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Classical coherence matrices and measurement scope

1 · Prerequisites

2 · Summary

3 · Logical flowchart

4 · Definitions, postulates, theorems and proofs

DefinitionDefinition: AI-adaptedProof: AI-generatedprecheck passverified 2026-10-22 (gpt-6.1-sol)Open item page →

Classical two-component coherency matrix

Physical scope

An ideal classical ensemble of two complex transverse electric-field components at a specified plane in a fixed positively oriented SI laboratory chart, using the exp(-i omega t) convention and the cone specified in the Definition. Gamma is an uncentered second-moment matrix of the two-component projection; it is not a quantum density operator or a full three-dimensional coherence matrix. The paraxial suppliers bound longitudinal amplitude for individual exact plane modes but do not supply an aggregate ensemble or detector-error bound. No measurement, absolute radiometric calibration, sampling law, or empirical claim is made. A time average is not identified with the ensemble expectation without separately stated stationarity and ergodicity assumptions.

Definition

Fix a named, positively oriented SI laboratory chart with coordinates (x,y,z,t) and angular frequency ω>0. Adopt the SI constants and coordinate units of the laboratory convention: c>0 is in m s−1, k0:=ω/c is in m−1, and electric-field components are in V m−1. Let Π={(x,y,z0):(x,y)∈D} be a specified reference plane, where z0∈R and D⊆R2 is a specified nonempty region. Let (ex,ey,ez) be the positively oriented orthonormal coordinate basis of the chart. The ordered transverse basis of Π is (ex,ey) and its normal is ez.

For the paraxial context, adopt c>0, k0=ω/c, and 0<δ<1. The angular-spectrum variable ξ∈R2 is measured in cycles per metre, q=2πξ is in m−1, and the forward propagating cone is Dδ={ξ:∣q∣≤δk0} with kz(ξ)=k02−∣q∣2>0. Here ∣q∣:=qx2+qy2. The matrix below is defined pointwise for the two-component projection; it does not assert that an arbitrary random superposition is an exact Maxwell field or that the individual-mode longitudinal bound extends to an ensemble without additional hypotheses.

Let (Ξ,A,P) be a specified probability space. Identify C2 with R4 by real and imaginary coordinates and equip it with the Euclidean Borel σ-algebra; measurable maps to C2 are understood with respect to this σ-algebra. At each fixed ρ∈D, let Zρ:Ξ→C2 be measurable. Let πx,πy:C2→C be the first and second continuous coordinate projections, and define the coordinate random variables Zx(ρ):=πx∘Zρ:Ξ→C and Zy(ρ):=πy∘Zρ:Ξ→C. Thus Zρ(σ)=(Zx(ρ)(σ),Zy(ρ)(σ))T for σ∈Ξ. The map Xρ:Ξ→R4 is defined by the four real coordinate maps of Zρ; these maps are continuous, so Xρ is measurable as their composition with Zρ. No joint measurability in ρ is assumed or used. Define Xρ(σ):=(Re⁡Zx(ρ)(σ),Im⁡Zx(ρ)(σ),Re⁡Zy(ρ)(σ),Im⁡Zy(ρ)(σ)). Since ∣Xρ(σ)∣2=∣Zx(ρ)(σ)∣2+∣Zy(ρ)(σ)∣2, assume Xρ is square-integrable, equivalently E[∣Zx(ρ)∣2+∣Zy(ρ)∣2]<∞. For ρ∈D, σ∈Ξ and t∈R, define the associated transverse real-field model by E⊥(ρ,σ,t):=Re⁡(Zρ(σ)e−iωt), where Re⁡ is applied componentwise. Expectation is taken over this declared classical ensemble and is applied componentwise to complex integrable variables. Regard vectors in C2 as columns. For a column w=(w1,w2)T define w†:=(w1‾,w2‾); for a 2×2 matrix M define M†:=M‾T, where M‾ is obtained by conjugating each entry. Put Z1(ρ):=Zx(ρ) and Z2(ρ):=Zy(ρ). Define Γ(ρ):=E[ZρZρ†],Γij(ρ):=E[Zi(ρ)Zj(ρ)‾](i,j∈{1,2}). Thus Γ is the uncentered second-moment matrix of the two selected components; no zero-mean assumption is made. At each fixed ρ, suppressing the argument ρ in these coordinate names, define the Stokes coordinates S0:=Γ11+Γ22,S1:=Γ11−Γ22,S2:=2Re⁡Γ12,S3:=−2Im⁡Γ12. When S0>0, define the degree of polarization by P:=S12+S22+S32S0. The minus sign in S3 is fixed by the stated phasor convention and the ordered basis (ex,ey). In this two-component model, call the ensemble at ρ unpolarized when S0>0 and Γ=(S0/2)I2, where I2 is the 2×2 identity matrix; this label concerns second moments and does not say that any realization is a quantum state. For the transverse electric-field interpretation, the Sj have units (V m−1)2; S0 is a mean-square field coordinate, not an absolutely calibrated irradiance.

