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Root Systems, Dynkin Diagrams, and the Cartan-Killing Classification — Examples

1 · Prerequisites

2 · Summary

These examples accompany root-systems-dynkin-diagrams-and-cartan-killing-classification. They compute the rank-one system A1, the rank-two systems A2,B2,G2 from their plane pictures, the classical systems in coordinates, the simple roots and fundamental weights of An, the Weyl groups of types A,B,D, the diagram duality of Bn and Cn, the low-rank coincidences, the Serre presentation of sl3, and the positive roots and highest root of G2. Two counterexamples show that a cycle graph fails positive definiteness and that SL2(C) and PGL2(C) have the same Lie algebra and diagram but different centers, hence are not isomorphic.

3 · Logical flowchart

4 · Definitions, theorems and proofs

None yet.

5 · Examples, counterexamples and false statements

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The root system A_1

Example

Let E=Rα be a Euclidean line and Φ={α,α} with (α,α)=1. Then Φ is the reduced crystallographic root system A1; its Weyl group has order 2, its two bases are {α} and {α}, and relative to either base its Cartan matrix is the 1×1 matrix [2].

Facts & Assumptions

Given: A Euclidean line E=Rα with α0 and the set Φ={α,α}.

[L1]

A reduced crystallographic root system is a finite spanning set of nonzero vectors closed under its root reflections with integral Cartan integers and reducedness (Reduced crystallographic Euclidean root system).

[L2]

The reflection sα negates α, the Weyl group is the subgroup of O(E) generated by the root reflections, and the diagonal entry of the Cartan matrix relative to either one-element base {β} is 2(β,β)/(β,β)=2 (Weyl group, Cartan matrix of a based root system).

Verification

technique · direct
1.1

Φ is finite, spans E, omits 0, and RαΦ={±α}; the reflection sα sends α to α and α to α, so sα(Φ)=Φ; the only Cartan integers are 2(±α,±α)/(α,α)=±2, which are integers. Hence Φ is a reduced crystallographic root system.

L1algebra
2.1

Each positive system consists of one of the two roots, so the two bases are {α} and {α}. The Weyl group is {1,sα} of order 2, and relative to either one-element base the Cartan matrix is [2] by [L2]. This is the rank-one system A1.

L2step 1.1algebra
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Rank-two systems A_2, B_2 and G_2

Example

The following configurations with six, eight and twelve roots in the plane realize A2,B2 and G2: for A2 the six unit vectors spaced by 60, for B2 the eight vectors ±e1,±e2,±e1±e2, and for G2 the twelve vectors of the explicit model. The off-diagonal Cartan products are 1,2,3 respectively.

Facts & Assumptions

Given: The standard plane R2 with orthonormal basis e1,e2 and the six unit vectors uk=(cos(kπ/3),sin(kπ/3)), 0k5.

[L1]

The irreducible reduced crystallographic rank-two root systems are exactly A2,B2C2,G2, and for nonproportional roots the product of the two Cartan integers is 4cos2θ{0,1,2,3} with the corresponding length ratio (Rank-two root-system classification).

[L2]

A reduced crystallographic Euclidean root system is a finite spanning set of nonzero vectors that is reduced, is preserved by every root reflection, and has integral Cartan integers; for a base (α1,α2) its Cartan matrix has entries aij=2(αj,αi)/(αi,αi) (Reduced crystallographic Euclidean root system, Cartan matrix of a based root system).

Verification

technique · direct
1.1

For A2 take ΦA={u0,,u5}. This finite set spans the plane, is reduced, and each root reflection is a symmetry of the regular hexagon. Its Cartan integers are 2cosθ{0,±1,±2}. Put α=u0 and β=u2; then ΦA+={α,β,α+β} is a positive system with base (α,β), and (α,β)=1/2. Thus its Cartan matrix is (2112) and its off-diagonal Cartan product is 1.

L2algebra
1.2

For B2 take ΦB={±e1,±e2,±e1±e2}. This finite set spans the plane, omits zero, and is reduced. The reflections in the coordinate roots change one sign, while those in e1±e2 interchange the coordinates with possible sign changes, so every root reflection preserves ΦB; direct pairings give Cartan integers in {0,±1,±2}. The roots α=e1e2 and β=e2 form a base, since the positive roots are α,β,α+β,α+2β. Moreover (α,α)=2, (β,β)=1, and (α,β)=1, so the Cartan matrix for (α,β) is (2122) and its off-diagonal Cartan product is 2.

