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Extremal horizon conservation and conditional derivative growth

1 · Prerequisites

2 · Summary

3 · Logical flowchart

4 · Definitions, postulates, theorems and proofs

DefinitionDefinition: Literature-sourcedProof: Not applicableverified 2026-10-22 (gpt-6.1-sol)Open item page →

Spherical scalar waves in regular extremal RN coordinates

Definition

Fix real parameters m>0 and qe,qm with qe2+qm2=m2, and use the selected ingoing dyonic Reissner–Nordström metric on Min=Rv×(0,∞)r×S2 with signature (−,+,+,+):

g=−D(r) dv2+2 dv dr+r2γS2,D(r)=(1−mr)2.

Here γS2 is the metric induced on the unit sphere S2⊂R3 by the Euclidean metric, and ωS2 is its outward area form. The coordinates v,r and parameters m,qe,qm have units of metres; angular coordinates are dimensionless. The displayed Maxwell two-form uses the supplied geometric normalization, with no additional SI normalization: its vr coordinate component has units m−1 and its angular components have units m. In the supplied ingoing RN background with mass parameter M=m, the fixed Maxwell two-form is

Fin=−qer−2 dv∧dr+qmωS2.

Use the unique torsion-free, g-compatible connection; in every smooth chart its coefficients are Γabc=12gad(∂bgdc+∂cgbd−∂dgbc) and are smooth. For the horizon-data result, set M=m, Q2=qe2+qm2=M2 and f(r):=1−2M/r+Q2/r2=D(r). It states that ξ=∂v obeys Lξg=0 and is normalized by g(ξ,ξ)→−1 as r→∞; at r=M, g−1(dr,dr)=f(M)=0, ξ♭=dr, and ξ is tangent to the level. Thus r=m is the local Killing horizon generated by ξ, with signed surface gravity fixed by d(g(ξ,ξ))=−2κHξ♭ and equal to κH=f′(M)/2=0 (units m−1). No maximal-extension or global event-horizon assertion is included. The metric and displayed Maxwell field are fixed. A neutral test scalar has no electromagnetic gauge coupling or scalar coupling to that field, and does not source either background.

A reduced spherical scalar profile is a real function ψ:Rv×(0,∞)r→R whose coordinate partial derivatives through total order three are continuous. Its full scalar on Min is the spherical lift ψ~(v,r,ω):=ψ(v,r); in radial formulas we use ψ(v,r) for the reduced profile, and the notation □gψ=0 means □gψ~=0. For a C3 scalar lift, define the extension of the smooth-scalar wave operator by the trace of its C1 scalar Hessian,

□gψ~:=gab(∂a∂bψ~−Γcab∂cψ~).

The second-order chain rule and the connection-coefficient transformation law make these components a covariant 2-tensor, so the trace is chart independent and C1. This agrees with the supplied smooth-scalar definition when the lift is smooth. In every smooth chart, with w=∣det⁡(gab)∣, metric compatibility and the density formula give

□gψ~=1w∂a(wgab∂bψ~).

For the spherical lift in an angular chart, w=r2det⁡(γAB) and this becomes

□gψ~=1r2[∂v(r2∂rψ)+∂r ⁣(r2(∂vψ+D∂rψ))].

The density identity used here is stated for smooth vector fields, but its coordinate proof uses only first derivatives of their components and the product rule; it therefore holds for C1 vector fields as well. Here gab∂bψ~ is C2, so the formula is defined and □gψ~ is C1. In particular the wave equation can be differentiated once in r for a C3 profile. Set ϕ(v,r)=rψ(v,r) and take every ∂r derivative in this regular ingoing chart. If [ψ] denotes the arbitrary scalar-field unit, then [ϕ]=[ψ] m.

Remarks

This is a neutral test-field definition on a fixed exact background. Its regularity is imposed in the ingoing chart that crosses r=m; a static-coordinate radial derivative is not substituted for ∂r without transforming the vector field. The canonical smooth tangent-bundle structure of the geometric suppliers assumes only ACω from The Axiom of Countable Choice (ACω); no stronger choice principle is used.

