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Extremal horizon conservation and conditional derivative growth
1 · Prerequisites
- Abelian Categories
- Absolute and Conditional Convergence; Rearrangement; Products
- Absolute Continuity and the Sharp Fundamental Theorem of Calculus
- Areas of Elementary Plane Figures
- Binary Operations, Monoids, Groups and Subgroups
- Bounded Variation and the Riemann–Stieltjes Integral
- Categories, Functors and Natural Transformations
- Causal And Initial Value Boundaries
- Chain Complexes and Homology
- Cm Math Continuum
- Compactness
- Compactness in Metric Spaces
- Completeness, Completion, and Uniform Continuity
- Connectedness
- Connections And Free Fall
- Connections Levi Civita and Parallel Transport
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Continuity, IVT, EVT, and Uniform Continuity
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Countability Axioms and Cardinal Functions
- Curvature And Tides
- Density Separability and Convolution in Lᵖ
- Determinants of Matrices over a Commutative Ring
- Differentiation of Monotone Functions and the Vitali Covering Theorem
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Dual Spaces, Bilinear and Quadratic Forms, and Sylvester's Law of Inertia
- Einstein And Matter
- Electrovacuum tensor Cauchy system
- Energy currents and conditional stability estimates
- Euclidean Ordinary Differential Equations with Smooth Dependence
- Exterior Powers, Orientation and Hodge Duality
- Filters and Ultrafilters
- Finite Counting, Factorials and Binomial Coefficients
- Foundations of the Real Numbers for Analysis
- Framework And Geometry
- Free Modules, Exact Sequences, Projective and Injective Modules
- Fubini and Change of Variables
- Gaussian Elimination, Elementary Matrices and Reduced Row Echelon Form
- Geodesics, the Exponential Map, Completeness, and Hopf–Rinow
- Geometric electrovac equations and flux normalization
- Group Actions, Orbits, Stabilisers and Cayley's Theorem
- Hereditary and Productive Behaviour of the Separation Axioms
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Improper and Parameter-Dependent Multiple Integrals
- Improper Integrals
- Inner Product Spaces, Gram-Schmidt, Projections and Adjoints
- Integration of Forms and the General Stokes Theorem
- Lebesgue Measure on Euclidean Space
- Limits and Colimits
- Limits of Real Functions
- limsup, liminf, and Subsequential Limits
- Linear Independence, Bases and Dimension
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Local potentials and smooth circle-bundle connection data
- Manifolds with Boundary Collars and Orientations
- Matrices, the Matrix of a Linear Map, and Change of Basis
- Measurable Functions and Simple Approximation
- Measures and Their Basic Properties
- Metric Spaces
- Mixed Partials, Taylor Formulae, and Extrema
- Modules, Submodules, Quotient Modules and the Isomorphism Theorems
- Monotone Functions, Discontinuities, and Continuity Sets
- Monotone Sequences, Bolzano-Weierstrass, and Cauchy Completeness
- Normal Subgroups and Quotient Groups
- Order, Zorn's Lemma, and the Axiom of Choice
- Oriented Lorentzian fields, observers and coordinate conventions
- Outer Measure and the Caratheodory Extension Theorem
- Partitions of Unity and Paracompactness
- Picard-Lindelöf and First-Order Ordinary Differential Equations
- Pointwise Extended-Real Function Products
- Polynomial Rings, the Division Algorithm and Roots
- Power Series and Real-Analytic Functions
- Preadditive and Additive Categories and Biproducts
- Properties of the Integral and the Working FTC
- Rank Theorems and Embedded Submanifolds
- Relations, Functions, and Quotients
- Riemann Curvature and Riemannian Submanifolds