L2algebra
1.3

For G2, choose α,β with (α,α)=6, (β,β)=2, (α,β)=3 and put ΦG={±α,±β,±(α+β),±(α+2β),±(α+3β),±(2α+3β)}. The Gram determinant is positive, so α,β form a basis; the displayed coefficient pairs then show that ΦG is finite, spans the plane, omits zero, and is reduced. The reflection sα interchanges β with α+β and α+3β with 2α+3β, and fixes α+2β; the reflection sβ interchanges α with α+3β and α+β with α+2β, and fixes 2α+3β. Together with the images of α and β, these permutations show that the long and short roots are the two orbits of the simple reflections. Conjugating sα or sβ therefore proves reflection closure for every root. Direct pairings give integral Cartan integers in {0,±1,±2,±3}. The six displayed unnegated roots are positive and have base (α,β), whose Cartan matrix is (2132) and whose off-diagonal Cartan product is 3.

L2algebra
2.1

By [L1] the three systems are exactly the irreducible rank-two reduced crystallographic systems, and the displayed Cartan products 1,2,3 are those of A2,B2,G2 respectively.

L1step 1.1step 1.2step 1.3algebra
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Simple roots and fundamental weights of A_n

Example

For An realized in the sum-zero subspace E={xRn+1:ixi=0} the simple roots are αi=eiei+1, 1in, and the fundamental weights are ωk=e1++ekkn+1i=1n+1ei,1kn.

Facts & Assumptions

Given: The model An={εiεj:ij} in the sum-zero subspace of Rn+1, with simple roots αi=eiei+1 and the vectors ωk displayed.

[L1]

In this model An is a reduced crystallographic root system with simple roots αi=eiei+1 (Classical root systems in coordinates, Existence of each classified root system).

[L2]

The coroot of α is α=2α/(α,α) and the fundamental weights are the vectors dual to the simple coroots, (ωk,αi)=δki (Fundamental weights, Coroot and dual root system).

Verification

technique · direct
1.1

(αi,αi)=2 and αi=αi, since αi has two nonzero coordinates equal to ±1.

L1L2algebra
2.1

For every i,k one has (ωk,αi)=(ωk,ei)(ωk,ei+1); the vector ωk has coordinates 1k/(n+1) in positions 1,,k and k/(n+1) in positions k+1,,n+1, so the difference equals 1 when i=k and 0 otherwise. Hence (ωk,αi)=δki and the displayed vectors are the fundamental weights of An; they form a basis of the weight lattice by [L2].

L2step 1.1algebra
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The Weyl group of A_n is the symmetric group

Example

For n1, W(An)Sn+1, acting on the sum-zero subspace of Rn+1 by permuting coordinates.

Facts & Assumptions

Given: An integer n1, the sum-zero subspace ERn+1, and the model An={εiεj:ij}E.

[L1]

The coordinate model of An consists of the roots εiεj in the sum-zero subspace (Classical root systems in coordinates).

[L2]

The Weyl group is generated by the root reflections (Weyl group).

Verification

technique · direct
1.1

Let ρ:Sn+1O(E) be the homomorphism obtained by restricting coordinate permutations to E. For xE, the reflection formula gives sεiεj(x)=x(xixj)(εiεj)=ρ((ij))x. Hence [L2] and the fact that the transpositions generate Sn+1 give W(An)=ρ(Sn+1).

L1L2algebra
2.1

The homomorphism ρ is injective. Indeed, if ρ(σ) is the identity on E, then for every ij it fixes εiεj, so εσ(i)εσ(j)=εiεj; uniqueness of the positive and negative coordinate positions gives σ(i)=i and σ(j)=j. Thus σ=1, and step 1.1 yields W(An)Sn+1 with the asserted action.

L1step 1.1algebra
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Dynkin duality of B_n and C_n

Example

For n2, the Bn and Cn diagrams have the same underlying chain and opposite arrows on the unique double edge; transposing the Cartan matrix exchanges them.

Facts & Assumptions

Given: An integer n2; the simple roots of Bn: α1=ε1ε2,,αn1=εn1εn,αn=εn; and of Cn: β1=ε1ε2,,βn1=εn1εn,βn=2εn.

[L1]

The Cartan matrix entry is aij=2(αj,αi)/(αi,αi), and the diagram has aijaji edges with the arrow toward the shorter root (Cartan matrix of a based root system, Dynkin diagram with edge multiplicity and arrow convention).

[L2]

Coroot duality transposes the Cartan matrix, and the dual system of Bn is Cn (Duality exchanges B and C).

Verification

technique · direct
1.1

For Bn: αi2=2 for i<n and αn2=1; (αn1,αn)=1, so an1,n=2(1)/2=1 and an,n1=2(1)/1=2; all other off-diagonal entries of adjacent pairs are 1 and the rest vanish. Thus the diagram is a chain with a double edge at the end, the arrow being governed by an,n1=2>an1,n=1 and pointing toward the shorter root αn.