The same algebraic construction applies to any ordered pair of square-integrable classical complex amplitudes of a common physical unit; the second moments then have the square of that unit. When the pair labels transverse electric components, the Sj have the polarization interpretation just defined. When it labels two beam channels, the same matrix entries are channel correlations; they are not polarization components.

Facts & Assumptions

Given: A fixed detector plane and transverse basis, ω>0, a probability space (Ξ,A,P), and for each chosen ρ a measurable Zρ:Ξ→C2 for which the associated real coordinate vector Xρ in the Definition is square-integrable. Use SI units and the e−iωt phasor convention.

[F1]

Mean vector and covariance matrix of a square-integrable random vector: a probability space has total measure one; a measurable real random vector with finite second moment has integrable coordinates and finite second moments. We use this probability and integrability interface, not its centered covariance matrix.

[F2]

Real and imaginary parts, complex conjugation, and modulus and Linearity, monotonicity, and the modulus bound for expectation: complex conjugation, real and imaginary parts, and modulus are componentwise operations; expectation of an integrable complex variable is the pair of its real expectations and is linear.

[A1]

The probability law is an adopted ensemble model. Replacing its expectation by a long-time average requires additional stationarity and ergodicity hypotheses; no sampled or measured average is asserted here.

Proof

1.1givenF1F2algebra

Fix ρ and write Zi=Zi(ρ) for i∈{1,2}, with Ui:=Re⁡Zi and Vi:=Im⁡Zi the four real coordinate maps of Xρ. The real and imaginary parts of ZiZj‾ are UiUj+ViVj and ViUj−UiVj; these are continuous polynomial functions of Xρ, hence measurable. The diagonal products ∣Zj∣2 are integrable by the given finite second moment, and ∣Z1Z2‾∣=∣Z1∣∣Z2∣≤(∣Z1∣2+∣Z2∣2)/2 pointwise. Hence every entry E[ZiZj‾] is a finite complex expectation under [F1]–[F2], so Γ(ρ) is well-defined.

2.1givenstep 1.1F2algebra∎

Componentwise conjugation and linearity of the real integrals give Γji=E[ZjZi‾]=E[ZiZj‾‾]=E[ZiZj‾]‾=Γij‾; the diagonal entries satisfy Γii=E[∣Zi∣2]≥0 by monotonicity of expectation. Therefore Γ†=Γ.

Remarks

The matrix is uncentered: unless the ensemble mean vanishes, it is not the centered covariance matrix. The individual-mode longitudinal bound from Paraxial phase and longitudinal-field bounds does not give an aggregate bound for a random superposition, so none is claimed. A detector model, calibration, noise law, finite-sample uncertainty, or equality between time and ensemble averages must be supplied separately.

Physics theoremStatement: AI-adaptedProof: AI-generatedprecheck passverified 2026-10-22 (gpt-6.1-sol)Open item page →

Stokes cone and deterministic Jones transformations

Physical scope

Conditional algebra for the classical two-component coherency matrix defined in this library. For transverse electric components its four real coordinates are the stated Stokes parameters; for other classical two-channel amplitudes the same cone is an algebraic second-moment constraint, not a polarization interpretation. No quantum-state identification, apparatus model, empirical observation, or finite-sample claim is made.