- Riemannian Metrics Length Distance and Volume
- Rings, Subrings, Integral Domains and Fields
- Rⁿ as a Normed Space; Vector-Valued Functions
- Roots, Rational Powers, and Classical Inequalities
- Selected ingoing RN extension and time orientation
- Separation Axioms: the Hierarchy
- Sequences and Limits
- Sequences and Series of Functions; Uniform Convergence
- Series: Convergence and the Nonnegative Tests
- Sigma Algebras and Borel Sets
- Signed and Complex Measures Hahn and Jordan
- Simple Field Extensions and the Construction of the Complex Numbers
- Simplicial Complexes and Simplicial Homology
- Singular Chains and Singular Homology
- Singular Cochains Mayer Vietoris and Smooth Singular Comparison
- Singular Cohomology and Coefficient Theorems
- Smooth Manifolds and Smooth Maps
- Smooth Partitions of Unity and Exhaustions
- Smooth Vector Bundles and Sections
- Spacetime Primitives
- Spherical Vacuum Model
- Subspaces, Products, and Quotients
- Suprema and Infima
- Symmetric Groups, Cycle Decomposition and the Sign Homomorphism
- Tangent Cotangent and the Differential
- Tensor Fields Exterior Algebra and Differential Forms
- Tensor Products of Modules
- Tensors And Observers
- The Cantor Set, Baire Category, and Measure Zero in ℝ
- The De Rham Complex Homotopy and Mayer Vietoris
- The de Rham Theorem and Degree
- The Derivative and the Mean Value Theorems
- The Determinant of a Linear Operator, Cofactors and Cramer's Rule
- The Divergence Theorem and Classical Stokes
- The Exponential Function
- The Exterior Derivative and Cartan Calculus
- The Fundamental Theorems of Calculus
- The Inverse and Implicit Function Theorems
- The Inverse Function Theorem Completed
- The Lebesgue Integral and the Convergence Theorems
- The Logarithm and General Powers
- The Lᵖ Spaces Holder Minkowski and Riesz Fischer
- The Maximal Function and Lebesgue Differentiation
- The Radon Nikodym Theorem and Lebesgue Decomposition
- The Riemann Integral in Rᵐ and Jordan Content
- The Riemann Integral: Definition and Integrability
- The Topology of Euclidean Space
- The Total Derivative in ℝᵐ → ℝⁿ
- The ZFC Axioms and the Basic Set Constructions
- Topological Spaces and Continuity
- Topology of ℝ
- Triangularisation, Generalised Eigenspaces and Jordan Canonical Form
- Vector Fields Flows and Lie Derivatives
- Vector Spaces, Linear Subspaces, Span and Direct Sums
- Volumes of Elementary Solids and Solids of Revolution
2 · Summary
3 · Logical flowchart
4 · Definitions, postulates, theorems and proofs
Spherical scalar waves in regular extremal RN coordinates
Definition
Fix real parameters and with , and use the selected ingoing dyonic Reissner–Nordström metric on with signature :
Here is the metric induced on the unit sphere by the Euclidean metric, and is its outward area form. The coordinates and parameters have units of metres; angular coordinates are dimensionless. The displayed Maxwell two-form uses the supplied geometric normalization, with no additional SI normalization: its coordinate component has units and its angular components have units . In the supplied ingoing RN background with mass parameter , the fixed Maxwell two-form is
Use the unique torsion-free, -compatible connection; in every smooth chart its coefficients are and are smooth. For the horizon-data result, set , and . It states that obeys and is normalized by as ; at , , , and is tangent to the level. Thus is the local Killing horizon generated by , with signed surface gravity fixed by and equal to (units ). No maximal-extension or global event-horizon assertion is included. The metric and displayed Maxwell field are fixed. A neutral test scalar has no electromagnetic gauge coupling or scalar coupling to that field, and does not source either background.