L1algebra
1.2

For Cn: βi2=2 for i<n and βn2=4; (βn1,βn)=2, so an1,n=2(2)/2=2 and an,n1=2(2)/4=1; the diagram is again a chain with a double edge exactly at the end, and the arrow now points toward the shorter root βn1.

L1algebra
2.1

The matrices of steps 1.1 and 1.2 are transposes of one another, which is exactly coroot duality by [L2]; so transposing the Cartan matrix exchanges Bn and Cn, reversing the arrow while keeping the chain and the double-edge position.

L2step 1.1step 1.2algebra
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Low-rank Dynkin coincidences

Example

The low-rank coincidences among the classical types are B1=C1=A1,B2=C2,D2=A1A1,D3=A3.

Facts & Assumptions

Given: The classical coordinate models.

[L1]

The set {±α} in a Euclidean line is the root system A1 (The root system A_1).

[L2]

The coordinate root systems B2 and C2 are isomorphic: an explicit orthogonal transformation followed by a uniform rescaling carries one root set to the other (Root systems of the classical complex Lie algebras).

[L3]

In the classical coordinate models, Dn={±ei±ej:1i<jn}. For D3, the roots δ1=e1e2,δ2=e2e3,δ3=e2+e3 form a simple system (Classical root systems in coordinates).

Proof

technique · direct
1.1

Extending the coordinate notation to rank one gives B1={±e1} and C1={±2e1}. The linear maps e1α and 2e1α identify these systems with A1 from [L1]. Thus B1=C1=A1 up to root-system isomorphism.

L1algebra
1.2

The explicit similarity in [L2] identifies the eight roots of B2 with those of C2 and preserves every Cartan integer. Hence B2=C2 up to root-system isomorphism.

L2
1.3

For D2, [L3] gives D2={±(e1+e2),±(e1e2)}, the orthogonal disjoint union of two rank-one systems, so D2=A1A1 by [L1].

L1L3algebra
2.1

For the simple roots of D3 in [L3], all squared lengths are 2, while (δ1,δ2)=(δ1,δ3)=1 and (δ2,δ3)=0. Their Dynkin graph therefore has the three-vertex path δ2δ1δ3, the A3 diagram. Hence D3=A3 up to root-system isomorphism.

L3algebra
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Serre relations for A_2 recover sl_3

Example

Assume the Axiom of Choice; it is inherited from the Serre presentation theorem used below.

For A=(2112) the Serre generators map to e1E12, e2E23, f1E21, f2E32, h1E11E22, h2E22E33 in sl3(C), and this assignment is an isomorphism g(A)sl3(C).

Facts & Assumptions

Given: The Axiom of Choice; the Cartan matrix A of A2, the Serre algebra g(A) and the matrices in sl3(C).

[A1]

The standing AC assumption is The Axiom of Choice; it is inherited through the Serre triangular-decomposition theorem in [L1].

[L1]

g(A) is presented by the Serre generators and relations, and has the triangular decomposition nhn+, where h is spanned by h1,h2 and n is generated by f1,f2 while n+ is generated by e1,e2 (Serre Lie algebra of a finite-type Cartan matrix, Serre presentation theorem).

[L2]

sl3(C) is the Lie algebra of traceless 3×3 matrices with the commutator (Classical complex matrix Lie algebras); direct multiplication of matrix units gives EijEkl=δjkEil.

Verification

technique · direct
1.1

The images satisfy the Cartan and generator relations: [hi,hj]=0; [h1,E12]=2E12, [h1,E23]=E23, [h2,E12]=E12, [h2,E23]=2E23 and the negatives on the f's; [E12,E21]=h1, [E23,E32]=h2, and the cross brackets [E12,E32] and [E23,E21] vanish.

L1L2algebra
2.1

Direct multiplication also gives (adE12)2E23=(adE23)2E12=(adE21)2E32=(adE32)2E21=0, so all four Serre relations hold. Hence the assignment induces a Lie-algebra homomorphism φ:g(A)sl3(C).

L1L2step 1.1algebra
3.1

The images generate sl3(C): [E12,E23]=E13, [E23,E12]=E13, and [E21,E32]=E31. Thus the image contains all six off-diagonal matrix units and the independent diagonal matrices h1,h2, which form a basis of the eight-dimensional space of traceless 3×3 matrices. Hence φ is surjective.