Statement

Let Z=(Z1,Z2)T be a measurable square-integrable complex two-component vector on a probability space and define Γ:=E[ZZ†], with Γij:=E[ZiZj‾]. Put S0:=Γ11+Γ22, S1:=Γ11−Γ22, S2:=2Re⁡Γ12, and S3:=−2Im⁡Γ12; when S0>0, put P:=S12+S22+S32/S0. Then Γ is positive semidefinite, meaning v†Γv≥0 for every v∈C2; its rank is the complex dimension of its image. The Stokes coordinates satisfy S0≥0,S02≥S12+S22+S32. Equality in the second relation holds exactly when Γ=0 or Γ has rank one. Consequently P∈[0,1] when S0>0, and it is undefined when S0=0. If a fixed deterministic dimensionless complex-linear map M:C2→C2 (a Jones matrix in this model) sends each realization Z to MZ, then Γ transforms to MΓM†.

Facts & Assumptions

Given: A measurable square-integrable Z:Ξ→C2 and its matrix Γ=E[ZZ†] and Stokes coordinates from the Definition.

[F1]

Classical two-component coherency matrix: Γij=E[ZiZj‾], Γ†=Γ, S0=Γ11+Γ22, S1=Γ11−Γ22, S2=2Re⁡Γ12, S3=−2Im⁡Γ12, and P is defined only when S0>0.

[F2]

Linearity, monotonicity, and the modulus bound for expectation: expectation of an integrable complex variable is linear.

[A1]

M is a fixed deterministic linear map, not a random matrix correlated with Z; its entries are dimensionless and the output amplitudes use the same component units as the input.

Proof

1.1givenF1algebra

For v=(v1,v2)T, the finite sum v1‾Z1+v2‾Z2 has an integrable squared modulus, because it is bounded by 2(∣v1∣2∣Z1∣2+∣v2∣2∣Z2∣2). Expanding the finite matrix product therefore gives v†Γv=E[∣v†Z∣2]≥0. Hence Γ is positive semidefinite.

2.1step 1.1F1algebra

Write Γ=(acc‾b), where a,b≥0. If a>0, positivity applied to v=(−c/a,1)T gives b−∣c∣2/a≥0, hence ab≥∣c∣2. If a=0 and c≠0, positivity at v=(−tc,1)T gives b−2t∣c∣2≥0 for every t>0, which fails for sufficiently large t; thus c=0 and again ab≥∣c∣2.

3.1step 2.1F1algebra

The definitions give S02−S12=4ab and S22+S32=4∣c∣2. Step 2.1 therefore proves S02≥S12+S22+S32. Equality is equivalent to det⁡Γ=ab−∣c∣2=0, which for a positive-semidefinite 2×2 matrix means rank below two; it is rank zero exactly when Γ=0, and otherwise rank one. When S0>0, taking nonnegative square roots gives 0≤P≤1; when S0=0 the quotient is undefined by its Definition.

4.1givenF1F2A1algebra∎

Since M is fixed, (MZ)(MZ)†=MZZ†M† for every realization. Taking the componentwise expectation and using [F2]'s linearity gives Γ′=E[(MZ)(MZ)†]=MΓM†.

Remarks

This is a conditional identity for an ensemble second-moment model. A deterministic Jones transformation is not a model of a general random, depolarizing, or statistically estimated optical device.

Physics theoremStatement: AI-adaptedProof: AI-generatedprecheck passverified 2026-10-22 (gpt-6.1-sol)Open item page →

Visibility bound in a specified two-beam model

Physical scope

Conditional result for an ideal scalar two-beam classical phasor model with a common ensemble, finite second moments, a controllable full relative-phase sweep, and mean-square amplitude as the detector-response model. The Γ12 here is the cross-moment between two beam channels; it is not the transverse-polarization cross-component of one beam. The visibility is the model contrast, not a finite-sample estimate. No detector calibration, noise model, empirical observation, or unconditional claim about measured fringe visibility is made.

