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Knot exteriors and peripheral systems — Examples and Counterexamples

1 · Prerequisites

2 · Logical flowchart

3 · Definitions, theorems and proofs

None yet.

4 · Examples, counterexamples and false statements

ExampleConstruction: Literature-sourcedVerification: AI-generatedverified 2026-10-22 (gpt-6.1-sol)Open item page →

Worked case: the unknot exterior

Example

Assume countable choice. Give the unit sphere S3={(z1,z2)∈C2:∣z1∣2+∣z2∣2=1} its standard boundary orientation, and orient the standard unknot U(t)=(e2πit,0) by increasing t∈R/Z. For r>0, write Dr2={w∈C:∣w∣≤r}. Choose the closed tubular neighbourhood N(U)={(z1,z2)∈S3:∣z2∣≤1/2}, using the norm ∣w∣ on its normal disk fibres. Its exterior EU={(z1,z2)∈S3:∣z2∣≥1/2} is a solid torus diffeomorphic to D1/22×S1. On its boundary, the positive meridian is the phase loop in z2, while the preferred longitude has representative t↦(e2πit/2,eiθ0/2) for fixed θ0; consequently H1(EU;Z)≅Z is generated by [μ] and [λ]=0.

Facts & Assumptions

Given: Countable choice, the standard oriented sphere and unknot above, and the chosen closed tube N(U) with its product fibre norm ∣w∣.

[A1]

Countable choice, written ACω, is The Axiom of Countable Choice (ACω).

[F1]

Knot exterior defines the exterior as S3∖int⁡N(U) and retains its boundary torus.

[F2]

Meridian and preferred longitude orients the meridian by the normal disk and characterizes the preferred longitude as a degree-one boundary class that maps to zero in exterior homology.

[F3]

Normal and conormal bundles of an embedded submanifold defines the normal fibre at a point of U as the quotient of the ambient tangent space by the knot tangent; here it is represented by the z2 plane.

[F4]

Tubular neighbourhoods of embedded submanifolds defines a tubular neighbourhood by a smooth embedding on an open normal-bundle neighbourhood that fixes the zero section.

[F5]

The knot exterior has a peripheral torus basis gives the product-section and fibre-meridian basis of the boundary torus homology.

[F6]

Homology and preferred longitude of a knot exterior states that the positive meridian generates H1(EU;Z) and that there is a unique degree-one kernel class, represented by a simple preferred longitude.

Proof

technique · direct
1.1A1F3F4givenconstruct

The map Φ(t,w)=(e2πit1−∣w∣2,w) extends to the open normal disk bundle S1×{∣w∣<1} and is a diffeomorphism onto {z1≠0}⊂S3, with inverse (z1,z2)↦(z1/∣z1∣,z2). It fixes the zero section and its derivative in w identifies the z2 plane with the normal quotient in [F3], so [F4] makes it a tubular map. Restricting to the closed disk D1/22 with the norm ∣w∣ gives the specified N(U)≅S1×D1/22.

1.2F1constructalgebra

The map (w,eiθ)↦(w,eiθ1−∣w∣2) from D1/22×S1 to EU is a smooth diffeomorphism, with inverse (z1,z2)↦(z1,z2/∣z2∣) since ∣z2∣≥1/2. Hence EU is a solid torus.

2.1F1F2step 1.2construct

At (1,0), the ordered outward radial vector, positive tangent to U, and the positive coordinate vectors in the z2 plane give the standard orientation of C2. Therefore the positive meridian is the loop varying the phase of z2. The loop t↦(e2πit/2,eiθ0/2) is the product section of ∂N(U), has degree one over U, and bounds the disk D1/22×{eiθ0} in the displayed exterior coordinates.