L2step 2.1algebra
4.1

Put z=[e1,e2]. The positive Serre relations give [e1,z]=[e2,z]=0, so span(e1,e2,z) is a Lie subalgebra containing the positive generators and contained in the subalgebra they generate; hence it equals n+. With w=[f1,f2], the negative Serre relations likewise give [f1,w]=[f2,w]=0, so n=span(f1,f2,w) and each half has dimension at most three. Since h is spanned by h1,h2, the triangular decomposition in [L1] gives dimg(A)8. Surjectivity from step 3.1 onto the eight-dimensional algebra sl3(C) gives the reverse inequality, so dimg(A)=8 and kerφ=0. Thus φ is the asserted isomorphism.

A1L1L2step 3.1algebra
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Positive roots and highest root of G_2

Example

In the G2 model with a short simple root α and a long simple root β, the positive roots are α,β,α+β,2α+β,3α+β,3α+2β, and the highest root is 3α+2β.

Facts & Assumptions

Given: The G2 model Φ={±α0,±β0,±(α0+β0),±(α0+2β0),±(α0+3β0),±(2α0+3β0)} with long root α0 and short root β0. Rename the ordered base {β0,α0} as {α,β}, so α=β0 is short and β=α0 is long.

[L1]

In the model the roots ±(α0+β0), ±(α0+2β0), ±(α0+3β0), ±(2α0+3β0) occur, and the Cartan matrix relative to {β0,α0} is the G2 matrix (Rank-two systems A_2, B_2 and G_2, Existence of each classified root system).

[L2]

In a reduced crystallographic root system, every positive root is a nonnegative integral combination of the chosen simple roots; if the finite root system is also irreducible, it has a unique highest root (Simple roots form a signed integral basis, Existence and uniqueness of the highest root).

Verification

technique · direct
1.1

Write α0 for the long root and β0 for the short root of the model, so that α=β0, β=α0. The twelve roots listed in the model become, in terms of α,β: ±α,±β,±(α+β),±(2α+β),±(3α+β),±(3α+2β). Hence the positive roots with respect to the base {α,β} are exactly the six nonnegative combinations displayed, of heights 1,1,2,3,4,5.

L1L2algebra
2.1

The root 3α+2β has height 5, the largest among the positive roots, and it is the unique highest root by [L2]. Directly, each of the other five coefficient pairs (1,0),(0,1),(1,1),(2,1),(3,1) is coordinatewise at most (3,2) and is not equal to it, so every other positive root is strictly below 3α+2β in the root order.

L2step 1.1algebra
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A cycle graph is not finite type

Statement refuted

Every finite connected graph is the Dynkin diagram of a finite-type Cartan matrix, so positive definiteness imposes no restriction on connected diagrams.

Facts & Assumptions

Given: An integer m3, the cycle graph G on m vertices, and the matrix A=2IAdj(G).

[L1]

A finite-type Cartan matrix is symmetrizable to a positive definite matrix: there is a diagonal D with positive diagonal entries such that DAD1 is symmetric positive definite (Properties of finite-type Cartan matrices).

[L2]

The Cartan matrix of a based root system has aijaji=1 on each simple edge and 0 on nonedges, so the diagram of A would be G (Dynkin diagram with edge multiplicity and arrow convention).

Proof

technique · explicit witness
1.1

The matrix A=2IAdj(G) is symmetric and satisfies aii=2, aij=1 for adjacent ij and aij=0 otherwise; its diagram, as in [L2], is the cycle G on m3 vertices.

L2algebra
1.2

The nonzero vector x=(1,,1) satisfies Ax=0, because every row has diagonal entry 2 and exactly two entries 1. Equivalently xTAx=2m2m=0. Hence A is not positive definite; moreover every diagonal conjugate DAD1 has the nonzero null vector Dx, so no symmetric diagonal conjugate can be positive definite.

givenalgebra
2.1

By [L1] a finite-type Cartan matrix must be symmetrizable to a positive definite matrix; A is not. Moreover, [L2] makes A the only Cartan matrix with this unoriented simple-edge cycle: on each edge the nonpositive integral entries have product 1, so both are 1. Thus the cycle is not a finite-type Dynkin diagram even though it is finite and connected. This explicit family suffices to refute the claimed statement; no broader tree assertion is needed.

L1L2step 1.1step 1.2
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SL_2 and PGL_2 have the same Lie algebra but differ globally

Statement refuted

A connected Lie group is determined up to isomorphism by its Lie algebra, so two connected Lie groups with the same complex semisimple Lie algebra are isomorphic.

Facts & Assumptions

Given: Assume ACω. The groups SL2(C) and PGL2(C)=GL2(C)/(C×I), and their Lie algebras.