A reduced spherical scalar profile is a real function whose coordinate partial derivatives through total order three are continuous. Its full scalar on is the spherical lift ; in radial formulas we use for the reduced profile, and the notation means . For a scalar lift, define the extension of the smooth-scalar wave operator by the trace of its scalar Hessian,
The second-order chain rule and the connection-coefficient transformation law make these components a covariant -tensor, so the trace is chart independent and . This agrees with the supplied smooth-scalar definition when the lift is smooth. In every smooth chart, with , metric compatibility and the density formula give
For the spherical lift in an angular chart, and this becomes
The density identity used here is stated for smooth vector fields, but its coordinate proof uses only first derivatives of their components and the product rule; it therefore holds for vector fields as well. Here is , so the formula is defined and is . In particular the wave equation can be differentiated once in for a profile. Set and take every derivative in this regular ingoing chart. If denotes the arbitrary scalar-field unit, then .
Statement references
Remarks
This is a neutral test-field definition on a fixed exact background. Its regularity is imposed in the ingoing chart that crosses ; a static-coordinate radial derivative is not substituted for without transforming the vector field. The canonical smooth tangent-bundle structure of the geometric suppliers assumes only from The Axiom of Countable Choice (); no stronger choice principle is used.
Exact spherical horizon charge
Statement
Fix and real with , and take the ingoing extremal RN metric and coordinates specified by the spherical test-scalar definition. Let be any admissible neutral spherical solution of , set , and define its spherical horizon charge by
Then is constant for all . If this constant is nonzero, the regular ingoing-chart transverse derivative is nonzero and does not tend to zero along the horizon. If is the scalar-field unit, then . This is a local fixed-background statement and asserts no global decay or nonlinear instability.
Statement references
Facts & Assumptions
Given: , , , and an admissible real spherical neutral solution of on the selected ingoing RN model.
Spherical scalar waves in regular extremal RN coordinates: the background is with and fixed Maxwell field . The vector field generates the null level with zero signed surface gravity. The reduced profile lifts to , , and the wave operator on this lift is the trace of its Hessian, equivalently ; it is . All radial derivatives are ingoing-chart derivatives.
The derivative of the metric density and the chart formula for the divergence of a vector field: for a smooth vector field , , where . Its coordinate proof uses only first derivatives of and the product rule, so the same formula holds for vector fields. Since is and is smooth, is and the extension applies.
Existence and uniqueness of the metric-selected connection of a nondegenerate metric, and its extension to tensor fields: the metric-selected connection is metric compatible and torsion free; in particular and its tensor derivatives have the stated coordinate formula.
A function continuous on an interval whose derivative vanishes at every interior point of is constant on ; consequently two such functions with the same derivative differ by a constant: a continuous real function on an order-convex interval whose derivative vanishes at every interior point is constant on that interval.
The Axiom of Countable Choice (): the tangent-bundle smooth structure used by [F1] and [F3] assumes . This is the only choice assumption inherited here; no full axiom of choice is used.
Proof
In a local sphere chart with angular metric components , the ingoing metric block and its inverse are The first block has determinant , so the full metric density is . Put . The spherical lift gives , , and ; this vector field is , so [F2] applies. By [F1], [F3] and metric compatibility, . Applying the density formula and cancelling the angular density, which is independent of , gives Expanding the derivatives and using equality of the continuous mixed partials yields
Since , one has and . Differentiating the latter expression gives . Divide the equation of step 1.1 by to obtain
From it follows by direct differentiation that . Substituting into step 2.1 leaves . The assumed regularity makes continuous and differentiable with .
The real line is an order-convex interval, so [F4] applied to and step 3.1 shows that for every pair . If this common value is nonzero, the defining equality shows that the ingoing transverse derivative is the same nonzero number for every and therefore cannot tend to zero.
Remarks
The charge is the derivative of in the regular ingoing chart. It is not the derivative of alone and is not computed in a singular static chart. In Aretakis Part I's convention , this normalization is , since . The result is proved directly from the local wave equation; no decay estimate or initial-data theorem is assumed.
