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Dehn surgery on knots and homology — Examples and Counterexamples
1 · Prerequisites
- Abelian Categories
- Absolute and Conditional Convergence; Rearrangement; Products
- Binary Operations, Monoids, Groups and Subgroups
- Cardinal Arithmetic, Cofinality and the Alephs
- Categories, Functors and Natural Transformations
- Chain Complexes and Homology
- Chain Homotopy and the Homotopy Category
- Compactness
- Compactness in Metric Spaces
- Completeness, Completion, and Uniform Continuity
- Composition Series, the Jordan–Hölder Theorem and Solvable Groups
- Congruences, the Integers Modulo n and the Chinese Remainder Theorem
- Connectedness
- Constant Rank, Submersions, Immersions and Regular Level Sets
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Continuity, IVT, EVT, and Uniform Continuity
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Countability Axioms and Cardinal Functions
- Covering Spaces and Lifting
- Crossing signs, writhe, and linking number
- Cw Complexes and Cellular Homology
- Darboux, L'Hôpital, and Taylor's Theorem
- Dehn surgery on knots and homology
- Determinants of Matrices over a Commutative Ring
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Divisibility, Greatest Common Divisors and Bézout's Identity
- Dual Spaces, Bilinear and Quadratic Forms, and Sylvester's Law of Inertia
- Euclidean Ordinary Differential Equations with Smooth Dependence
- Exactness and the Member Calculus
- Exterior Powers, Orientation and Hodge Duality
- Filters and Ultrafilters
- Finite Counting, Factorials and Binomial Coefficients
- Formal Immersions and the Smale Hirsch Theorem
- Foundations of the Real Numbers for Analysis
- Free Groups and Presentations
- Free Modules, Exact Sequences, Projective and Injective Modules
- Free Products and Amalgamation
- Fubini and Change of Variables
- Function Space Topologies and the Exponential Law
- Gaussian Elimination, Elementary Matrices and Reduced Row Echelon Form
- Geodesics, the Exponential Map, Completeness, and Hopf–Rinow
- Geometric Braids and Artin Generators
- Group Actions, Orbits, Stabilisers and Cayley's Theorem
- Group Homomorphisms and the Isomorphism Theorems
- Hausdorff via the Diagonal
- Hereditary and Productive Behaviour of the Separation Axioms
- Higher Homotopy Groups and Cofiber Sequences
- Homology Axioms Degree and Classical Applications
- Homotopy and Homotopy Equivalence
- Hurewicz Whitehead Freudenthal and Cw Approximation
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Inner Product Spaces, Gram-Schmidt, Projections and Adjoints
- Isotopy Extension and Embedding Theory Beyond Whitney
- Knot exteriors and peripheral systems
- Limits and Colimits
- Limits of Real Functions
- limsup, liminf, and Subsequential Limits
- Linear Independence, Bases and Dimension
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Long Exact Sequences in Homology
- Manifolds with Boundary Collars and Orientations
- Matrices, the Matrix of a Linear Map, and Change of Basis
- Metric Spaces
- Mixed Partials, Taylor Formulae, and Extrema
- Modules, Submodules, Quotient Modules and the Isomorphism Theorems
- Monotone Functions, Discontinuities, and Continuity Sets
- Monotone Sequences, Bolzano-Weierstrass, and Cauchy Completeness
- Normal Subgroups and Quotient Groups
- Order, Zorn's Lemma, and the Axiom of Choice
- Ordinal Arithmetic and the First Uncountable Ordinal
- Ordinals, Cardinals, and Transfinite Recursion
- Oriented and Mod Two Intersection Numbers
- Oriented Links, Braid Closures, and Markov Equivalence
- Partitions of Unity and Paracompactness
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- Polynomial Rings, the Division Algorithm and Roots
- Power Series and Real-Analytic Functions
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- Rank Theorems and Embedded Submanifolds
- Reflective Subcategories and the Adjoint Functor Theorems
- Relations, Functions, and Quotients
- Relative Homology Excision and Mayer Vietoris
- Relative Homology Excision and Mayer Vietoris — Examples
- Riemannian Metrics Length Distance and Volume
- Rings, Subrings, Integral Domains and Fields
- Rⁿ as a Normed Space; Vector-Valued Functions
- Roots, Rational Powers, and Classical Inequalities
- Sard Theorem and Transversality
- Separation Axioms: the Hierarchy
- Sequences and Limits
- Sequences and Series of Functions; Uniform Convergence
- Series: Convergence and the Nonnegative Tests
- Simple Field Extensions and the Construction of the Complex Numbers
- Simplicial Complexes and Simplicial Homology
- Simplicial Subdivision and Simplicial Approximation
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- Tangent Cotangent and the Differential
- Tensor Fields Exterior Algebra and Differential Forms
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- The Cantor Set, Baire Category, and Measure Zero in ℝ
- The Derivative and the Mean Value Theorems
- The Determinant of a Linear Operator, Cofactors and Cramer's Rule
- The Diagram Lemmas in an Abelian Category
- The Exponential Function
- The Fundamental Group
- The Fundamental Group of the Circle
- The Fundamental Theorems of Calculus
- The Inverse and Implicit Function Theorems
- The Inverse Function Theorem Completed
- The Riemann Integral in Rᵐ and Jordan Content
- The Riemann Integral: Definition and Integrability
- The Seifert–van Kampen Theorem
- The Topology of Euclidean Space
- The Total Derivative in ℝᵐ → ℝⁿ
- The ZFC Axioms and the Basic Set Constructions
- Topological Spaces and Continuity
- Topology of ℝ
- Universal Properties, Representables and the Yoneda Lemma
- Vector Fields Flows and Lie Derivatives
- Vector Spaces, Linear Subspaces, Span and Direct Sums
- Whitney Embedding Tubular Neighbourhoods and Approximation
- Wirtinger presentations and knot groups
2 · Logical flowchart
3 · Definitions, theorems and proofs
None yet.