TheoremStatement: Literature-sourcedProof: AI-generatedprecheck passverified 2026-10-22 (gpt-6.1-sol)Open item page →

Exact spherical horizon charge

Statement

Fix m>0 and real qe,qm with qe2+qm2=m2, and take the ingoing extremal RN metric and coordinates specified by the spherical test-scalar definition. Let ψ be any admissible neutral spherical C3 solution of □gψ=0, set ϕ=rψ, and define its spherical horizon charge by

Hψ(v):=∂rϕ(v,m).

Then Hψ is constant for all v∈R. If this constant is nonzero, the regular ingoing-chart transverse derivative ∂rϕ(v,m) is nonzero and does not tend to zero along the horizon. If [ψ] is the scalar-field unit, then [Hψ]=[ψ]. This is a local fixed-background statement and asserts no global decay or nonlinear instability.

Facts & Assumptions

Given: m>0, qe2+qm2=m2, ACω, and an admissible real spherical C3 neutral solution ψ of □gψ=0 on the selected ingoing RN model.

[F1]

Spherical scalar waves in regular extremal RN coordinates: the background is g=−D dv2+2 dv dr+r2γS2 with D=(1−m/r)2 and fixed Maxwell field Fin=−qer−2dv∧dr+qmωS2. The vector field ξ=∂v generates the null level r=m with zero signed surface gravity. The reduced C3 profile ψ(v,r) lifts to ψ~(v,r,ω)=ψ(v,r), ϕ=rψ, and the wave operator on this lift is the trace of its C1 Hessian, equivalently w−1∂a(wgab∂bψ~); it is C1. All radial derivatives are ingoing-chart derivatives.

[F2]

The derivative of the metric density and the chart formula for the divergence of a vector field: for a smooth vector field J, ∇aJa=w−1∂a(wJa), where w=∣det⁡(gab)∣. Its coordinate proof uses only first derivatives of J and the product rule, so the same formula holds for C1 vector fields. Since ψ is C3 and g is smooth, Ja=gab∂bψ~ is C2 and the extension applies.

[F3]

Existence and uniqueness of the metric-selected connection of a nondegenerate metric, and its extension to tensor fields: the metric-selected connection is metric compatible and torsion free; in particular ∇agbc=0 and its tensor derivatives have the stated coordinate formula.

[F4]

A function continuous on an interval I whose derivative vanishes at every interior point of I is constant on I; consequently two such functions with the same derivative differ by a constant: a continuous real function on an order-convex interval whose derivative vanishes at every interior point is constant on that interval.

[A1]

The Axiom of Countable Choice (ACω): the tangent-bundle smooth structure used by [F1] and [F3] assumes ACω. This is the only choice assumption inherited here; no full axiom of choice is used.

Proof

1.1givenF1F2F3A1algebra

In a local sphere chart with angular metric components γAB, the ingoing (v,r) metric block and its inverse are (−D110),(011D). The first block has determinant −1, so the full metric density is w=r2det⁡(γAB). Put Ja:=gab∂bψ~. The spherical lift gives Jv=ψr, Jr=ψv+Dψr, and JA=0; this vector field is C2, so [F2] applies. By [F1], [F3] and metric compatibility, □gψ~=∇aJa. Applying the density formula and cancelling the angular density, which is independent of v,r, gives 0=□gψ~=1r2[∂v(r2ψr)+∂r ⁣(r2(ψv+Dψr))]. Expanding the derivatives and using equality of the continuous mixed partials yields 2r2ψvr+2rψv+∂r(r2Dψr)=0.

2.1step 1.1F1algebra

Since ϕ=rψ, one has 2r2ψvr+2rψv=2rϕvr and r2Dψr=D(rϕr−ϕ). Differentiating the latter expression gives ∂r(r2Dψr)=rDϕrr+rD′ϕr−D′ϕ. Divide the equation of step 1.1 by r>0 to obtain 2ϕvr+Dϕrr+D′ϕr−D′rϕ=0.

