

For almost every x∈D, the kernel integral in [F1] represents Kq,11D(x). For such an x, almost every y∈D has r=∣x−y∣ in (0,d] by step 1.1, and [F1] gives Re⁡G1(x−y)=Re⁡(eir)4πr>18πd. The measurable function y↦Re⁡G1(x−y)−1/(8πd) is positive almost everywhere on the positive-measure set D, so some set where it exceeds 1/n has positive measure and its integral is strictly positive. Integrating the pointwise lower bound against q=512π>0 therefore yields Re⁡(Kq,11D)(x)>qM/(8πd)=1/d=4/3>2 for almost every x∈D; the last inequality follows by squaring the positive sides of 3<2.

4.1A1F1F6F7F9step 1.1step 3.1algebra∎

By step 3.1, g:=∣Kq,11D∣2−4 is positive almost everywhere on D; [F1] and [A1] put Kq,11D in L2(D), so g is integrable. Since M>0 by step 1.1, the sets {x∈D:g(x)>1/n} cannot all be null, as their countable union contains the positive-measure set where g>0. Thus for some n, the set {x∈D:g(x)>1/n} has positive measure, so ∫Dg≥∣{g>1/n}∣/n>0; hence ∥Kq,11D∥22>4M=4∥1D∥22. The unit-ball supremum in [F7] gives ∥Kq,1∥>2. By [F9] the contrast lies outside UD,1, so the small-norm model branch does not apply; no nonexistence or nonuniqueness conclusion follows.

ExampleConstruction: AI-generatedVerification: AI-generatedprecheck passjudge pass (gpt-6-luna)verified 2026-10-22 (gpt-6.1-sol)Open item page →

A unit contrast on a small cube lies in the Born regime

Example

Assume Countable Choice. Let ℓ>0 be the unique real satisfying ℓ4=π/(23), take D=[0,ℓ]3, k=1, and the unit contrast q=1D. Then CD=1/(22)<1, so ρ1(q)<1 and the exact far-field data lie on the small-norm Born branch. Uniformly over all incident and observation directions, the first Born amplitude error is at most ℓ3/(4π(22−1)).

Facts & Assumptions

Given: Countable Choice, D=[0,ℓ]3 with ℓ>0 and ℓ4=π/(23), k=1, and q=1D.

[F1]

The small-norm domain is UD,1={q:ρ1(q)<1} (Fixed-frequency far-field data on the small-norm volume branch).

[F2]

The volume operator satisfies ρ1(q)≤∥q∥∞∣D∣diam⁡(D)/(4π) (The volume integral operator is well defined and bounded on L2).

[F3]

For q∈UD,1, the uniform Born remainder is at most M4π∥q∥∞ρ1(q)1−ρ1(q) and, when CD∥q∥∞<1, at most MCD4π∥q∥∞21−CD∥q∥∞ (The first Born data are the Fréchet linearization at zero contrast).

[F5]

The Euclidean norm in R3 is x12+x22+x32 (The Euclidean inner product ⟨x,y⟩=∑k<nxkyk on Rn).

[F6]

The unique nonnegative real ℓ satisfying ℓ4=π/(23) exists, and it is positive because the right-hand side is positive (Existence and uniqueness of n-th roots: a unique a1/n≥0 with (a1/n)n=a, Pi as twice the smallest positive zero of cosine).

[A1]

Countable Choice is assumed in the L2 operator and Neumann-series suppliers (The Axiom of Countable Choice (ACω)).

Verification

Given: The data above.

1.1givenF4F5

By [F4], M=∣D∣=ℓ3. The coordinate formula [F5] shows that the largest distance in the cube is attained by opposite corners and is diam⁡(D)=3 ℓ. Also ∥q∥∞=1.

2.1A1F1F2F6step 1.1algebra

Substituting the values from step 1.1 into [F2] gives ρ1(q)≤CD=ℓ33ℓ4π=3ℓ44π=122<1. The final strict inequality follows from 2>1. Hence q∈UD,1 by [F1].

3.1F3step 1.1step 2.1algebra∎

Apply [F3] with M=ℓ3, ∥q∥∞=1, and CD=1/(22). Since CD<1, it gives the uniform error bound sup⁡θ,d∈S2∣S1(q)(θ,d)−B1q(θ,d)∣≤ℓ34πCD1−CD=ℓ34π(22−1). This verifies the claimed Born-regime example.

