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Dehn surgery on knots and homology — Examples and Counterexamples

1 · Prerequisites

2 · Logical flowchart

3 · Definitions, theorems and proofs

None yet.

4 · Examples, counterexamples and false statements

ExampleConstruction: AI-adaptedVerification: AI-adaptedverified 2026-10-22 (gpt-6.1-sol)Open item page →

Worked cases of Dehn surgery on the unknot

Example

Assume ACω. Let U be the standard oriented unknot in the oriented 3-sphere, with chosen exterior EU and peripheral basis (μU,λU). In the orientation convention L(p,q)=EU(p/q), for coprime integers p>0 and q, the p/q filling is the oriented lens space L(p,q) and has H1≅Z/pZ. The 0/1 filling is S1×S2, the 1/1 filling is S3, and for every integer n the n/1 filling is the boundary of the integer-framed trace Xn(U).

Facts & Assumptions

Given: The unknot exterior EU, its meridian–preferred-longitude basis (μU,λU), and the filling convention p[μU]+q[λU].

[F1]

First homology of knot fillings: H1(EK(p/q);Z)≅Z/∣p∣Z for p≠0, and H1(EK(0/1);Z)≅Z.

[F2]

Boundary of the integer-framed knot surgery trace: the outgoing boundary of the integer-framed trace Xn(K) is the filling EK(n/1).

[F3]

Lens spaces in the p/q filling orientation convention: L(p,q) is the oriented union of the unknot exterior and a solid torus whose meridian maps to p[μU]+q[λU], for p>0 and gcd⁡(p,q)=1.

[F4]

Oriented slopes and knot Dehn filling: gluing maps with the same meridian slope give the same oriented filling type.

Verification

1.1givenF3construct

A standard unknot is the coordinate circle in S3⊂C2 given by w=0. Its tubular neighborhood and its exterior are both solid tori; on the exterior, λU bounds a meridional disk and μU is a longitude. Therefore each p/q filling is a union of two solid tori, and for p>0 it is L(p,q) by [F3].

2.1givenF4step 1.1construct

When p=0, primitivity forces q=±1, so the attaching meridian matches the meridian of the exterior solid torus. By the gluing-map independence in the slope definition [F4], use the product gluing; then S1×D2 and S1×D2 glue along S1×S1 as S1×(D2∪S1D2)=S1×S2.

2.2givenF4step 1.1construct

For p=1,q=1, the attaching slope is one meridian plus one longitude of the exterior solid torus. A Dehn twist along its meridian disk extends over that torus and changes this slope to its longitude. By [F4] the gluing may then be chosen to be the standard decomposition S3=(D2×S1)∪(S1×D2)=∂(D2×D2), so the filled orientation is that of S3.

3.1givenF1step 2.1step 2.2algebra

For all coprime p,q, [F1] gives the stated H1 group; the cases p=0 and p=1 agree with steps 2.1 and 2.2.

4.1givenF2step 1.1∎

For every integer n, [F2] identifies the n/1 filling with the outgoing boundary of Xn(U). This adds no rational-framing claim.

CounterexampleConstruction: AI-adaptedVerification: AI-adaptedjudge pass (gpt-6-luna)verified 2026-10-22 (gpt-6.1-sol)Open item page →

Trefoil surgery with trivial first homology and nontrivial fundamental group

Statement refuted

Every connected closed oriented 3-manifold M with H1(M;Z)=0 is simply connected, meaning that π1(M) is trivial.

Facts & Assumptions

Given: ACω, the connected exterior ET of the trefoil T, the positive meridian μ=a at the first left arc and the degree-one preferred longitude λ of this same exterior, their boundary basis ([μ],[λ]), the +1 filling of T, and the two displayed supplier statements. The preferred-longitude definition supplies [λ]=0; the homology lemma derives that [μ] generates H1(ET;Z).

[A1]

ACω is the stated axiom for the chosen exterior and peripheral data. The Axiom of Countable Choice (ACω)

[F1]

First homology of knot fillings: a p/q filling has first homology Z/∣p∣Z when p≠0.

[F2]

Group presentation for positive trefoil +1 surgery: in its specified positive-braid convention, μ=a is the positive meridian at the first left arc and λ is the degree-one preferred longitude; the matching +1 filling has presentation ⟨a,b∣aba=bab,  bab−1aba−2=1⟩.

[F3]

Oriented slopes and knot Dehn filling: filling glues an oriented solid torus to the knot exterior along the specified meridian slope.

Counterexample

Assume ACω. Let T be the trefoil given by the closure of the positive two-strand braid σ13, using the positive half-twist convention for σ1. Choose its connected exterior and the same peripheral system as in the trefoil group-presentation calculation: μ=a is the positive normal-disk meridian at the first left arc, and λ is the degree-one preferred longitude of this exterior, with ([μ],[λ]) a basis of H1(∂ET;Z). Let M=ET(1/1), where +1 means filling along [μ]+[λ]. Then H1(M;Z)=0 but π1(M) is nontrivial.

1.1givenA1F1F3constructalgebra

By [F3], M is the connected closed oriented manifold obtained by filling the connected knot exterior along its boundary torus. Apply [F1] with p=q=1. Then H1(M;Z)≅Z/1Z=0.

1.2F2constructalgebra

Let A5 denote the subgroup of even permutations of {1,2,3,4,5}; every 5-cycle is even because it is a product of four transpositions. Set a=(1 2 3 4 5) and b=(1 3 5 4 2), composing right to left. Applying the factors of aba and bab from right to left gives the same image tuple (2,1,3,5,4) on inputs (1,2,3,4,5), so both words equal (1 2)(4 5). Thus the braid relator in [F2] is satisfied.

1.3F2constructalgebra

Applying the factors of bab−1aba−2 from right to left, the six successive images for inputs 1,2,3,4,5 are respectively (4,2,3,1,2,1), (5,4,5,3,4,2), (1,3,4,5,1,3), (2,1,2,4,5,4), and (3,5,1,2,3,5). Their final entries are (1,2,3,4,5), so the filling relator is the identity. The assignments therefore satisfy both relators in [F2] and induce a homomorphism π1(M)→A5.

2.1step 1.1step 1.2step 1.3algebra∎

The image of a is a nonidentity 5-cycle, so this homomorphism has nontrivial image and π1(M)≠1. Together with step 1.1, this refutes the statement.

Sources