3.1step 2.1F1algebra

From D=(1−m/r)2 it follows by direct differentiation that D(m)=D′(m)=0. Substituting r=m into step 2.1 leaves 2ϕvr(v,m)=0. The assumed C3 regularity makes Hψ(v)=ϕr(v,m) continuous and differentiable with Hψ′(v)=ϕrv(v,m)=ϕvr(v,m)=0.

4.1F1F4step 3.1algebra∎

The real line is an order-convex interval, so [F4] applied to Hψ and step 3.1 shows that Hψ(v)=Hψ(v0) for every pair v,v0∈R. If this common value is nonzero, the defining equality ∂rϕ(v,m)=Hψ(v) shows that the ingoing transverse derivative is the same nonzero number for every v and therefore cannot tend to zero.

Remarks

The charge is the derivative of ϕ=rψ in the regular ingoing chart. It is not the derivative of ψ alone and is not computed in a singular static chart. In Aretakis Part I's convention H0=∂rψ+ψ/m, this normalization is Hψ=mH0, since ∂r(rψ)∣r=m=ψ+m∂rψ. The result is proved directly from the local wave equation; no decay estimate or initial-data theorem is assumed.

PropositionStatement: Literature-sourcedProof: AI-generatedprecheck passverified 2026-10-22 (gpt-6.1-sol)Open item page →

Second derivative growth under an explicit horizon decay hypothesis

Statement

Fix m>0 and real qe,qm with qe2+qm2=m2, and let ψ be an admissible neutral spherical C3 solution of □gψ=0 on the regular ingoing extremal RN metric. Put ϕ=rψ and let H=∂rϕ(v,m) be its constant spherical horizon charge. If H≠0 and

lim⁡v→+∞ϕ(v,m)=0,

then

lim⁡v→+∞∂r2ϕ(v,m)v=−Hm2.

Thus this transverse second derivative grows linearly in magnitude with rate ∣H∣/m2 under the stated horizon-trace decay hypothesis. Both sides of the limit have unit [ψ] m−2. The hypothesis is conditional: this proposition proves no global decay theorem, and it concerns neither coupled Einstein–Maxwell perturbations nor a nonlinear instability.

Facts & Assumptions

Given: m>0, qe2+qm2=m2, ACω, an admissible real spherical C3 solution ψ of □gψ=0, its constant charge H≠0, and lim⁡v→+∞ϕ(v,m)=0.

[F1]

Spherical scalar waves in regular extremal RN coordinates: the background is g=−D dv2+2 dv dr+r2γS2 with D=(1−m/r)2 and fixed Maxwell field Fin=−qer−2dv∧dr+qmωS2. The vector field ξ=∂v generates the null level r=m with zero signed surface gravity. The reduced C3 profile ψ(v,r) lifts to ψ~(v,r,ω)=ψ(v,r), ϕ=rψ, and its wave operator is the trace of the C1 scalar Hessian, equivalently w−1∂a(wgab∂bψ~); it is C1.

[F2]

Exact spherical horizon charge: H(v)=∂rϕ(v,m) is constant on R.

[F3]

The derivative of the metric density and the chart formula for the divergence of a vector field: for a smooth vector field J, ∇aJa=w−1∂a(wJa) with w=∣det⁡(gab)∣. Its coordinate proof uses only first derivatives of J and the product rule, so it extends to C1 vector fields. Here Ja=gab∂bψ~ is C2, since ψ is C3 and g is smooth.

[F4]

Existence and uniqueness of the metric-selected connection of a nondegenerate metric, and its extension to tensor fields: the connection is metric compatible, so ∇cgab=0; its coordinate tensor derivatives have the stated component formula.

[F5]

Every continuous function on an interval has a primitive; two primitives differ by a constant; and ∫abf=G(b)−G(a) for any primitive G: every continuous real function on an interval has a primitive; its oriented integral from a base point is such a primitive, and any primitive evaluates the integral by endpoint differences.