Second derivative growth under an explicit horizon decay hypothesis
Statement
Fix and real with , and let be an admissible neutral spherical solution of on the regular ingoing extremal RN metric. Put and let be its constant spherical horizon charge. If and
then
Thus this transverse second derivative grows linearly in magnitude with rate under the stated horizon-trace decay hypothesis. Both sides of the limit have unit . The hypothesis is conditional: this proposition proves no global decay theorem, and it concerns neither coupled Einstein–Maxwell perturbations nor a nonlinear instability.
Statement references
Facts & Assumptions
Given: , , , an admissible real spherical solution of , its constant charge , and .
Spherical scalar waves in regular extremal RN coordinates: the background is with and fixed Maxwell field . The vector field generates the null level with zero signed surface gravity. The reduced profile lifts to , , and its wave operator is the trace of the scalar Hessian, equivalently ; it is .
Exact spherical horizon charge: is constant on .
The derivative of the metric density and the chart formula for the divergence of a vector field: for a smooth vector field , with . Its coordinate proof uses only first derivatives of and the product rule, so it extends to vector fields. Here is , since is and is smooth.
Existence and uniqueness of the metric-selected connection of a nondegenerate metric, and its extension to tensor fields: the connection is metric compatible, so ; its coordinate tensor derivatives have the stated component formula.
Every continuous function on an interval has a primitive; two primitives differ by a constant; and for any primitive : every continuous real function on an interval has a primitive; its oriented integral from a base point is such a primitive, and any primitive evaluates the integral by endpoint differences.
The mean value theorem, as the case of Cauchy's: for continuous on with and differentiable on there is with : for a continuous function on , differentiable on , some satisfies .
Every continuous function on an interval has a primitive; two primitives differ by a constant; and for any primitive : any two primitives of the same continuous function on an interval differ by a constant.
The Axiom of Countable Choice (): the geometric connection suppliers assume only for the tangent-bundle smooth structure; no full axiom of choice is assumed.
The charge is nonzero and the horizon trace tends to zero as . This is an explicit conditional hypothesis, not a consequence of the charge theorem.
Proof
In a local sphere chart with angular metric components , the inverse of the ingoing metric block is and the full density is . For , spherical symmetry gives , , and . This vector field is , so [F3] applies. By [F1], [F4] and metric compatibility, . Applying the density formula and cancelling the angular density, which is independent of , yields Expanding and using equality of the continuous mixed partials gives . With , the identities and reduce this to
Let , which is continuous and tends to zero by [A2], and define for any fixed . By [F5], exists and . Given , choose so that for every . For each , the mean value theorem [F6] on gives a with ; hence Taking gives . Since was arbitrary, .
Differentiate the equation in step 1.1 once in , which is permitted because is . The result is Direct differentiation gives and . Evaluating at and using [F2] therefore yields the exact horizon transport identity
Define and . By [F5], , so by step 2.1. Both and are continuous on and differentiable on its interior; [F7] makes constant there. Since , this gives Divide by and use step 1.2; the fixed terms and tend to zero, while . Therefore . Since , the limit is nonzero and its absolute value is , proving the stated linear growth.
Remarks
The exact transport equation contains the term . The decay hypothesis makes its integrated contribution sublinear, as proved in step 1.2; the equation does not assert that the horizon value vanishes from the wave equation alone. No global decay theorem or generic-data statement is imported.
5 · Examples, experiments and counterexamples
None yet.
Sources
- Stefanos Aretakis, Stability and Instability of Extreme Reissner–Nordström Black Hole Spacetimes for Linear Scalar Perturbations I, Communications in Mathematical Physics 307 (2011), arXiv:1110.2007
- Harvey Reall, What happens at the horizon of an extreme black hole?, complete 34-page lecture presentation (2013)
- Martin Taylor, Lectures on the nonlinear stability of the Schwarzschild family of black holes, complete lecture notes (Spring 2022)
- Stefanos Aretakis, Stability and Instability of Extreme Reissner–Nordström Black Hole Spacetimes for Linear Scalar Perturbations II, Annales Henri Poincaré 12 (2011), arXiv:1110.2009