[L1]

The Möbius group is GL2(C)/(C×I)=PGL2(C), so PGL2(C) is a quotient of GL2(C) by the normal subgroup C×I (Möbius transformations form a group and identify with the projective linear quotient of GL_2(C), Invertible matrices and the general linear group GLn(F)).

[L2]

The traceless matrices form the complex Lie algebra sl2(C) under the commutator, with basis e,f,h satisfying [h,e]=2e, [h,f]=2f, [e,f]=h. The special linear Lie algebra sl_2.

[A1]

Countable choice is assumed for the following differential-geometric interfaces. The Axiom of Countable Choice (ACω).

[L3]

Under ACω, a closed normal subgroup N of a finite-dimensional real Lie group G has a quotient Lie group with tangent Lie algebra g/n. Quotient by a closed normal subgroup is a Lie group.

[L4]

Under ACω, the tangent bracket is the value at the identity of the commutator of the left-invariant extensions. Lie bracket on the tangent space of a Lie group.

Proof

technique · explicit witness
1.1

The open set GL2(C)M2(C) is a complex Lie group: multiplication is polynomial and inversion is the adjugate divided by the nonzero determinant. The determinant-one subset is a complex submanifold: on the open set where the entry a0, the equation adbc=1 solves d=(1+bc)/a; at any other matrix at least one entry is nonzero and one solves for its opposite entry in the same way. These charts cover the subset, and the restricted group operations are holomorphic. Differentiating the determinant at I gives trX, and the chart at I shows that every traceless X is tangent to this subset. For either matrix group the left-invariant extension of X is AAX; the field commutator with AAY is AA(XYYX). Thus their tangent Lie algebras are respectively M2(C) and sl2(C).

A1L2L4algebra
1.2

The algebra sl2(C) is simple, hence semisimple. Indeed a nonzero ideal is invariant under adh, whose distinct eigenvalues on e,f,h are 2,2,0. Polynomial spectral projections show that the ideal contains a nonzero multiple of at least one of these basis vectors. Bracketing with the others then puts all three in the ideal. Moreover [sl2,sl2]=sl2, so the whole algebra is not solvable; it therefore has no nonzero solvable ideal.

L2algebra
1.3

The group SL2(C) is path connected. Indeed, if g=(abcd) has a0, then g=(10c/a1)(a00a1)(1b/a01). Each unipotent factor is joined to I by multiplying its off-diagonal entry by t[0,1], and the diagonal factor is joined to I along diag(γ(t),γ(t)1) for any path γ in C× from 1 to a. If a=0, then c0, and the path (1t01)g joins g to a matrix whose upper-left entry is c0, reducing to the preceding case.

L2algebra
1.4

Z(SL2(C))={±I}: a central matrix commutes in particular with the unipotent one-parameter subgroups generated by E12 and E21, hence with E12 and E21; it is therefore scalar, and determinant one leaves precisely ±I.

L2algebra
1.5

Z(PGL2(C)) is trivial: a central projective transformation commutes with every dilation zaz, so it preserves their common fixed set {0,}; commuting also with the inversion z1/z and translations zz+b forces it to fix 0,1,, hence it is the identity Möbius transformation.

L1algebra
2.1

The scalar subgroup is closed in GL2(C), being defined there by zero off-diagonal entries and equal diagonal entries. It is normal, and its tangent algebra is CI. Consequently [L3], applied to the underlying real groups, gives the quotient tangent algebra M2(C)/CI. The quotient is also a complex Lie group: on the set of classes with a selected matrix entry nonzero, normalize that entry to 1. The other three entries give an open subset of C3 with determinant nonzero. Transition functions and the locally expressed group operations are rational with nonzero denominators, hence holomorphic. These charts agree with the smooth quotient charts since normalization is a smooth local section. The tangent quotient map is complex linear. Finally [X]X12tr(X)I is a well-defined complex-linear bijection to sl2(C) preserving commutators, since scalar matrices commute and commutators have trace zero.

A1L1L2L3step 1.1algebra
2.2

The group GL2(C) is path connected: for gGL2(C) choose zC× with z2=detg; then z1gSL2(C), and paths in SL2(C) and C× join g=z(z1g) to I. Its quotient PGL2(C) is therefore connected.

L1step 1.3
3.1

An isomorphism of groups carries the center onto the center, so SL2(C) and PGL2(C) are not isomorphic, although steps 1.3 and 2.2 show both are connected and steps 1.1, 1.2, and 2.1 give both the complex semisimple Lie algebra sl2(C). This witnesses the failure of the claim: the two groups are distinct global forms of the same Lie algebra.

L1L2step 1.1step 2.1step 1.2step 1.3step 1.4step 1.5step 2.2

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