[F6]

The mean value theorem, as the case g(x)=x of Cauchy's: for f continuous on [a,b] with a<b and differentiable on (a,b) there is c∈(a,b) with f(b)−f(a)=f′(c)(b−a): for a continuous function on [a,b], differentiable on (a,b), some c∈(a,b) satisfies F(b)−F(a)=F′(c)(b−a).

[A1]

The Axiom of Countable Choice (ACω): the geometric connection suppliers assume only ACω for the tangent-bundle smooth structure; no full axiom of choice is assumed.

[A2]

The charge H is nonzero and the horizon trace ϕ(v,m) tends to zero as v→+∞. This is an explicit conditional hypothesis, not a consequence of the charge theorem.

Proof

1.1givenF1F3F4A1algebra

In a local sphere chart with angular metric components γAB, the inverse of the ingoing (v,r) metric block is (011D) and the full density is w=r2det⁡(γAB). For Ja=gab∂bψ~, spherical symmetry gives Jv=ψr, Jr=ψv+Dψr, and JA=0. This vector field is C2, so [F3] applies. By [F1], [F4] and metric compatibility, □gψ~=∇aJa. Applying the density formula and cancelling the angular density, which is independent of v,r, yields 0=□gψ~=1r2[∂v(r2ψr)+∂r ⁣(r2(ψv+Dψr))]. Expanding and using equality of the continuous mixed partials gives 2r2ψvr+2rψv+∂r(r2Dψr)=0. With ϕ=rψ, the identities 2r2ψvr+2rψv=2rϕvr and r2Dψr=D(rϕr−ϕ) reduce this to 2ϕvr+Dϕrr+D′ϕr−D′rϕ=0.

1.2givenF5F6A2algebra

Let f(v):=ϕ(v,m), which is continuous and tends to zero by [A2], and define F(v):=∫v0vf(s) ds for any fixed v0∈R. By [F5], F exists and F′=f. Given ε>0, choose S≥v0 so that ∣f(s)∣<ε for every s≥S. For each v>max⁡{S,0}, the mean value theorem [F6] on [S,v] gives a c∈(S,v) with F(v)−F(S)=f(c)(v−S); hence ∣F(v)v∣≤∣F(S)∣v+εv−Sv. Taking v→+∞ gives lim sup⁡∣F(v)/v∣≤ε. Since ε was arbitrary, F(v)/v→0.

2.1step 1.1F2A1algebra

Differentiate the equation in step 1.1 once in r, which is permitted because ϕ is C3. The result is 2ϕvrr+Dϕrrr+2D′ϕrr+(D′′−D′r)ϕr−(D′′r−D′r2)ϕ=0. Direct differentiation gives D(m)=D′(m)=0 and D′′(m)=2/m2. Evaluating at r=m and using [F2] therefore yields the exact horizon transport identity ∂vϕrr(v,m)=−Hm2+ϕ(v,m)m3.

3.1givenF2F5F7step 1.2step 2.1A2algebra∎

Define P(v):=−H(v−v0)/m2+F(v)/m3 and G(v):=ϕrr(v,m). By [F5], F′(v)=ϕ(v,m), so P′(v)=−H/m2+ϕ(v,m)/m3=G′(v) by step 2.1. Both P and G are continuous on [v0,∞) and differentiable on its interior; [F7] makes G−P constant there. Since P(v0)=0, this gives ϕrr(v,m)−ϕrr(v0,m)=−Hm2(v−v0)+F(v)m3. Divide by v and use step 1.2; the fixed terms ϕrr(v0,m)/v and Hv0/(m2v) tend to zero, while F(v)/(m3v)→0. Therefore ϕrr(v,m)/v→−H/m2. Since H≠0, the limit is nonzero and its absolute value is ∣H∣/m2, proving the stated linear growth.

Remarks

The exact transport equation contains the term ϕ(v,m)/m3. The decay hypothesis makes its integrated contribution sublinear, as proved in step 1.2; the equation does not assert that the horizon value vanishes from the wave equation alone. No global decay theorem or generic-data statement is imported.

5 · Examples, experiments and counterexamples

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