4 · Examples, counterexamples and false statements
Worked cases of Dehn surgery on the unknot
Example
Assume . Let be the standard oriented unknot in the oriented -sphere, with chosen exterior and peripheral basis . In the orientation convention , for coprime integers and , the filling is the oriented lens space and has . The filling is , the filling is , and for every integer the filling is the boundary of the integer-framed trace .
Example references
Countable-choice hypothesis for the chosen peripheral data
Library orientation convention for
First-homology formula for knot fillings
Boundary of the integer-framed trace
Saveliev, Lecture 1 §1.5 and Lecture 2 §§2.3–2.4, lens spaces and surgery traces
Ozsváth–Stipsicz–Szabó, §1.2.3 and Exercise 1.2.14, surgery on the unknot
Facts & Assumptions
Given: The unknot exterior , its meridian–preferred-longitude basis , and the filling convention .
First homology of knot fillings: for , and .
Boundary of the integer-framed knot surgery trace: the outgoing boundary of the integer-framed trace is the filling .
Lens spaces in the filling orientation convention: is the oriented union of the unknot exterior and a solid torus whose meridian maps to , for and .
Oriented slopes and knot Dehn filling: gluing maps with the same meridian slope give the same oriented filling type.
Verification
A standard unknot is the coordinate circle in given by . Its tubular neighborhood and its exterior are both solid tori; on the exterior, bounds a meridional disk and is a longitude. Therefore each filling is a union of two solid tori, and for it is by [F3].
When , primitivity forces , so the attaching meridian matches the meridian of the exterior solid torus. By the gluing-map independence in the slope definition [F4], use the product gluing; then and glue along as .
For , the attaching slope is one meridian plus one longitude of the exterior solid torus. A Dehn twist along its meridian disk extends over that torus and changes this slope to its longitude. By [F4] the gluing may then be chosen to be the standard decomposition , so the filled orientation is that of .
For all coprime , [F1] gives the stated group; the cases and agree with steps 2.1 and 2.2.
For every integer , [F2] identifies the filling with the outgoing boundary of . This adds no rational-framing claim.
Trefoil surgery with trivial first homology and nontrivial fundamental group
Statement refuted
Every connected closed oriented -manifold with is simply connected, meaning that is trivial.
Statement references
Countable-choice hypothesis for the chosen exterior and peripheral data
Oriented trefoil in the standard three-sphere
Geometric braid and transported strand labels
Meridian and preferred longitude
Filling along the specified meridian slope
Trefoil filling group presentation
Hilden–Lozano–Montesinos-Amilibia, p. 24, canonical longitude and zero-surgery group
Saveliev, Lecture 2 §2.2, knot surgery along a specified peripheral slope
Facts & Assumptions
Given: , the connected exterior of the trefoil , the positive meridian at the first left arc and the degree-one preferred longitude of this same exterior, their boundary basis , the filling of , and the two displayed supplier statements. The preferred-longitude definition supplies ; the homology lemma derives that generates .
is the stated axiom for the chosen exterior and peripheral data. The Axiom of Countable Choice ()
First homology of knot fillings: a filling has first homology when .
Group presentation for positive trefoil surgery: in its specified positive-braid convention, is the positive meridian at the first left arc and is the degree-one preferred longitude; the matching filling has presentation .
Oriented slopes and knot Dehn filling: filling glues an oriented solid torus to the knot exterior along the specified meridian slope.
Counterexample
Assume . Let be the trefoil given by the closure of the positive two-strand braid , using the positive half-twist convention for . Choose its connected exterior and the same peripheral system as in the trefoil group-presentation calculation: is the positive normal-disk meridian at the first left arc, and is the degree-one preferred longitude of this exterior, with a basis of . Let , where means filling along . Then but is nontrivial.
By [F3], is the connected closed oriented manifold obtained by filling the connected knot exterior along its boundary torus. Apply [F1] with . Then .
Let denote the subgroup of even permutations of ; every -cycle is even because it is a product of four transpositions. Set and , composing right to left. Applying the factors of and from right to left gives the same image tuple on inputs , so both words equal . Thus the braid relator in [F2] is satisfied.
Applying the factors of from right to left, the six successive images for inputs are respectively , , , , and . Their final entries are , so the filling relator is the identity. The assignments therefore satisfy both relators in [F2] and induce a homomorphism .
The image of is a nonidentity -cycle, so this homomorphism has nontrivial image and . Together with step 1.1, this refutes the statement.
Sources
- Nikolai Saveliev, Lectures on the Topology of 3-Manifolds, 2nd revised edition, Lecture 1 §1.5, Lecture 2 §§2.3–2.4
- Peter S. Ozsváth, András I. Stipsicz, and Zoltán Szabó, Heegaard Floer homology, version 2025-12-15, §1.2.3 and Exercise 1.2.14
- Hugh M. Hilden, María Teresa Lozano, and José María Montesinos-Amilibia, On the affine representations of the trefoil knot group, arXiv:1003.3554v1, p. 24
- Nikolai Saveliev, Lectures on the Topology of 3-Manifolds, 2nd revised edition, Lecture 2 §2.2