ExampleConstruction: AI-generatedVerification: AI-generatedprecheck passverified 2026-10-22 (gpt-6.1-sol)Open item page →

Finite limited-aperture Born samples miss a nonzero contrast

Example

Assume Countable Choice. Let D=[0,1]3, k>0, and let r,s≥1. Take nonempty finite lists θ1,…,θr∈Γobs and d1,…,ds∈Γinc, where Γobs,Γinc⊊S2 are proper direction sets. Put m:=rs and N:=m+1. Use the partition En=[(n−1)/N,n/N)×[0,1]2(1≤n<N),EN=[(N−1)/N,1]×[0,1]2 and give the regularized Born algorithm these direction lists and this partition. The finite linearized Born data map has a nonzero piecewise-constant contrast in its kernel. Consequently, for zero sampled Born data, any admissible filter, any discrepancy threshold δ≥0, and any positive budget B≥1 make the one-pass reconstruction return the zero estimate with discrepancy status, even though a nonzero contrast gives the same finite Born samples. This is a statement about the finite linearized model only; it does not assert equality of exact nonlinear scattering data.

Facts & Assumptions

Given: Countable Choice; D=[0,1]3; k>0; integers r,s≥1; observation directions θb∈Γobs for 1≤b≤r; incident directions da∈Γinc for 1≤a≤s; proper sets Γobs,Γinc⊊S2; zero data y=0; an admissible filter; a threshold δ≥0; and a budget B≥1. Write m=rs.

[F1]

For each acquisition pair (θb,da), the Born sample is Bkh(θb,da)=14πh0^(k(θb−da)/(2π)) (Fixed-frequency far-field data on the small-norm volume branch, Fourier transform on complex L1 classes).

[F2]

With a partition D=⨆n=1NEn, the discrete matrix entries are Fjn=14π∫Ene−2πix⋅ξj dx and coefficients c reconstruct ∑ncn1En (One-pass filtered reconstruction from finite Born data).

[F4]

For a linear map A:V→W with V finite-dimensional, dim⁡V=dim⁡ker⁡A+dim⁡im⁡A (Rank-nullity: dim⁡FV=nullity⁡T+rank⁡T).

[F6]

The operator bound ρk(q)≤CD∥q∥∞ implies th∈UD,k for every sufficiently small t (The volume integral operator is well defined and bounded on L2, Fixed-frequency far-field data on the small-norm volume branch).

[F7]

For zero data, any declared linear spectral filter returns the zero coefficient vector; its residual is zero and the status is discrepancy when the threshold is nonnegative (One-pass filtered reconstruction from finite Born data).

[A1]

Countable Choice is inherited from the volume-model branch (The Axiom of Countable Choice (ACω)).

Verification

Given: The data in the Statement.

1.1F1F2F3givenconstruct

Put N=m+1 and partition D into the N measurable slabs En=[(n−1)/N,n/N)×[0,1]2(1≤n<N),EN=[(N−1)/N,1]×[0,1]2. They are pairwise disjoint, cover D, and have measure 1/N by [F3]. For each pair (θb,da) set ξba=k(θb−da)/(2π) and define F∈Cm×N by F(b,a),n=14π∫Ene−2πix⋅ξba dx.

1.2F4F5givenchoosealgebra

Regard F as the linear map Cm+1→Cm. Its image is a subspace of dimension at most m by [F5], so [F4] gives dim⁡ker⁡F=(m+1)−dim⁡im⁡F≥1. Choose a nonzero c=(cn)n=1m+1∈ker⁡F.

2.1F1F2step 1.2algebra

Define h:=∑n=1m+1cn1En. Since at least one cn≠0 and each En has positive measure, h is a nonzero element of L∞(D;C). By [F1] and [F2], Bkh(θb,da)=(Fc)(b,a)=0 for every 1≤b≤r, 1≤a≤s. Thus the finite Born sample map has a nontrivial kernel.

3.1A1F1F6step 2.1algebra

For any scalar t, [F6] gives ρk(th)≤CD∥th∥∞=CD∣t∣∥h∥∞. The right-hand side tends to zero as ∣t∣→0, so choose t≠0 small enough that th∈UD,k. Set q:=th. Linearity of Bk gives Bkq(θb,da)=0 for every acquisition pair while q≠0. The vector c is a nonzero coefficient representation of a contrast whose sampled first Born data are exactly those of zero.

4.1F7step 3.1algebra∎

For input y=0, any filter application in the algorithm gives c^=0 by [F7]; the reconstruction is zero and R=∥F(0)−0∥2=0≤δ, so the status is discrepancy for every δ≥0 and positive budget. This status cannot distinguish the zero contrast from the nonzero contrast in step 3.1 within the finite Born model, and no statement about the exact nonlinear data was used.

Sources