3.1A1F5F6step 1.1step 2.1constructalgebra∎

To meet [F6]'s larger-domain hypothesis, set h(v)=v/1+∣v∣2 and Ψ(t,v)=Φ(t,h(v)). The map h:C→{∣w∣<1} is a smooth diffeomorphism with inverse w↦w/1−∣w∣2, fixes zero with derivative the identity, and preserves radial orientations. Hence Ψ is a tubular map on all of S1×C, containing the closed radius-2 disk bundle. Its closed radius-1 tube is precisely N(U), since h(D12)=D1/22; it has the same boundary projection, positive meridian and product section as Φ. Applying [F6] with Ψ and ϵ=1 therefore gives that [μ] generates H1(EU;Z) and the degree-one kernel class is the preferred longitude for the specified exterior and markings. The section in step 2.1 is in the kernel because it bounds the stated disk, so it is [λ] by uniqueness. Since [F5] gives ([μ],[σ]) as a basis and this section is σ, the pair ([μ],[λ]) is a basis.

Peripheral square for the unknot exterior

Use product coordinates (t,θ)∈R2/Z2 on TU, where t is the oriented core parameter and θ is the positive meridian angle. Opposite edges are identified with their arrows in the same direction. The horizontal loop is the section λ, which bounds the disk D1/22×{eiθ0} in EU; the vertical loop is μ, which is the S1 factor of D1/22×S1. The drawing records these product coordinates and boundary classes; the proof above verifies them from the explicit parametrizations.

¸¸¹¹
CounterexampleConstruction: Literature-sourcedVerification: AI-generatedjudge pass (gpt-6-luna)verified 2026-10-22 (gpt-6.1-sol)Open item page →

An arbitrary parallel push-off need not be preferred

Statement refuted

Assume countable choice. For every smooth oriented knot K with a chosen product tubular neighbourhood N(K)≅S1×D2 using its product Euclidean fibre norm, define its exterior by EK=S3∖int⁡N(K) and its boundary torus by TK=∂EK. Let i:TK↪EK be inclusion and let p:TK→S1 be the product projection to the oriented core. Every primitive class c∈H1(TK;Z) with p∗c=1∈H1(S1;Z) is in ker⁡i∗. Here primitive means that c is not an integer multiple md of another class with ∣m∣>1.

Facts & Assumptions

Given: Countable choice, a smooth oriented knot with a chosen product tubular neighbourhood, and its oriented boundary torus.

[A1]

Countable choice, written ACω, is The Axiom of Countable Choice (ACω).

[F1]

Knot exterior defines EK=S3∖int⁡N(K) and retains its boundary torus TK.

[F2]

Meridian and preferred longitude orients the fibre meridian and defines the preferred longitude by degree one over the oriented core and zero image in H1(EK;Z).

[F3]

The knot exterior has a peripheral torus basis identifies H1(TK;Z) with the product meridian and section basis ([μ],[σ]).

[F4]

Homology and preferred longitude of a knot exterior gives H1(EK;Z)≅Z, generated by [μ], with [λ] a degree-one kernel class, and says ([μ],[λ]) is a basis of H1(TK;Z).

Counterexample

technique · direct
1.1A1F1F2F3F4givenconstruct

By [F1] and [F2], the exterior inclusion and the meridian and longitude classes have the stated meanings. In the basis from [F3], the degree-one property in [F4] writes [λ]=[σ]+q[μ] for a unique integer q. The curve γ(t)=(e2πit,e2πi(q+1)t) is embedded because its first coordinate is injective on S1, and it represents [σ]+(q+1)[μ]=[λ]+[μ]. Its projection to the oriented core has degree +1.

2.1F4step 1.1algebra

In the basis ([μ],[λ]) from [F4], the class [λ]+[μ] has coordinates (1,1). If it were md for an integer ∣m∣>1, both coordinates would be divisible by m, which is impossible; hence it is primitive.

3.1F4step 1.1step 2.1algebra∎

The inclusion sends [λ]+[μ] to [μ] because [λ]∈ker⁡i∗. The latter is a generator of H1(EK;Z)≅Z, so this image is nonzero. The primitive degree-one class constructed above therefore contradicts the refuted assertion.

Sources