Statement

Let A1,A2:Ξ→C be jointly measurable classical phasor amplitudes at one fixed observation point for a single selected scalar field component, on one probability space, each in V m−1, with E(∣A1∣2+∣A2∣2)<∞. Define Ij:=E[∣Aj∣2] and Γ12:=E[A1A2‾]. Adopt the ideal scalar two-beam model with a phase multiplier ranging over the full unit circle T:={ζ∈C:∣ζ∣=1}. For each ζ∈T, set Aζ:=A2+ζA1 and I(ζ):=E[∣Aζ∣2]. The quantities Ij and I(ζ) are mean-square field coordinates in (V m−1)2, not calibrated irradiances. Set Imax⁡:=max⁡ζ∈TI(ζ) and Imin⁡:=min⁡ζ∈TI(ζ). When I1+I2>0, define the model visibility by V:=Imax⁡−Imin⁡Imax⁡+Imin⁡. Then I(ζ)=I1+I2+2Re⁡(ζΓ12),V=2∣Γ12∣I1+I2≤1.

Facts & Assumptions

Given: The common probability space, square-integrable beam amplitudes A1,A2, a full controllable phase sweep, and the ideal mean-square detector model stated above.

[F1]

Classical two-component coherency matrix: applying its second-moment construction to W=(A1,A2)T gives Γ11=I1, Γ22=I2, and Γ12=E[A1A2‾]. Here the coordinates are distinct beam channels, not polarization components.

[F2]

Stokes cone and deterministic Jones transformations: every such second-moment matrix is positive semidefinite, so its entries obey I1I2≥∣Γ12∣2.

[F3]

Linearity, monotonicity, and the modulus bound for expectation: expectation of the integrable cross terms is linear and commutes with complex conjugation under the componentwise complex-integral convention.

[F4]

Real and imaginary parts, complex conjugation, and modulus: write a complex number as a+ib, take its conjugate as a−ib, and define its modulus by a2+b2.

[A1]

The ideal detector output is the ensemble mean of the squared modulus of the coherently summed phasor; no finite-sample or noisy detector response is assumed.

Proof

1.1givenF1F3A1algebra

Expanding the squared modulus in [A1] gives ∣Aζ∣2=∣A2∣2+∣A1∣2+ζA1A2‾+ζ‾A2A1‾. Taking expectations, using [F1] and [F3], yields I(ζ)=I1+I2+2Re⁡(ζΓ12).

2.1step 1.1givenF4algebra

Put S=I1+I2 and c=Γ12. Write ζ=a+ib and c=u+iv. Since ζ∈T, a2+b2=1. By [F4], ∣c∣2=u2+v2 and Re⁡(ζc)=au−bv. Therefore ∣c∣2−(Re⁡(ζc))2=(a2+b2)(u2+v2)−(au−bv)2=(av+bu)2≥0, so each Re⁡(ζc) lies in [−∣c∣,∣c∣]. If c≠0, set r:=∣c∣=u2+v2>0 and ζ0:=(u−iv)/r. Then ∣ζ0∣2=(u2+v2)/r2=1, so ζ0∈T, and direct multiplication gives ζ0c=r while (−ζ0)c=−r. Both endpoints are therefore attained. If c=0, the cross term is identically zero. Hence Imax⁡=S+2∣c∣ and Imin⁡=S−2∣c∣.

3.1givenstep 2.1F2algebra∎

By [F2], S2−4∣c∣2=(I1−I2)2+4(I1I2−∣c∣2)≥0; since S≥0, this gives 2∣c∣≤S. Under the given S>0 condition, Imax⁡+Imin⁡=2S>0, so substitution of step 2.1 into the visibility definition gives V=2∣c∣/S≤1.

Remarks

The displayed V is a phase-extremized ensemble-model contrast. A finite set of detector readings need not attain it; estimating visibility from data requires separate sampling, calibration, uncertainty, and detector-response assumptions. This theorem supplies none of those empirical inputs.

5 · Examples, experiments and counterexamples

None yet.

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